0001209191-21-032859.txt : 20210514 0001209191-21-032859.hdr.sgml : 20210514 20210514180036 ACCESSION NUMBER: 0001209191-21-032859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chong David Cheung Hyen CENTRAL INDEX KEY: 0001579104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 21926512 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE AVENUE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-13 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001579104 Chong David Cheung Hyen 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 0 1 0 0 Executive Vice President -Asia Common Stock 2021-05-13 4 M 0 616 A 14498 D Common Stock 5112 I See Footnote #2 Restricted Stock Units 2021-05-13 4 M 0 616 0.00 D Common Stock 616 8963 D Employee Stock Options (Rt. To Buy) Common Stock 0 69305 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached) 2021-05-14