0001209191-20-065740.txt : 20201231
0001209191-20-065740.hdr.sgml : 20201231
20201231174129
ACCESSION NUMBER: 0001209191-20-065740
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201230
FILED AS OF DATE: 20201231
DATE AS OF CHANGE: 20201231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chong David Cheung Hyen
CENTRAL INDEX KEY: 0001579104
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 201429558
MAIL ADDRESS:
STREET 1: 201 EAST SANDPOINTE AVENUE
STREET 2: 8TH FLOOR
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-30
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001579104
Chong David Cheung Hyen
15147 NORTH SCOTTSDALE ROAD
H300
SCOTTSDALE
AZ
85254
0
1
0
0
Executive Vice President -Asia
Common Stock
2020-12-30
4
M
0
12060
35.275
A
18890
D
Common Stock
2020-12-30
4
F
0
8088
52.60
D
10802
D
Common Stock
5112
I
See Footnote Number 3.
Employee Stock Option (Rt to Buy)
35.275
2020-12-30
4
M
0
12060
35.275
D
2015-05-12
2021-02-12
Common Stock
12060
69305
D
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Represents a "net exercise" of outstanding stock options. The reporting person received 3,972 shares of common stock on net exercise of options to purchase 12,060 shares of common stock. The Company withheld 8,088 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 30, 2020 of $52.60 pursuant to the terms of the applicable Stock Incentive Plan.
These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial
ownership.
/s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached)
2020-12-31