0001209191-22-059850.txt : 20221205 0001209191-22-059850.hdr.sgml : 20221205 20221205185202 ACCESSION NUMBER: 0001209191-22-059850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARLING PAUL D CENTRAL INDEX KEY: 0001216543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 221446245 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-02 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216543 ARLING PAUL D 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 1 0 0 CEO Common Stock 2022-12-02 4 M 0 57800 19.245 A 296927 I By Trust - See Footnote #2 Common Stock 2022-12-02 4 F 0 52622 22.90 D 244305 I By Trust - See Footnote #2 Common Stock 1800 D Common Stock 1000 I By Spouse Employee Stock Option (Rt to Buy) 19.245 2022-12-02 4 M 0 57800 19.245 D 2013-05-13 2023-02-13 Common 57800 367720 D Restricted Stock Units Common Stock 0 40658 D Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Represents a "net exercise" of outstanding stock options. The reporting person received 5,178 shares of common stock on net exercise of options to purchase 57,800 shares of common stock. The Company withheld 52,622 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the high/low average stock price on December 2, 2022 of $22.90 pursuant to the terms of the applicable Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of UEI common stock. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. This figure represents an aggregate number of outstanding restricted stock units held by Reporting Person. /s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached) 2022-12-05