485BPOS 1 a2202470z485bpos.txt 485BPOS File Nos. 333-09965 811-7767 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 19 REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 56 SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (Exact Name of Registrant) COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (Name of Depositor) 132 Turnpike Road, Suite 210 Southborough, Massachusetts 01772 Telephone: (508) 460-2400 (Address of Depositor's Principal Executive Office) Scott D. Silverman, Senior Vice President, General Counsel and Corporate Secretary Commonwealth Annuity and Life Insurance Company 132 Turnpike Road, Suite 210 Southborough, Massachusetts 01772 Telephone: (508) 460-2408 It is proposed that this filing will become effective: / / immediately upon filing pursuant to paragraph (b) of Rule 485 /X/ on April 29, 2011 pursuant to paragraph (b) of Rule 485 / / 60 days after filing pursuant to paragraph (a) (1) of Rule 485 / / on (date) pursuant to paragraph (a) (1) of Rule 485 / / this post-effective amendment designates a new effective date for a previously filed post-effective amendment VARIABLE ANNUITY CONTRACTS Pursuant to Reg. Section 270.24f-2 of the Investment Company Act of 1940 ("1940 Act"), Registrant has registered an indefinite amount of its securities under the Securities Act of 1933 ("1933 Act"). The Rule 24f-2 Notice for the issuer's fiscal year ended December 31, 2010 was filed on or before March 30, 2011. CROSS REFERENCE SHEET SHOWING LOCATION IN PROSPECTUS OF ITEMS CALLED FOR BY FORM N-4
FORM N-4 ITEM NO. CAPTION IN PROSPECTUS ----------------- ------------------------------------------------------------------- 1 Cover Page 2 Special Terms 3 Summary of Fees and Expenses; Summary of Contract Features 4 Condensed Financial Information; Performance Information 5 Description of the Companies, the Variable Accounts and the Underlying Investment Companies 6 Charges and Deductions 7 Description of the Contract 8 Electing the Form of Annuity and the Annuity Date; Description of Variable Annuity Option; Annuity Benefit Payments 9 Death Benefit 10 Payments; Computation of Values; Distribution 11 Surrender; Withdrawals; Charge for Surrender and Withdrawal; Withdrawal Without Surrender Charge; Texas Optional Retirement Program 12 Federal Tax Considerations 13 Legal Matters 14 Statement of Additional Information - Table of Contents FORM N-4 ITEM NO. CAPTION IN STATEMENT OF ADDITIONAL INFORMATION ----------------- ------------------------------------------------------------------- 15 Cover Page 16 Table of Contents 17 General Information and History 18 Services 19 Underwriters 20 Underwriters 21 Performance Information 22 Annuity Benefit Payments 23 Financial Statements
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY SOUTHBOROUGH, MASSACHUSETTS This Prospectus provides important information about the Scudder Gateway Elite variable annuity contracts issued by Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity") (in all jurisdictions except Hawaii and New York). The contract is a flexible payment tax-deferred combination variable and fixed annuity offered on both a group and individual basis. As of the date of this Prospectus, the Company has ceased issuing new contracts except in connection with certain preexisting contractual plans and programs. PLEASE READ THIS PROSPECTUS CAREFULLY BEFORE INVESTING AND KEEP IT FOR FUTURE REFERENCE. ANNUITIES INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL. A Statement of Additional Information ("SAI") dated April 30, 2011 containing more information about this annuity is on file with the Securities and Exchange Commission and is incorporated by reference into this Prospectus. A copy may be obtained free of charge by calling Annuity Client Services at 1-800-782-8380. The Table of Contents of the SAI is listed on page 3 of this Prospectus. This Prospectus and the SAI can also be obtained from the Securities and Exchange Commission's website (http://www.sec.gov). Separate Account KG is subdivided into Sub-Accounts. Each Sub-Account offered as an investment option under this contract invests exclusively in shares of one of the following portfolios: AIM VARIABLE INSURANCE FUNDS (INVESCO DWS VARIABLE SERIES II (CLASS A) VARIABLE INSURANCE FUNDS) (SERIES I SHARES) DWS Balanced VIP Invesco V.I. Utilities Fund DWS Blue Chip VIP THE ALGER PORTFOLIOS (CLASS I-2) DWS Core Fixed Income VIP Alger Balanced Portfolio DWS Diversified International Select Equity Alger Capital Appreciation Portfolio VIP DWS VARIABLE INVESTMENT FUNDS DWS Dreman Small Mid Cap Value VIP DWS Equity 500 Index VIP DWS Global Thematic VIP DWS VARIABLE SERIES I (CLASS A) DWS Government & Agency Securities VIP DWS Capital Growth VIP DWS High Income VIP DWS Global Small Cap Growth VIP DWS Large Cap Value VIP DWS Growth & Income VIP DWS Money Market VIP DWS International VIP DWS Small Mid Cap Growth VIP DWS Strategic Income VIP
THIS ANNUITY IS NOT A BANK DEPOSIT OR OBLIGATION; IS NOT FEDERALLY INSURED; AND IS NOT ENDORSED BY ANY BANK OR GOVERNMENTAL AGENCY. ANNUITIES INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL. THE SECURITIES AND EXCHANGE COMMISSION HAS NOT APPROVED OR DISAPPROVED THESE SECURITIES OR DETERMINED THAT THE INFORMATION IN THIS PROSPECTUS IS TRUTHFUL OR COMPLETE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. The Fixed Account, which is part of the Company's General Account, is an investment option that pays an interest rate guaranteed for one year from the time a payment is received. Another investment option, the Guarantee Period Accounts, offers fixed rates of interest for specified periods ranging from 2 to 10 years. A Market Value Adjustment is applied to payments removed from a Guarantee Period Account before the end of the specified period. The Market Value Adjustment may be positive or negative. Payments allocated to a Guarantee Period Account are held in the Company's Separate Account GPA (except in California where they are allocated to the General Account.) DATED APRIL 30, 2011 As of November 15, 2010, no new payment allocations or transfers may be made to the Sub-Accounts that invest in the underlying funds listed below. CREDIT SUISSE TRUST Credit Suisse Trust International Equity Flex III Portfolio DREYFUS INVESTMENT PORTFOLIOS Dreyfus IP MidCap Stock Portfolio THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC. Dreyfus Socially Responsible Growth Fund, Inc. You may contact our Service Office at 1-800-782-8380 to request any of the underlying funds that are available as investment options under your Contract. TABLE OF CONTENTS SPECIAL TERMS............................................... 4 SUMMARY OF FEES AND EXPENSES................................ 6 SUMMARY OF CONTRACT FEATURES................................ 10 DESCRIPTION OF THE COMPANY, THE VARIABLE ACCOUNT AND THE UNDERLYING PORTFOLIOS..................................... 15 INVESTMENT OBJECTIVES AND POLICIES.......................... 17 PERFORMANCE INFORMATION..................................... 21 DESCRIPTION OF THE CONTRACT................................. 23 DISRUPTIVE TRADING........................................ 23 PAYMENTS.................................................. 24 RIGHT TO CANCEL INDIVIDUAL RETIREMENT ANNUITY............. 25 RIGHT TO CANCEL ALL OTHER CONTRACTS....................... 25 TELEPHONE TRANSACTIONS PRIVILEGE.......................... 26 TRANSFER PRIVILEGE........................................ 26 AUTOMATIC TRANSFERS AND AUTOMATIC ACCOUNT REBALANCING OPTION.................................................. 27 SURRENDER................................................. 27 WITHDRAWALS............................................... 28 DEATH BENEFIT............................................. 29 THE SPOUSE OF THE OWNER AS BENEFICIARY.................... 31 ASSIGNMENT................................................ 31 ELECTING THE FORM OF ANNUITY AND ANNUITY DATE............. 32 DESCRIPTION OF VARIABLE ANNUITY PAYOUT OPTIONS............ 32 ANNUITY BENEFIT PAYMENTS.................................. 34 OPTIONAL ENHANCED EARNINGS RIDER.......................... 35 NORRIS DECISION........................................... 38 COMPUTATION OF VALUES..................................... 38 CHARGES AND DEDUCTIONS...................................... 39 VARIABLE ACCOUNT DEDUCTIONS............................... 39 CONTRACT FEE.............................................. 40 OPTIONAL RIDER CHARGE..................................... 40 PREMIUM TAXES............................................. 41 SURRENDER CHARGE.......................................... 41 WAIVER OF SURRENDER CHARGE AND ADDITIONAL AMOUNTS CREDITED................................................ 42 TRANSFER CHARGE........................................... 44 GUARANTEE PERIOD ACCOUNTS................................... 45 FEDERAL TAX CONSIDERATIONS.................................. 48 STATEMENTS AND REPORTS...................................... 57 LOANS (QUALIFIED CONTRACTS ONLY)............................ 57 ADDITION, DELETION OR SUBSTITUTION OF INVESTMENTS........... 58 CHANGES TO COMPLY WITH LAW AND AMENDMENTS................... 59 VOTING RIGHTS............................................... 59 DISTRIBUTION................................................ 59 LEGAL MATTERS............................................... 60 FURTHER INFORMATION......................................... 60 APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT........ A-1 APPENDIX B--SURRENDER CHARGES AND THE MARKET VALUE ADJUSTMENT................................................ B-1 APPENDIX C--THE DEATH BENEFIT............................... C-1 APPENDIX D--CONDENSED FINANCIAL INFORMATION................. D-1 APPENDIX E--IRA, ROTH IRA AND SIMPLE IRA DISCLOSURE STATEMENT................................................. E-1
2 STATEMENT OF ADDITIONAL INFORMATION TABLE OF CONTENTS GENERAL INFORMATION AND HISTORY............................. 3 TAXATION OF THE CONTRACT, THE VARIABLE ACCOUNT AND THE COMPANY................................................... 4 SERVICES.................................................... 4 UNDERWRITERS................................................ 5 ANNUITY BENEFIT PAYMENTS AND ACCUMULATION UNIT CALCULATION............................................... 6 ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM................................................... 7 DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER............................................. 7 PERFORMANCE INFORMATION..................................... 9 TAX-DEFERRED ACCUMULATION................................... 15 FINANCIAL STATEMENTS........................................ F-1
3 SPECIAL TERMS ACCUMULATED VALUE: the total value of all Accumulation Units in the Sub-Accounts plus the value of all accumulations in the Fixed Account and Guarantee Period Accounts credited to the Contract on any date before the Annuity Date. ACCUMULATION UNIT: a unit of measure used to calculate the value of a Sub-Account before annuity benefit payments begin. ANNUITANT: the person designated in the Contract upon whose life annuity benefit payments are to be made. ANNUITY DATE: the date on which annuity benefit payments begin. This date may not be later than the first day of the month before the Annuitant's 90th birthday. ANNUITY UNIT: a unit of measure used to calculate the value of periodic annuity benefit payments under the Contract. COMPANY: unless otherwise specified, any reference to the "Company" shall refer exclusively to Commonwealth Annuity and Life Insurance Company. CUMULATIVE EARNINGS: the Accumulated Value reduced by total payments not previously withdrawn. FIXED ACCOUNT: an investment option under the Contract that guarantees principal and a fixed minimum interest rate and which is part of the Company's General Account. FIXED ANNUITY PAYOUT: an annuity payout option providing for annuity benefit payments which remain fixed in amount throughout the annuity benefit payment period selected. GENERAL ACCOUNT: all the assets of the Company other than those held in a separate account. GUARANTEE PERIOD: the number of years that a Guaranteed Interest Rate is credited. GUARANTEE PERIOD ACCOUNT: an account which corresponds to a Guaranteed Interest Rate for a specified Guarantee Period. GUARANTEED INTEREST RATE: the annual effective rate of interest, after daily compounding, credited to a Guarantee Period Account. MARKET VALUE ADJUSTMENT: a positive or negative adjustment to earnings in the Guarantee Period Account assessed if any portion of a Guarantee Period Account is withdrawn or transferred prior to the end of its Guarantee Period. OWNER (YOU): the person, persons or entity entitled to exercise the rights and privileges under this Contract. Joint Owners are permitted if one of the two is the Annuitant. SERVICE OFFICE: se(2a) (an affiliate of Security Benefit Life Insurance Company) and its affiliates (collectively, "se(2a)") provide administrative, accounting, and other services to the Company. The principal administrative offices of se(2a) are located at One Security Benefit Place Topeka, KS 66675, Telephone 1-800-782-8380. SUB-ACCOUNT: a subdivision of the Variable Account investing exclusively in the shares of a corresponding Underlying Portfolio. SURRENDER VALUE: the Accumulated Value of the Contract on full surrender after application of any applicable Contract fee, surrender charge, rider charge and Market Value Adjustment. 4 VALUATION PERIOD: The time span between the close of trading on the New York Stock Exchange from one Valuation Date to the next. VALUATION DATE: a day on which the net asset value of the shares of any of the Underlying Portfolios is determined and unit values of the Sub-Accounts are determined. Valuation Dates currently occur on each day on which the New York Stock Exchange is open for trading, as well as each day otherwise required. VARIABLE ACCOUNT: Separate Account KG, one of the Company's separate accounts, consisting of assets segregated from other assets of the Company. The investment performance of the assets of the Variable Account is determined separately from the other assets of the Company. Assets of the Variable Account are not chargeable with liabilities arising out of any other business which the Company may conduct. VARIABLE ANNUITY PAYOUT: an annuity payout option providing for payments varying in amount in accordance with the investment experience of certain of the Portfolios. 5 SUMMARY OF FEES AND EXPENSES There are certain fees and expenses that you will incur directly or indirectly under the Scudder Elite Contract. The following tables describe the fees and expenses that you will pay when buying, owning and surrendering the contract. The purpose of the tables is to help you understand these various charges. TABLE I OWNER TRANSACTION EXPENSES TABLE I DESCRIBES THE FEES AND EXPENSES THAT YOU WILL PAY AT THE TIME THAT YOU BUY OR SURRENDER THE CONTRACT AND WHEN YOU TRANSFER VALUES AMONG THE INVESTMENT OPTIONS. (NOTE: THE COMPANY DOES NOT CHARGE A TRANSACTION CHARGE WHEN YOU PURCHASE THE CONTRACT AND DOES NOT CURRENTLY CHARGE WHEN YOU TRANSFER AMONG INVESTMENT OPTIONS.) STATE PREMIUM TAXES ARE APPLICABLE IN SOME STATES AND ARE DEDUCTED AS DESCRIBED IN "PREMIUM TAXES" UNDER CHARGES AND DEDUCTIONS.
MAXIMUM CHARGE ---------------------------- SURRENDER CHARGE(1): (as a percentage of payments withdrawn)........... 7.0% TRANSFER CHARGE(2):............................... $0 on the first 12 transfers in a Contract year. Up to $25 for subsequent transfers.
------------------------------- (1) During the accumulation phase, this charge may be assessed upon surrender, withdrawal or annuitization under any commutable period certain option or a noncommutable fixed period certain option of less than ten years. The charge is a percentage ranging from 7.0% to 2.0% of payments withdrawn (in excess of any amount that is free of surrender charge) within the indicated time period. For purposes of calculating the Surrender Charge on partial withdrawals and surrenders, we assume that amounts are withdrawn from payments in the chronological order in which they were received.
COMPLETE YEARS FROM DATE OF PAYMENT CHARGE ----------------------------------- -------- Less than 1................................................. 7.0% Less than 2................................................. 6.0% Less than 3................................................. 5.0% Less than 4................................................. 4.0% Less than 5................................................. 3.0% Less than 6................................................. 2.0% Thereafter.................................................. 0.0%
(2) The Company currently does not charge for processing transfers and guarantees that the first 12 transfers in a Contract year will not be subject to a transfer charge. For each subsequent transfer, the Company reserves the right to assess a charge, guaranteed never to exceed $25, to reimburse the Company for the costs of processing the transfer. 6 TABLE II PERIODIC FEES AND EXPENSES OTHER THAN UNDERLYING PORTFOLIO EXPENSES THIS TABLE DESCRIBES THE FEES AND EXPENSES THAT YOU WILL PAY PERIODICALLY DURING THE TIME THAT YOU OWN THE CONTRACT, NOT INCLUDING THE FEES AND EXPENSES OF EACH UNDERLYING PORTFOLIO: ANNUAL CONTRACT FEE:(1)..................................... $ 35 ANNUAL VARIABLE SUB-ACCOUNT EXPENSES: (on an annual basis as percentage of average daily net assets) Mortality and Expense Risk Charge:...................... 1.25% Administrative Expense Charge:.......................... 0.15% ---- Total Annual Expenses:.................................. 1.40% OPTIONAL RIDER CHARGES: The charge on an annual basis as a percentage of the Accumulated Value is: Enhanced Earnings Rider................................. 0.30% Optional Minimum Guaranteed Annuity Payout (M-GAP) Rider with a ten-year waiting period(2)..................... 0.25% Optional Minimum Guaranteed Annuity Payout (M-GAP) Rider with a fifteen-year waiting period(2)................. 0.15%
------------------------------- (1) During the accumulation phase, the fee is deducted annually and upon surrender when Accumulated Value is less than $50,000. The fee is waived for Contracts issued to and maintained by the trustee of a 401(k) plan. (2) If you elected one of the M-GAP riders prior to their discontinuance on 1/31/02, 1/12th of the annual charge is deducted pro-rata on a monthly basis at the end of each month and, if applicable, at termination. For more information about the M-GAP Rider, see "DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER" in the SAI. 7 TABLE III TOTAL ANNUAL OPERATING EXPENSES OF THE UNDERLYING PORTFOLIOS TABLE III SHOWS THE MINIMUM AND MAXIMUM TOTAL OPERATING EXPENSES CHARGED BY THE UNDERLYING PORTFOLIOS THAT YOU MAY PAY PERIODICALLY DURING THE TIME THAT YOU OWN THE CONTRACT. MORE DETAIL CONCERNING EACH UNDERLYING PORTFOLIO'S FEES AND EXPENSES, INCLUDING INFORMATION ABOUT ANY EXPENSE CAPS OR REIMBURSEMENTS, IS CONTAINED IN THE PROSPECTUS FOR THE UNDERLYING PORTFOLIOS. The table below shows the minimum and maximum expenses of the Funds during 2010. The levels of fees and expenses vary among the Underlying Funds, and may vary from year to year.
TOTAL ANNUAL PORTFOLIO OPERATING EXPENSES MINIMUM MAXIMUM ----------------------------------------- ------------------------- ------------------------- Expenses that are deducted from Annual charge of 0.33% of Annual charge of 1.41% of Underlying Portfolio assets, including average daily net assets average daily net assets management fees, distribution and/or service (12b-1) fees and other expenses.
The advisers and/or other service providers of certain Funds have agreed to reduce their fees and/or reimburse the Funds' expenses in order to keep the Funds' expenses below specified limits. The expenses of certain Funds are reduced by contractual fee reduction and expense reimbursement arrangements. Other Funds may have voluntary fee reduction and/or expense reimbursement arrangements, which may be guaranteed for periods of up to a year or more or which may be terminated at any time. For the year ended December 31, 2010, the lowest and highest Total Annual Fund Operating Expenses for all Funds, after all fee reductions and expense reimbursements, are 0.33% (no expense limitation is in effect) and 1.41% (an expense limitation of 1.03% is in effect through September 30, 2011), respectively. Each fee reduction and/or expense reimbursement arrangement, if any, is described in the relevant Fund's prospectus. - Total annual expenses are not fixed or specified under the terms of the Contract and will vary from year to year. The information is based on expenses as a percentage of average net assets for the year ended December 31, 2010, as adjusted for any material changes. The Underlying Portfolio information is based on information provided by the Underlying Portfolios and is not independently verified by the Company. 8 EXAMPLES THE FOLLOWING EXAMPLES ARE INTENDED TO HELP YOU COMPARE THE COST OF INVESTING IN THE CONTRACT WITH THE COST OF INVESTING IN OTHER VARIABLE ANNUITY CONTRACTS. THESE COSTS INCLUDE CONTRACT OWNER TRANSACTION EXPENSES, CONTRACT FEES, SEPARATE ACCOUNT ANNUAL EXPENSES, AND UNDERLYING PORTFOLIO FEES AND EXPENSES. THE EXAMPLES SHOULD NOT BE CONSIDERED A REPRESENTATION OF PAST OR FUTURE EXPENSES AND ACTUAL EXPENSES MAY BE GREATER OR LESS THAN THOSE SHOWN. MAXIMUM EXPENSE EXAMPLE The following example assumes that you invest $10,000 in the Contract for the time periods indicated and that your investment has a 5% return each year. The example also assumes the maximum fees and expenses of any of the Underlying Portfolios and assumes that these fees and expenses remain the same in each of the 1, 3, 5, and 10-year intervals. Finally, the example assumes that you have chosen the combination of optional riders with the maximum possible charges, which would be the Enhanced Earnings Rider with a charge of 0.30% annually and the Minimum Guaranteed Annuity Payout (M-GAP) Rider with a ten-year waiting period at a charge of 0.25% annually. Although your actual costs may be higher or lower, based on these assumptions your costs would be: (1) If, at the end of the applicable time period, you surrender your Contract or annuitize under any commutable period certain option or a noncommutable fixed period certain option of less than ten years:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Portfolio with the maximum total operating expenses........................................... $947 $1,490 $2,729 $3,685
(2) If you do NOT surrender your Contract or if you annuitize at the end of the applicable time period under a life option or a noncommutable fixed period certain option of ten years or longer:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Portfolio with the maximum total operating expenses........................................... $343 $1,045 $1,769 $3,685
MINIMUM EXPENSE EXAMPLE The following example assumes that you invest $10,000 in the Contract for the time periods indicated and that your investment has a 5% return each year. The example also assumes the minimum fees and expenses of any of the Underlying Portfolios and assumes that these fees and expenses remain the same in each of the 1, 3, 5, and 10-year intervals. It also assumes that you have not chosen any optional riders. Although your actual costs may be higher or lower, based on these assumptions your costs would be: (1) If , at the end of the applicable time period, you surrender your Contract or annuitize under any commutable period certain option or a noncommutable fixed period certain option of less than ten years:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Portfolio with the minimum total operating expenses........................................... $794 $1,025 $1,258 $2,084
(2) If you do NOT surrender your Contract or if you annuitize at the end of the applicable time period under a life option or a noncommutable fixed period certain option of ten years or longer:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Portfolio with the minimum total operating expenses... $180 $557 $959 $2,084
9 SUMMARY OF CONTRACT FEATURES This Summary does not contain all information that may be important. States may require variations to the Contract. If a state variation applies, it will appear in the Contract, an endorsement to the Contract, or a supplement to this Prospectus. Although there may be state variations to the Contract, this prospectus discloses all the material features and benefits under the Contract. WHAT IS THE SCUDDER GATEWAY ELITE VARIABLE ANNUITY? The Scudder Gateway Elite variable annuity contract or certificate ("Contract") is an insurance contract designed to help you accumulate assets for your retirement or other important financial goals on a tax-deferred basis. The Contract combines the concept of professional money management with the attributes of an annuity contract. Features available through the Contract include: - A customized investment portfolio; - Experienced professional portfolio managers; - Tax deferral on earnings; - Guarantees that can protect your beneficiaries during the accumulation phase; and - Income payments that you can receive for life. WHAT HAPPENS IN THE ACCUMULATION PHASE? The Contract has two phases: an accumulation phase and, if you choose to annuitize, an annuity payout phase. During the accumulation phase, you may allocate payments among the Sub-Accounts investing in the Underlying Portfolios (you may utilize up to seventeen Sub-Accounts at any one time, in addition to the DWS Money Market Portfolio), and, in most jurisdictions, the Guarantee Period Accounts, and the Fixed Account (collectively "the investment options"). You select the investment options most appropriate for your investment needs. As those needs change, you may also change your allocation without incurring any tax consequences. Your Contract's Accumulated Value is based on the investment performance of the Underlying Portfolios and any accumulations in the Guarantee Period and Fixed Accounts. You do not pay taxes on any earnings under the Contract until you withdraw money. In addition, during the accumulation phase, your beneficiaries receive certain protections in the event of the Annuitant's death. See discussion below, WHAT HAPPENS UPON DEATH DURING THE ACCUMULATION PHASE? WHAT HAPPENS IN THE ANNUITY PAYOUT PHASE? During the annuity payout phase, the Annuitant can receive income based on several annuity payout options. You choose the annuity payout option and the date for annuity benefit payments to begin. You also decide whether you want variable annuity benefit payments based on the investment performance of certain Underlying Portfolios, fixed-amount annuity benefit payments with payment amounts guaranteed by the Company, or a combination of fixed-amount and variable annuity benefit payments. Among the payout options available during the annuity payout phase are: - periodic payments for the Annuitant's lifetime; - periodic payments for the Annuitant's life and the life of another person selected by you; - periodic payments for the Annuitant's lifetime with any remaining guaranteed payments continuing to your beneficiary for ten years in the event that the Annuitant dies before the end of ten years; 10 - periodic payments over a specified number of years (1 to 30); under the fixed version of this option you may reserve the right to convert remaining payments to a lump-sum payout by electing a "commutable" option. Variable period certain options are automatically commutable. WHO ARE THE KEY PERSONS UNDER THE CONTRACT? The Contract is between you, (the "Owner") and us, Commonwealth Annuity and Life Insurance Company. Each Contract has an Owner (or an Owner and a Joint Owner, in which case one of the two also must be the Annuitant), an Annuitant and one or more beneficiaries. As Owner, you make payments, choose investment allocations, receive annuity benefit payments and select the Annuitant and beneficiary. The Annuitant is the individual who receives annuity benefit payments under the Contract. The beneficiary is the person who receives any payment on the death of the Owner or Annuitant. HOW MUCH CAN I INVEST AND HOW OFTEN? The number and frequency of your payments are flexible, subject to the minimum and maximum payment amounts outlined in "PAYMENTS" under DESCRIPTION OF THE CONTRACT. WHAT ARE MY INVESTMENT CHOICES? Prior to the Annuity Date, you may allocate payments among one or more of the Sub-Accounts investing in the Underlying Portfolios (up to a total of seventeen Sub-Accounts may be utilized at any one time, in addition to the DWS Money Market Portfolio) and, in most jurisdictions, the Guarantee Period Accounts, and the Fixed Account. Each Underlying Portfolio operates pursuant to different investment objectives and this range of investment options enables you to allocate your money among the Underlying Portfolios to meet your particular investment needs. For a more detailed description of the Underlying Portfolios, see INVESTMENT OBJECTIVES AND POLICIES. Assets supporting the guarantees under the Guarantee Period Accounts are held in the Company's Separate Account GPA, a non-unitized insulated separate account, except in California where assets are held in the Company's General Account. Values and benefits calculated on the basis of Guarantee Period Account allocations, however, are obligations of the Company's General Account. Amounts allocated to a Guarantee Period Account earn a Guaranteed Interest Rate declared by the Company. The level of the Guaranteed Interest Rate depends on the number of years of the Guarantee Period selected. The Company currently makes available nine Guarantee Periods ranging from two to ten years in duration. Once declared, the Guaranteed Interest Rate will not change during the duration of the Guarantee Period. If amounts allocated to a Guarantee Period Account are transferred, surrendered or applied to any annuity option at any time other than the day following the last day of the applicable Guarantee Period, a Market Value Adjustment will apply that may increase or decrease the Account's value; however, this adjustment will never be applied against your principal. In addition, earnings in the GPA after application of the Market Value Adjustment will not be less than an effective annual rate of 3%. For more information about the Guarantee Period Accounts and the Market Value Adjustment, see GUARANTEE PERIOD ACCOUNTS. The Fixed Account is part of the General Account, which consists of all the Company's assets other than those allocated to the Variable Account and any other separate account. Allocations to the Fixed Account are guaranteed as to principal and a minimum rate of interest. Additional excess interest may be declared periodically at the Company's discretion. Furthermore, the initial rate in effect on the date an amount is allocated to the Fixed Account is guaranteed for one year from that date. For more information about the Fixed Account see APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT. 11 CAN I MAKE TRANSFERS AMONG THE INVESTMENT OPTIONS? Yes. Prior to the Annuity Date, you may transfer among the Sub-Accounts investing in the Underlying Portfolios, the Guarantee Period Accounts, and the Fixed Account. Transfers may be made to and among all of the available Sub-Accounts as long as no more than seventeen Sub-Accounts, in addition to the DWS Money Market Portfolio, are utilized at one time. You will incur no current taxes on transfers while your money remains in the Contract. The first 12 transfers in a Contract year are guaranteed to be free of a transfer charge. For each subsequent transfer in a Contract year, the Company does not currently charge, but reserves the right to assess a processing charge guaranteed never to exceed $25. See "TRANSFER PRIVILEGE" under DESCRIPTION OF THE CONTRACT. You also may elect at no additional charge Automatic Transfers (Dollar Cost Averaging) to gradually move money to one or more of the Underlying Portfolios or Automatic Account Rebalancing to ensure assets remain allocated according to your designated percentage allocation mix. WHAT IF I NEED MY MONEY BEFORE MY ANNUITY PAYOUT PHASE BEGINS? Before the annuity payout phase begins, you may surrender your Contract or make withdrawals at any time A 10% tax penalty may apply on all amounts deemed to be income if you are under age 59 1/2. Each calendar year you can take without a surrender charge the greatest of 100% of Cumulative Earnings, 15% of the Contract's Accumulated Value or, if you are both an Owner and the Annuitant, an amount based on your life expectancy. (Similarly, no surrender charge will apply if an amount is withdrawn based on the Annuitant's life expectancy if the Owner is a trust or other nonnatural person.) A 10% federal tax penalty may apply to all amounts deemed to be income if you are under age 59 1/2. Additional amounts may be withdrawn at any time but payments that have not been invested in the Contract for more than six years may be subject to a surrender charge. (A Market Value Adjustment, which may increase or decrease the value of your account, may apply to any withdrawal made from a Guarantee Period Account prior to the expiration of the Guarantee Period.) In addition, you may withdraw all or a portion of your money without a surrender charge if, after the Contract is issued and before age 65, you become disabled. Also, except in New Jersey where not permitted by state law, you may withdraw money without a surrender charge if, after the Contract is issued, you are admitted to a medical care facility or diagnosed with a fatal illness. For details and restrictions, see "Reduction or Elimination of Surrender Charge and Additional Amounts Credited" under "SURRENDER CHARGE" under CHARGES AND DEDUCTIONS. WHAT HAPPENS UPON DEATH DURING THE ACCUMULATION PHASE? If the Annuitant, Owner or Joint Owner should die before the Annuity Date, a death benefit will be paid to the beneficiary. Upon the death of the Annuitant (or an Owner who is also an Annuitant), the death benefit is equal to the greatest of: - The Accumulated Value on the Valuation Date that the Company receives proof of death, and all necessary claim paperwork, increased by any positive Market Value Adjustment; - Gross payments, with interest compounding daily at an effective annual yield of 5% starting on the date each payment is applied, and continuing throughout your investments' entire accumulation phase, decreased proportionately to reflect withdrawals; or - The death benefit that would have been payable on the most recent Contract anniversary, increased for subsequent payments and decreased proportionately for subsequent withdrawals. 