0001209191-23-021855.txt : 20230331
0001209191-23-021855.hdr.sgml : 20230331
20230331144425
ACCESSION NUMBER: 0001209191-23-021855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230330
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULLIGAN WILLIAM C
CENTRAL INDEX KEY: 0001216549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 23786753
MAIL ADDRESS:
STREET 1: 201 EAST SANDPOINTE
STREET 2: 8TH FLOOR
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-03-30
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001216549
MULLIGAN WILLIAM C
15147 NORTH SCOTTSDALE ROAD
H300
SCOTTSDALE
AZ
85254
1
0
0
0
0
Common Stock
2023-03-30
4
P
0
5000
9.8085
A
40163
I
See Footnote #1
Common Stock
2490
D
Restricted Stock Units
Common Stock
0
2500
D
These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date.
/s/William C. Mulligan, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached)
2023-03-31