0001209191-21-051663.txt : 20210816 0001209191-21-051663.hdr.sgml : 20210816 20210816181704 ACCESSION NUMBER: 0001209191-21-051663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hackworth Bryan M CENTRAL INDEX KEY: 0001375556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 211180290 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-12 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001375556 Hackworth Bryan M 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 0 1 0 0 SVP and CFO Common Stock 2021-08-12 4 M 0 542 A 49294 D Common Stock 2021-08-12 4 F 0 285 49.23 D 49009 D Common Stock 2021-08-13 4 M 0 924 A 49933 D Common Stock 2021-08-13 4 F 0 486 49.735 D 49447 D Restricted Stock Units 2021-08-12 4 M 0 542 0.00 D Common Stock 542 11069 D Restricted Stock Units 2021-08-13 4 M 0 924 0.00 D Common Stock 924 10145 D Employee Stock Option (Rt. To Buy) Common Stock 0 140390 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached) 2021-08-16