12 This guaranteed death benefit works in the following way assuming no withdrawals are made. On the first anniversary, the death benefit will be equal to the greater of: (a) the Accumulated Value (increased by any positive Market Value Adjustment); or (b) gross payments compounded daily at an effective annual yield of 5%. The higher of (a) or (b) will then be locked in until the second anniversary, at which time the death benefit will be equal to the greatest of: (a) the Contract's then current Accumulated Value increased by any positive Market Value Adjustment; (b) gross payments compounded daily at an effective annual yield of 5%; or (c) the locked-in value of the death benefit at the first anniversary. The greatest of (a), (b) or (c) will be locked in until the next Contract anniversary. This calculation will then be repeated on each anniversary while the Contract remains in force and prior to the Annuity Date. As noted above, the values of (b) and (c) will be decreased proportionately if withdrawals are taken. The proportionate reduction is determined by multiplying the (b) or (c) value immediately prior to the withdrawal by the withdrawal amount and divided by the Accumulated Value immediately prior to the withdrawal. At the death of an Owner who is not also the Annuitant during the accumulation phase, the death benefit will equal the Contract's Accumulated Value on the Valuation Date that the Company receives proof of death and all necessary claim paperwork, increased by any positive Market Value Adjustment. If the Annuitant dies after the Annuity Date but before all guaranteed annuity benefit payments have been made, the remaining payments will be paid to the beneficiary at least as rapidly as under the annuity option in effect. See "DEATH BENEFIT." In addition, if you elected the optional Enhanced Earnings Rider at issue, additional amounts may be payable to your beneficiary if the Annuitant dies prior to the Annuity Date. For a detailed discussion of the benefits under the Enhanced Earnings Rider, see "OPTIONAL ENHANCED EARNINGS RIDER" under DESCRIPTION OF THE CONTRACT. WHAT CHARGES WILL I INCUR UNDER MY CONTRACT? If the Accumulated Value on a Contract anniversary or upon surrender is less than $50,000, the Company will deduct a $35 Contract Fee (a lower fee of $30 may apply in some states) from the Contract. There will be no Contract fee if the Accumulated Value is $50,000 or more. The Contract fee is currently waived for a Contract issued to and maintained by a trustee of a 401(k) plan. Should you decide to surrender the Contract, make withdrawals, or receive payments under certain annuity options, you may be subject to a surrender charge. If applicable, this charge will be between 2% and 7% of payments withdrawn, based on when the payments were originally made. Depending upon the state in which you live, a deduction for state and local premium taxes, if any, may be made as described in "PREMIUM TAXES" under CHARGES AND DEDUCTIONS. The Company will deduct, on a daily basis, an annual Mortality and Expense Risk Charge and Administrative Expense Charge equal to 1.25% and 0.15%, respectively, of the average daily net assets invested in each Underlying Portfolio. The Underlying Portfolios will incur certain management fees and expenses described more fully in the prospectuses of the Underlying Portfolios which accompany this Prospectus. These charges vary among the Underlying Portfolios and may change from year to year. 13 If you elected the optional Enhanced Earnings Rider, a separate monthly charge is deducted from the Contract's Accumulated Value. For specific information regarding charges, see "OPTIONAL RIDER CHARGE" under CHARGES AND DEDUCTIONS. CAN I EXAMINE THE CONTRACT? Yes. Your Contract will be delivered to you after your purchase. If you return the Contract to the Company within ten days of receipt, the Contract will be canceled. There may be a longer period in certain states; see the "Right to Examine" provision on the cover of your Contract. If you cancel the Contract, you will receive a refund of any amounts allocated to the Fixed and Guarantee Period Accounts and the Accumulated Value of any amounts allocated to the Sub-Accounts (plus any fees or charges that may have been deducted). However, if state law requires or if your Contract was issued as an Individual Retirement Annuity (IRA) you will generally receive a refund of your entire payment. In certain states, this refund may be the greater of (1) your entire payment or (2) the amounts allocated to the Fixed and Guarantee Period Accounts plus the Accumulated Value of amounts in the Sub-Accounts, plus any fees or charges previously deducted. See "RIGHT TO CANCEL INDIVIDUAL RETIREMENT ANNUITY" and "RIGHT TO CANCEL ALL OTHER CONTRACTS" under DESCRIPTION OF THE CONTRACT. CAN I MAKE FUTURE CHANGES UNDER MY CONTRACT? You can make several changes after receiving your Contract: - You may assign your ownership to someone else, except under certain qualified plans; see FEDERAL TAX CONSIDERATIONS. - You may change the beneficiary, unless you have designated a beneficiary irrevocably. - You may change your allocation of payments. - You may make transfers among your accounts prior to the Annuity Date without any tax consequences. - You may cancel your Contract within ten days of delivery (or longer if required by state law). 14 DESCRIPTION OF THE COMPANY, THE VARIABLE ACCOUNT AND THE UNDERLYING PORTFOLIOS THE COMPANY. Effective September 1, 2006, Allmerica Financial Life Insurance and Annuity Company was renamed Commonwealth Annuity and Life Insurance Company and the principal office was relocated to 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. Unless otherwise specified, any reference to the "Company" refers to Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity"). Commonwealth Annuity is a life insurance company organized under the laws of Delaware in July 1974. Prior to December 31, 2002, Commonwealth Annuity was a direct subsidiary of First Allmerica Financial Life Insurance Company ("First Allmerica"), which in turn was a direct subsidiary of The Hanover Insurance Group ("THG," formerly Allmerica Financial Corporation). Effective December 31, 2002, Commonwealth Annuity became a Massachusetts domiciled insurance company and a direct subsidiary of THG. On December 30, 2005, THG completed the closing of the sale of the Company to The Goldman Sachs Group, Inc. ("Goldman Sachs"), 200 West Street, New York, NY 10282. Commonwealth Annuity is subject to the laws of the Commonwealth of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, it is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. Its Principal Office is located at 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. At this time, the Company is relying on an exemption from the periodic reporting requirements of the Securities Exchange Act of 1934, as amended ("Securities Exchange Act"), as provided by Rule 12h-7 under the Securities Exchange Act, to avoid any such periodic reporting obligation. We reserve the right to stop relying on this exemption at any time. THE VARIABLE ACCOUNT. The Company maintains a separate investment account called Separate Account KG (the "Variable Account"). The Variable Account of Separate Account KG was authorized by vote of the Board of Directors of the Company on June 13, 1996. Each Variable Account is registered with the SEC as a unit investment trust under the 1940 Act. This registration does not involve the supervision or management of investment practices or policies of the Variable Accounts by the SEC. The Variable Account is a separate investment account of the Company. The assets used to fund the variable portions of the Contracts are set aside in the Sub-Accounts of the Variable Account, and are kept separate and apart from the general assets of the Company. The Sub-Account is administered and accounted for as part of the general business of the Company. The income, capital gains or capital losses of the Sub-Account, however, are allocated to each Sub-Account, without regard to any other income, capital gains, or capital losses of the Company. Obligations under the Contracts are obligations of the Company. Under Massachusetts law, the assets of the Variable Account may not be charged with any liabilities arising out of any other business of the Company. Subject to the provisions of the Contract, units of the Sub-Accounts are offered on a continuous basis. The Company reserves the right, subject to compliance with applicable law, to change the names of the Variable Account and the Sub-Accounts. The Company also offers other variable annuity contracts investing in the Variable Account which are not discussed in this Prospectus. In addition, the Variable Account may invest in other underlying portfolios which are not available to the Contracts described in this Prospectus. UNDERLYING PORTFOLIOS. Each Sub-Account invests in a corresponding investment portfolio ("Underlying Portfolio") of an open-end management investment company. The Underlying Portfolios available through this contract are NOT publicly traded. They are only available as variable investment options 15 in variable life insurance policies or variable annuity contracts issued by life insurance companies or, in some cases, through participation in certain qualified pension or retirement plans. The investment advisers of the Underlying Portfolios may manage publicly traded mutual funds with similar names and objectives. However, the Underlying Portfolios are NOT directly related to any publicly traded mutual fund. Consequently, the investment performance of the Underlying Portfolios and any similarly named publicly traded mutual fund may differ substantially. A summary of investment objectives of each of the Underlying Portfolios is set forth below. Certain Underlying Portfolios have similar investment objectives and/or policies. Therefore, to choose the Sub-Accounts which best meet your needs and objectives, carefully read the Underlying Portfolio prospectuses along with this Prospectus. There can be no assurance that the investment objectives of the Underlying Portfolios can be achieved. In some states, insurance regulations may restrict the availability of particular Portfolios. 16 INVESTMENT OBJECTIVES AND POLICIES A summary of investment objectives of each of the Underlying Portfolios is set forth below. MORE DETAILED INFORMATION REGARDING THE INVESTMENT OBJECTIVES, RESTRICTIONS AND RISKS, EXPENSES PAID BY THE UNDERLYING PORTFOLIOS AND OTHER RELEVANT INFORMATION REGARDING THE PORTFOLIOS MAY BE FOUND IN THEIR RESPECTIVE PROSPECTUSES, WHICH SHOULD BE READ CAREFULLY BEFORE INVESTING. THE PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION OF THE UNDERLYING PORTFOLIOS ARE AVAILABLE FROM THE SERVICE OFFICE UPON REQUEST. There can be no assurance that the investment objectives of the Underlying Portfolios can be achieved or that the value of the Contract will equal or exceed the aggregate amount of payments made under the Contract. Sub-Account values will fluctuate; even a Sub-Account investing in a money market fund may have negative returns, particularly if fees and charges are deducted at the Sub-Account level. AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) ADVISER: INVESCO ADVISORS, INC. INVESCO V.I. UTILITIES FUND--The Fund's investment objective is long-term growth of capital and secondarily, current income. The Fund invests under normal circumstances, at least 80% of net assets (plus borrowings for investment purposes) in securities of issuers engaged primarily in utilities-related industries. THE ALGER PORTFOLIOS (CLASS I-2) ADVISER: FRED ALGER MANAGEMENT, INC. ALGER BALANCED PORTFOLIO--seeks current income and long-term capital appreciation. It focuses on stocks of companies that the Manager believes demonstrate growth potential and on fixed-income securities, with emphasis on income-producing securities that appear to have potential for capital appreciation. Under normal circumstances, the Portfolio invests in equity securities and in fixed-income securities, which may include corporate bonds, debentures and notes, U.S. government securities, mortgage-backed and asset-backed securities, commercial paper and other fixed-income securities. Most of the portfolio's fixed-income investments will be concentrated within the four highest rating categories as determined by one of the nationally recognized statistical rating organizations ("NRSROs") (or, if unrated, will have been determined to be of comparable quality by the Manager). The portfolio also may invest up to 10% of its net assets in lower-rated securities rated "B" (or the equivalent) or better by any one of those rating agencies (or, if unrated, determined to be of comparable quality by the Manager). Under normal circumstances, the portfolio will invest at least 25% of its net assets in fixed-income securities and at least 25% of its net assets in equity securities. ALGER CAPITAL APPRECIATION PORTFOLIO--seeks long-term capital appreciation. Under normal circumstances, the portfolio invests at least 85% of its net assets plus any borrowing for investment purposes in equity securities of companies of any market capitalization that the Manager believes demonstrate promising growth potential. The Portfolio can leverage, that is, borrow money to buy additional securities. By borrowing money, the portfolio has the potential to increase its returns if the increase in the value of the securities purchased exceeds the cost of borrowing, including interest paid on the money borrowed. 17 DWS INVESTMENT VIT FUNDS ADVISER: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DWS EQUITY 500 INDEX VIP*--The fund seeks to replicate, as closely as possible, before the deduction of expenses, the performance of the Standard & Poor's 500 Composite Stock Price Index (the "S&P 500-Registered Trademark- Index"), which emphasizes stocks of large U.S. companies. Under normal circumstances, the fund intends to invest at least 80% of assets, determined at the time of purchase, in stocks of companies included in the S&P 500 Index and in derivative instruments, such as futures contracts and options, that provide exposure to the stocks of companies in the index. Northern Trust Investments, N.A. ("NTI") is the subadvisor for the fund. DWS VARIABLE SERIES I ADVISER: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DWS CAPITAL GROWTH VIP--The fund seeks to provide long-term growth of capital. DWS GLOBAL SMALL CAP GROWTH VIP--The fund seeks above-average capital appreciation over the long term. The fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in common stocks and other equities of small companies throughout the world (companies with market values similar to the smallest 30% of the companies in the S&P Developed Broad Market Index, formerly the S&P/Citigroup Broad Market Index World). This fund was formerly known as DWS Global Opportunities VIP. DWS GROWTH & INCOME VIP--The fund seeks long-term growth of capital, current income and growth of income. The fund invests at least 65% of total assets in equities, mainly common stocks. QS Investors, LLC is the subadvisor for the fund. DWS INTERNATIONAL VIP--The fund seeks long-term growth of capital. Although the fund can invest in companies of any size and from any country, it invests mainly in common stocks of established companies in countries with developed economies (other than the United States). DWS VARIABLE SERIES II ADVISER: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DWS BALANCED VIP--The fund seeks high total return, a combination of income and capital appreciation. The fund can buy many types of securities, among them common stocks, convertible securities, corporate bonds, government bonds, inflation-indexed bonds, mortgage- and asset-backed securities and exchange-traded funds (ETFs). The fund can invest in securities of any size, investment style category, or credit quality, and from any country (including emerging markets). The fund normally invests approximately 60% of net assets in common stocks and other equity securities and approximately 40% of net assets in fixed-income securities, including non-investment grade high yield bonds. The fund invests at least 25% of net assets in fixed income senior securities and at least 25% of net assets in common stocks and other equity securities. Deutsche Asset Management International GmbH ("DeAMi") and QS Investors, LLC are the subadvisors for the fund. DWS BLUE CHIP VIP--The fund seeks growth of capital and income. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in common stocks of large U.S. companies that are similar in size to large companies in the S&P 500-Registered Trademark- Index and that portfolio management considers to be "blue chip" companies. QS Investors, LLC is the subadvisor for the fund. ------------------------ * "Standard & Poor's-Registered Trademark-," "S&P-Registered Trademark-" "S&P 500-Registered Trademark-," "Standard & Poor's 500," and "500" are trademarks of the McGraw-Hill Companies, Inc., and have been licensed for use by Deutsche Investment Management Americas Inc. Additional information may be found in the fund's SAI. 18 DWS CORE FIXED INCOME VIP--The fund seeks high current income. Under normal circumstances, the fund invests at least 80% of its assets, plus the amount of any borrowings for investment purposes, determined at the time of purchase, in fixed income securities. DWS DIVERSIFIED INTERNATIONAL EQUITY VIP--The fund seeks capital appreciation. Under normal circumstances, the fund invests at least 80% of its assets, determined at the time of purchase, in equity securities and other securities with equity characteristics. QS Investors, LLC is the subadvisor for the fund. DWS DREMAN SMALL MID CAP VALUE VIP--The fund seeks long-term capital appreciation. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in undervalued common stocks of small and mid-size U.S. companies. The fund defines small companies as those that are similar in market value to those in the Russell 2000-Registered Trademark- Value Index. Dreman Value Management L.L.C. is the subadvisor for the fund. DWS GLOBAL THEMATIC VIP--The fund seeks long-term capital growth. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in common stocks and other equities of companies throughout the world that portfolio management considers to be "blue chip" companies. Global Thematic Partners, LLC is the subadvisor for the fund. DWS GOVERNMENT & AGENCY SECURITIES VIP--The fund seeks high current income consistent with preservation of capital. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in US government securities and repurchase agreements of U.S. government securities. DWS HIGH INCOME VIP--The fund seeks to provide a high level of current income. Under normal circumstances, the fund generally invests at least 65% of net assets, plus the amount of any borrowings for investment purposes, in junk bonds, which are those rated below the fourth highest credit rating category (that is, grade BB/Ba and below). The fund may invest up to 50% of total assets in bonds denominated in U.S. dollars or foreign currencies from foreign issuers. DWS LARGE CAP VALUE VIP--The fund seeks to achieve a high rate of total return. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in common stocks and other equity securities of large U.S. companies that are similar in size to the companies in the Russell 1000-Registered Trademark- Value Index and that portfolio management believes are undervalued. Deutsche Asset Management International GmbH ("DeAMi") is the subadvisor for the fund. DWS MONEY MARKET VIP*--The fund seeks maximum current income to the extent consistent with stability of principal. The fund pursues its objective by investing in high quality, short-term securities, as well as repurchase agreements that are backed by high-quality securities. DWS STRATEGIC INCOME VIP--The fund seeks a high current return. Under normal circumstances, the fund invests mainly in bonds issued by both U.S. and foreign corporations and governments. QS Investors, LLC is the subadvisor for the fund. ------------------------ * PLEASE NOTE THAT THERE CAN BE NO ASSURANCE THAT ANY MONEY MARKET FUND WILL BE ABLE TO MAINTAIN A STABLE NET ASSET VALUE PER SHARE. DURING EXTENDED PERIODS OF LOW INTEREST RATES, AND DUE IN PART TO CONTRACT FEES AND EXPENSES, THE YIELDS OF ANY SUBACCOUNT INVESTING IN A MONEY MARKET FUND MAY ALSO BECOME EXTREMELY LOW AND POSSIBLY NEGATIVE. If, pursuant to SEC rules, the Goldman Sachs VIT Money Market Fund suspends payment of redemption proceeds in connection with a liquidation of the Fund, we will delay payment of any transfer, partial withdrawal, surrender, loan, or death benefit from the DWS Money Market VIP Sub-Account until the Fund is liquidated. 19 DWS SMALL MID CAP GROWTH VIP--The portfolio seeks long-term capital appreciation. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in common stocks and other equity securities of small and mid-sized U.S. companies. This fund was formerly known as DWS Small Cap Growth VIP. Certain Underlying Portfolios have investment objectives and/or policies similar to those of other Underlying Portfolios. To choose the Sub-Accounts which best meet individual needs and objectives, carefully read the Underlying Portfolio prospectuses. In some states, insurance regulations may restrict the availability of particular Sub-Accounts. If there is a material change in the investment policy of a Sub-Account or the Underlying Portfolio in which it invests, the Owner will be notified of the change. If the Owner has values allocated to that Sub-Account, the Company will transfer it without charge on written request by the Owner to another Sub-Account or to the Fixed Account. The Company must receive such written request within 60 days of the later of (1) the effective date of the change in the investment policy, or (2) the receipt of the notice of the Owner's right to transfer. 20 PERFORMANCE INFORMATION The Contract was first offered to the public by Commonwealth Annuity and Life Insurance Company in 1996. The Company, however, may advertise "total return" and "average annual total return" performance information based on (1) the periods that the Sub-Accounts have been in existence and (2) the periods that the Underlying Portfolios have been in existence. Both the total return and yield figures are based on historical earnings and are not intended to indicate future performance. Performance tables are included in the SAI. The total return of a Sub-Account refers to the total of the income generated by an investment in the Sub-Account and of the changes in the value of the principal (due to realized and unrealized capital gains or losses) for a specified period, reduced by certain charges, and expressed as a percentage of the investment. The average annual total return represents the average annual percentage change in the value of an investment in a Sub-Account over a given period of time. Average annual total return represents averaged figures as opposed to the actual performance of a Sub-Account, which will vary from year to year. The yield of the Sub-Account investing in the DWS Money Market Portfolio refers to the income generated by an investment in the Sub-Account over a seven-day period (which period will be specified in the advertisement). This income is then "annualized" by assuming that the income generated in the specific week is generated over a 52-week period. This annualized yield is shown as a percentage of the investment. The effective yield calculation is similar but, when annualized, the income earned by an investment in the Sub-Account is assumed to be reinvested. Thus the effective yield will be slightly higher than the yield because of the compounding effect of this assumed reinvestment. The yield of a Sub-Account investing in a Portfolio other than the DWS Money Market Portfolio refers to the annualized income generated by an investment in the Sub-Account over a specified 30-day or one-month period. The yield is calculated by assuming that the income generated by the investment during that 30-day or one-month period is generated each period over a 12-month period and is shown as a percentage of the investment. PERFORMANCE INFORMATION FOR ANY SUB-ACCOUNT REFLECTS THE PERFORMANCE OF A HYPOTHETICAL INVESTMENT IN THE SUB-ACCOUNT DURING THE TIME PERIOD ON WHICH THE CALCULATIONS ARE BASED AS WELL AS CONTRACT LEVEL CHARGES (IF ANY) AND WITHDRAWAL CHARGES (FOR MORE INFORMATION, SEE THE SAI). PERFORMANCE INFORMATION SHOULD BE CONSIDERED IN LIGHT OF THE INVESTMENT OBJECTIVES AND POLICIES AND RISK CHARACTERISTICS OF THE UNDERLYING PORTFOLIO IN WHICH THE SUB-ACCOUNT INVESTS AND THE MARKET CONDITIONS DURING THE GIVEN TIME PERIOD, AND SHOULD NOT BE CONSIDERED AS A REPRESENTATION OF WHAT MAY BE ACHIEVED IN THE FUTURE. Performance information for a Sub-Account may be compared in reports and promotional literature to: (1) the Standard & Poor's 500 Composite Stock Price Index (S&P 500), Dow Jones Industrial Average (DJIA), Shearson Lehman Aggregate Bond Index or other unmanaged indices, so that investors may compare the Sub-Account results with those of a group of unmanaged securities widely regarded by investors as representative of the securities markets in general; or (2) other groups of variable annuity separate accounts or other investment products tracked by Lipper Analytical Services, a widely used independent research firm which ranks mutual funds and other investment products by overall performance, investment objectives, and assets, or tracked by other services, companies, publications, or persons, who rank such investment products on overall performance or other criteria; or (3) the Consumer Price Index (a measure for inflation) to assess the real rate of return from an investment in the Sub-Account. Unmanaged indices may assume the reinvestment of dividends but generally do not reflect deductions for administrative and management costs and expenses. In 21 addition, relevant broad-based indices and performance from independent sources may be used to illustrate the performance of certain Contract features. At times, the Company may also advertise the ratings and other information assigned to it by independent rating organizations such as A.M. Best Company ("A.M. Best"), Moody's Investors Service ("Moody's"), Standard & Poor's Insurance Rating Services ("S&P") and Duff & Phelps. A.M. Best's and Moody's ratings reflect their current opinion of the Company's relative financial strength and operating performance in comparison to the norms of the life/health insurance industry. S&P's and Duff & Phelps' ratings measure the ability of an insurance company to meet its obligations under insurance policies it issues and do not measure the ability of such companies to meet other non-policy obligations. The ratings also do not relate to the performance of the Underlying Portfolios. 22 DESCRIPTION OF THE CONTRACT As of the date of this Prospectus, the Company has ceased issuing new Contracts except in connection with certain pre-existing contractual plans and programs. References to issue requirements and initial payments are included as information regarding general Company procedures. This Prospectus provides only a very brief overview of the more significant aspects of the Contract and of the Company's administrative procedures for the benefit of the Company's current Owners. DISRUPTIVE TRADING This Contract is not designed for use by individuals, professional market timing organizations, or other entities that engage in short-term trading, frequent transfers, programmed transfers or transfers that are large in relation to the total assets of an Underlying Portfolio (collectively, "Disruptive Trading"). These activities may require the Underlying Portfolio to maintain undesirable large cash positions or frequently buy or sell portfolio securities. Such transfers may dilute the value of the Underlying Portfolio's shares, interfere with the efficient management of the Underlying Portfolio's portfolio, and increase brokerage and administrative costs of the Underlying Portfolios. As a result, Disruptive Trading may adversely affect an Underlying Portfolio's ability to invest effectively in accordance with its investment objectives and policies, and may harm other Contract Owners. In order to protect our Contract Owners and the Underlying Portfolios from potentially harmful trading activity, we utilize certain policies and procedures that are designed to detect and prevent disruptive trading among the Underlying Portfolios (the "Disruptive Trading Procedures"). Our Disruptive Trading Procedures consider certain factors in order to identify Disruptive Trading activity, including the following: - the number of transfers made over a period of time; - the length of time between transfers; - whether the transfers follow a pattern that appears to be designed to take advantage of short term market fluctuations, particularly within certain Underlying Portfolios; - the dollar amount(s) requested for transfers; and - whether the transfers are part of a group of transfers made by a third party on behalf of several individual Contract Owners; and - the investment objectives and/or size of the Underlying Portfolios. We may increase our monitoring of Contract Owners who engage in what we perceive to be disruptive trading, including investigating the transfer patterns within multiple contracts owned by the same Contract Owners. We may also investigate any patterns of disruptive trading identified by the Underlying Portfolios that may not have been captured by our Disruptive Trading Procedures. Our Disruptive Trading Procedures may vary from Sub-Account to Sub-Account. The Disruptive Trading Procedures limit the number of transfers a Contract Owner may make during a given period, limit the number of times a Contract Owner may transfer into particular funds during a given period, and place restrictions as to the time and means of transfers (for example, transfer instructions are required by a certain daily time cutoff), among other things. Subject to the terms of the Contract, the Company reserves the right to impose, without prior notice, additional or alternate restrictions on allocations and transfers that it determines, in its sole discretion, will disadvantage or potentially hurt the rights or interests of other Contract Owners or other holders of the Underlying Portfolios. Some of the Underlying Portfolios have reserved the right to temporarily or permanently refuse payments or transfer requests from the Company if, in the judgment of the Underlying Portfolio's investment adviser, the Underlying Portfolio would be unable to invest effectively in accordance with its 23 investment objective or policies, or would otherwise potentially be adversely affected. If an Underlying Portfolio refuses a transfer request from the Company, the Company may not be able to effect certain allocations or transfers that a Contract Owner has requested. In the future, some Underlying Portfolios may impose redemption fees on short-term trading (i.e., redemptions of mutual fund shares within a certain number of business days after purchase). We reserve the right to administer and collect any such redemption fees on behalf of the Underlying Portfolios. We will apply our Disruptive Trading Procedures consistently without special arrangement, waiver, or exception. However, the Company's ability to detect and deter Disruptive Trading and to consistently apply the Disruptive Trading Procedures may be limited by operational systems and technological limitations. Contract Owners seeking to engage in such transfer activities may employ a variety of strategies to avoid detection. Because identifying Disruptive Trading involves judgments that are inherently subjective, the Company cannot provide assurances that its Disruptive Trading Procedures will detect every Contract Owner who engages in disruptive trading. In addition, the terms of some contracts previously issued by the Company, historical practices or actions, litigation, or certain regulatory restrictions may limit the Company's ability to apply transfer or other restrictions. If we are unable to detect Disruptive Trading or are unable to restrict Disruptive Trading because of contract provisions or other reasons, you may experience dilution in the value of your Underlying Portfolio shares. There may be increased brokerage and administrative costs within the Underlying Portfolios, which may result in lower long-term returns for your investments. Additionally, because other insurance companies and/or retirement plans may invest in the Underlying Portfolios, we cannot guarantee that the Underlying Portfolios will not suffer harm from disruptive trading within the variable contracts issued by other insurance companies or among investment options available to retirement plan participants. Under rules recently adopted by the Securities and Exchange Commission, effective April 16, 2007, we will be required to: (1) enter into a written agreement with each Underlying Portfolio or its principal underwriter that will obligate us to provide to the Underlying Portfolio promptly upon request certain information about the trading activity of individual Contract Owners, and (2) execute instructions from the Underlying Portfolio to restrict or prohibit further purchases or transfers by specific Contract Owners who violate the frequent trading policies established by the Underlying Portfolio. PAYMENTS The Company issues a Contract when its underwriting requirements, which include receipt of the initial payment and allocation instructions by the Company at its Principal Office, are met. These requirements may also include the proper completion of an application; however, where permitted, the Company may issue a contract without completion of an application and/or signature for certain classes of annuity contracts. The Company reserves the right to reject an application or request to issue a Contract. Any such rejection will not discriminate unfairly among purchasers. Payments are to be made payable to the Company. A net payment is equal to the payment received less the amount of any applicable premium tax. The initial net payment is credited to the Contract and allocated among the requested investment options as of the date that all issue requirements are properly met. If all issue requirements are not completed within five business days of the Company's receipt of the initial payment, the payment will be returned immediately unless the applicant authorizes the Company to retain it pending completion of all issue requirements. Subsequent payments will be credited as of the Valuation Date received at the Service Office, on the basis of accumulation unit value next determined after receipt. 