0001209191-22-059850.txt : 20221205
0001209191-22-059850.hdr.sgml : 20221205
20221205185202
ACCESSION NUMBER: 0001209191-22-059850
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARLING PAUL D
CENTRAL INDEX KEY: 0001216543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 221446245
MAIL ADDRESS:
STREET 1: 201 EAST SANDPOINTE
STREET 2: 8TH FLOOR
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-02
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001216543
ARLING PAUL D
15147 NORTH SCOTTSDALE ROAD
H300
SCOTTSDALE
AZ
85254
1
1
0
0
CEO
Common Stock
2022-12-02
4
M
0
57800
19.245
A
296927
I
By Trust - See Footnote #2
Common Stock
2022-12-02
4
F
0
52622
22.90
D
244305
I
By Trust - See Footnote #2
Common Stock
1800
D
Common Stock
1000
I
By Spouse
Employee Stock Option (Rt to Buy)
19.245
2022-12-02
4
M
0
57800
19.245
D
2013-05-13
2023-02-13
Common
57800
367720
D
Restricted Stock Units
Common Stock
0
40658
D
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.
Represents a "net exercise" of outstanding stock options. The reporting person received 5,178 shares of common stock on net exercise of options to purchase 57,800 shares of common stock. The Company withheld 52,622 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the high/low average stock price on December 2, 2022 of $22.90 pursuant to the terms of the applicable Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued.
This figure represents an aggregate number of outstanding restricted stock units held by Reporting Person.
/s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached)
2022-12-05