0001209191-21-059292.txt : 20211005 0001209191-21-059292.hdr.sgml : 20211005 20211005134553 ACCESSION NUMBER: 0001209191-21-059292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAPLETON GREGORY CENTRAL INDEX KEY: 0001215955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 211305971 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-01 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001215955 STAPLETON GREGORY 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 2021-10-01 4 M 0 1250 A 36976 D Common Stock 2021-10-01 4 F 0 625 49.635 D 36351 D Restricted Stock Units 2021-10-01 4 M 0 1250 0.00 D Common Stock 1250 3750 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the company's current Directors Compensation Plan. These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. /s/Gregory P. Stapleton, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated April 24, 2008 (attached) 2021-10-05