0000101984-24-000039.txt : 20240226
0000101984-24-000039.hdr.sgml : 20240226
20240226163956
ACCESSION NUMBER: 0000101984-24-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240222
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chong David Cheung Hyen
CENTRAL INDEX KEY: 0001579104
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 24679611
MAIL ADDRESS:
STREET 1: 201 EAST SANDPOINTE AVENUE
STREET 2: 8TH FLOOR
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
wk-form4_1708983574.xml
FORM 4
X0508
4
2024-02-22
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001579104
Chong David Cheung Hyen
15147 NORTH SCOTTSDALE ROAD
H300
SCOTTSDALE
AZ
85254
0
1
0
0
EVP Global Sales
0
Common Stock
2024-02-22
4
M
0
2149
A
28783
D
Common Stock
2024-02-22
4
F
0
1013
8.46
D
27770
D
Common Stock
2024-02-25
4
M
0
976
A
28746
D
Common Stock
2024-02-25
4
F
0
460
8.42
D
28286
D
Common Stock
5112
I
Shares Held by Tax Deferred Annuity
Restricted Stock Units
2024-02-22
4
M
0
2149
0
D
Common Stock
2149
27127
D
Restricted Stock Units
2024-02-25
4
M
0
976
0
D
Common Stock
976
26151
D
Performance Stock Units
Common Stock
14001
14001
D
Employee Stock Option (Rt to Buy)
Common Stock
33480
33480
D
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Each performance stock unit represents a contingent right to receive one share of UEI common stock.
The performance stock units vest in accordance with the vesting schedule of each PSU grant.
This figure represents an aggregate number of performance stock units held by Reporting Person.
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
This figure represents an aggregate number of stock options held by Reporting Person.
/s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached)
2024-02-26