24 Payments may be made to the Contract at any time prior to the Annuity Date, or prior to payment of the death benefit, subject to certain minimums: - Currently, the initial payment must be at least $5,000 ($2,000 for IRA's). A lower minimum amount may be permitted if monthly automatic payments are being forwarded directly from a financial institution. - Each subsequent payment must be at least $100. - The minimum allocation to a Guarantee Period Account is $1,000. If less than $1,000 is allocated to a Guarantee Period Account, the Company reserves the right to apply that amount to the DWS Money Market Portfolio. Generally, unless otherwise requested, all payments will be allocated among investment options in the same proportion that the initial net payment is allocated or, if subsequently changed, according to the most recent allocation instructions. Prior to the Annuity Date, you may utilize up to seventeen variable Sub-Accounts at any one time, in addition to the DWS Money Market Portfolio. RIGHT TO CANCEL INDIVIDUAL RETIREMENT ANNUITY An individual purchasing a Contract intended to qualify as an IRA my cancel the Contract at any time within ten days after receipt of the Contract and receive a refund. In order to cancel the Contract, the Owner must mail or deliver the Contract to the agent through whom the Contract was purchased, to the Company's Service Office at Service Office at se2 (an affiliate of Security Benefit Life Insurance Company), located at One Security Benefit Place, Topeka, KS 66675, Telephone 1-800-782-8380, or to an authorized representative. Mailing or delivery must occur within ten days after receipt of the Contract for cancellation to be effective. Within seven days the Company will provide a refund equal to the gross payment(s) received. In some states, however, the refund may equal the greater of (a) gross payments or (b) any amounts allocated to the Fixed Account and the Guarantee Period Accounts plus the Accumulated Value of amounts allocated to the Variable Account plus any amounts deducted under the Contract or by the Portfolios for taxes, charges or fees. At the time the Contract is issued, the "Right to Examine" provision on the cover of the Contract will specifically indicate whether the refund will be equal to gross payments or equal to the greater of (a) or (b) as set forth above. The liability of the Variable Account under this provision is limited to the Owner's Accumulated Value in the Sub-Accounts on the date of cancellation. Any additional amounts refunded to the Owner will be paid by the Company. RIGHT TO CANCEL ALL OTHER CONTRACTS An owner may cancel the Contract at any time within ten days after receipt of the Contract (or longer if required by state law) and receive a refund. In most states, the Company will pay the Owner an amount equal to the sum of (1) the difference between the payment received, including fees, and any amount allocated to the Variable Account, and (2) the Accumulated Value of amounts allocated to the Variable Account as of the date the request is received. If the Contract was purchased as an IRA or issued in a state that requires a full refund of the initial payments(s), the IRA cancellation right described above will be used. At the time the Contract is issued, the "Right to Examine" provision on the cover of the Contract will specifically indicate what the refund will be and the time period allowed to exercise the right to cancel. In order to cancel the Contract, the Owner must mail or deliver it to the Company's Service Office or to one of its authorized representatives. The Company will refund an amount equal to the Surrender Value plus all fees and charges and the Contract will be void from the beginning. 25 TELEPHONE TRANSACTIONS PRIVILEGE Subject to state law, you, or anyone you authorize, may initiate transactions over the telephone, unless you notify the Company of your election not to have this privilege. The policy of the Company and its agents and affiliates is that we will not be responsible for losses resulting from acting upon telephone requests reasonably believed to be genuine. The Company will employ reasonable procedures to confirm that instructions communicated by telephone are genuine; otherwise, the Company may be liable for any losses due to unauthorized or fraudulent instructions. Such procedures may include, among other things, requiring some form of personal identification prior to acting upon instructions received by telephone. All telephone instructions are tape-recorded. The Company reserves the right to modify or discontinue this privilege at any time without prior notice. The Company cannot guarantee that you, or any other person you authorize, will always be able to reach us to complete a telephone transaction. Under these circumstances, you should submit your request in writing or other form acceptable to us. TRANSFER PRIVILEGE Prior to the Annuity Date and subject to the Disruptive Trading limitations described above under DESCRIPTION OF THE CONTRACT, the Owner may transfer amounts among investment options upon written or, in most jurisdictions, telephone request to the Company. Transfer values will be based on the Accumulated Value next computed after receipt of the transfer request. Transfers to a Guarantee Period Account must be at least $1,000. If the amount to be transferred to a Guarantee Period Account is less than $1,000, the Company may transfer that amount to the Sub-Account which invests in the DWS Money Market Portfolio. Transfers from a Guarantee Period Account prior to the expiration of the Guarantee Period will be subject to a Market Value Adjustment. If an Owner requests a transfer of an amount from a Sub-Account that is higher than the amount in the Sub-Account on the Valuation Date (for example, if a request is made to transfer $100 from a Sub-Account but the Accumulated Value in the Sub-Account on the Valuation Date is only $98), the Company will transfer all of the Accumulated Value in the Sub-Account. The first twelve transfers in a Contract year are guaranteed to be free of any transfer charge. The Company does not currently charge for additional transfers but reserves the right to asses a charge, guaranteed never to exceed $25, to reimburse it for the expense of processing these additional transfers. If you authorize periodic transfers under an Automatic Transfer option (Dollar Cost Averaging) or an Automatic Account Rebalancing option, the first automatic transfer or rebalancing under a request counts as one transfer for purposes of the 12 transfers guaranteed to be free of a transfer charge in each Contract year. Each subsequent transfer or rebalancing under that request in the same or subsequent Contract year is without charge and does not reduce the remaining number of transfers which may be made free of charge. The Owner may authorize an independent third party to transact allocations and transfers in accordance with an asset allocation strategy or other investment strategy. The Company may provide administrative or other support services to these independent third parties, however, the Company does not engage any third parties to offer allocation or other investment services under this Contract, does not endorse or review any allocation or transfer recommendations and is not responsible for the investment results of such allocations or transfers transacted on the Owner's behalf. In addition, the Company reserves the right to discontinue services or limit the number of Portfolios that it may provide such services to. The Company does not charge the Owner for providing additional support services. 26 AUTOMATIC TRANSFERS AND AUTOMATIC ACCOUNT REBALANCING AUTOMATIC TRANSFERS (DOLLAR COST AVERAGING). The Owner may elect automatic transfers of a predetermined dollar amount, not less than $100, on a periodic basis (monthly, bimonthly, quarterly, semi-annually or annually) from either the Fixed Account, the Sub-Account investing in the DWS Money Market Portfolio or the Sub-Account investing in the DWS Government & Agency Securities Portfolio, (the "source accounts") to one or more of the available Sub-Accounts. Automatic transfers may not be made into the Fixed Account, the Guarantee Period Accounts or, if applicable, the Portfolio being used as the source account. If an automatic transfer would reduce the balance in the source account to less than $100, the entire balance will be transferred proportionately to the chosen Sub-Accounts. Automatic transfers will continue until the amount in the source account on a transfer date is zero or the Owner's request to terminate the option is received by the Company. If additional amounts are allocated to the source account after its balance has fallen to zero, this option will not restart automatically, and the Owner must provide a new request to the Company. To the extent permitted by law, the Company reserves the right, from time to time, to credit an enhanced interest rate to certain initial and/or subsequent payments which are deposited into the Fixed Account when it is being used as the source account from which to process automatic transfers. For more information see "Enhanced Automatic Transfer (Dollar Cost Averaging) Program" in the SAI. AUTOMATIC ACCOUNT REBALANCING. The Owner may request automatic rebalancing of Sub-Account allocations on a monthly, bi-monthly, quarterly, semi-annual or annual basis in accordance with percentage allocations specified by the Owner. As frequently as specified by the Owner, the Company will review the percentage allocations in the Portfolios and, if necessary, transfer amounts to ensure conformity with the designated percentage allocation mix. If the amount necessary to reestablish the mix on any scheduled date is less than $100, no transfer will be made. Automatic Account Rebalancing will continue until the Owner's request to terminate or change the option is received by the Company. As such, subsequent payments allocated in a manner different from the percentage allocation mix in effect on the date the payment is received will be reallocated in accordance with the existing mix on the next scheduled date unless the Owner's timely request to change the mix or terminate the option is received by the Company. LIMITATIONS. The Company reserves the right to limit the number of Sub-Accounts that may be used for automatic transfers and rebalancing, and to discontinue either option upon advance written notice. Currently, Dollar Cost Averaging and Automatic Account Rebalancing may not be in effect simultaneously. Either option may be elected at no additional charge when the Contract is purchased or at a later date. SURRENDER At any time prior to the Annuity Date, an Owner may surrender the Contract and receive its Surrender Value, less any tax withholding. The request for surrender must be made on Company forms. The request for surrender must be made on Company forms. You may obtain Company forms by calling 1-800-782-8380. The Owner must return the Contract and a signed, written request for surrender on a Company surrender form to the Service Office. The Surrender Value will be calculated based on the Contract's Accumulated Value as of the Valuation Date on which the request and the Contract are received at the Service Office. Before the Annuity Date, a surrender charge may be deducted when a Contract is surrendered if payments have been credited to the Contract during the last six full Contract years. See CHARGES AND DEDUCTIONS. The Contract fee will be deducted upon surrender of the Contract. 27 After the Annuity Date, only Contracts annuitized under a commutable period certain option may be surrendered. The amount payable is the commuted value of any unpaid installments, computed on the basis of the assumed interest rate incorporated in such annuity benefit payments. No surrender charge is imposed after the Annuity Date. Any amount surrendered normally is payable within seven days following the Company's receipt of the surrender request. The Company reserves the right to defer surrenders and withdrawals of amounts in each Sub-Account in any period during which (1) trading on the New York Stock Exchange is restricted as determined by the SEC or such Exchange is closed for other than weekends and holidays, (2) the SEC has, by order, permitted such suspension, or (3) an emergency, as determined by the SEC, exists such that disposal of Portfolio securities or valuation of assets of each separate account is not reasonably practicable. The Company reserves the right to defer surrenders and withdrawals of amounts allocated to the Company's Fixed Account and Guarantee Period Accounts for a period not to exceed six months. The surrender rights of Owners who are participants under Section 403(b) plans or who are participants in the Texas Optional Retirement Program ("Texas ORP") are restricted. For important tax consequences which may result from surrender, see FEDERAL TAX CONSIDERATIONS. Pursuant to new tax regulations, we generally are required to confirm, with your 403(b) plan sponsor or otherwise, that withdrawals, transfers or surrenders you request from a 403(b) Contract comply with applicable tax requirements before we process your request. WITHDRAWALS At any time prior to the Annuity Date, an Owner may withdraw a portion of the Contract's Accumulated Value, subject to the limits stated below. The request for withdrawal must be made on Company forms. The request for withdrawal must be made on Company forms. You may obtain Company forms by calling 1-800-782-8380. You may also obtain a Company withdrawal form at our Company web site, https://cwannuity.se2.com. The Owner must submit to the Service Office a signed, written request for withdrawal on a on a Company withdrawal form. The written request must indicate the dollar amount the Owner wishes to receive and the investment options from which such amount is to be withdrawn. The amount withdrawn equals the amount requested by the Owner plus any applicable surrender charge, as described under CHARGES AND DEDUCTIONS. In addition, amounts withdrawn from a Guarantee Period Account prior to the end of the applicable Guarantee Period will be subject to a Market Value Adjustment, as described under GUARANTEE PERIOD ACCOUNTS. Where allocations have been made to more than one investment option, a percentage of the withdrawal may be allocated to each such option. A withdrawal from a Sub-Account will result in cancellation of a number of units equivalent in value to the amount withdrawn, computed as of the Valuation Date that the request is received at the Service Office. The minimum withdrawal amount is $100. Withdrawals will be paid in accordance with the time limitations described above under "SURRENDER." After the Annuity Date, withdrawals are allowed only if the Contract is annuitized under a commutable period certain option. A withdrawal after the Annuity Date will result in cancellation of a number of Annuity Units equivalent in value to the amount withdrawn. For important tax consequences which may result from withdrawals, see FEDERAL TAX CONSIDERATIONS. 28 SYSTEMATIC WITHDRAWALS. The Owner may elect an automatic schedule of withdrawals (systematic withdrawals) from amounts in the Sub-Accounts and/or the Fixed Account on a monthly, bi-monthly, quarterly, semi-annual or annual basis. Systematic withdrawals from Guarantee Period Accounts are not available. The minimum amount of each automatic withdrawal is $100, and will be subject to any applicable withdrawal charges. The Owner may elect, by written request, a specific dollar amount and the percentage of this amount to be taken from each designated Sub-Account and/or the Fixed Account, or the Owner may elect to withdraw a specific percentage of the Accumulated Value calculated as of the withdrawal dates, and may designate the percentage of this amount which should be taken from each account. The first withdrawal will take place on the date the written request is received at the Service Office or, if later, on a date specified by the Owner. If a withdrawal would cause the remaining Accumulated Value to be less than $1,000, systematic withdrawals may be discontinued. Systematic withdrawals will cease automatically on the Annuity Date. The Owner may change or terminate systematic withdrawals only by written request to the Service Office. LIFE EXPECTANCY DISTRIBUTIONS. Each calendar year prior to the Annuity Date, an Owner who also is the Annuitant may take without surrender charge a series of systematic withdrawals from the Contract according to the Company's life expectancy distribution ("LED") option. The Owner must return a properly signed LED request form to the Service Office. The Owner may elect monthly, bi-monthly, quarterly, semi-annual, or annual LED distributions, and may terminate the LED option at any time. If an Owner elects the Company's LED option, (which is based on applicable IRS tables), in each calendar year a fraction of the Accumulated Value is withdrawn without a surrender charge based on the Owner's then life expectancy (or the joint life expectancy of the Owner and a beneficiary.) The numerator of the fraction is 1 (one) and the denominator of the fraction is the remaining life expectancy of the Owner, as determined annually by the Company. The resulting fraction, expressed as a percentage, is applied to the Accumulated Value at the beginning of the year to determine the amount to be distributed during the year. Under the Company's LED option, the amount withdrawn from the Contract changes each year, because life expectancy changes each year that a person lives. For example, actuarial tables indicate that a person age 70 has a life expectancy of 16 years, but a person who attains age 86 has a life expectancy of another 6.5 years. Where the Owner is a trust or other nonnatural person, the Owner may elect the LED option based on the Annuitant's life expectancy. (Note: this option may not produce annual distributions that meet the definition of "substantially equal periodic payments" as defined under Code Section 72(t). As such, the withdrawals may be treated by the Internal Revenue Service (IRS) as premature distributions from the Contract and may be subject to a 10% federal tax penalty. Owners seeking distributions over their life under this definition should consult their tax advisor. For more information, see FEDERAL TAX CONSIDERATIONS. In addition, if the amount necessary to meet the substantially equal periodic payment definition is greater than the Company's LED amount, a surrender charge may apply to the amount in excess of the LED amount.) The Company may discontinue or change the LED option at any time, but not with respect to election of the option made prior to the date of any change in the LED option. DEATH BENEFIT In the event that the Annuitant, Owner or Joint Owner, if applicable, dies while the Contract is in force, the Company will pay the beneficiary a death benefit, except where the Contract is continued as provided below in "THE SPOUSE OF THE OWNER AS BENEFICIARY." The amount of the death benefit and the time requirements for receipt of payment may vary depending upon whether the Annuitant or an Owner dies first, and whether death occurs prior to or after the Annuity Date. 29 DEATH OF THE ANNUITANT PRIOR TO THE ANNUITY DATE. At the death of the Annuitant (including an Owner who is also the Annuitant), the death benefit is equal to the greatest of: (a) the Accumulated Value on the Valuation Date that the Company receives the death certificate and all necessary claim paperwork, increased by any positive Market Value Adjustment; (b) gross payments accumulated daily at an effective annual yield of 5% starting on the date each payment is applied and continuing throughout that payment's entire accumulation phase, decreased proportionately to reflect withdrawals; or (c) the death benefit that would have been payable on the most recent Contract anniversary, increased for subsequent payments and decreased proportionately for subsequent withdrawals. For each withdrawal under (b) or (c), the proportionate reduction is calculated by multiplying the (b) or (c) value immediately prior to the withdrawal by the withdrawal amount and divided by the Accumulated Value immediately prior to the withdrawal. This guaranteed death benefit works in the following way assuming no withdrawals are made. On the first anniversary, the death benefit will be equal to the greater of: (a) the Accumulated Value (increased by any positive Market Value Adjustment); (b) gross payments accumulated daily at an effective annual yield of 5%. The higher of (a) or (b) will then be locked in until the second anniversary, at which time the death benefit will be equal to the greatest of: (a) the Contract's then current Accumulated Value increased by any positive Market Value Adjustment; (b) gross payments accumulated daily at an effective annual yield of 5%; or (c) the locked-in value of the death benefit at the first anniversary. The greatest of (a), (b) or (c) will be locked in until the next Contract anniversary. This calculation will then be repeated on each anniversary date while the Contract remains in force and prior to the Annuity Date. As noted above, the values of (b) and (c) will be decreased proportionately if withdrawals are taken. See APPENDIX C--THE DEATH BENEFIT for specific examples of death benefit calculations. DEATH OF AN OWNER WHO IS NOT ALSO THE ANNUITANT PRIOR TO THE ANNUITY DATE. If an Owner who is not also the Annuitant dies before the Annuity Date, the death benefit will be the Accumulated Value increased by any positive Market Value Adjustment. The death benefit never will be reduced by a negative Market Value Adjustment. PAYMENT OF THE DEATH BENEFIT PRIOR TO THE ANNUITY DATE. The death benefit generally will be paid to the beneficiary in one sum within seven business days of the receipt of due proof of death at the Service Office. Instead of payment in one sum, the beneficiary may, by written request, elect to: (1) defer distribution of the death benefit for a period no more than five years from the date of death; or (2) receive distributions over the life of the beneficiary for a period certain not extending beyond the beneficiary's life expectancy, with annuity benefit payments beginning one year from the date of death. However, if the Owner has specified a death benefit annuity option, the death benefit will be paid out accordingly. Any death benefit annuity option specified by the Owner must comply with the requirements set forth in paragraph (2) above. 30 If distribution of the death benefit is deferred under (1) or (2), any value in the Guarantee Period Accounts will be transferred to the Sub-Account investing in the DWS Money Market Portfolio. The excess, if any, of the death benefit over the Accumulated Value also will be added to the Sub-Account investing in the DWS Money Market Portfolio. The beneficiary may, by written request, effect transfers and withdrawals during the deferral period and prior to annuitization under (2), but may not make additional payments. The death benefit will reflect any earnings or losses experienced during the deferral period. If there are multiple beneficiaries, the consent of all is required. With respect to the death benefit, the Accumulated Value will be based on the unit values next computed after due proof of the death has been received. DEATH OF THE ANNUITANT ON OR AFTER THE ANNUITY DATE. If the Annuitant's death occurs on or after the Annuity Date but before completion of all guaranteed annuity benefit payments, any unpaid amounts or installments will be paid to the beneficiary. The Company must pay out the remaining payments at least as rapidly as under the payment option in effect on the date of the Annuitant's death. THE SPOUSE OF THE OWNER AS BENEFICIARY The Owner's spouse, if named as the sole beneficiary, may by written request continue the Contract rather than receiving payment of the death benefit. Upon such election, the spouse will become the Owner and Annuitant subject to the following: (1) any value in the Guarantee Period Accounts will be transferred to the Sub-Account investing in the DWS Money Market Portfolio and (2) the excess, if any, of the death benefit over the Contract's Accumulated Value also will be added to the Sub-Account investing in the DWS Money Market Portfolio. The resulting value never will be subject to a surrender charge when withdrawn. The new Owner may also make additional payments; however, a surrender charge will apply to these amounts if they are withdrawn before they have been invested in the Contract for at least six years. All other rights and benefits provided in the Contract will continue, except that any subsequent spouse of such new Owner will not be entitled to continue the Contract when the new Owner dies. FEDERAL DEFENSE OF MARRIAGE ACT. The right of a spouse to continue the Contract and all Contract provisions relating to spousal continuation are available only to a person who meets the definition of "spouse" under Federal law. The Federal Defense of Marriage Act currently does not recognize same-sex marriages or civil unions, even those which are permitted under individual state laws. Therefore the spousal continuation provisions of this Contract will not be available to such partners or same sex marriage spouses. Consult a tax advisor for more information on this subject. ASSIGNMENT The Contract, other than one sold in connection with certain qualified plans, provides that it may be assigned by the Owner at any time prior to the Annuity Date and while the Annuitant is alive (see FEDERAL TAX CONSIDERATIONS). The Company will not be deemed to have knowledge of an assignment unless it is made in writing on a Company approved form and filed at the Service Office. The Company will not assume responsibility for determining the validity of any assignment. If an assignment of the Contract is in effect on the Annuity Date, the Company reserves the right to pay to the assignee, in one sum, that portion of the Surrender Value of the Contract to which the assignee appears to be entitled. The Company will pay the balance, if any, in one sum to the Owner in full settlement of all liability under the Contract. The interest of the Owner and of any beneficiary will be subject to any assignment. For important tax liability which may result from assignments, see FEDERAL TAX CONSIDERATIONS. 31 ELECTING THE FORM OF ANNUITY AND ANNUITY DATE The Owner selects the Annuity Date. To the extent permitted by law, the Annuity Date may be the first day of any month: (1) before the Annuitant's 85th birthday, if the Annuitant's age on the issue date of the Contract is 75 or under, or (2) within ten years from the issue date of the Contract and before the Annuitant's 90th birthday, if the Annuitant's age on the issue date is between 76 and 90. The Owner may elect to change the Annuity Date by sending a request to the Service Office at least one month before the Annuity Date. To the extent permitted by state law, the new Annuity Date must be the first day of any month occurring before the Annuitant's 90th birthday, and must be within the life expectancy of the Annuitant. The Company shall determine such life expectancy at the time a change in Annuity Date is requested. In no event will the latest possible annuitization age exceed 90. If the Annuity Date under a non-qualified Contract is deferred until the Owner reaches an age that is significantly beyond the Owner's life expectancy, it is possible that the Contract will not be considered an annuity for federal tax purposes. In addition, the Internal Revenue Code ("the Code") and the terms of qualified plans impose limitations on the age at which annuity benefit payments may commence and the type of annuity option selected. The Owner should carefully review the selection of the Annuity Date with his/her tax adviser. Subject to certain restrictions described below, the Owner has the right (1) to select the annuity payout option under which annuity benefit payments are to be made, and (2) to determine whether payments are to be made on a fixed basis, a variable basis, or a combination fixed and variable basis. Certain annuity options may be commutable or noncommutable. A commutable option provides the Owner with the right to request a lump sum payment of any remaining balance after annuity payments have commenced. Under a noncommutable option, the Owner may not request a lump sum payment. Annuity benefit payments are determined according to the annuity tables in the Contract, by the annuity option selected, and by the investment performance of the account(s) selected. See "Annuity Benefit Payments" in the SAI. To the extent a fixed annuity payout is selected, Accumulated Value will be transferred to the Fixed Account, and the annuity benefit payments will be fixed in amount. See APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT. Under a variable annuity payout option, a payment equal to the value of the fixed number of Annuity Units in the Sub-Accounts is made monthly, quarterly, semi-annually or annually. Since the value of an Annuity Unit in a Sub-Account will reflect the investment performance of the Sub-Account, the amount of each annuity benefit payment will vary. The annuity payout option selected must produce an initial payment of at least $50 (a lower amount may be required in some states). The Company reserves the right to increase this minimum amount. If the annuity payout option selected does not produce an initial payment which meets this minimum, a single payment will be made. Once the Company begins making annuity benefit payments, the Annuitant cannot make withdrawals or surrender the annuity benefit, except where the Annuitant has elected a commutable period certain option. Beneficiaries entitled to receive remaining payments under either a commutable or noncommutable period certain may elect instead to receive a lump sum settlement. See "DESCRIPTION OF VARIABLE ANNUITY PAYOUT OPTIONS." If the Owner does not elect an option, a variable life annuity with periodic payments guaranteed for ten years will be purchased. Changes in either the Annuity Date or annuity option can be made up to one month prior to the Annuity Date. DESCRIPTION OF VARIABLE ANNUITY PAYOUT OPTIONS The Company provides the variable annuity payout options described below. Currently, variable annuity payout options may be funded through the Sub-Accounts investing in the DWS Core Fixed Income 32 VIP, DWS Growth & Income VIP, DWS Balanced VIP and DWS Blue Chip VIP. The Company also provides these same options funded through the Fixed Account (fixed annuity option). Regardless of how payments were allocated during the accumulation period, any of the variable annuity payout options or the fixed annuity payout options may be selected, or any of the variable annuity payout options may be selected in combination with any of the fixed annuity payout options. Other annuity options may be offered by the Company. IRS regulations may not permit certain of the available annuity options when used in connection with certain qualified Contracts. VARIABLE LIFE ANNUITY WITH PAYMENTS GUARANTEED FOR TEN YEARS. This variable annuity is payable periodically during the lifetime of the Annuitant with the guarantee that if the Annuitant should die before all payments have been made, the remaining annuity benefit payments will continue to the beneficiary. VARIABLE LIFE ANNUITY PAYABLE PERIODICALLY DURING THE LIFETIME OF THE ANNUITANT ONLY. This variable annuity is payable during the Annuitant's life. It would be possible under this option for the Annuitant to receive only one annuity benefit payment if he/she dies prior to the due date of the second annuity benefit payment, two annuity benefit payments if he/she dies before the due date of the third annuity benefit payment, and so on. Payments will continue, however, during the Annuitant's lifetime, no matter how long he or she lives. UNIT FUND VARIABLE LIFE ANNUITY. This is an annuity payable periodically during the lifetime of the Annuitant with the guarantee that if (1) exceeds (2) then periodic variable annuity benefit payments will continue to the beneficiary until the number of such payments equals the number determined in (1). Where: (1) is the dollar amount of the Accumulated Value at annuitization divided by the dollar amount of the first payment, and (2) is the number of payments paid prior to the death of the Annuitant.
