0001209191-20-064970.txt : 20201223
0001209191-20-064970.hdr.sgml : 20201223
20201223111334
ACCESSION NUMBER: 0001209191-20-064970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201221
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGEL CARL E
CENTRAL INDEX KEY: 0001118042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 201410593
MAIL ADDRESS:
STREET 1: C/O DISH NETWORK CORPORATION
STREET 2: 9601 S. MERIDIAN BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-21
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001118042
VOGEL CARL E
78 GLENMOOR DRIVE
CHERRY HILLS VILLAGE
CO
80113-7116
1
0
0
0
Common Stock
2020-12-21
5
G
0
E
37500
0.00
D
0
I
By Safe Harbour Capital Partners, LLC
Common Stock
2020-12-21
5
G
0
E
37500
0.00
A
37500
I
By Trust
Common Stock
5000
D
On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.
On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.
/s/Carl E. Vogel, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated November 6, 2009 (attached)
2020-12-23