0000101984-24-000040.txt : 20240226
0000101984-24-000040.hdr.sgml : 20240226
20240226164017
ACCESSION NUMBER: 0000101984-24-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240222
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carnifax Richard K
CENTRAL INDEX KEY: 0001938060
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 24679616
MAIL ADDRESS:
STREET 1: 15147 N. SCOTTSDALE ROAD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
wk-form4_1708983599.xml
FORM 4
X0508
4
2024-02-22
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001938060
Carnifax Richard K
15147 N. SCOTTSDALE ROAD
SUITE H300
SCOTTSDALE
AZ
85254
0
1
0
0
S.V.P. Global Operations
0
Common Stock
2024-02-22
4
M
0
1934
A
6986
D
Common Stock
2024-02-22
4
F
0
911
8.46
D
6075
D
Common Stock
2024-02-25
4
M
0
836
A
6911
D
Common Stock
2024-02-25
4
F
0
394
8.42
D
6517
D
Restricted Stock Units
2024-02-22
4
M
0
1934
0
D
Common Stock
1934
22153
D
Restricted Stock Units
2024-02-25
4
M
0
836
0
D
Common Stock
836
21317
D
Performance Stock Units
Common Stock
0
14001
D
Employee Stock Option (Rt to Buy)
Common Stock
0
18465
D
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Each performance stock unit represents a contingent right to receive one share of UEI common stock.
The performance stock units vest in accordance with the vesting schedule of each PSU Grant.
This figure represents an aggregate number of performance stock units held by Reporting Person
Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
This figure represents and aggregate number of stock options held by Reporting Person,
/s/Richard Carnifax by Valerie J. Ballard, pursuant to
Limited Power of Attorney dated July 11, 2022
2024-02-26