0000101984-24-000033.txt : 20240213
0000101984-24-000033.hdr.sgml : 20240213
20240213152955
ACCESSION NUMBER: 0000101984-24-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240209
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARLING PAUL D
CENTRAL INDEX KEY: 0001216543
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 24625242
MAIL ADDRESS:
STREET 1: 201 EAST SANDPOINTE
STREET 2: 8TH FLOOR
CITY: SANTA ANA
STATE: CA
ZIP: 92707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
wk-form4_1707856183.xml
FORM 4
X0508
4
2024-02-09
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001216543
ARLING PAUL D
15147 NORTH SCOTTSDALE ROAD
H300
SCOTTSDALE
AZ
85254
1
1
0
0
CEO
0
Common Stock
2024-02-09
4
M
0
18843
A
277787
I
By Arling Family Trust
Common Stock
2024-02-09
4
F
0
8502
8.615
D
269285
I
By Arling Family Trust
Common Stock
2024-02-10
4
M
0
2532
A
271817
I
By Arling Family Trust
Common Stock
2024-02-10
4
F
0
1059
8.615
D
270758
I
By Arling Family Trust
Common Stock
2024-02-11
4
M
0
1472
A
272230
I
By Arling Family Trust
Common Stock
2024-02-11
4
F
0
616
8.615
D
271614
I
By Arling Family Trust
Common Stock
11800
D
Common Stock
1000
I
By Spouse
Restricted Stock Units
2024-02-09
4
M
0
18843
0
D
Common Stock
18843
88836
D
Restricted Stock Units
2024-02-10
4
M
0
2532
0
D
Common Stock
2532
86304
D
Restricted Stock Units
2024-02-11
4
M
0
1472
0
D
Common Stock
1472
84832
D
Performance Stock Units
Common Stock
0
36000
D
Employee Stock Option (Rt to Buy)
Common Stock
0
418830
D
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan
The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
Each performance stock unit represents a contingent right to receive one share of UEI common stock.
The performance stock units vest in accordance with the vesting schedule of each PSU grant.
This figure represents an aggregate number of performance stock units held by Reporting Person.
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
This figure represents an aggregate number of stock options held by Reporting Person.
/s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached)
2024-02-13