JOINT AND SURVIVOR VARIABLE LIFE ANNUITY. This variable annuity is payable jointly to the Annuitant and another individual during their joint lifetime, and then continues thereafter during the lifetime of the survivor. The amount of each payment to the survivor is based on the same number of Annuity Units which applied during the joint lifetime of the two payees. One of the payees must be either the person designated as the Annuitant under the Contract or the beneficiary. There is no minimum number of payments under this option. JOINT AND TWO-THIRDS SURVIVOR VARIABLE LIFE ANNUITY. This variable annuity is payable jointly to the Annuitant and another individual during their joint lifetime, and then continues thereafter during the lifetime of the survivor. The amount of each periodic payment to the survivor, however, is based upon two-thirds of the number of Annuity Units which applied during the joint lifetime of the two payees. One of the payees must be the person designated as the Annuitant under the Contract or the beneficiary. There is no minimum number of payments under this option. PERIOD CERTAIN VARIABLE ANNUITY (PAYMENTS GUARANTEED FOR A SPECIFIED NUMBER OF YEARS). This variable annuity has periodic payments for a stipulated number of years ranging from one to thirty. If the Annuitant dies before the end of the period, remaining payments will continue to be paid. A fixed period certain annuity may be either commutable or noncommutable. A variable period certain annuity is automatically commutable. It should be noted that the period certain option does not involve a life contingency. In computing payments under this option, the Company deducts a charge for annuity rate guarantees, which includes a factor for mortality risks. Although not contractually required to do so, the Company currently follows a practice of permitting persons receiving payments under the period certain option to elect to 33 convert to a variable annuity involving a life contingency. The Company may discontinue or change this practice at any time, but not with respect to election of the option made prior to the date of any change in this practice. ANNUITY BENEFIT PAYMENTS DETERMINATION OF THE FIRST VARIABLE ANNUITY BENEFIT PAYMENT. The amount of the first monthly payment depends upon the selected variable annuity option, the sex (however, see "NORRIS DECISION" below) and age of the Annuitant, and the value of the amount applied under the annuity option ("annuity value"). The Contract provides annuity rates that determine the dollar amount of the first periodic payment under each variable annuity option for each $1,000 of applied value. From time to time, the Company may offer its Owners both fixed and variable annuity rates more favorable than those contained in the Contract. Any such rates will be applied uniformly to all Owners of the same class. The dollar amount of the first periodic annuity benefit payment is calculated based upon the type of annuity option chosen, as follows: - For life annuity options and noncommutable fixed period certain options of ten years or more, the dollar amount is determined by multiplying (1) the Accumulated Value applied under that option (after application of any Market Value Adjustment and less premium tax, if any) divided by $1,000, by (2) the applicable amount of the first monthly payment per $1,000 of value. - For commutable period certain options and any noncommutable fixed period certain option of less than ten years, the dollar amount is determined by multiplying (1) the Surrender Value less premium taxes, if any, applied under that option (after application of any Market Value Adjustment and less premium tax, if any) divided by $1,000, by (2) the applicable amount of the first monthly payment per $1,000 of value. - For a death benefit annuity, the annuity value will be the amount of the death benefit. The first periodic annuity benefit payment is based upon the Accumulated Value as of a date not more than four weeks preceding the date that the first annuity benefit payment is due. The Company transmits variable annuity benefit payments for receipt by the payee by the first of a month. Variable annuity benefit payments are currently based on unit values as of the 15th day of the preceding month. THE ANNUITY UNIT. On and after the Annuity Date, the Annuity Unit is a measure of the value of the monthly annuity benefit payments under a variable annuity option. The value of an Annuity Unit in each Sub-Account initially was set at $1.00. The value of an Annuity Unit under a Sub-Account on any Valuation Date thereafter is equal to the value of such unit on the immediately preceding Valuation Date, multiplied by the net investment factor of the Sub-Account for the current Valuation Period and divided by the assumed interest rate for the current Valuation Period The assumed interest rate, discussed below, is incorporated in the variable annuity options offered in the Contract. DETERMINATION OF THE NUMBER OF ANNUITY UNITS. The dollar amount of the first variable annuity benefit payment is divided by the value of an Annuity Unit of the selected Sub-Account(s) to determine the number of Annuity Units represented by the first payment. This number of Annuity Units remains fixed under all annuity options except the joint and two-thirds survivor annuity option. DOLLAR AMOUNT OF SUBSEQUENT VARIABLE ANNUITY BENEFIT PAYMENTS. The dollar amount of each periodic variable annuity benefit payment after the first will vary with the value of the Annuity Units of the selected Sub-Account(s). The dollar amount of each subsequent variable annuity benefit payment is determined by multiplying the fixed number of Annuity Units (derived from the dollar amount of the first payment, as described above) with respect to a Sub-Account by the value of an Annuity Unit of that Sub-Account on the applicable Valuation Date. 34 The variable annuity options offered by the Company are based on a 3.5% assumed interest rate, which affects the amounts of the variable annuity benefit payments. Variable annuity benefit payments with respect to a Sub-Account will increase over periods when the actual net investment result of the Sub-Account exceeds the equivalent of the assumed interest rate. Variable annuity benefit payments will decrease over periods when the actual net investment results are less than the equivalent of the assumed interest rate. For an illustration of a calculation of a variable annuity benefit payment using a hypothetical example, see "Annuity Benefit Payments" in the SAI. OPTIONAL ENHANCED EARNINGS RIDER The Enhanced Earnings Rider (EER) may have been elected at issue in most jurisdictions as long as the Annuitant had not yet attained age 76. The Rider provides for additional amounts to be paid to the beneficiary under certain circumstances in the event that the Annuitant dies prior to the Annuity Date. For specific charges see "OPTIONAL RIDER CHARGE" under CHARGES AND DEDUCTIONS. The Company reserves the right to terminate the availability of the EER at any time; however, such a termination would not effect Riders issued prior to the termination date. CONDITIONS FOR PAYMENT OF THE EER BENEFIT For any benefit to be payable under the EER, certain conditions must be met, as follows: 1. The death must occur prior to the Annuity Date. 2. The difference between (a) and (b) must be greater than zero, where: (a) is the Accumulated Value, and (b) is gross payments not previously withdrawn. IF (a) MINUS (b) IS ZERO OR LESS, NO BENEFIT WILL BE PAYABLE. Under the EER, Accumulated Value is determined on the Valuation Date on which due proof of death and all necessary documentation have been received at the Service Office. For purposes of the EER, withdrawals will be considered withdrawn from earnings first and then withdrawn from gross payments on a last-in, first-out basis. Therefore, the value of the EER largely depends on the amount of earnings that accumulate under the Contract. If you expect to withdraw the earnings from your Accumulated Value, electing the EER may not be appropriate. Your financial representative can help you determine if the EER is appropriate in your circumstances. AMOUNT OF EER BENEFIT ANNUITANT'S AGE AT ISSUE--0 TO 65--If a benefit is payable under the EER and the Contract was issued prior to the Annuitant's 66th birthday, the benefit will be equal to the LESSER of: (a) 200% of gross payments not previously withdrawn. (For purposes of this calculation only, except for the Initial Payment, gross payments shall not include payments made under the Contract during the 12-month period immediately prior to the date of death.); or (b) 40% of the difference between the Accumulated Value and gross payments not previously withdrawn. 35 ANNUITANT'S AGE AT ISSUE--66 TO 70--If a benefit is payable under the EER and the Contract was issued on or after the Annuitant's 66th birthday and before his/her 71st birthday, the benefit will be equal to the LESSER of: (a) 80% of gross payments not previously withdrawn. (For purposes of this calculation only, except for the Initial Payment, gross payments shall not include payments made under the Contract during the 12-month period immediately prior to the date of death.); or (b) 40% of the difference between the Accumulated Value and gross payments not previously withdrawn. ANNUITANT'S AGE AT ISSUE--71 TO 75--If a benefit is payable under the EER and the Contract was issued on or after the Annuitant's 71st birthday and before his/her 76th birthday, the benefit will be equal to the LESSER of: (a) 50% of gross payments not previously withdrawn. (For purposes of this calculation only, except for the Initial Payment, gross payments shall not include payments made under the Contract during the 12-month period immediately prior to the date of death.); or (b) 25% of the difference between the Accumulated Value and gross payments not previously withdrawn. The EER benefit shall be paid in the same manner that the death benefit is paid prior to the Annuity Date. EXAMPLES EXAMPLE 1. Assume that the Annuitant is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments or take any withdrawals. Further assume that the Owner dies five years later and on the date that due proof of death and all necessary documentation are received by the Company the Accumulated Value is equal to $150,000. The EER benefit on that date is equal to the LESSER of: (a) 80% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (80% X 100,000) = $80,000; or (b) 40% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the contract = (40% X (150,000 - 100,000)) = $20,000 The EER benefit is equal to $20,000 under (b), which is the lesser of $80,000 (80% X 100,000) and $20,000 (40% X (150,000 - 100,000)). EXAMPLE 2. Assume that the Annuitant is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments or take any withdrawals. Further assume that the Owner dies ten years later and on the date that due proof of death and all necessary documentation are received by the Company the Accumulated Value is equal to $250,000. The EER benefit on that date is equal to the LESSER of: (a) 80% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (80% X $100,000) = $80,000; or (b) 40% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the Contract = (40% X ($250,000 - $100,000)) = $60,000 36 The EER benefit is equal to $60,000 under (b), which is the lesser of $80,000 (80% X $100,000) and $60,000 (40% X ($250,000 - $100,000)). EXAMPLE 3. Assume that the Annuitant is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments. Further assume that the Owner takes a $15,000 withdrawal and that the Accumulated Value was equal to $150,000 before the withdrawal was taken. Since there was $50,000 of earnings in the Contract at the time of withdrawal, for purposes of the Enhanced Earnings Rider the withdrawal is considered to be a withdrawal of $15,000 of earnings. Immediately after the withdrawal, the Accumulated Value is $135,000 and the gross payments (not previously withdrawn) is $100,000. Immediately after the withdrawal, the EER benefit is equal to the LESSER of: (a) 80% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (80% X $100,000) = $80,000; or (b) 40% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the contract = (40% X ($135,000 - $100,000)) = $14,000 The EER benefit is equal to $14,000 under (b), which is the lesser of $80,000 (80% X 100,000) and $14,000 (40% X ($135,000 - $100,000)). EXAMPLE 4. Assume that the Annuitant is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments. Further assume that the Owner takes a $65,000 withdrawal and that the Accumulated Value was equal to $150,000 before the withdrawal was taken. Since there was $50,000 of earnings in the Contract at the time of the withdrawal, for purposes of the Enhanced Earnings Rider the withdrawal of $65,000 is considered to be a withdrawal of $50,000 earnings and $15,000 of gross payments. Immediately after the withdrawal, the Accumulated Value is $85,000 and the gross payments (not previously withdrawn) is $85,000. Immediately after the withdrawal, the EER benefit is equal to the LESSER of: (a) 80% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (80% X $85,000) = $68,000; or (b) 40% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the contract = (40% X ($85,000 - $85,000)) = $0 The EER benefit is equal to $0 under (b), which is the lesser of $68,000 (80% X $85,000) and $0 (40% X ($85,000 - $85,000)). TERMINATING THE EER Once the EER is chosen, it cannot be discontinued unless the underlying contract is surrendered, annuitized, or a death benefit is payable. The EER will terminate on the earliest of the following: 1. the Annuity Date; 2. the date the Contract is surrendered; 3. the date the Company determines a death benefit is payable; or 4. if the deceased Owner's spouse, who is the sole beneficiary, continues the contract. If the payment of the death benefit is deferred under the Contract or if the Contract is continued by the deceased Owner's spouse, the amount of the EER benefit will be applied to the Contract through an allocation to the Sub-Account investing in the DWS Money Market Portfolio and the EER will terminate. 37 NORRIS DECISION In the case of ARIZONA GOVERNING COMMITTEE V. NORRIS, the United States Supreme Court ruled that, in connection with retirement benefit options offered under certain employer-sponsored employee benefit plans, annuity options based on sex-distinct actuarial tables are not permissible under Title VII of the Civil Rights Act of 1964. The ruling requires that benefits derived from contributions paid into a plan after August 1, 1983 be calculated without regard to the sex of the employee. Annuity benefits attributable to payments received by the Company under a Contract issued in connection with an employer-sponsored benefit plan affected by the NORRIS decision will be based on the greater of (1) the Company's unisex non-guaranteed current annuity option rates, or (2) the guaranteed unisex rates described in such Contract, regardless of whether the Annuitant is male or female. COMPUTATION OF VALUES THE ACCUMULATION UNIT. Each net payment is allocated to the investment options selected by the Owner. Allocations to the Sub-Accounts are credited to the Contract in the form of Accumulation Units. Accumulation Units are credited separately for each Sub-Account. The number of Accumulation Units of each Sub-Account credited to the Contract is equal to the portion of the net payment allocated to the Sub-Account, divided by the dollar value of the applicable Accumulation Unit as of the Valuation Date the payment is received in good order at the Company's Service Office. The number of Accumulation Units resulting from each payment will remain fixed unless changed by a subsequent split of Accumulation Unit value, a transfer, a withdrawal, or surrender. The dollar value of an Accumulation Unit of each Sub-Account varies from Valuation Date to Valuation Date based on the investment experience of that Sub-Account, and will reflect the investment performance, expenses and charges of its Portfolios. The value of an Accumulation Unit was set at $1.00 on the first Valuation Date for each Sub-Account. Allocations to Guarantee Period Accounts and the Fixed Account are not converted into Accumulation Units, but are credited interest at a rate periodically set by the Company. See GUARANTEE PERIOD ACCOUNTS and APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT. The Accumulated Value under the Contract is determined by (1) multiplying the number of Accumulation Units in each Sub-Account by the value of an Accumulation Unit of that Sub-Account on the Valuation Date, (2) adding the products, and (3) adding the amount of the accumulations in the Fixed Account and Guarantee Period Accounts, if any. NET INVESTMENT FACTOR. The Net Investment Factor is an index that measures the investment performance of a Sub-Account from one Valuation Period to the next. This factor is equal to 1.000000 plus the result from dividing (1) by (2) and subtracting the sum of (3) and (4) where: (1) is the investment income of a Sub-Account for the Valuation Period, including realized or unrealized capital gains and losses during the Valuation Period, adjusted for provisions made for taxes, if any; (2) is the value of that Sub-Account's assets at the beginning of the Valuation Period; (3) is a charge for mortality and expense risks equal to 1.25% on an annual basis of the daily value of the Sub-Account's assets; and (4) is an administrative charge equal to 0.15% on an annual basis of the daily value of the Sub-Account's assets. The dollar value of an Accumulation Unit as of a given Valuation Date is determined by multiplying the dollar value of the corresponding Accumulation Unit as of the immediately preceding Valuation Date by the appropriate net investment factor. For an illustration of Accumulation Unit calculation using a hypothetical example see the SAI. 38 CHARGES AND DEDUCTIONS Deductions under the Contract and charges against the assets of the Sub-Accounts are described below. Other deductions and expenses paid out of the assets of the Underlying Portfolios are described in the prospectuses and SAIs of the Underlying Portfolios. VARIABLE ACCOUNT DEDUCTIONS MORTALITY AND EXPENSE RISK CHARGE. The Company assesses a charge against the assets of each Sub-Account to compensate for certain mortality and expense risks it has assumed. The charge is imposed during both the accumulation phase and the annuity payout phase. The mortality risk arises from the Company's guarantee that it will make annuity benefit payments in accordance with annuity rate provisions established at the time the Contract is issued for the life of the Annuitant (or in accordance with the annuity payout option selected), no matter how long the Annuitant (or other payee) lives and no matter how long all Annuitants as a class live. Therefore, the mortality charge is deducted during the annuity payout phase on all Contracts, including those that do not involve a life contingency, even though the Company does not bear direct mortality risk with respect to variable annuity settlement options that do not involve life contingencies. The expense risk arises from the Company's guarantee that the charges it makes will not exceed the limits described in the Contract and in this Prospectus. If the charge for mortality and expense risks is not sufficient to cover actual mortality experience and expenses, the Company will absorb the losses. If expenses are less than the amounts provided to the Company by the charge, the difference will be a profit to the Company. To the extent this charge results in a profit to the Company, such profit will be available for use by the Company for, among other things, the payment of distribution, sales and other expenses. The mortality and expense risk charge is assessed daily at an annual rate of 1.25% of each Sub-Account's assets. This charge may not be increased. Since mortality and expense risks involve future contingencies which are not subject to precise determination in advance, it is not feasible to identify specifically the portion of the charge which is applicable to each. The Company estimates that a reasonable allocation might be 0.85% for mortality risk and 0.40% for expense risk. ADMINISTRATIVE EXPENSE CHARGE. The Company assesses each Sub-Account with a daily charge at an annual rate of 0.15% of the average daily net assets of the Sub-Account. This charge may not be increased. The charge is imposed during both the accumulation phase and the annuity payout phase. The daily administrative expense charge is assessed to help defray administrative expenses actually incurred in the administration of the Sub-Account. There is no direct relationship, however, between the amount of administrative expenses imposed on a given Contract and the amount of expenses actually attributable to that Contract. Deductions for the Contract fee (described below under "CONTRACT FEE") and for the administrative expense charge are designed to reimburse the Company for the cost of administration and related expenses and are not expected to be a source of profit. The administrative functions and expense assumed by the Company in connection with the Variable Account and the Contract include, but are not limited to, clerical, accounting, actuarial and legal services, rent, postage, telephone, office equipment and supplies, expenses of preparing and printing registration statements, expense of preparing and typesetting prospectuses and the cost of printing prospectuses not allocable to sales expense, filing and other fees. OTHER CHARGES. Because the Sub-Accounts hold shares of the Underlying Portfolios, the value of the net assets of the Sub-Accounts will reflect the investment advisory fee and other expenses incurred by the Underlying Portfolios. Management fee waivers and/or reimbursements may be in effect for certain or all of the Underlying Portfolios. The prospectuses and SAIs of the Underlying Portfolios contain 39 additional information concerning expenses of the Underlying Portfolios and should be read in conjunction with this Prospectus. CONTRACT FEE A $35 Contract fee (a lower fee may apply in certain states) currently is deducted on the Contract anniversary date and upon full surrender of the Contract if the Accumulated Value is less than $50,000 on the date assessed. The Contract fee is currently waived for Contracts issued to and maintained by the trustee of a 401(k) plan. The Company reserves the right to impose a Contract fee up to $35 on Contracts issued to 401(k) plans but only with respect to Contracts issued after the date the waiver is no longer available. Where amounts have been allocated to more than one investment option, a percentage of the total Contract fee will be deducted from the value in each . The portion of the charge deducted from each investment option will be equal to the percentage which the value in that option bears to the Accumulated Value under the Contract. The deduction of the Contract fee from a Sub-Account will result in cancellation of a number of Accumulation Units equal in value to the percentage of the charge deducted from that Sub-Account. Where permitted by law, the Contract fee also may be waived for Contracts where, on the issue date, either the Owner or the Annuitant is within the following classes of individuals: 1. employees and registered representatives of any broker-dealer which has entered into a sales agreement with the Company to sell the Contract; 2. employees of the Company, its affiliates and subsidiaries; 3. officers, directors, trustees and employees of any of the Underlying Portfolios; 4. investment managers or sub-advisers of the Underlying Portfolios; 5. and the spouses of and immediate family members residing in the same household with such eligible persons. "Immediate family members" means children, siblings, parents and grandparents. OPTIONAL RIDER CHARGE Subject to state availability, the Company offers an optional Enhanced Earnings Rider that the Owner may elect at issue if the Annuitant has not yet attained age 76. A separate monthly charge is made for the Rider through a pro-rata reduction of the Accumulated Value of the Sub-Accounts, the Fixed Account and the Guarantee Period Accounts. The pro-rata reduction is based on the relative value that the Accumulation Units of the Sub-Accounts, the dollar amounts in the Fixed Account and the dollar amounts in the Guarantee Period Accounts bear to the total Accumulated Value. The applicable monthly charge for the Enhanced Earnings Rider is equal to the Accumulated Value on the last day of each month within which the Rider has been in effect multiplied by 1/12th of 0.30%. For a description of the Rider, see "OPTIONAL ENHANCED EARNINGS RIDER" under DESCRIPTION OF THE CONTRACT. If you elected one of the following riders prior to their discontinuance on 1/31/02, the applicable monthly charge is equal to the Accumulated Value on the last day of each month multiplied by 1/12th of the following: Optional Minimum Guaranteed Annuity Payout (M-GAP) Rider with a ten-year waiting period: 0.25% Optional Minimum Guaranteed Annuity Payout (M-GAP) Rider with a fifteen-year waiting period: 0.15%
40 For more information about the M-GAP Rider, see "DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER" in the SAI. PREMIUM TAXES Some states and municipalities impose a premium tax on variable annuity contracts. State premium taxes currently range up to 3.5%. The Company makes a charge for state and municipal premium taxes, when applicable, and deducts the amount paid as a premium tax charge. The current practice of the Company is to deduct the premium tax charge in one of two ways: 1. if the premium tax was paid by the Company when payments were received, the premium tax charge may be deducted on a pro-rata basis when withdrawals are made, upon surrender of the Contract, or when annuity benefit payments begin (the Company reserves the right instead to deduct the premium tax charge for these Contracts at the time the payments are received); or 2. the premium tax charge is deducted in total when annuity benefit payments begin. In no event will a deduction be taken before the Company has incurred a tax liability under applicable state law. If no amount for premium tax was deducted at the time the payment was received, but subsequently tax is determined to be due prior to the Annuity Date, the Company reserves the right to deduct the premium tax from the Contract's Accumulated Value at the time such determination is made. SURRENDER CHARGE No charge for sales expense is deducted from payments at the time the payments are made. However, a surrender charge is deducted from the Accumulated Value of the Contract in the case of surrender and/or withdrawals or at the time annuity benefit payments begin, within certain time limits described below. For purposes of determining the surrender charge, the Accumulated Value is divided into three categories: (1) New Payments--payments received by the Company during the six years preceding the date of the surrender; (2) Old Payments--accumulated payments invested in the Contract for more than six years; and (3) the amount available under the Withdrawal Without Surrender Charge provision. See "Withdrawal Without Surrender Charge" below. For purposes of determining the amount of any surrender charge, surrenders will be deemed to be taken first from amounts available as a Withdrawal Without Surrender Charge, if any; then from Old Payments, and then from New Payments. Amounts available as a Withdrawal Without Surrender Charge, followed by Old Payments, may be withdrawn from the Contract at any time without the imposition of a surrender charge. If a withdrawal is attributable all or in part to New Payments, a surrender charge may apply. An Owner may withdraw the greater of 100% of cumulative earnings, or 15% of the Accumulated Value in any calendar year, without assessment of a Withdrawal Charge. If the Owner withdraws an amount in excess of the Withdrawal Without Surrender Charge amount in any calendar year, the excess may be subject to a Withdrawal Charge. CHARGES FOR SURRENDER AND WITHDRAWAL. If the Contract is surrendered or if New Payments are withdrawn while the Contract is in force and before the Annuity Date, a surrender charge may be imposed. This charge never will be applied to earnings. The amount of the charge will depend upon the number of years that any New Payments, to which the withdrawal is attributed have remained credited under the Contract. Amounts withdrawn are deducted first from Old Payments. Then, for the purpose of calculating surrender charges for New Payments, all amounts withdrawn are assumed to be deducted first from the oldest New Payment and then from the next oldest New Payment and so on, until all New Payments have been exhausted pursuant to the first-in-first-out ("FIFO") method of 41 accounting. (See FEDERAL TAX CONSIDERATIONS for a discussion of how withdrawals are treated for income tax purposes.) The Surrender Charge is as follows:
CHARGE AS PERCENTAGE OF COMPLETE YEARS FROM DATE OF PAYMENT NEW PAYMENTS WITHDRAWN ----------------------------------- ------------------------- Less than 1............................................ 7% Less than 2............................................ 6% Less than 3............................................ 5% Less than 4............................................ 4% Less than 5............................................ 3% Less than 6............................................ 2% Thereafter............................................. 0%
The amount withdrawn equals the amount requested by the Owner plus the surrender charge, if any. The charge is applied as a percentage of the New Payments withdrawn, but in no event will the total surrender charge exceed a maximum limit of 7% of total gross New Payments. Such total charge equals the aggregate of all applicable surrender charges for surrender, withdrawals and annuitization. WAIVER OF SURRENDER CHARGE AND ADDITIONAL AMOUNTS CREDITED PHYSICAL DISABILITY OR ADMISSION TO MEDICAL CARE FACILITY. Where permitted by law, the Company will waive the surrender charge in the event that the Owner (or the Annuitant, if the Owner is not an individual) becomes physically disabled after the issue date of the Contract and before attaining age 65. The Company may require proof of such disability and continuing disability, including written confirmation of receipt and approval of any claim for Social Security Disability Benefits and reserves the right to obtain an examination by a licensed physician of its choice and at its expense. In addition, except in New Jersey where not permitted by state law, the Company will waive the surrender charge in the event that an Owner (or the Annuitant, if the Owner is not an individual) is: (1) admitted to a medical care facility after the issue date and remains confined there until the later of one year after the issue date or 90 consecutive days or (2) first diagnosed by a licensed physician as having a fatal illness after the issue date of the Contract. For purposes of the above provision, "medical care facility" means any state-licensed facility (or, in a state that does not require licensing, a facility that is operating pursuant to state law) providing medically necessary in-patient care which is prescribed in writing by a licensed "physician" and based on physical limitations which prohibit daily living in a non-institutional setting; "fatal illness" means a condition diagnosed by a licensed physician which is expected to result in death within two years of the diagnosis; and "physician" means a person other than the Owner, Annuitant or a member of one of their families who is state licensed to give medical care or treatment and is acting within the scope of that license. Where surrender charges have been waived under any of the situations discussed above, no additional payments under the Contract will be accepted. OTHER REDUCTIONS OR ELIMINATIONS OF SURRENDER CHARGES. From time to time, the Company may allow a reduction in or elimination of the surrender charges, the period during which the charges apply, or both, and/or credit additional amounts on Contracts, when Contracts are sold to individuals or groups of individuals in a manner that reduces sales expenses. The Company will consider factors such as the following: - the size and type of group or class, and the persistency expected from that group or class; - the total amount of payments to be received and the manner in which payments are remitted; 42 - the purpose for which the Contracts are being purchased and whether that purpose makes it likely that costs and expenses will be reduced; - other transactions where sales expenses are likely to be reduced; or - the level of commissions paid to selling broker-dealers or certain financial institutions with respect to Contracts within the same group or class (for example, broker-dealers who offer this Contract in connection with financial planning services offered on a fee-for-service basis). The Company also may reduce or waive the surrender charge, and/or credit additional amounts on the Contract where either the Owner or the Annuitant on the date of issue is within the following class of individuals ("eligible persons"): - employees and registered representatives of any broker-dealer which has entered into a Sales Agreement with the Company to sell the Contract; - employees of the Company, its affiliates or subsidiaries; - officers, directors, trustees and employees of any of the Underlying Portfolios, investment managers or sub-advisers of the Underlying Portfolios; and - the spouses of and immediate family members residing in the same household with such eligible persons. "Immediate family members" means children, siblings, parents and grandparents. Finally, if permitted under state law, surrender charges may be waived under Section 403(b) Contracts where the amount withdrawn is being contributed to a life insurance policy issued by the Company as part of the individual's Section 403(b) plan. Any reduction or elimination in the amount or duration of the surrender charge will not discriminate unfairly among purchasers of the Contract. The Company will not make any changes to this charge where prohibited by law. WITHDRAWAL WITHOUT SURRENDER CHARGE. In each calendar year, including the calendar year in which the Contract is issued, the Company will waive the surrender charge, if any, on an amount ("Withdrawal Without Surrender Charge Amount") equal to the greatest of (1), (2) or (3): Where (1) is: 100% of Cumulative Earnings (calculated as the Accumulated Value as of the Valuation Date the Company receives the withdrawal request, or the following day) reduced by the total gross payments not previously withdrawn); Where (2) is: 15% of the Accumulated Value as of the Valuation Date the Company receives the withdrawal request, or the following day, reduced by the total amount of any prior withdrawals made in the same calendar year to which no surrender charge was applied; Where (3) is: the amount calculated under the Company's life expectancy distribution (LED) option (see Life Expectancy Distributions, above) whether or not the withdrawal was part of such distribution (applies only if Annuitant is also an Owner).
