0001209191-21-024515.txt : 20210402 0001209191-21-024515.hdr.sgml : 20210402 20210402154145 ACCESSION NUMBER: 0001209191-21-024515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGEL CARL E CENTRAL INDEX KEY: 0001118042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 21801875 MAIL ADDRESS: STREET 1: C/O DISH NETWORK CORPORATION STREET 2: 9601 S. MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001118042 VOGEL CARL E 78 GLENMOOR DRIVE CHERRY HILLS VILLAGE CO 80113-7116 1 0 0 0 Common Stock 2021-04-01 4 M 0 1250 A 7500 D Common Stock 37500 I Held By Trust - See Footnote #2 Restricted Stock Units 2021-04-01 4 M 0 1250 0.00 D Common Stock 1250 1250 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares. These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. /s/Carl E. Vogel, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated November 6, 2009 (attached) 2021-04-02