0001209191-23-021855.txt : 20230331 0001209191-23-021855.hdr.sgml : 20230331 20230331144425 ACCESSION NUMBER: 0001209191-23-021855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230330 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLIGAN WILLIAM C CENTRAL INDEX KEY: 0001216549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 23786753 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-30 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216549 MULLIGAN WILLIAM C 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 0 0 0 0 Common Stock 2023-03-30 4 P 0 5000 9.8085 A 40163 I See Footnote #1 Common Stock 2490 D Restricted Stock Units Common Stock 0 2500 D These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Each restricted stock unit represents a contingent right to receive one share of UEI common stock. The restricted stock units vest in accordance with the vesting schedule of each RSU grant. This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date. /s/William C. Mulligan, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached) 2023-03-31