For example, an 81-year-old Owner/Annuitant with an Accumulated Value of $15,000, of which $1,000 is Cumulative Earnings, would have a Withdrawal Without Surrender Charge Amount of $2,250, which is equal to the greatest of: (1) Cumulative Earnings ($1,000); (2) 15% of Accumulated Value ($2,250); or (3) LED distribution of 10.2% of Accumulated Value ($1,530). 43 The Withdrawal Without Surrender Charge Amount will be deducted first from Cumulative Earnings. If the Withdrawal Without Surrender Charge Amount exceeds Cumulative Earnings, the excess amount will be deemed withdrawn from payments not previously withdrawn on a last-in-first-out ("LIFO") basis. This means that the last payments credited to the Contract will be withdrawn first. If more than one withdrawal is made during the year, on each subsequent withdrawal the Company will waive the surrender charge, if any, until the entire Withdrawal Without Surrender Charge Amount has been withdrawn. Amounts withdrawn from a Guarantee Period Account prior to the end of the applicable Guarantee Period may be subject to a Market Value Adjustment. SURRENDERS. In the case of a complete surrender, the amount received by the Owner is equal to the Surrender Value under the Contract, net of any applicable tax withholding. Subject to the same rules applicable to withdrawals, the Company will not assess a surrender charge on an amount equal to the highest Withdrawal Without Surrender Charge Amount, described above. Where an Owner who is a trustee under a pension plan surrenders, in whole or in part, a Contract on a terminating employee, the trustee will be permitted to reallocate all or a part of the total Accumulated Value under the Contract to other contracts issued by the Company and owned by the trustee, with no deduction for any otherwise applicable surrender charge. Any such reallocation will be at the unit values for the Sub-Accounts as of the Valuation Date on which a written, signed request is received at the Service Office. For further information on surrender and withdrawals, including minimum limits on amount withdrawn and amount remaining under the Contract in the case of withdrawals, and important tax considerations, see "SURRENDER" and "WITHDRAWALS" under DESCRIPTION OF THE CONTRACT. CHARGE AT THE TIME ANNUITY BENEFIT PAYMENTS BEGIN. If the Owner chooses any commutable period certain option or a noncommutable fixed period certain option for less than ten years, a surrender charge will be deducted from the Accumulated Value of the Contract if the Annuity Date occurs at any time when a surrender charge would still apply had the Contract been surrendered on the Annuity Date. (See discussion of period certain variable annuity under "DESCRIPTION OF VARIABLE ANNUITY PAYOUT OPTIONS.") No surrender charge is imposed at the time of annuitization in any Contract year under an option involving a life contingency or for any noncommutable fixed period certain option for ten years or more. A Market Value Adjustment, however, may apply. See GUARANTEE PERIOD ACCOUNTS. If an owner of a fixed annuity contract issued by the Company wishes to elect a variable annuity payout option, the Company may permit such owner to exchange, at the time of annuitization, the fixed contract for a Contract offered in this Prospectus. The proceeds of the fixed contract, minus any surrender charge applicable under the fixed contract if a period certain option is chosen, will be applied towards the variable annuity option desired by the owner. The number of Annuity Units under the option will be calculated using the Annuity Unit values as of the 15th of the month preceding the Annuity Date. TRANSFER CHARGE The first 12 transfers in a Contract are guaranteed to year be free of any transfer charge, The Company does not currently charge for additional transfers but reserves the right to assess a charge, guaranteed never to exceed $25, to reimburse it for the expense of processing transfers. For more information, see "TRANSFER PRIVILEGE" under DESCRIPTION OF THE CONTRACT. 44 GUARANTEE PERIOD ACCOUNTS Due to certain exemptive and exclusionary provisions in the securities laws, interests in the Guarantee Period Accounts and the Company's Fixed Account are not registered as an investment company under the provisions of the Securities Act of 1933 (the "1933 Act") or the 1940 Act. Accordingly, the staff of the SEC has not reviewed the disclosures in this Prospectus relating to the Guarantee Period Accounts or the Fixed Account. Nevertheless, disclosures regarding the Guarantee Period Accounts and the Fixed Account of the Contract or any benefits offered under these accounts may be subject to the provisions of the 1933 Act relating to the accuracy and completeness of statements made in the Prospectus. INVESTMENT OPTIONS. In most jurisdictions, there currently are nine Guarantee Periods available under the Contract with durations of two, three, four, five, six, seven, eight, nine and ten years. Each Guarantee Period Account established for the Owner is accounted for separately in a non-unitized segregated account, except in California where it is accounted for in the Company's General Account. Each Guarantee Period Account provides for the accumulation of interest at a Guaranteed Interest Rate. The Guaranteed Interest Rate on amounts allocated or transferred to a Guarantee Period Account is determined from time to time by the Company in accordance with market conditions; however, once an interest rate is in effect for a Guarantee Period Account, the Company may not change it during the duration of the Guarantee Period. In no event will the Guaranteed Interest Rate be less than 3%. To the extent permitted by law, the Company reserves the right at any time to offer Guarantee Periods with durations that differ from those which were available when a Contract initially was issued and to stop accepting new allocations, transfers or renewals to a particular Guarantee Period. Owners may allocate net payments or make transfers from any of the Sub-Accounts, the Fixed Account or an existing Guarantee Period Account to establish a new Guarantee Period Account at any time prior to the Annuity Date. Transfers from a Guarantee Period Account on any date other than on the day following the expiration of that Guarantee Period will be subject to a Market Value Adjustment. The Company establishes a separate investment account each time the Owner allocates or transfers amounts to a Guarantee Period Account except that amounts allocated to the same Guarantee Period on the same day will be treated as one Guarantee Period Account. The minimum that may be allocated to establish a Guarantee Period Account is $1,000. If less than $1,000 is allocated, the Company reserves the right to apply that amount to the Sub-Account investing in the DWS Money Market Portfolio. The Owner may allocate amounts to any of the Guarantee Periods available. At least 45 days, but not more than 75 days, prior to the end of a Guarantee Period, the Company will notify the Owner in writing of the expiration of that Guarantee Period. At the end of a Guarantee Period the Owner may transfer amounts to the Sub-Accounts, the Fixed Account or establish a new Guarantee Period Account of any duration then offered by the Company without a Market Value Adjustment. If reallocation instructions are not received at the Service Office before the end of a Guarantee Period, the account value automatically will be applied to a new Guarantee Period Account with the same duration unless (1) less than $1,000 would remain in the Guarantee Period Account on its expiration date, or (2) the Guarantee Period would extend beyond the Annuity Date or is no longer available. In such cases, the Guarantee Period Account value will be transferred to the Sub-Account investing in the DWS Money Market Portfolio. Where amounts have been renewed automatically in a new Guarantee Period, the Company currently gives the Owner an additional 30 days to transfer out of the Guarantee Period Account without application of a Market Value Adjustment. This practice may be discontinued or changed with notice at the Company's discretion. MARKET VALUE ADJUSTMENT. No Market Value Adjustment will be applied to transfers, withdrawals or a surrender from a Guarantee Period Account on the expiration of its Guarantee Period. No Market Value Adjustment applies to amounts deducted for Contract fees or Rider charges. In addition, no 45 negative Market Value Adjustment will be applied to a death benefit, although a positive Market Value Adjustment, if any, will be applied to increase the value of the death benefit when based on the Contract's Accumulated Value. See "DEATH BENEFIT" under DESCRIPTION OF THE CONTRACT. Market Value Adjustment will apply to all other transfers, withdrawals or a surrender. Amounts applied under an annuity option are treated as withdrawals when calculating the Market Value Adjustment. The Market Value Adjustment will be determined by multiplying the amount taken from each Guarantee Period Account before deduction of any surrender charge by the market value factor. The market value factor for each Guarantee Period Account is equal to: [(1+i)/(1+j)](n/365)-1 where: i is the Guaranteed Interest Rate expressed as a decimal (for example: 3% = 0.03) being credited to the current Guarantee Period; j is the new Guaranteed Interest Rate, expressed as a decimal, for a Guarantee Period with a duration equal to the number of years remaining in the current Guarantee Period, rounded to the next higher number of whole years. If that rate is not available, the Company will use a suitable rate or index allowed by the Department of Insurance; and n is the number of days remaining from the Effective Valuation Date to the end of the current Guarantee Period. Based on the application of this formula, if the then current market rates are lower than the rate being credited to the Guarantee Period Account, the value of a Guarantee Period Account will INCREASE after the Market Value Adjustment is applied. If the then current market rates are higher than the rate being credited to the Guarantee Period Account, the value of a Guarantee Period Account will DECREASE after the Market Value Adjustment is applied. The Market Value Adjustment is limited, however, so that even if the account value is decreased after application of a Market Value Adjustment, it will equal or exceed the Owner's principal plus 3% earnings per year less applicable Contract fees. Conversely, if the then current market rates are lower and the account value is increased after the Market Value Adjustment is applied, the increase in value also is affected by the minimum guaranteed rate of 3% such that the amount that will be added to the Guarantee Period Account is limited to the difference between the amount earned and the 3% minimum guaranteed earnings. For examples of how the Market Value Adjustment works, See APPENDIX B--SURRENDER CHARGES AND THE MARKET VALUE ADJUSTMENT. PROGRAM TO PROTECT PRINCIPAL AND PROVIDE GROWTH POTENTIAL. Under this feature, the Owner elects a Guarantee Period and one or more Sub-Accounts. The Company will then compute the proportion of the initial payment that must be allocated to the Guarantee Period selected, assuming no transfers or withdrawals, in order to ensure that the value in the Guarantee Period Account on the last day of the Guarantee Period will equal the amount of the initial payment, LESS ANY CONTRACT FEES OR CHARGES THAT ARE APPLICABLE TO THE GUARANTEE PERIOD ACCOUNTS. The required amount then will be allocated to the pre-selected Guarantee Period Account and the remaining balance to the other investment options selected by the Owner in accordance with the procedures described in "PAYMENTS" under DESCRIPTION OF THE CONTRACT. Unless the Company is notified otherwise, if a subsequent payment is made after the Program to Protect Principal and Provide Growth Potential has been selected and during the Guarantee Period, such payment will be allocated among the selected Sub-Accounts only. If you want the subsequent payment to be allocated to a new Guarantee Period Account while enrolled in the Program, you must provide payment allocation instructions to the Company that include (1) the Guarantee Period and (2) the dollar or percentage amount you want allocated to that Guarantee Period Account. 46 WITHDRAWALS. Prior to the Annuity Date, the Owner may make withdrawals of amounts held in the Guarantee Period Accounts. Withdrawals from these accounts will be made in the same manner and be subject to the same rules as set forth under "SURRENDER" and "WITHDRAWALS" under DESCRIPTION OF THE CONTRACT. In addition, the following provisions also apply to withdrawals from a Guarantee Period Account: (1) a Market Value Adjustment will apply to all withdrawals, including Withdrawals without Surrender Charge, unless made at the end of the Guarantee Period; and (2) the Company reserves the right to defer payments of amounts withdrawn from a Guarantee Period Account for up to six months from the date it receives the withdrawal request. If deferred for 30 days or more, the Company will pay interest on the amount deferred at a rate of at least 3%. In the event that a Market Value Adjustment applies to a withdrawal of a portion of the value of a Guarantee Period Account, it will be calculated on the amount requested and deducted or added to the amount remaining in the Guarantee Period Account. If the entire amount in a Guarantee Period Account is requested, the adjustment will be made to the amount payable. If a surrender charge applies to the withdrawal, it will be calculated as set forth in "SURRENDER CHARGE" under CHARGES AND DEDUCTIONS after application of the Market Value Adjustment. 47 FEDERAL TAX CONSIDERATIONS A. INTRODUCTION This discussion is not exhaustive and is not intended as tax advice. A qualified tax adviser should always be consulted with regard to the application of the law to individual circumstances. This discussion is based on the Code, Treasury Department regulations, and interpretations existing on the date of this Prospectus. These authorities, however, are subject to change by Congress, the Treasury Department, and the courts. This discussion does not address state or local tax consequences, nor federal estate or gift tax consequences, associated with buying a Contract. IN ADDITION, WE MAKE NO GUARANTEE REGARDING ANY TAX TREATMENT--FEDERAL, STATE, OR LOCAL--OF ANY CONTRACT OR OF ANY TRANSACTION INVOLVING A CONTRACT. B. OUR TAX STATUS The Company is taxed as a life insurance company and the operations of the Separate Account are treated as a part of our total operations. The Separate Account is not separately taxed as a "regulated investment company." Investment income and capital gains of the Separate Account are not taxed to the extent they are applied under a contract. We do not anticipate that we will incur federal income tax liability attributable to the income and gains of the Separate Account, and therefore we do not intend to provide for these taxes. If we are taxed on investment income or capital gains of the Separate Account, then we may charge the Separate Account to pay these taxes. C. TAXATION OF ANNUITIES IN GENERAL 1. TAX DEFERRAL DURING ACCUMULATION PERIOD Under the Code, except as described below, increases in the Contract Value of a Non-Qualified Contract are generally not taxable to the Owner or Annuitant until received as annuity payments or otherwise distributed. However, certain requirements must be satisfied for this general rule to apply, including: - the Contract must be owned by an individual, - Separate Account investments must be "adequately diversified", - we, rather than you, must be considered the Owner of Separate Account assets for federal tax purposes, and - annuity payments must appropriately amortize Purchase Payments and Contract earnings. NON-NATURAL OWNER. As a general rule, deferred annuity contracts held by "non-natural persons", such as corporations, trusts or similar entities, are not annuity contracts for federal income tax purposes. The investment income on these contracts is taxed each year as ordinary income received or accrued by the non-natural Owner. There are exceptions to this general rule for non-natural Owners. Contracts are generally treated as held by a natural person if the nominal Owner is a trust or other entity holding the contract as an agent for a natural person. However, this special exception does not apply to an employer who is the nominal Owner of a contract under a non-qualified deferred compensation plan for its employees. Additional exceptions to this rule include: - certain Contracts acquired by a decedent's estate due to the death of the decedent, - certain Qualified Contracts, - certain Contracts used with structured settlement agreements, and 48 - certain Contracts purchased with a single premium when the Annuity Date is no later than one year from Contract purchase and substantially equal periodic payments are made at least annually. DIVERSIFICATION REQUIREMENTS. For a Contract to be treated as an annuity for federal income tax purposes, separate account investments must be "adequately diversified". The Treasury Secretary issued regulations prescribing standards for adequately diversifying separate account investments. If the Separate Account failed to comply with these diversification standards, the contract would not be treated as an annuity contract for federal income tax purposes and the Owner would generally be taxed on the difference between the contract value and the Purchase Payments. Although we do not control Fund investments, we expect that each Fund will comply with these regulations so that each Subaccount of the Separate Account will be considered "adequately diversified." OWNERSHIP TREATMENT. In some circumstances, owners of variable contracts who retain excessive control over the investment of the underlying separate account assets may be treated as the owners of those assets and may be subject to tax on income produced by those assets. Although published guidance in this area does not address certain aspects of the Contracts, we believe that the Owner of a Contract should generally not be treated as the owner of any assets in the Separate Account, see, however, the discussion below on Publicly Available Funds. We reserve the right to modify the Contracts to bring them into conformity with applicable standards should such modification be necessary to prevent Owners of the Contracts from being treated as the owners of the underlying Separate Account assets. REQUIRED DISTRIBUTIONS. In order to be treated as an annuity contract for federal income tax purposes, Section 72(s) of the Code requires any Non-Qualified Contract to contain certain provisions specifying how your interest in the Contract will be distributed in the event of the death of an Owner. Specifically, Section 72(s) requires that (a) if any Owner dies on or after the Annuity Date, but prior to the time the entire interest in the Contract has been distributed, the entire interest in the Contract will be distributed at least as rapidly as under the method of distribution being used as of the date of such Owner's death; and (b) if any Owner dies prior to the Annuity Date, the entire interest in the Contract will be distributed within five years after the date of such Owner's death. These requirements will be considered satisfied as to any portion of an Owner's interest which is payable to or for the benefit of a designated Beneficiary and which is distributed over the life of such designated Beneficiary or over a period not extending beyond the life expectancy of that Beneficiary, provided that such distributions begin within one year of the Owner's death. The designated Beneficiary refers to a natural person designated by the Owner as a Beneficiary and to whom ownership of the Contract passes by reason of death. However, if the designated Beneficiary is the surviving spouse of the deceased Owner, the Contract may be continued with the surviving spouse as the new Owner. The Non-Qualified Contracts contain provisions that are intended to comply with these Code requirements, although no regulations interpreting these requirements have yet been issued. We intend to review such provisions and modify them if necessary to assure that they comply with the applicable requirements when such requirements are clarified by regulation or otherwise. Other rules may apply to Qualified Contracts. FEDERAL DEFENSE OF MARRIAGE ACT. The right of a spouse to continue the Contract, and all Contract provisions relating to spousal continuation are available only to a person who meets the definition of "spouse" under Federal law. The Federal Defense of Marriage Act currently does not recognize same-sex marriages or civil unions, even those which are permitted under individual state laws. Therefore the spousal continuation provisions of this Contract will not be available to such partners or same sex marriage spouses. Consult a tax advisor for more information on this subject. 49 TRANSFERS, ASSIGNMENTS, OR EXCHANGES OF A CONTRACT. A transfer or assignment of ownership of a Contract, the designation of an Annuitant, the selection of certain Annuity Dates, or the exchange of a Contract may result in certain tax consequences to you that are not discussed herein. An Owner contemplating any such transfer, assignment, or exchange, should consult a tax advisor as to the tax consequences. DELAYED ANNUITY DATES. If the Annuity Date occurs (or is scheduled to occur) when the Annuitant has reached an advanced age, the Contract might not be treated as an annuity for federal income tax purposes. In that event, the income and gains under the Contract would be currently includible in your income. The following discussion assumes that the Contract is treated as an annuity contract for tax purposes and that we are treated as the Owner of Separate Account assets. 2. TAXATION OF PARTIAL AND FULL WITHDRAWALS Partial withdrawals from a Non-Qualified Contract are includible in income to the extent the Contract Value exceeds the "investment in the contract". This amount is referred to as the "income on the contract". Full withdrawals are also includible in income to the extent they exceed the "investment in the contract." Investment in the contract equals the total of Purchase Payments minus any amounts previously received from the Contract that were not includible in your income. All amounts includible in income with respect to the Contract are taxed as ordinary income. Any assignment or pledge (or agreement to assign or pledge) of Contract Value is treated as a withdrawal. Investment in the contract is increased by the amount includible in income with respect to such assignment or pledge. If you transfer a contract interest, without adequate consideration, to someone other than your spouse (or to a former spouse incident to divorce), you will be taxed on the income on the contract. In this case, the transferee's investment in the contract is increased to reflect the increase in your income. There may be special income tax issues present in situations where the Owner and the Annuitant are not the same person and are not married to one another. A tax adviser should be consulted in those situations. Other rules may apply to Qualified Contracts. 3. TAXATION OF ANNUITY PAYMENTS Normally, the portion of each annuity payment taxable as ordinary income equals the payment minus the exclusion amount. The exclusion amount for annuity payments is the payment times the ratio of the investment in the contract allocated to the Annuity Option and adjusted for any period certain or refund feature, to the expected value of the annuity payments. Once the total amount of the investment in the contract has been recovered, annuity payments will be fully taxable. If annuity payments stop because the Annuitant dies before the total amount of the investment in the contract is recovered, the unrecovered amount generally is allowed as a deduction to the Annuitant in the last taxable year. 4. TAXATION OF DEATH BENEFIT Amounts may be distributed upon your or the Annuitant's death. A death benefit is includible in income and: - if distributed in a lump sum is taxed like a full withdrawal, or - if distributed under an Annuity Option is taxed like annuity payments. 50 5. PENALTY TAX ON PREMATURE DISTRIBUTIONS A 10% penalty tax applies to a taxable payment from a Non-Qualified Contract unless: - received on or after you reach age 59 1/2, - received due to your disability, - made to a Beneficiary after your death or, for non-natural Owners, after the primary Annuitant's death, - made as a series of substantially equal periodic payments (at least annually) for your life (or life expectancy) or for the joint lives (or joint life expectancies) of you and a designated Beneficiary (within the meaning of the tax law), - made under a Contract purchased with a single premium when the Annuity Date is no later than one year from Contract purchase and substantially equal periodic payments are made at least annually, - made with annuities used with certain structured settlement agreements. Other exceptions may apply. 6. AGGREGATION OF CONTRACTS The taxable amount of an annuity payment or withdrawal from a Non-Qualified Contract may be determined by combining some or all of the Non-Qualified Contracts you own. For example, if you purchase a Contract and also purchase an immediate annuity at approximately the same time, the IRS may treat the two contracts as one contract. Similarly, if a person transfers part of his interest in one annuity contract to purchase another annuity contract, the IRS might treat the two contracts as one contract. In addition, if you purchase two or more Non-Qualified deferred annuity contracts from the same company (or its affiliates) during any calendar year, these contracts are treated as one contract. The effects of this aggregation are not always clear. However, it could affect the taxable amount of an annuity payment or withdrawal and the amount which might be subject to the 10% penalty tax. 7. EXCHANGE OF ANNUITY CONTRACTS We may issue the Contract in exchange for all or part of another annuity contract that you own. Such an exchange will be tax free if certain requirements are satisfied. If the exchange is tax free, your investment in the contract immediately after the exchange will generally be the same as that of the annuity contract exchanged, increased by any additional Purchase Payment made as part of the exchange. Your Contract Value immediately after the exchange may exceed your investment in the contract. That excess may be includible in income should amounts subsequently be withdrawn or distributed from the Contract (e.g., as a partial surrender, full surrender, annuity income payment, or death benefit). If you exchange part of an existing annuity contract for the Contract, the IRS might treat the two contracts as one annuity contract in certain circumstances. (See "Aggregation of Contracts") You should consult your tax adviser in connection with an exchange of all or part of an annuity contract for the Contract. 8. PARTIAL ANNUITIZATION Under a new tax provision enacted in 2010, if part of an annuity contract's value is applied to an annuity option that provides payments for one or more lives for a period of at least ten payments for one or more lives or for a period of at least ten years, those payments may be taxed as annuity payments instead of withdrawals. None of the payment options under the Contract is intended to 51 qualify for this "partial annuitization" treatment and, if you apply only part of the value of the Contract to a payment option, we will treat those payments as withdrawals for tax purposes. D. QUALIFIED PLANS Currently, the Contracts are also available for use in connection with retirement plans which receive favorable treatment under Sections 401, 403, 408, 408A or 457 of the Code. Contracts offered for use in connection with retirement plans that receive favorable treatment under Sections 401, 403, 408, 408A or 457 of the Code ("Qualified Plans") are referred to as "Qualified Contracts." Numerous special tax rules apply to the participants in Qualified Plans and to Qualified Contracts. We make no attempt in this Prospectus to provide more than general information about use of the Contract with the various types of Qualified Plans. PERSONS INTENDING TO USE THE CONTRACT IN CONNECTION WITH QUALIFIED PLANS SHOULD CONSULT A TAX ADVISER. Under the Code, qualified plans generally enjoy tax-deferred accumulation amounts invested in the plan. Therefore, in considering whether or not to purchase a Contract in a qualified plan, you should consider the Contract's features other than tax deferral, including the availability of lifetime annuity payments. The tax rules applicable to Qualified Plans vary according to the type of plan and the terms and conditions of the plan. For example, for both withdrawals and annuity payments under certain Qualified Contracts, there may be no "investment in the contract" and the total amount received may be taxable. Both the amount of the contribution that may be made, and the tax deduction or exclusion that you may claim for such contribution, are limited under Qualified Plans. If the Contract is used with a Qualified Plan, you and the Annuitant must be the same individual. If a joint Annuitant is named, all distributions made while the Annuitant is alive must be made to the Annuitant. Also, if a joint Annuitant is named who is not the Annuitant's spouse, the Annuity Options which are available may be limited, depending on the difference in their ages. Furthermore, the length of any guarantee period may be limited in some circumstances to satisfy certain minimum distribution requirements under the Code. Qualified Contracts are subject to special rules specifying the time at which distributions must begin and the amount that must be distributed each year. In the case of Individual Retirement Annuities, distributions of minimum amounts must generally begin by April 1 of the calendar year following the calendar year in which the Owner attains age 70 1/2. The required beginning date for 401, 403 and 457 plans is the April 1 of the calendar year following the later of the year in which the Owner attains age 70 1/2 or retires. There are no required minimum distributions during the Owner's lifetime under Roth IRAs. An excise tax is imposed for the failure to comply with the minimum distribution requirements. This excise tax generally equals 50% of the amount by which a minimum required distribution exceeds the actual distribution. The death benefit or other optional benefits under your Contract may affect the amount of the minimum required distribution that must be taken from your Contract. A 10% penalty tax may apply to the taxable amount of payments from Qualified Contracts. For Individual Retirement Annuities, the penalty tax does not apply, for example, to a payment: - received after you reach age 59 1/2, - received after your death or because of your disability, or - made as a series of substantially equal periodic payments (at least annually) for your life (or life expectancy) or for the joint lives (or joint life expectancies) of you and your designated Beneficiary. In addition, the penalty tax does not apply to certain distributions used for qualified first time home purchases, higher education expenses or qualified military reservist distributions. Special conditions 52 must be met to qualify for these exceptions. If you wish to take a distribution for these purposes you should consult your tax adviser. Other exceptions may also be available. Qualified Contracts are amended to conform to tax qualification requirements. However, you are cautioned that the rights of any person to any benefits under Qualified Plans may be subject to the terms and conditions of the plans themselves, regardless of the terms and conditions of the Contract. In addition, we are not bound by terms and conditions of Qualified Plans if they are inconsistent with the Contract. 