0000101984-24-000033.txt : 20240213 0000101984-24-000033.hdr.sgml : 20240213 20240213152955 ACCESSION NUMBER: 0000101984-24-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240209 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARLING PAUL D CENTRAL INDEX KEY: 0001216543 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 24625242 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 wk-form4_1707856183.xml FORM 4 X0508 4 2024-02-09 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216543 ARLING PAUL D 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 1 0 0 CEO 0 Common Stock 2024-02-09 4 M 0 18843 A 277787 I By Arling Family Trust Common Stock 2024-02-09 4 F 0 8502 8.615 D 269285 I By Arling Family Trust Common Stock 2024-02-10 4 M 0 2532 A 271817 I By Arling Family Trust Common Stock 2024-02-10 4 F 0 1059 8.615 D 270758 I By Arling Family Trust Common Stock 2024-02-11 4 M 0 1472 A 272230 I By Arling Family Trust Common Stock 2024-02-11 4 F 0 616 8.615 D 271614 I By Arling Family Trust Common Stock 11800 D Common Stock 1000 I By Spouse Restricted Stock Units 2024-02-09 4 M 0 18843 0 D Common Stock 18843 88836 D Restricted Stock Units 2024-02-10 4 M 0 2532 0 D Common Stock 2532 86304 D Restricted Stock Units 2024-02-11 4 M 0 1472 0 D Common Stock 1472 84832 D Performance Stock Units Common Stock 0 36000 D Employee Stock Option (Rt to Buy) Common Stock 0 418830 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Each performance stock unit represents a contingent right to receive one share of UEI common stock. The performance stock units vest in accordance with the vesting schedule of each PSU grant. This figure represents an aggregate number of performance stock units held by Reporting Person. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached) 2024-02-13