0001209191-20-046091.txt : 20200811 0001209191-20-046091.hdr.sgml : 20200811 20200811153341 ACCESSION NUMBER: 0001209191-20-046091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200808 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARLING PAUL D CENTRAL INDEX KEY: 0001216543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 201092253 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-08 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216543 ARLING PAUL D 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 1 0 0 CEO Common Stock 2020-08-08 4 M 0 1390 A 198197 D Common Stock 2020-08-08 4 F 0 617 45.575 D 197580 D Common Stock 1000 I By Spouse Restricted Stock Units 2020-08-08 4 M 0 1390 0.00 D Common Stock 1390 40544 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. /s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached) 2020-08-11