1. QUALIFIED PLAN TYPES INDIVIDUAL RETIREMENT ANNUITIES. The Code permits eligible individuals to contribute to an individual retirement annuity known as an "IRA." IRAs limit the amounts contributed, the persons eligible and the time when distributions start. Also, subject to direct rollover and mandatory withholding requirements, distributions from other types of qualified plans generally may be "rolled over" on a tax-deferred basis into an IRA. The Contract may not fund a "Coverdell Education Savings Account" (formerly known as an "Education IRA"). SIMPLIFIED EMPLOYEE PENSIONS (SEP IRAS). The Code allows employers to establish simplified employee pension plans, using the employees' IRAs. Under these plans the employer may make limited deductible contributions on behalf of the employees to IRAs. Employers and employees intending to use the Contract in connection with these plans should consult a tax adviser. SIMPLE IRAS. The Code permits certain small employers to establish "SIMPLE retirement accounts," including SIMPLE IRAs, for their employees. Under SIMPLE IRAs, certain deductible contributions are made by both employees and employers. SIMPLE IRAs are subject to various requirements, including limits on the amounts that may be contributed, the persons who may be eligible, and the time when distributions may commence. Employers and employees intending to use the Contract in connection with these plans should consult a tax adviser. ROTH IRAS. The Code permits contributions to an IRA known as a "Roth IRA." Roth IRAs differ from other IRAs in certain respects, including: - Roth IRA contributions are never deductible, - "qualified distributions" from a Roth IRA are excludable from income, - mandatory distribution rules do not apply before death, - a rollover to a Roth IRA must be a "qualified rollover contribution," under the Code, - special eligibility requirements apply, and - contributions to a Roth IRA can be made after the Owner has reached age 70 1/2. All or part of an IRA may be converted into a Roth IRA without taking an actual distribution. You may convert by notifying the IRA issuer or trustee.. A conversion typically results in the inclusion of some or all of the IRA value in gross income, except that the 10% penalty tax does not apply on the conversion. Any "qualified distribution", as defined in Code Section 408A, from a Roth IRA is excludible from gross income. A qualified distribution includes a distribution made after you reach age 59 1/2, after your death, because of your disability, or made to a first-time homebuyer. A qualified distribution can only be made after the first five tax years after the year for which you (or your spouse) made a contribution to any Roth IRA established for your benefit. 53 CORPORATE AND SELF-EMPLOYED ("H.R. 10" AND "KEOGH") PENSION AND PROFIT-SHARING PLANS. The Code permits corporate employers to establish types of tax-favored retirement plans for employees. The Self-Employed Individuals Tax Retirement Act of 1962, as amended, commonly referred to as "H.R. 10" or "Keogh" permits self-employed individuals also to establish such tax-favored retirement plans for themselves and their employees. Such retirement plans may permit the purchase of the Contracts in order to provide benefits under the plans. Employers intending to use the Contract in connection with such plans should seek competent advice. TAX-SHELTERED ANNUITIES. Code Section 403(b) permits public school employees and employees of certain types of charitable, educational and scientific organizations to have their employers purchase annuity contracts for them and, subject to certain limitations, to exclude the amount of Purchase Payments from taxable gross income. These annuity contracts are commonly referred to as "tax-sheltered annuities". If you purchase a Contract for such purposes, you should seek competent advice as to eligibility, limitations on permissible amounts of Purchase Payments and other tax consequences associated with the Contracts. Tax-sheltered annuity contracts must contain restrictions on withdrawals of: - contributions made pursuant to a salary reduction agreement in years beginning after December 31, 1988, - earnings on those contributions, and - earnings after December 31, 1988 on amounts attributable to salary reduction contributions held as of December 31, 1988. These amounts can be paid only if you have reached age 59 1/2, severed employment, died, or becomes disabled (within the meaning of the tax law), or in the case of hardship (within the meaning of the tax law). Amounts permitted to be distributed in the event of hardship are limited to actual contributions; earnings thereon cannot be distributed on account of hardship. Amounts subject to the withdrawal restrictions applicable to Section 403(b)(7) custodial accounts may be subject to more stringent restrictions. (These limitations on withdrawals generally do not apply to the extent you direct us to transfer some or all of the Contract Value to the issuer of another tax-sheltered annuity or into a Section 403(b)(7) custodial account.) For Contracts issued after December 31, 2008, amounts attributable to contributions other than salary reduction contributions generally may not be distributed before severance of employment or occurrence of an event specified in the employer's Section 403(b) plan. Pursuant to new tax regulations, we generally are required to confirm, with your 403(b) plan sponsor or otherwise, that withdrawals, transfers, or surrenders you request from a 403(b) Contract comply with applicable tax requirements and to decline requests that are not. DEFERRED COMPENSATION PLANS OF STATE AND LOCAL GOVERNMENTS AND TAX-EXEMPT ORGANIZATIONS. The Code permits employees of state and local governments and tax-exempt organizations to defer a portion of their compensation without paying current taxes. The employees must be participants in an eligible deferred compensation plan. Generally, a Contract purchased by a state or local government or a tax-exempt organization will not be treated as an annuity contract for federal income tax purposes. Those who intend to use the Contracts in connection with such plans should seek competent advice. 2. DIRECT ROLLOVERS If the Contract is used with a retirement plan that is qualified under Sections 401(a), 403(a), or 403(b) of the Code or with an eligible government deferred compensation plan that is qualified under Section 457(b), any "eligible rollover distribution" from the Contract will be subject to "direct rollover" 54 and mandatory withholding requirements. An eligible rollover distribution generally is any distribution from such a qualified retirement plan, excluding certain amounts such as: - minimum distributions required under Section 401(a)(9) of the Code, - certain distributions for life, life expectancy, or for ten years or more which are part of a "series of substantially equal periodic payments," and - hardship distributions. Under these requirements, federal income tax equal to 20% of the taxable portion of the eligible rollover distribution will be withheld from the amount of the distribution. Unlike withholding on certain other amounts distributed from the Contract, discussed below, you cannot elect out of withholding with respect to an eligible rollover distribution. However, this 20% withholding will not apply if, instead of receiving the eligible rollover distribution, you (or your beneficiary) elect to have it directly transferred to certain types of qualified retirement plans. Prior to receiving an eligible rollover distribution, a notice will be provided explaining generally the direct rollover and mandatory withholding requirements and how to avoid the 20% withholding by electing a direct rollover. E. FEDERAL INCOME TAX WITHHOLDING We withhold and send to the U.S. Government a part of the taxable portion of each distribution unless you notify us before distribution of an available election not to have any amounts withheld. In certain circumstances, we may be required to withhold tax. The withholding rates for the taxable portion of periodic annuity payments are the same as the withholding rates for wage payments. In addition, the withholding rate for the taxable portion of non-periodic payments (including withdrawals prior to the maturity date and conversions of, or rollovers from, non-Roth IRAs to Roth IRAs) is 10%. The withholding rate for eligible rollover distributions is 20%. F. OTHER TAX ISSUES 1. FEDERAL ESTATE TAXES While no attempt is being made to discuss the federal estate tax implications of the Contract in detail, a purchaser should keep in mind that the value of an annuity contract owned by a decedent and payable to a beneficiary by virtue of surviving the decedent is included in the decedent's gross estate. Depending on the terms of the annuity contract, the value of the annuity included in the gross estate may be the value of the lump sum payment payable to the designated beneficiary or the actuarial value of the payments to be received by the beneficiary. Consult an estate planning advisor for more information. 2. GENERATION-SKIPPING TRANSFER TAX Under certain circumstances, the Code may impose a "generation skipping transfer tax" when all or part of an annuity contract is transferred to, or a death benefit is paid to, an individual two or more generations younger than the Owner. Regulations issued under the Code may require us to deduct the tax from your Contract, or from any applicable payment, and pay it directly to the IRS. 3. THE TAX RELIEF, UNEMPLOYMENT INSURANCE REAUTHORIZATION, AND JOB CREATION ACT OF 2010 The estate, gift, and GST provisions of the 2010 Act are only effective until December 31, 2012, after which the provisions will sunset, and the federal estate, gift and GST taxes will return to their pre-2001 levels, resulting in significantly lower exemptions and significantly higher tax rates. Between now and the end of 2012, Congress may make these provisions of the 2010 Act permanent, or they may do 55 nothing and allow these 2010 Act provisions to sunset, or they may alter the exemptions and/or applicable tax rates. The uncertainty as to how the current law might be modified in coming years underscores the importance of seeking guidance from a qualified adviser to help ensure that your estate plan adequately addresses your needs and that of your beneficiaries under all possible scenarios. 4. MEDICARE TAX. Beginning in 2013, distributions from non-qualified annuity contracts will be considered "investment income" for purposes of the newly enacted Medicare tax on investment income. Thus, in certain circumstances, a 3.8% tax may be applied to some or all of the taxable portion of distributions (e.g. earnings) to individuals whose income exceeds certain threshold amounts ($200,000 for filing single, $250,000 for married filing jointly and $125,000 for married filing separately). Please consult a tax advisor for more information. 5. ANNUITY PURCHASES BY RESIDENTS OF PUERTO RICO The Internal Revenue Service has ruled that income received by residents of Puerto Rico under life insurance or annuity contracts issued by a Puerto Rico branch of a United States life insurance company is U.S.-source income that is generally subject to United States federal income tax. 6. ANNUITY PURCHASES BY NONRESIDENT ALIENS AND FOREIGN CORPORATIONS The discussion above provides general information regarding U.S. federal income tax consequences to annuity purchasers that are U.S. citizens or residents. Purchasers that are not U.S. citizens or residents will generally be subject to U.S. federal withholding tax on taxable distributions from annuity contracts at a 30% rate, unless a lower treaty rate applies. In addition, purchasers may be subject to state and/or municipal taxes and taxes that may be imposed by the purchaser's country of citizenship or residence. Prospective purchasers are advised to consult with a qualified tax adviser regarding U.S. state, and foreign taxation with respect to an annuity contract purchase. 7. FOREIGN TAX CREDITS We may benefit from any foreign tax credits attributable to taxes paid by certain Funds to foreign jurisdictions to the extent permitted under federal tax law. 8. POSSIBLE TAX LAW CHANGES Although the likelihood of legislative changes is uncertain, there is always the possibility that the tax treatment of the Contract could change by legislation or otherwise. Consult a tax adviser with respect to legislative developments and their effect on the Contract. We have the right to modify the contract in response to legislative changes that could otherwise diminish the favorable tax treatment that annuity contract Owners currently receive. We make no guarantee regarding the tax status of any contact and do not intend the above discussion as tax advice. 56 STATEMENTS AND REPORTS An Owner is sent a report semi-annually which provides certain financial information about the Portfolios. At least annually, the Company will furnish a statement to the Owner containing information about his or her Contract, including Accumulation Unit Values and other information as required by applicable law, rules and regulations. The Company will also send a confirmation statement to Owners each time a transaction is made affecting the Contract's Accumulated Value. (Certain transactions made under recurring payment plans such as Dollar Cost Averaging may in the future be confirmed quarterly rather than by immediate confirmations.) The Owner should review the information in all statements carefully. All errors or corrections must be reported to the Company immediately to assure proper crediting to the Contract. The Company will assume that all transactions are accurately reported on confirmation statements and other statements unless the Owner notifies the Service Office in writing within 30 days after receipt of the statement. LOANS (QUALIFIED CONTRACTS ONLY) Loans are available to owners of TSA Contracts (i.e., contracts issued under Section 403(b) of the Code) and to Contracts issued to plans qualified under Sections 401(a) and 401(k) of the Code. You must use a Company form to request a loan. You may obtain Company forms by calling 1-800-782-8380. Loans are subject to provisions of the Code and to applicable qualified retirement plan rules. Tax advisors and plan fiduciaries should be consulted prior to exercising loan privileges. Loaned amounts will be withdrawn first from Sub-Account and Fixed Account values on a pro-rata basis until exhausted. Thereafter, any additional amounts will be withdrawn from the Guarantee Period Accounts (pro-rata by duration and LIFO within each duration), subject to any applicable Market Value Adjustments. The maximum loan amount will be determined under the Company's maximum loan formula. The minimum loan amount is $1,000. Loans will be secured by a security interest in the Contract and the amount borrowed will be transferred to a loan asset account within the Company's General Account, where it will accrue interest at a specified rate below the then current loan rate. Generally, loans must be repaid within five years or less, and repayments must be made quarterly and in substantially equal amounts. Repayments will be allocated pro rata in accordance with the most recent payment allocation, except that any allocations to a Guarantee Period Account will be allocated to the DWS Money Market VIP instead. While a loan is outstanding, you may continue to make purchase payments to the Contract through your 403(b) or qualified plan. 57 ADDITION, DELETION OR SUBSTITUTION OF INVESTMENTS The Company reserves the right, subject to applicable law to make additions to, deletions from, or substitutions for the shares of a fund that are held in the Sub-Accounts or that the Sub-Accounts may purchase. If the shares of any Underlying Portfolio no longer are available for investment or if in the Company's judgment further investment in any Underlying Portfolio should become inappropriate in view of the purposes of the Variable Account or the affected Sub-Account, the Company may redeem the shares of that Underlying Portfolio and substitute shares of another registered open-end management company. The Company will not substitute any shares attributable to a Contract interest in a Sub-Account without notice to the Owner and prior approval of the SEC and state insurance authorities, to the extent required by the 1940 Act or other applicable law. The Variable Account may, to the extent permitted by law, purchase other securities for other contracts or permit a conversion between contracts upon request by an Owner. The Company also reserves the right to establish additional Sub-Accounts of the Variable Account, each of which would invest in shares corresponding to a new portfolio or in shares of another investment company having a specified investment objective. Subject to applicable law and any required SEC approval, the Company may, in its sole discretion, establish new Sub-Accounts or eliminate one or more Sub-Accounts if marketing needs, tax considerations or investment conditions warrant. Any new Sub-Accounts may be made available to existing Owners on a basis to be determined by the Company. Shares of the Underlying Portfolios also are issued to separate accounts of other insurance companies which issue variable life contracts ("mixed funding"). Shares of the Underlying Portfolios also are issued to other unaffiliated insurance companies ("shared funding"). It is conceivable that in the future such mixed funding or shared funding may be disadvantageous for variable life owners or variable annuity owners. Although the Company and the Underlying Portfolios do not currently foresee any such disadvantages to either variable life insurance owners or variable annuity owners, the Company and the trustees of the Underlying Portfolios intend to monitor events in order to identify any material conflicts between such Owners and to determine what action, if any, should be taken in response thereto. If the trustees were to conclude that separate portfolios should be established for variable life and variable annuity separate accounts, the Company will bear the attendant expenses. The Company reserves the right, subject to compliance with applicable law, to: (1) transfer assets from the Variable Account or any of its Sub-Accounts to another of the Company's separate accounts or Sub-Accounts having assets of the same class, (2) to operate the Variable Account or any Sub-Account as a management investment company under the 1940 Act or in any other form permitted by law, (3) to deregister the Variable Account under the 1940 Act in accordance with the requirements of the 1940 Act, (4) to substitute the shares of any other registered investment company for the Underlying Portfolio shares held by a Sub-Account, in the event that Underlying Portfolio shares are unavailable for investment, or if the Company determines that further investment in such Underlying Portfolio shares is inappropriate in view of the purpose of the Sub-Account, (5) to change the methodology for determining the net investment factor, (6) to change the names of the Variable Account or of the Sub-Accounts, and (7) to combine with other Sub-Accounts or other Separate Accounts of the Company. If any of these substitutions or changes are made, the Company may endorse the Contract to reflect the substitution or change, and will notify Owners of all such changes. In no event will the changes described above be made without notice to Owners in accordance with the 1940 Act. 58 CHANGES TO COMPLY WITH LAW AND AMENDMENTS The Company reserves the right, without the consent of Owners, to suspend sales of the Contract as presently offered, and to make any change to provisions of the Contract to comply with, or give Owners the benefit of, any federal or state statute, rule or regulation, including but not limited to requirements for annuity contracts and retirement plans under the Code and pertinent regulations or any state statute or regulation. Any such changes will apply uniformly to all Contracts that are affected. You will be given written notice of such changes. VOTING RIGHTS The Company will vote Underlying Portfolio shares held by each Sub-Account in accordance with instructions received from Owners and, after the Annuity Date, from the Annuitants. Each person having a voting interest in a Sub-Account will be provided with proxy materials of the Underlying Portfolio, together with a form with which to give voting instructions to the Company. Shares for which no timely instructions are received will be voted in proportion to the instructions which are received. The Company also will vote shares in a Sub-Account that it owns and which are not attributable to the Contract in the same proportion. If the 1940 Act or any rules thereunder should be amended, or if the present interpretation of the 1940 Act or such rules should change, and as a result the Company determines that it is permitted to vote shares in its own right, whether or not such shares are attributable to the Contract, the Company reserves the right to do so. The number of votes which an Owner or Annuitant may cast will be determined by the Company as of the record date established by the Underlying Portfolio. During the accumulation phase, the number of Underlying Portfolio shares attributable to each Owner will be determined by dividing the dollar value of the Accumulation Units of the Sub-Account credited to the Contract by the net asset value of one Portfolio share. During the annuity payout phase, the number of Underlying Portfolio shares attributable to each Annuitant will be determined by dividing the reserve held in each Sub-Account for the Annuitant's variable annuity by the net asset value of one Underlying Portfolio share. Ordinarily, the Annuitant's voting interest in the Underlying Portfolio will decrease as the reserve for the variable annuity is depleted. DISTRIBUTION Effective May 1, 2008, Epoch Securities, Inc. ("Epoch" or "Principal Underwriter"), a Delaware company located at 132 Turnpike Road, Southborough, Massachusetts 01772, became principal underwriter for the Contracts. Epoch is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. The Company paid commissions not to exceed 7.0% of payments to broker-dealers that sold the Contract. The Company currently does not pay direct commissions on additional payments to the Contracts. However, alternative commission schedules may be in effect with lower initial commission amounts plus ongoing annual compensation of up to 1% of the Contract's Accumulated Value. To the extent permitted by FINRA rules, overrides and promotional incentives or payments also may be provided to independent marketing organizations and broker-dealers based on the Contract's Accumulated Value, sales volumes, the performance of wholesaling functions, or other sales-related criteria. Additional payments may be made for other services not directly related to the sale of the Contract. The Company intends to recoup commissions and other sales expenses through a combination of anticipated surrender charges and profits from the Company's General Account, which may include amounts derived from mortality and risk charges. Commissions paid on the Contract, including additional incentives or payments, do not result in any additional charge to Owners or to the Variable Account. The Company will retain any surrender charges assessed on a Contract. 59 LEGAL MATTERS There are no legal proceedings to which we, the Separate Account or the Principal Underwriter is a party, or to which the assets of the Separate Account are subject, that are likely to have a material adverse effect on: - the Separate Account; or - the ability of the principal underwriter to perform its contract with the Separate Account; or - on our ability to meet our obligations under the variable annuity contracts funded through the Separate Account. FURTHER INFORMATION A Registration Statement under the 1933 Act relating to this offering has been filed with the SEC. Certain portions of the Registration Statement and amendments have been omitted in this Prospectus pursuant to the rules and regulations of the SEC. The omitted information may be obtained from the SEC's principal office in Washington, DC, upon payment of the SEC's prescribed fees. 60 APPENDIX A MORE INFORMATION ABOUT THE FIXED ACCOUNT Because of exemption and exclusionary provisions in the securities laws, interests in the Fixed Account generally are not subject to regulation under the provisions of the 1933 Act or the 1940 Act. Disclosures regarding the fixed portion of the Contract and the Fixed Account may be subject to the provisions of the 1933 Act concerning the accuracy and completeness of statements made in this Prospectus. The disclosures in this APPENDIX A have not been reviewed by the SEC. The Fixed Account is part of the Company's General Account which is made up of all of the general assets of the Company other than those allocated to separate accounts. Allocations to the Fixed Account become part of the assets of the Company and are used to support insurance and annuity obligations. The General Account is not segregated or insulated from the claims of the insurance company's creditors. Any amounts allocated to the Fixed Account or amounts that we guarantee in excess of your Contract Value are subject to our financial strength and claim's paying ability, and are subject to the risk that the insurance company may not be able to cover, or may default on, its obligations under those guarantees. A portion or all of net payments may be allocated to accumulate at a fixed rate of interest in the Fixed Account. Such net amounts are guaranteed by the Company as to principal and a minimum rate of interest. Currently, the Company will credit amounts allocated to the Fixed Account with interest at an effective annual rate of at least 3%, compounded daily. Additional "Excess Interest" may or may not be credited at the sole discretion of the Company. If the Contract is surrendered, or if an Excess Amount is withdrawn while the Contract is in force and before the Annuity Date, a surrender charge is imposed if such event occurs before the payments attributable to the surrender or withdrawal have been credited to the Contract for at least six full Contract years. TRANSFERS TO OR FROM THE FIXED ACCOUNT. Transfers to or from the Fixed Account are subject to the Company's then-current rules on Disruptive Trading, as may be amended from time to time. In addition, the Company reserves the right to impose reasonable rules on transfers, including but not limited to the frequency, timing, and amount of transfers to or from the Fixed Account. The Company reserves the right to amend its Disruptive Trading and/or other transfer rules in its sole discretion. Certain states may also impose restrictions on payments and transfers to the Fixed Account A-1 APPENDIX B SURRENDER CHARGES AND THE MARKET VALUE ADJUSTMENT PART 1: SURRENDER CHARGES FULL SURRENDER--Assume a Payment of $50,000 is made on the issue date and no additional payments are made. Assume there are no withdrawals and that the Withdrawal Without Surrender Charge amount is equal to the greater of 15% of the current Accumulated Value or the accumulated earnings in the Contract. The table below presents examples of the surrender charge resulting from a full surrender of the Owners' Contract, based on hypothetical Accumulated Values.
HYPOTHETICAL FREE SURRENDER ACCUMULATED WITHDRAWAL CHARGE SURRENDER ACCOUNT YEAR VALUE AMOUNT PERCENTAGE CHARGE ------------ ------------ ---------- ---------- --------- 1................................................ $54,000.00 $ 8,100.00 7% $3,213.00 2................................................ 58,320.00 8,748.00 6% 2,974.32 3................................................ 62,985.60 12,985.60 5% 2,500.00 4................................................ 68,024.45 18,024.45 4% 2,000.00 5................................................ 73,466.40 23,466.40 3% 1,500.00 6................................................ 79,343.72 29,343.72 2% 1,000.00 7................................................ 85,691.21 35,691.21 0% 0.00
WITHDRAWAL--Assume a Payment of $50,000 is made on the issue date and no additional payments are made. Assume that the Withdrawal Without Surrender Charge amount is equal to the greater of 15% of the current Accumulated Value or the accumulated earnings in the contract and there are withdrawals as detailed below. The table below presents examples of the surrender charge resulting from withdrawals from the Owners' Contract, based on hypothetical Accumulated Values.
