0001209191-21-010665.txt : 20210216 0001209191-21-010665.hdr.sgml : 20210216 20210216144025 ACCESSION NUMBER: 0001209191-21-010665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miketo Joseph CENTRAL INDEX KEY: 0001801188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 21636477 MAIL ADDRESS: STREET 1: 15147 N. SCOTTSDALE ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-12 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001801188 Miketo Joseph 15147 N. SCOTTSDALE ROAD SCOTTSDALE AZ 85254 0 1 0 0 Sr. VP Operations Common Stock 2021-02-12 4 M 0 1083 A 3787 D Common Stock 2021-02-12 4 F 0 535 59.67 D 3252 D Restricted Stock Units 2021-02-11 4 A 0 2525 0.00 A Common Stock 2525 11599 D Empl Stock Option (Rt to Buy 59.43 2021-02-11 4 A 0 6260 59.43 A 2022-02-11 2028-02-11 Common Stock 6260 14735 D Restricted Stock Units 2021-02-12 4 D 0 1083 0.00 D Common Stock 1083 10516 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021, and granted on February 11, 2021. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 11, 2022, and 8.33% quarterly thereafter. Stock Option Grant was approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021, and granted on February 11, 2021. The Stock Options will vest over a 3-year vesting schedule of 33.33% on February 11, 2022, and 8.33% quarterly thereafter, and will expire on February 11, 2028. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. /s/Joseph Miketo by Valerie J. Ballard pursuant to Limited Power of Attorney dated January 22, 2020 2021-02-16