0001209191-20-065740.txt : 20201231 0001209191-20-065740.hdr.sgml : 20201231 20201231174129 ACCESSION NUMBER: 0001209191-20-065740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20201231 DATE AS OF CHANGE: 20201231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chong David Cheung Hyen CENTRAL INDEX KEY: 0001579104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 201429558 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE AVENUE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-30 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001579104 Chong David Cheung Hyen 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 0 1 0 0 Executive Vice President -Asia Common Stock 2020-12-30 4 M 0 12060 35.275 A 18890 D Common Stock 2020-12-30 4 F 0 8088 52.60 D 10802 D Common Stock 5112 I See Footnote Number 3. Employee Stock Option (Rt to Buy) 35.275 2020-12-30 4 M 0 12060 35.275 D 2015-05-12 2021-02-12 Common Stock 12060 69305 D Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Represents a "net exercise" of outstanding stock options. The reporting person received 3,972 shares of common stock on net exercise of options to purchase 12,060 shares of common stock. The Company withheld 8,088 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 30, 2020 of $52.60 pursuant to the terms of the applicable Stock Incentive Plan. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership. /s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached) 2020-12-31