0001209191-22-059849.txt : 20221205 0001209191-22-059849.hdr.sgml : 20221205 20221205184853 ACCESSION NUMBER: 0001209191-22-059849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hackworth Bryan M CENTRAL INDEX KEY: 0001375556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 221446242 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-02 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001375556 Hackworth Bryan M 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 0 1 0 0 SVP and CFO Common Stock 2022-12-02 4 M 0 22000 19.245 A 74823 D Common Stock 2022-12-02 4 F 0 20338 22.90 D 54485 D Employee Stock Option (Rt to Buy) 19.245 2022-12-02 4 M 0 22000 19.245 D 2013-05-13 2023-02-13 Common 22000 128470 D Restricted Stock Units Common Stock 0 11325 D Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Represents a "net exercise" of outstanding stock options. The reporting person received 1,662 shares of common stock on net exercise of options to purchase 22,000 shares of common stock. The Company withheld 20,338 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the high/low average stock price on December 2, 2022 of $22.90, pursuant to the terms of the applicable Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of UEI common stock. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. This figure represents an aggregate number of outstanding restricted stock units held by Reporting Person. /s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached) 2022-12-05