0000101984-24-000040.txt : 20240226 0000101984-24-000040.hdr.sgml : 20240226 20240226164017 ACCESSION NUMBER: 0000101984-24-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carnifax Richard K CENTRAL INDEX KEY: 0001938060 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 24679616 MAIL ADDRESS: STREET 1: 15147 N. SCOTTSDALE ROAD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 wk-form4_1708983599.xml FORM 4 X0508 4 2024-02-22 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001938060 Carnifax Richard K 15147 N. SCOTTSDALE ROAD SUITE H300 SCOTTSDALE AZ 85254 0 1 0 0 S.V.P. Global Operations 0 Common Stock 2024-02-22 4 M 0 1934 A 6986 D Common Stock 2024-02-22 4 F 0 911 8.46 D 6075 D Common Stock 2024-02-25 4 M 0 836 A 6911 D Common Stock 2024-02-25 4 F 0 394 8.42 D 6517 D Restricted Stock Units 2024-02-22 4 M 0 1934 0 D Common Stock 1934 22153 D Restricted Stock Units 2024-02-25 4 M 0 836 0 D Common Stock 836 21317 D Performance Stock Units Common Stock 0 14001 D Employee Stock Option (Rt to Buy) Common Stock 0 18465 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Each performance stock unit represents a contingent right to receive one share of UEI common stock. The performance stock units vest in accordance with the vesting schedule of each PSU Grant. This figure represents an aggregate number of performance stock units held by Reporting Person Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents and aggregate number of stock options held by Reporting Person, /s/Richard Carnifax by Valerie J. Ballard, pursuant to Limited Power of Attorney dated July 11, 2022 2024-02-26