HYPOTHETICAL FREE SURRENDER ACCUMULATED WITHDRAWAL CHARGE SURRENDER ACCOUNT YEAR VALUE WITHDRAWAL AMOUNT PERCENTAGE CHARGE ------------ ------------ ---------- ---------- ---------- --------- 1..................................... $54,000.00 $ 0.00 $ 8,100.00 7% $ 0.00 2..................................... 58,320.00 0.00 8,748.00 6% 0.00 3..................................... 62,985.60 0.00 12,985.60 5% 0.00 4..................................... 68,024.45 30,000.00 18,024.45 4% 479.02 5..................................... 41,066.40 10,000.00 6,159.96 3% 115.20 6..................................... 33,551.72 5,000.00 5,032.76 2% 0.00 7..................................... 30,835.85 10,000.00 4,625.38 0% 0.00
B-1 PART 2: MARKET VALUE ADJUSTMENT The market value factor is: [(1+i)/(1+j)](n/365)- 1 For purposes of the examples below: i = the guaranteed interest rate being credited to the guarantee period. j = the guaranteed interest rate on the date of surrender for the guarantee period with a duration equal to the number of years remaining in the current guarantee period, rounded to the next higher number of whole years. n = the number of days from the date of surrender to the expiration date of the guarantee period. The following examples assume: 1. The payment was allocated to a ten-year Guarantee Period Account with a Guaranteed Interest Rate of 8%. 2. The date of surrender is seven years (2,555 days) from the expiration date. 3. The value of the Guarantee Period Account is equal to $62,985.60 at the end of three years. 4. No transfers or withdrawals affecting this Guarantee Period Account have been made. 5. Surrender charges, if any, are calculated in the same manner as shown in the examples in Part 1. NEGATIVE MARKET VALUE ADJUSTMENT (CAPPED)* Assume that on the date of surrender, the current rate (j) is 11.00% or 0.11 The market value factor = [(1+i)/(1+j)](n/365)- 1 = [(1+.08)/(1+.11)](2555/365)- 1 = (.97297)(7)- 1 = -.17454 The Market Value Adjustment = Maximum of the market value factor multiplied by the withdrawal or the negative of the excess earned over 3% = Maximum (-.17454 X $62,985.60 or -$8,349.25) = Maximum (-$10,992.38 or -$8,349.25) = -$8,349.25
------------------------ * Capped takes into account the excess interest part of the Market Value Adjustment formula when the value produced is greater than the cap. B-2 NEGATIVE MARKET VALUE ADJUSTMENT (UNCAPPED)** Assume that on the date of surrender, the current rate (j) is 10.00% or 0.10 The market value factor = [(1+i)/(1+j)](n/365)- 1 = [(1+.08)/(1+.10)](2555/365)- 1 = (.98182)(7)- 1 = -.12054 The Market Value Adjustment = the market value factor multiplied by the withdrawal = -.12054 X $62,985.60 = -$7,592.11
------------------------ ** Uncapped is a straight application of the Market Value Adjustment formula when the value produced is less than the cap. POSITIVE MARKET VALUE ADJUSTMENT (CAPPED)* Assume that on the date of surrender, the current rate (j) is 5.00% or 0.05 The market value factor = [(1+i)/(1+j)](n/365)- 1 = [(1+.08)/(1+.05)](2555/365)- 1 = (1.02857)(7)- 1 = .21798 The Market Value Adjustment = Minimum of the market value factor multiplied by the withdrawal or the excess interest earned over 3% = Minimum of (.21798 X $62,985.60 or $8,349.25) = Minimum of ($13,729.78 or $8,349.25) = $8,349.25
------------------------ * Capped takes into account the excess interest part of the Market Value Adjustment formula when the value produced is greater than the cap. B-3 POSITIVE MARKET VALUE ADJUSTMENT (UNCAPPED)** Assume that on the date of surrender, the current rate (j) is 7.00% or 0.07 The market value factor = [(1+i)/(1+j)](n/365)- 1 = [(1+.08)/(1+.07)](2555/365)- 1 = (1.00935)(7)- 1 = .06728 The Market Value Adjustment = the market value factor multiplied by the withdrawal = .06728 X $62,985.60 = $4,237.90
------------------------ ** Uncapped is a straight application of the Market Value Adjustment formula when the value produced is less than the cap. B-4 APPENDIX C THE DEATH BENEFIT PART 1: DEATH OF THE ANNUITANT DEATH BENEFIT ASSUMING NO WITHDRAWALS Assume a Payment of $50,000 is made on the issue date and no additional payments are made. Assume there are no withdrawals and that the Death Benefit Effective Annual Yield is equal to 5%. The table below presents examples of the Death Benefit based on the hypothetical Accumulated Values.
HYPOTHETICAL HYPOTHETICAL MARKET HYPOTHETICAL ACCUMULATED VALUE DEATH DEATH DEATH DEATH YEAR VALUE ADJUSTMENT BENEFIT (A) BENEFIT (B) BENEFIT (C) BENEFIT ---- ------------ ------------ ----------- ----------- ----------- ------------ 1...................... $53,000.00 $ 0.00 $53,000.00 $52,500.00 $50,000.00 $53,000.00 2...................... 53,530.00 500.00 54,030.00 55,125.00 53,000.00 55,125.00 3...................... 58,883.00 0.00 58,883.00 57,881.25 55,125.00 58,883.00 4...................... 52,994.70 500.00 53,494.70 60,775.31 58,883.00 60,775.31 5...................... 58,294.17 0.00 58,294.17 63,814.08 60,775.31 63,814.08 6...................... 64,123.59 500.00 64,623.59 67,004.78 63,814.08 67,004.78 7...................... 70,535.95 0.00 70,535.95 70,355.02 67,004.78 70,535.95 8...................... 77,589.54 500.00 78,089.54 73,872.77 70,535.95 78,089.54 9...................... 85,348.49 0.00 85,348.49 77,566.41 78,089.54 85,348.49 10..................... 93,883.34 0.00 93,883.34 81,444.73 85,348.49 93,883.34
Death Benefit (a) is the Accumulated Value increased by any positive Market Value Adjustment. Death Benefit (b) is the gross payments accumulated daily at the Death Benefit Effective Annual Yield of 5%, reduced proportionately to reflect withdrawals. Death Benefit (c) is the death benefit that would have been payable on the most recent Contract anniversary, increased for subsequent payments, and decreased proportionately for subsequent withdrawals. The Hypothetical Death Benefit is equal to the greatest of Death Benefits (a), (b), or (c). DEATH BENEFIT ASSUMING WITHDRAWALS Assume a Payment of $50,000 is made on the issue date and no additional payments are made. Assume there are withdrawals as detailed in the table below and that the Death Benefit Effective Annual Yield C-1 is equal to 5%. The table below presents examples of the Death Benefit based on the hypothetical Accumulated Values.
HYPOTHETICAL HYPOTHETICAL ACCUMULATED PARTIAL MARKET VALUE DEATH CONTRACT YEAR VALUE WITHDRAWAL ADJUSTMENT BENEFIT (A) ------------- ------------ ---------- ------------ ----------- 1............................................. $53,000.00 $ 0.00 $ 0.00 $53,000.00 2............................................. 53,530.00 0.00 500.00 54,030.00 3............................................. 3,883.00 50,000.00 0.00 3,883.00 4............................................. 3,494.70 0.00 500.00 3,994.70 5............................................. 3,844.17 0.00 0.00 3,844.17 6............................................. 4,228.59 0.00 500.00 4,728.59 7............................................. 4,651.45 0.00 0.00 4,651.45 8............................................. 5,116.59 0.00 500.00 5,616.59 9............................................. 5,628.25 0.00 0.00 5,628.25 10............................................ 691.07 5,000.00 0.00 691.07
DEATH DEATH HYPOTHETICAL CONTRACT YEAR BENEFIT (B) BENEFIT (C) DEATH BENEFIT ------------- ----------- ----------- ------------- 1........................................................ $52,500.00 $50,000.00 $53,000.00 2........................................................ 55,125.00 53,000.00 55,125.00 3........................................................ 4,171.13 3,972.50 4,171.13 4........................................................ 4,379.68 4,171.13 4,379.68 5........................................................ 4,598.67 4,379.68 4,598.67 6........................................................ 4,828.60 4,598.67 4,828.60 7........................................................ 5,070.03 4,828.60 5,070.03 8........................................................ 5,323.53 5,070.03 5,616.69 9........................................................ 5,589.71 5,616.69 5,628.25 10....................................................... 712.70 683.44 712.70
Death Benefit (a) is the Accumulated Value increased by any positive Market Value Adjustment. Death Benefit (b) is the gross payments accumulated daily at the Death Benefit Effective Annual Yield reduced proportionately to reflect withdrawals. Death Benefit (c) is the death benefit that would have been payable on the most recent Contract anniversary, increased for subsequent payments, and decreased proportionately for subsequent withdrawals. The Hypothetical Death Benefit is equal to the greatest of Death Benefits (a), (b), or (c). C-2 PART 2: DEATH OF THE OWNER WHO IS NOT THE ANNUITANT Assume a Payment of $50,000 is made on the issue date and no additional Payments are made. Assume there are no withdrawals. The table below presents examples of the Death Benefit based on the hypothetical Accumulated Values.
HYPOTHETICAL HYPOTHETICAL ACCUMULATED MARKET VALUE HYPOTHETICAL CONTRACT YEAR VALUE ADJUSTMENT DEATH BENEFIT ------------- ------------ ------------ ------------- 1....................................................... $53,000.00 $ 0.00 $53,000.00 2....................................................... 53,530.00 500.00 54,030.00 3....................................................... 58,883.00 0.00 58,883.00 4....................................................... 52,994.70 500.00 53,494.70 5....................................................... 58,294.17 0.00 58,294.17 6....................................................... 64,123.59 500.00 64,623.59 7....................................................... 70,535.95 0.00 70,535.95 8....................................................... 77,589.54 500.00 78,089.54 9....................................................... 85,348.49 0.00 85,348.49 10...................................................... 93,883.34 0.00 93,883.34
The hypothetical Death Benefit is the Accumulated Value increased by any positive Market Value Adjustment. C-3 APPENDIX D CONDENSED FINANCIAL INFORMATION COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY SEPARATE ACCOUNT KG THE FOLLOWING TABLES PROVIDE CONDENSED FINANCIAL INFORMATION FOR THE SUB-ACCOUNTS OF THE COMPANY FOR THE 10-YEAR PERIOD ENDING DECEMBER 31, 2010.
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2010 2009 2008 2007 2006 2005 2004 ----------- -------- -------- -------- -------- -------- -------- -------- ALGER BALANCED PORTFOLIO (CLASS I-2) Unit Value $: Beginning of Period.............. 1.076 0.845 1.255 1.133 1.097 1.026 0.996 End of Period.................... 1.171 1.076 0.845 1.255 1.133 1.097 1.026 Number of Units Outstanding at End of Period (in thousands)... 30,068 34,756 41,848 51,587 60,624 71,489 81,165 ALGER CAPITAL APPRECIATION PORTFOLIO (CLASS I-2) Unit Value $: Beginning of Period.............. 0.956 0.642 1.186 0.901 0.766 0.679 0.637 End of Period.................... 1.075 0.956 0.642 1.186 0.901 0.766 0.679 Number of Units Outstanding at End of Period (in thousands)... 23,804 27,888 29,882 36,269 33,430 37,385 42,604 CREDIT SUISSE TRUST INTERNATIONAL EQUITY FLEX III PORTFOLIO* Unit Value $: Beginning of Period.............. 1.413 0.945 2.122 1.662 1.272 1.009 0.819 End of Period.................... 1.564 1.413 0.945 2.122 1.662 1.272 1.009 Number of Units Outstanding at End of Period (in thousands)... 8,846 10,587 9,119 12,144 13,197 13,871 12,866 DREYFUS IP MIDCAP STOCK PORTFOLIO (INITIAL SHARES)* Unit Value $: Beginning of Period.............. 1.250 0.936 1.593 1.592 1.498 1.392 1.233 End of Period.................... 1.567 1.250 0.936 1.593 1.592 1.498 1.392 Number of Units Outstanding at End of Period (in thousands)... 19,299 23,633 27,735 33,552 43,196 48,787 53,998 THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC. (INITIAL SHARES)* Unit Value $: Beginning of Period.............. 0.716 0.543 0.840 0.790 0.734 0.718 0.686 End of Period.................... 0.811 0.716 0.543 0.840 0.790 0.734 0.718 Number of Units Outstanding at End of Period (in thousands)... 3,349 3,962 4,323 5,792 7,248 9,175 10,121 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2003 2002 2001 ----------- -------- -------- -------- ALGER BALANCED PORTFOLIO (CLASS I-2) Unit Value $: Beginning of Period.............. 0.848 0.981 1.014 End of Period.................... 0.996 0.848 0.981 Number of Units Outstanding at End of Period (in thousands)... 90,542 95,327 55,574 ALGER CAPITAL APPRECIATION PORTFOLIO (CLASS I-2) Unit Value $: Beginning of Period.............. 0.479 0.735 1.014 End of Period.................... 0.637 0.479 0.735 Number of Units Outstanding at End of Period (in thousands)... 46,804 48,154 44,504 CREDIT SUISSE TRUST INTERNATIONAL EQUITY FLEX III PORTFOLIO* Unit Value $: Beginning of Period.............. 0.581 0.667 0.748 End of Period.................... 0.819 0.581 0.667 Number of Units Outstanding at End of Period (in thousands)... 9,474 7,270 3,264 DREYFUS IP MIDCAP STOCK PORTFOLIO (INITIAL SHARES)* Unit Value $: Beginning of Period.............. 0.949 1.100 1.153 End of Period.................... 1.233 0.949 1.100 Number of Units Outstanding at End of Period (in thousands)... 61,205 61,956 35,401 THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC. (INITIAL SHARES)* Unit Value $: Beginning of Period.............. 0.552 0.788 1.032 End of Period.................... 0.686 0.552 0.788 Number of Units Outstanding at End of Period (in thousands)... 11,901 13,913 11,818
D-1
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2010 2009 2008 2007 2006 2005 2004 ----------- -------- -------- -------- -------- -------- -------- -------- DWS EQUITY INDEX 500 VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.831 0.667 1.077 1.037 0.911 0.883 0.811 End of Period.................... 0.940 0.831 0.667 1.077 1.037 0.911 0.883 Number of Units Outstanding at End of Period (in thousands)... 41,778 49,591 56,523 67,369 82,444 96,115 112,590 DWS CAPITAL GROWTH VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.978 0.782 1.183 1.066 0.996 0.927 0.871 End of Period.................... 1.126 0.978 0.782 1.183 1.066 0.996 0.927 Number of Units Outstanding at End of Period (in thousands)... 73,873 89,478 78,792 97,862 118,500 94,664 33,347 DWS GLOBAL OPPORTUNITIES VIP (CLASS A)(1) Unit Value $: Beginning of Period.............. 1.670 1.143 2.317 2.149 1.785 1.532 1.260 End of Period.................... 2.086 1.670 1.143 2.317 2.149 1.785 1.532 Number of Units Outstanding at End of Period (in thousands)... 13.797 16,008 17,680 21,475 26,819 29,183 31,147 DWS GROWTH & INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.803 0.607 0.998 0.999 0.891 0.852 0.785 End of Period.................... 0.906 0.803 0.607 0.998 0.999 0.891 0.852 Number of Units Outstanding at End of Period (in thousands)... 36,277 41,328 46,468 57,141 70,662 85,395 40,306 DWS HEALTH CARE VIP (CLASS A)(2) Unit Value $: Beginning of Period.............. 1.299 1.079 1.424 1.276 1.219 1.139 1.055 End of Period.................... 1.386 1.299 1.079 1.424 1.276 1.219 1.139 Number of Units Outstanding at End of Period (in thousands)... 6,881 8,112 10,687 12,122 14,794 17,848 20,688 DWS INTERNATIONAL VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.994 0.755 1.479 1.309 1.054 0.921 0.801 End of Period.................... 0.996 0.994 0.755 1.479 1.309 1.054 0.921 Number of Units Outstanding at End of Period (in thousands)... 16,993 19,050 22,039 27,239 31,793 34,104 36,810 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2003 2002 2001 ----------- -------- -------- -------- DWS EQUITY INDEX 500 VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.643 0.840 0.968 End of Period.................... 0.811 0.643 0.840 Number of Units Outstanding at End of Period (in thousands)... 120,291 118,554 76,215 DWS CAPITAL GROWTH VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.696 0.997 1.254 End of Period.................... 0.871 0.696 0.997 Number of Units Outstanding at End of Period (in thousands)... 37,576 41,844 43,019 DWS GLOBAL OPPORTUNITIES VIP (CLASS A)(1) Unit Value $: Beginning of Period.............. 0.857 1.085 1.459 End of Period.................... 1.260 0.857 1.085 Number of Units Outstanding at End of Period (in thousands)... 30,661 34,826 37,471 DWS GROWTH & INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.628 0.829 0.947 End of Period.................... 0.785 0.628 0.829 Number of Units Outstanding at End of Period (in thousands)... 45,199 46,691 44,293 DWS HEALTH CARE VIP (CLASS A)(2) Unit Value $: Beginning of Period.............. 0.800 1.055 1.000 End of Period.................... 1.055 0.800 1.055 Number of Units Outstanding at End of Period (in thousands)... 23,181 20,830 9,388 DWS INTERNATIONAL VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.636 0.790 1.159 End of Period.................... 0.801 0.636 0.790 Number of Units Outstanding at End of Period (in thousands)... 40,727 42,497 38,684
D-2
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2010 2009 2008 2007 2006 2005 2004 ----------- -------- -------- -------- -------- -------- -------- -------- DWS BALANCED VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.372 1.128 1.574 1.522 1.401 1.362 1.293 End of Period.................... 1.505 1.372 1.128 1,574 1.522 1.401 1.362 Number of Units Outstanding at End of Period (in thousands)... 42,897 50,688 60,267 76,991 91,858 112,219 136,894 DWS BLUE CHIP VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.289 0.976 1.609 1.577 1.383 1.274 1.114 End of Period.................... 1.446 1.289 0.976 1.609 1.577 1.383 1.274 Number of Units Outstanding at End of Period (in thousands)... 27,757 31,670 36,810 46,268 56,486 64,342 78,148 DWS CORE FIXED INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.281 1.206 1.517 1.477 1.436 1.425 1.383 End of Period.................... 1.346 1.281 1.206 1.517 1.477 1.436 1.425 Number of Units Outstanding at End of Period (in thousands)... 27,919 30,761 33,832 38,367 42,582 49,296 57,078 DWS DIVERSIFIED INTERNATIONAL EQUITY VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.321 1.036 2.052 1.783 1.440 1.276 1.094 End of Period.................... 1.445 1.321 1.036 2.052 1.783 1.440 1.276 Number of Units Outstanding at End of Period (in thousands)... 14,704 17,389 20,487 25,700 30,472 34,719 38,352 DWS DREMAN SMALL MID CAP VALUE VIP (CLASS A) Unit Value $: Beginning of Period.............. 2.254 1.762 2.685 2.642 2,143 1.971 1.586 End of Period.................... 2.735 2.254 1.762 2.685 2.642 2.143 1.971 Number of Units Outstanding at End of Period (in thousands)... 22,245 25,654 29,570 36,991 43,399 54,103 66,158 DWS GLOBAL THEMATIC VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.398 0.986 1.913 1.826 1.423 1.174 1.037 End of Period.................... 1.566 1.398 0.986 1.913 1.826 1.423 1.174 Number of Units Outstanding at End of Period (in thousands)... 14,001 15,273 17,680 20,835 24,886 20,131 20,878 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2003 2002 2001 ----------- -------- -------- -------- DWS BALANCED VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.112 1.330 1.436 End of Period.................... 1.293 1.112 1.330 Number of Units Outstanding at End of Period (in thousands)... 158,329 182,254 198,614 DWS BLUE CHIP VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.888 1.156 1.392 End of Period.................... 1.114 0.888 1.156 Number of Units Outstanding at End of Period (in thousands)... 84,330 95,152 108,416 DWS CORE FIXED INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.334 1.252 1.201 End of Period.................... 1.383 1.334 1.252 Number of Units Outstanding at End of Period (in thousands)... 66,674 78,141 49,367 DWS DIVERSIFIED INTERNATIONAL EQUITY VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.855 1.002 1.345 End of Period.................... 1.094 0.855 1.002 Number of Units Outstanding at End of Period (in thousands)... 38,494 44,113 40,663 DWS DREMAN SMALL MID CAP VALUE VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.133 1.296 1.117 End of Period.................... 1.586 1.133 1.296 Number of Units Outstanding at End of Period (in thousands)... 71,093 75,953 48,921 DWS GLOBAL THEMATIC VIP (CLASS A) Unit Value $: Beginning of Period.............. 0.815 0.981 1.177 End of Period.................... 1.037 0.815 0.981 Number of Units Outstanding at End of Period (in thousands)... 20,336 20,709 18,168
D-3
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2010 2009 2008 2007 2006 2005 2004 ----------- -------- -------- -------- -------- -------- -------- -------- DWS GOVERNMENT & AGENCY SECURITIES VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.704 1.599 1.545 1.479 1.440 1.424 1.392 End of Period.................... 1.791 1.704 1.599 1.545 1.479 1.440 1.424 Number of Units Outstanding at End of Period (in thousands)... 31,755 38,625 46,509 49,953 55,362 65,750 79,487 DWS HIGH INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.587 1.150 1.533 1.540 1.414 1.381 1.245 End of Period.................... 1.784 1.587 1.150 1.533 1.540 1.414 1.381 Number of Units Outstanding at End of Period (in thousands)... 31,555 38,234 42,139 49,101 67,251 79,756 97,566 DWS LARGE CAP VALUE VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.877 1.518 2.421 2.170 1.907 1.897 1.748 End of Period.................... 2.050 1.877 1.518 2.421 2.170 1.907 1.897 Number of Units Outstanding at End of Period (in thousands)... 28,548 33,115 21,030 27,166 33,240 40,803 49,127 DWS MID CAP GROWTH VIP (CLASS A)(3) Unit Value $: Beginning of Period.............. 0.855 0.606 1.230 1.152 1.053 0.928 0.906 End of Period.................... 1.079 0.855 0.606 1.230 1.152 1.053 0.928 Number of Units Outstanding at End of Period (in thousands)... 7,919 8,487 9,812 11,300 13,386 14,814 17,086 DWS MONEY MARKET VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.279 1.293 1.278 1.235 1.196 1.180 1.186 End of Period.................... 1.261 1.279 1.293 1.278 1.235 1.196 1.180 Number of Units Outstanding at End of Period (in thousands)... 34,513 42,153 59,626 58,844 54,082 61,161 68,139 DWS SMALL MID CAP GROWTH VIP (CLASS A)(4) Unit Value $: Beginning of Period.............. 0.934 0.674 1.353 1.292 1.245 1.179 1.077 End of Period.................... 1.192 0.934 0.674 1.353 1.292 1.245 1.179 Number of Units Outstanding at End of Period (in thousands)... 17,035 19,899 23,235 27,285 34,660 40,451 42,214 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2003 2002 2001 ----------- -------- -------- -------- DWS GOVERNMENT & AGENCY SECURITIES VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.381 1.296 1.223 End of Period.................... 1.392 1.381 1.296 Number of Units Outstanding at End of Period (in thousands)... 109,356 184,162 80,609 DWS HIGH INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.014 1.031 1.019 End of Period.................... 1.245 1.014 1.031 Number of Units Outstanding at End of Period (in thousands)... 120,130 124,810 120,205 DWS LARGE CAP VALUE VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.337 1.595 1.588 End of Period.................... 1.748 1.337 1.595 Number of Units Outstanding at End of Period (in thousands)... 58,024 67,066 70,516 DWS MID CAP GROWTH VIP (CLASS A)(3) Unit Value $: Beginning of Period.............. 0.685 1.002 1.299 End of Period.................... 0.906 0.685 1.002 Number of Units Outstanding at End of Period (in thousands)... 20,572 21,625 27,383 DWS MONEY MARKET VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.194 1.195 1.168 End of Period.................... 1.186 1.194 1.195 Number of Units Outstanding at End of Period (in thousands)... 99,559 180,367 183,584 DWS SMALL MID CAP GROWTH VIP (CLASS A)(4) Unit Value $: Beginning of Period.............. 0.822 1.253 1.785 End of Period.................... 1.077 0.822 1.253 Number of Units Outstanding at End of Period (in thousands)... 51,463 52,450 50,132
D-4
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2010 2009 2008 2007 2006 2005 2004 ----------- -------- -------- -------- -------- -------- -------- -------- DWS STRATEGIC INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.685 1.393 1.531 1.473 1.371 1.358 1.268 End of Period.................... 1.829 1.685 1.393 1.531 1.473 1.371 1.358 Number of Units Outstanding at End of Period (in thousands)... 15,512 16,099 17,120 21,043 19,739 19,539 20,890 DWS STRATEGIC VALUE VIP (CLASS A)(5) Unit Value $: Beginning of Period.............. 1.080 0.874 1.642 1.697 1.449 1.362 1.211 End of Period.................... 1.199 1.080 0.874 1.642 1.697 1.449 1.362 Number of Units Outstanding at End of Period (in thousands)... 58.791 71,042 84,954 105,329 132,090 132,600 146,873 DWS TECHNOLOGY VIP (CLASS A)(6) Unit Value $: Beginning of Period.............. 0.805 0.509 0.960 0.852 0.857 0.838 0.834 End of Period.................... 0.942 0.805 0.509 0.960 0.852 0.857 0.838 Number of Units Outstanding at End of Period (in thousands)... 21,689 26,337 29,728 37,450 44,278 55,324 64,797 DWS TURNER MID CAP GROWTH VIP (CLASS A)(7) Unit Value $: Beginning of Period.............. 0.990 0.669 1.344 1.084 1.032 0.936 0.855 End of Period.................... 1.259 0.990 0.669 1.344 1.084 1.032 0.936 Number of Units Outstanding at End of Period (in thousands)... 11,200 13,046 13,046 15,311 19,321 22,040 22,412 INVESCO V.I. UTILITIES FUND (SERIES I SHARES) Unit Value $: Beginning of Period.............. 0.961 0.848 1.272 1.069 0.864 0.750 0.616 End of Period.................... 1.008 0.961 0.848 1.272 1.069 0.864 0.750 Number of Units Outstanding at End of Period (in thousands)... 8,341 9,404 11,320 12,976 14,422 14,983 11,875 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2003 2002 2001 ----------- -------- -------- -------- DWS STRATEGIC INCOME VIP (CLASS A) Unit Value $: Beginning of Period.............. 1.192 1.087 1.047 End of Period.................... 1.268 1.192 1.087 Number of Units Outstanding at End of Period (in thousands)... 22,654 24,668 7,082 DWS STRATEGIC VALUE VIP (CLASS A)(5) Unit Value $: Beginning of Period.............. 0.931 1.152 1.149 End of Period.................... 1.211 0.931 1.152 Number of Units Outstanding at End of Period (in thousands)... 161,745 173,201 116,791 DWS TECHNOLOGY VIP (CLASS A)(6) Unit Value $: Beginning of Period.............. 0.577 0.908 1.361 End of Period.................... 0.834 0.577 0.908 Number of Units Outstanding at End of Period (in thousands)... 78,219 79,087 92,061 DWS TURNER MID CAP GROWTH VIP (CLASS A)(7) Unit Value $: Beginning of Period.............. 0.584 0.875 1.000 End of Period.................... 0.855 0.584 0.875 Number of Units Outstanding at End of Period (in thousands)... 26,882 21,986 6,848 INVESCO V.I. UTILITIES FUND (SERIES I SHARES) Unit Value $: Beginning of Period.............. 0.532 0.677 1.000 End of Period.................... 0.616 0.532 0.677 Number of Units Outstanding at End of Period (in thousands)... 10,174 9,254 2,849
