0001209191-22-043463.txt : 20220729 0001209191-22-043463.hdr.sgml : 20220729 20220729143939 ACCESSION NUMBER: 0001209191-22-043463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220727 FILED AS OF DATE: 20220729 DATE AS OF CHANGE: 20220729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PONTUAL ROMULO CENTRAL INDEX KEY: 0001278871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 221120174 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE ROAD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-27 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001278871 PONTUAL ROMULO 15147 N SCOTTSDALE ROAD SUITE H300 SCOTTSDALE AZ 85254 1 0 0 0 Restricted Stock Units 2022-07-27 4 A 0 4639 0.00 A Common Stock 4639 4639 D Empl. Stock Option (Rt. to Buy) 27.05 2022-07-27 4 A 0 20000 27.05 A Common Stock 20000 20000 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. RSU Grant awarded pursuant to 2018 Directors Compensation Plan on July 27, 2022 and will vest as follows: 889 RSUs on October 1, 2022; 1,250 RSUs on January 1, 2023; 1,250 RSUs on April 1, 2023; and 1,250 RSUs on July 1, 2023. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Stock Option Grant was issued on July 27, 2022 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options will vest ratably over the next 3 years, and have a 10 year life, expiring on July 27, 2032. /s/ Romulo Pontual by Valerie J. Ballard pursuant to a Limited Power of Attorney dated July 21, 2022 2022-07-29