-------------------------- * Effective November 15, 2010, new payment allocations or transfers cannot be made to this underlying fund. (1a) Effective May 1, 2011, DWS Global Opportunities VIP's name will change to DWS Global Small Cap Growth VIP. (2a) Effective May 1, 2011, DWS Health Care VIP will merge into DWS Capital Growth VIP. (3a) Effective May 1, 2011, DWS Mid Cap Growth VIP will merge into DWS Small Cap Growth VIP. (4a) Effective May 1, 2011, DWS Small Cap Growth VIP's name will change to DWS Small Mid Cap Growth VIP. (5a) Effective May 1, 2011, DWS Strategic Value VIP will merge into DWS Large Cap Value VIP. (6a) Effective May 1, 2011, DWS Technology VIP will merge into DWS Capital Growth VIP. (7a) Effective May 1, 2011, DWS Turner Mid Cap Growth VIP will merge into DWS Small Cap Growth VIP. D-5 APPENDIX E IRA, ROTH IRA AND SIMPLE IRA DISCLOSURE STATEMENT This Disclosure Statement describes the statutory and regulatory provisions applicable to the operation of traditional Individual Retirement Annuities (IRAs), Roth Individual Retirement Annuities (Roth IRAs) and Simple Individual Retirement Annuities (SIMPLE IRAs). Internal Revenue Service regulations require that this be given to each person desiring to establish an IRA, Roth IRA or a SIMPLE IRA. Except where otherwise indicated, IRA discussion includes Simplified Employee Pension IRAs (SEP IRA). Further information can be obtained from Commonwealth Annuity and Life Insurance Company and from any district office of the Internal Revenue Service. Also, see IRS Publication 590, INDIVIDUAL RETIREMENT ARRANGEMENTS (IRAS). This Disclosure Statement is for your general information and is not intended to be exhaustive or conclusive, to apply to any particular person or situation, or to be used as a substitute for qualified legal or tax advice. Please note that the information contained herein is based on current federal income tax law, income tax regulations, and other guidance provided by the IRS. Hence, this information is subject to change upon an amendment of the law or the issuance of further regulations or other guidance. Also, you should be aware that state tax laws may differ from federal tax laws governing such arrangements. You should consult your tax adviser about any state tax consequences of your IRA or Roth IRA, whichever is applicable. A. REVOCATION Within 7 days of the date you signed your enrollment application, you may revoke the Contract and receive back 100% of your money by submitting your request in writing to us at our Service Center. Notice of revocation will be deemed mailed on the date of the postmark (or if sent by certified or registered mail, the date of the certification or registration) if it is deposited in the mail in the United States in an envelope, or other appropriate wrapper, first class postage prepaid, properly addressed. B. STATUTORY REQUIREMENTS The Contract is intended to meet the requirements of Section 408(b) of the Code, Section 408A of the Code for use as a Roth IRA, or of Section 408(p) of the Code for use as a SIMPLE IRA, whichever is applicable. The Contract has not been approved as to form for use as an IRA, Roth IRA or a SIMPLE IRA by the Internal Revenue Service. Such approval by the Internal Revenue Service is a determination only as to form of the Contract, and does not represent a determination on the merits of the Contract. 1. The amount in your IRA, Roth IRA, and SIMPLE IRA, whichever is applicable, must be fully vested at all times and the entire interest of the Owner must be nonforfeitable. 2. The Contract must be nontransferable by the Owner. 3. The Contract must have flexible premiums. 4. For IRAs and SIMPLE IRAs, you must start receiving distributions on or before April 1 of the year following the year in which you reach age 70 1/2 (the required beginning date) (see "REQUIRED DISTRIBUTIONS"). However, Section 401(a)(9)(A) of the Code (relating to minimum distributions required to commence at age 70 1/2), and the incidental death benefit requirements of Section 401(a) of the Code, do not apply to Roth IRAs. If you die on or after the date required minimum distributions under Section 401(a)(9) of the Code commence, unless otherwise permitted under applicable law, any remaining interest in the Contract E-1 must be distributed at least as rapidly as under the method of distribution being used as of the date of death. If you die before required minimum distributions commence, unless otherwise permitted under applicable law, any remaining interest in the Contract must be distributed to your Beneficiary by December 31 of the calendar year containing the fifth anniversary of your death; except that: (1) if the interest is payable to an individual who is your designated Beneficiary (within the meaning of Section 401(a)(9) of the Code), the designated Beneficiary may receive the entire interest over his or her life, or over a period certain not extending beyond his or her life expectancy, commencing on or before December 31 of the calendar year immediately following the calendar year in which you die; and (2) if the sole designated Beneficiary is your spouse, the Contract may be treated as his or her own IRA, or, where applicable, Roth IRA. 5. Except in the case of a rollover contribution or a direct transfer (see "ROLLOVERS AND DIRECT TRANSFERS"), or a contribution made in accordance with the terms of a Simplified Employee Pension (SEP), all contributions to an IRA, Roth and SIMPLE IRA must be cash contributions which do not exceed certain limits. 6. The Contract must be for the exclusive benefit of you and your Beneficiaries. C. ROLLOVERS AND DIRECT TRANSFERS FOR IRAS AND SIMPLE IRAS 1. A rollover is a tax-free transfer from one retirement program to another that you cannot deduct on your tax return. There are two kinds of tax-free rollover payments to an IRA. In one, you transfer amounts from another IRA. With the other, you transfer amounts from a qualified plan under Section 401(a) of the Code, a qualified annuity under Section 403(a) of the Code, a tax-sheltered annuity or custodial account under Section 403(b) of the Code, or a governmental plan under Section 457(b) of the Code (collectively referred to as "qualified employee benefit plans"). Tax-free rollovers can be made from a SIMPLE IRA to a SIMPLE Individual Retirement Account under Section 408(p) of the Code. An individual can make a tax-free rollover to an IRA from a SIMPLE IRA, or vice-versa, after a two-year period has expired since the individual first participated in a SIMPLE plan. 2. You must complete the rollover by the 60th day after the day you receive the distribution from your IRA or other qualified employee benefit plan or SIMPLE IRA. The failure to satisfy this 60-day requirement may be waived by the Internal Revenue Service in certain circumstances. 3. A rollover distribution may be made to you only once a year. The one-year period begins on the date you receive the rollover distribution, not on the date you roll it over (reinvest it). 4. A trustee-to-trustee transfer to an IRA of funds in an IRA from one trustee or insurance company to another is not a rollover. It is a transfer that is not affected by the one-year waiting period. 5. All or a part of the premium for the Contract used as an IRA may be paid from a rollover from an IRA or qualified employee benefit plan or from a trustee-to-trustee transfer from another IRA. All or part of the premium for the Contract used as a SIMPLE IRA may be paid from a rollover from a SIMPLE Individual Retirement Account or, to the extent permitted by law, from a direct transfer from a SIMPLE IRA. 6. A distribution that is eligible for rollover treatment from a qualified employee benefit plan will be subject to twenty percent (20%) withholding by the Internal Revenue Service even if you roll the distribution over within the 60-day rollover period. One way to avoid this withholding is to make the distribution as a direct transfer to the IRA trustee or insurance company. E-2 D. CONTRIBUTION LIMITS AND ALLOWANCE OF DEDUCTION FOR IRAS 1. In general, the amount you can contribute each year to an IRA is the lesser of (1) 100% of your compensation, or (2) the maximum annual contributions under Section 219(b) of the Code, including "catch-up" contributions for certain individuals age 50 and older. The maximum annual contribution limit for IRA contributions is equal to $5,000 for 2011. After 2011, the limit may be indexed annually in $500 increments as determined by the Secretary of Treasury to reflect cost of living increases. An individual who has attained age 50 may make additional "catch-up" IRA contributions. The maximum annual contribution limit for the individual is increased by $1,000 except as otherwise provided by law. If you have more than one IRA, the limit applies to the total contributions made to your own IRAs for the year. Generally, if you work the amount that you earn is compensation. Wages, salaries, tips, professional fees, bonuses and other amounts you receive for providing personal services are compensation. If you own and operate your own business as a sole proprietor, your net earnings reduced by your deductible contributions on your behalf to self-employed retirement plans are compensation. If you are an active partner in a partnership and provide services to the partnership, your share of partnership income reduced by deductible contributions made on your behalf to qualified retirement plans is compensation. All taxable alimony and separate maintenance payments received under a decree of divorce or separate maintenance is compensation. 2. In the case of a married couple filing a joint return, up to the maximum annual contribution can be contributed to each spouse's IRA, even if one spouse has little or no compensation. This means that the total combined contributions that can be made to both IRAs can be as much as $12,000 for 2011 ($5,000 annual contribution for each individual, plus $1,000 for each individual who has attained age 50). 3. In the case of a married couple with unequal compensation who file a joint return, the limit on the deductible contributions to the IRA of the spouse with less compensation is the smaller of: a. The maximum annual contribution, or b. The total compensation of both spouses, reduced by any deduction allowed for contributions to IRAs of the spouse with more compensation. The deduction for contributions to both spouses' IRAs may be further limited if either spouse is covered by an employer retirement plan. 4. If either you or your spouse is an active participants in an employer-sponsored plan and have a certain level of income, the amount of the contribution to your IRA that is deductible is phased out, and in some cases eliminated. If you are an active participant in an employer-sponsored plan, the deductibility of your IRA contribution will be phased out, depending on your adjusted gross income, or combined adjusted gross income in the case of a joint tax return, as follows: JOINT RETURNS: $90,000-$110,000 SINGLE TAXPAYERS: $56,000-$66,000 The phase-out range for married individuals filing separately is $0-$10,000. If you file a joint tax return and are not an active participant in an employer sponsored plan, but your spouse is, the amount of the deductible IRA contribution is phased out for adjusted gross income between $169,000 and $179,000. These amounts may be indexed for cost of living increases in future years. To designate a contribution as nondeductible, you must file IRS Form 8606, NONDEDUCTIBLE IRAS. You may have to pay a penalty if you make nondeductible contributions to an IRA and you do not file Form 8606 with your tax return, or if you overstate the amount of nondeductible contributions on your Form 8606. If you do not report nondeductible contributions, all of the contributions to your traditional E-3 IRA will be treated as deductible, and all distributions from your IRA will be taxed, unless you can show, with satisfactory evidence, that nondeductible contributions were made. 5. Contributions to your IRA for a year can be made at any time up to April 15 of the following year. If you make the contribution between January 1 and April 15, however, you may elect to treat the contribution as made either in that year or in the preceding year. You may file a tax return claiming a deduction for your IRA contribution before the contribution is actually made. You must, however, make the contribution by the due date of your return not including extensions. 6. You cannot make a contribution other than a rollover or transfer contribution to your IRA for the year in which you reach age 70 1/2 or thereafter. 7. A taxpayer may qualify for a tax credit for contributions to an IRA, or for a tax exemption for distributions donated to charity in 2011, depending on the taxpayer's adjusted gross income. E. SEP IRAS 1. SEP IRA rules concerning eligibility and contributions are governed by Code Section 408(k). The maximum deductible contribution for a SEP IRA is the lesser of $49,000 (may be indexed for cost-of-living increases in future years) or 100% of compensation. 2. A SEP must be established and maintained by an employer (corporation, partnership, sole proprietor). F. SIMPLE IRAS 1. A SIMPLE IRA must be established with your employer using a qualified salary reduction agreement. 2. You may elect to have your employer contribute to your SIMPLE IRA, under a qualified salary reduction agreement, an amount (expressed as a percentage of your compensation) not to exceed $11,500 for 2011. After 2011, the limit may be indexed annually, except as otherwise provided by law. In addition to these employee elective contributions, your employer is required to make each year either (1) a matching contribution equal to up to 3 percent, and not less than 1 percent, of your SIMPLE IRA contribution for the year, or (2) a non-elective contribution equal to 2 percent of your compensation for the year (up to $245,000 of compensation in 2011, as may be adjusted for inflation in future years). No other contributions may be made to a SIMPLE IRA. 3. Employee elective contributions and employer contributions (I.E., matching contributions and non-elective contributions) to your SIMPLE IRA are excluded from your gross income. 4. To the extent an individual with a SIMPLE IRA is no longer participating in a SIMPLE plan (E.G., the individual has terminated employment), and two years have passed since the individual first participated in the plan, the individual may treat the SIMPLE IRA as an IRA. G. TAX STATUS OF THE CONTRACT AND DISTRIBUTIONS FOR IRAS AND SIMPLE IRAS 1. Earnings of your IRA annuity contract are not taxed until they are distributed to you. 2. In general, taxable distributions are included in your gross income in the year you receive them. 3. Distributions under your IRA are non-taxable to the extent they represent a return of non-deductible contributions (if any). The non-taxable percentage of a distribution is determined generally by dividing your total undistributed, non-deductible IRA contributions by the value of all your IRAs (including SEPs and rollovers). E-4 4. You cannot choose the special five-year or ten-year averaging that may apply to lump sum distributions from qualified employer plans. H. REQUIRED DISTRIBUTIONS FOR IRAS AND SIMPLE IRAS You must start receiving minimum distributions required under the Contract and Section 401(a)(9) of the Code from your IRA and SIMPLE IRA starting with the year you reach age 70 1/2 (your 70 1/2 year). Ordinarily, the required minimum distribution for a particular year must be received by December 31 of that year. However, you may delay the required minimum distribution for the year you reach age 70 1/2 until April 1 of the following year (I.E., the required beginning date). Annuity payments which begin by April 1 of the year following your 70 1/2 year satisfy the minimum distribution requirement if they provide for non-increasing payments over your life or the lives of you and your designated Beneficiary (within the meaning of Section 401(a)(9) of the Code), provided that, if installments are guaranteed, the guaranty period does not exceed the applicable life or joint expectancy. The applicable life expectancy is your remaining life expectancy or the remaining joint life and last survivor expectancy of you and your designated Beneficiary, determined as set forth in applicable federal income tax regulations. If you have more than one IRA, you must determine the required minimum distribution separately for each IRA; however, you can take the actual distributions of these amounts from any one or more of your IRAs. In addition, the after-death minimum distribution requirements described generally in section B. STATUTORY REQUIREMENTS apply to IRAs and SIMPLE IRAs. If the actual distribution from your Contract is less than the minimum amount that should be distributed in accordance with the minimum distribution requirements mentioned above, the difference generally is an excess accumulation. There is a 50% excise tax on any excess accumulations. If the excess accumulation is due to reasonable error, and you have taken (or are taking) steps to remedy the insufficient distribution, you can request that this 50% excise tax be excused by filing with your tax return an IRS Form 5329, together with a letter of explanation and the excise tax payment. I. ROTH IRAS 1. If your Contract is a special type of individual retirement plan known as a Roth IRA, it will be administered in accordance with the requirements of section 408A of the Code. Roth IRAs are treated the same as other IRAs, except as described here. 2. If your Contract is a Roth IRA, we will send you a Roth IRA endorsement to be attached to, and to amend, your Contract. The Company reserves the right to amend the Contract as necessary or advisable from time to time to comply with future changes in the Code, regulations or other requirements imposed by the IRS to obtain or maintain its approval of the annuity as a Roth IRA. 3. Earnings in your Roth IRA are not taxed until they are distributed to you, and will not be taxed if they are paid as a "qualified distribution," as described to you in section L, below. 4. The minimum distribution requirements that apply to IRAs do not apply to Roth IRAs while the Owner is alive. However, after the death of a Roth IRA Owner, the after-death minimum distribution rules that apply to IRAs also apply to Roth IRAs as though the Roth IRA Owner died before his or her required beginning date. You may not use your Roth IRA to satisfy minimum distribution requirements for traditional IRAs. Nor may you use distributions from an IRA for required distributions from a Roth IRA. E-5 J. ELIGIBILITY AND CONTRIBUTIONS FOR ROTH IRAS 1. Generally, you are eligible to establish or make a contribution to your Roth IRA only if you meet certain income limits. No deduction is allowed for contributions to your Roth IRA. Contributions to your Roth IRA may be made even after you attain age 70 1/2. 2. The maximum aggregate amount of contributions for any taxable year to all IRAs, including all Roth IRAs, maintained for your benefit (the "contribution limit") generally is the lesser of (1) 100% of your compensation, or (2) the maximum annual contributions under Section 219(b) of the Code, including "catch-up" contributions for certain individuals age 50 and older (as discussed in section D, above). The contribution limit for any taxable year is reduced (but not below zero) by the amount which bears the same ratio to such amount as: (a) the excess of (i) your adjusted gross income for the taxable year, over (ii) the "applicable dollar amount," bears to (b) $15,000 (or $10,000 if you are married). For this purpose, "adjusted gross income" is determined under the Code and (1) excludes any amount included in gross income as a result of any rollover from, transfer from, or conversion of an IRA to a Roth IRA, and (2) is reduced by any deductible IRA contribution. In addition, the "applicable dollar amount" is equal to $169,000 for a married individual filing a joint return, $0 for a married individual filing a separate return, and $107,000 for any other individual. These amounts may be indexed for cost of living increases in future years. A "qualified rollover contribution" (discussed in section K, below), and a non-taxable transfer from another Roth IRA, are not taken into account for purposes of determining the contribution limit. K. ROLLOVERS, TRANSFERS AND CONVERSIONS TO ROTH IRAS 1. ROLLOVERS AND TRANSFERS--A rollover may be made to a Roth IRA only if it is a "qualified rollover contribution." A "qualified rollover contribution" is a rollover to a Roth IRA from another Roth IRA or from an IRA, but only if such rollover contribution also meets the rollover requirements for IRAs under Section 408(d)(3). In addition, a transfer may be made to a Roth IRA directly from another Roth IRA or from an IRA. Beginning in 2010, adjusted gross income and filing status limitations on Roth IRA conversions no longer apply. You may not make a qualified rollover contribution or transfer in a taxable year from an IRA to a Roth IRA if (a) your adjusted gross income for the taxable year exceeds $100,000 or (b) you are married and file a separate return. The rollover requirements of Section 408(d)(3) are complex and should be carefully considered before you make a rollover. One of the requirements is that the amount received be paid into another IRA (or Roth IRA) within 60 days after receipt of the distribution. The failure to satisfy this 60-day requirement may be waived by the Internal Revenue Service in certain circumstances. In addition, a rollover contribution from a Roth IRA may be made by you only once a year. The one-year period begins on the date you receive the Roth IRA distribution, not on the date you roll it over (reinvest it) into another Roth IRA. If you withdraw assets from a Roth IRA, you may roll over part of the withdrawal tax free into another Roth IRA and keep the rest of it. A portion of the amount you keep may be included in your gross income. 2. TAXATION OF ROLLOVERS AND TRANSFERS TO ROTH IRAS--A qualified rollover contribution or transfer from a Roth IRA maintained for your benefit to another Roth IRA maintained for your benefit which meets the rollover requirements for IRAs under Section 408(d)(3) is tax-free. E-6 In the case of a qualified rollover contribution or a transfer from an IRA maintained for your benefit to a Roth IRA maintained for your benefit, any portion of the amount rolled over or transferred which would be includible in your gross income were it not part of a qualified rollover contribution or a nontaxable transfer will be includible in your gross income. However, Code Section 72(t) (relating to the 10 percent penalty tax on premature distributions) will not apply. Income from a conversion in 2010 can be recognized one-half in 2011 and one-half in 2012, rather than all in 2010. 3. TRANSFERS OF EXCESS IRA CONTRIBUTIONS TO ROTH IRAS--If, before the due date of your federal income tax return for any taxable year (not including extensions), you transfer, from an IRA, contributions for such taxable year (and earnings thereon) to a Roth IRA, such amounts will not be includible in gross income to the extent that no deduction was allowed with respect to such amount. 4. TAXATION OF CONVERSIONS OF IRAS TO ROTH IRAS--All or part of amounts in an IRA maintained for your benefit may be converted into a Roth IRA maintained for your benefit. The conversion of an IRA to a Roth IRA is treated as special type of qualified rollover contribution. Hence, you must be eligible to make a qualified rollover contribution in order to convert an IRA to a Roth IRA. A conversion typically will result in the inclusion of some or all of your IRA's value in gross income, as described above. A conversion of an IRA to a Roth IRA can be made without taking an actual distribution from your IRA. For example, an individual may make a conversion by notifying the IRA issuer or trustee, whichever is applicable. UNDER SOME CIRCUMSTANCES, IT MIGHT NOT BE ADVISABLE TO ROLLOVER, TRANSFER, OR CONVERT ALL OR PART OF AN IRA TO A ROTH IRA. WHETHER YOU SHOULD DO SO WILL DEPEND ON YOUR PARTICULAR FACTS AND CIRCUMSTANCES, INCLUDING, BUT NOT LIMITED TO, SUCH FACTORS AS WHETHER YOU QUALIFY TO MAKE SUCH A ROLLOVER, TRANSFER, OR CONVERSION, YOUR FINANCIAL SITUATION, AGE, CURRENT AND FUTURE INCOME NEEDS, YEARS TO RETIREMENT, CURRENT AND FUTURE TAX RATES, YOUR ABILITY AND DESIRE TO PAY CURRENT INCOME TAXES WITH RESPECT TO AMOUNTS ROLLED OVER, TRANSFERRED, OR CONVERTED, AND WHETHER SUCH TAXES MIGHT NEED TO BE PAID WITH WITHDRAWALS FROM YOUR ROTH IRA (SEE DISCUSSION BELOW OF "NON-QUALIFIED DISTRIBUTIONS"). YOU SHOULD CONSULT A QUALIFIED TAX ADVISER BEFORE ROLLING OVER, TRANSFERRING, OR CONVERTING ALL OR PART OF AN IRA TO A ROTH IRA. 5. SEPARATE ROTH IRAS--Due to the complexity of, and proposed changes to, the tax law, it may be advantageous to maintain amounts rolled over, transferred, or converted from an IRA in separate Roth IRAs from those containing regular Roth IRA contributions. For the same reason, you should consider maintaining a separate Roth IRA for each amount rolled over, transferred, or converted from an IRA. These considerations should be balanced against the additional costs you may incur from maintaining multiple Roth IRAs. You should consult your tax adviser if you intend to contribute rollover, transfer, or conversion amounts to your Contract, or if you intend to roll over or transfer amounts from your Contract to another Roth IRA maintained for your benefit. L. INCOME TAX CONSEQUENCES OF ROTH IRAS 1. QUALIFIED DISTRIBUTIONS--Any "qualified distribution" from a Roth IRA is excludible from gross income. A "qualified distribution" is a payment or distribution which satisfies two requirements. First, the payment or distribution must be (a) made after you attain 59 1/2, (b) made after your death, (c) attributable to your being disabled, or (d) a "qualified special purpose distribution" (I.E., a qualified first-time homebuyer distribution under the Code). Second, the payment or distribution must be made in a taxable year that is at least five years after (1) the first taxable year for which a contribution was made to any Roth IRA established for you, or (2) in the case of a rollover from, or a conversion of, an IRA to a Roth IRA, the taxable year in which the rollover or conversion was made if the payment or distribution is allocable (as determined in the manner set forth in guidance issued by the IRS) to the rollover contribution or conversion (or to income allocable thereto). E-7 2. NONQUALIFIED DISTRIBUTIONS--A distribution from a Roth IRA which is not a qualified distribution is taxed under Code Section 72 (relating to annuities), except that such distribution is treated as made first from contributions to the Roth IRA to the extent that such distribution, when added to all previous distributions from the Roth IRA, does not exceed the aggregate amount of contributions to the Roth IRA. For purposes of determining the amount taxed, (a) all Roth IRAs established for you will be treated as one contract, (b) all distributions during any taxable year from Roth IRAs established for you will be treated as one distribution, and (c) the value of the contract, income on the contract, and investment in the contract, if applicable, will be computed as of the close of the calendar year in which the taxable year begins. An additional tax of 10% is imposed on nonqualified distributions (including amounts deemed distributed as the result of a prohibited loan or use of your Roth IRA as security for a loan) made before the benefited individual has attained age 59 1/2, unless one of the exceptions discussed in Section N applies. M. TAX ON EXCESS CONTRIBUTIONS 1. You must pay a 6% excise tax each year on excess contributions that remain in your Contract. Generally, an excess contribution is the amount contributed to your Contract that is more than you can contribute. The excess is taxed for the year of the excess contribution and for each year after that until you correct it. If contributions to your IRA for a year are more than the contribution limit, you can apply the excess contribution in one year to a later year if the contributions for that later year are less than the maximum allowed for that year. 2. You will not have to pay the 6% excise tax if you withdraw the excess amount by the date your tax return is due including extensions for the year of the contribution. You do not have to include in your gross income an excess contribution that you withdraw from your Contract before your tax return is due if the income earned on the excess was also withdrawn and no deduction was allowed for the excess contribution. You must include in your gross income the income earned on the excess contribution. N. TAX ON PREMATURE DISTRIBUTIONS There is an additional tax on premature distributions from your IRA, Roth IRA, or SIMPLE IRA, equal to 10% of the taxable amount. For premature distributions from a SIMPLE IRA made within the first 2 years you participate in a SIMPLE plan, the additional tax is equal to 25% of the amount of the premature distribution that must be included in gross income. Premature distributions are generally amounts you withdraw before you are age 59 1/2. However, the tax on premature distributions does not apply generally: 1. To amounts that are rolled over or transferred tax free; 2. To a distribution which is made on or after your death, or on account of you being disabled within the meaning of Code Section 72(m)(7); 3. To a distribution which is part of a series of substantially equal periodic payments (made at least annually) over your life or your life expectancy or the joint life or joint life expectancy of you and your Beneficiary; 4. To a distribution which is used for qualified first-time homebuyer expenses, qualified higher education expenses, certain medical expenses, or by an unemployed individual to pay health insurance premiums; or 5. To a distribution mode during a specified time period to a reservist who is called or ordered to active duty for a period in excess of 170 days or for an indefinite period. E-8 O. EXCISE TAX REPORTING Use Form 5329, Additional Taxes Attributable to Qualified Retirement Plans (Including IRAs), Annuities, and Modified Endowment Contracts, to report the excise taxes on excess contributions, premature distributions, and excess accumulations. If you do not owe any IRA, SIMPLE IRA or Roth IRA excise taxes, you do not need Form 5329. Further information can be obtained from any district office of the Internal Revenue Service. P. BORROWING If you borrow money against your Contract or use it as security for a loan, the Contract will lose its classification as an IRA, Roth IRA, or SIMPLE IRA, whichever is applicable, and you must include in gross income the fair market value of the Contract as of the first day of your tax year. In addition, you may be subject to the tax on premature distributions described above. (Note: The Contract does not allow borrowings against it, nor may it be assigned or pledged as collateral for a loan.) Q. REPORTING We will provide you with any reports required by the Internal Revenue Service. R. ESTATE TAX Generally, the value of your IRA, including your Roth IRA, is included in your gross estate for federal estate tax purposes. S. FINANCIAL DISCLOSURE 1. We deduct a daily charge from your Separate Account Contract Value equal to 1.40%, on an annual basis, of Separate Account Contract Value. May vary if optional riders are elected. 2. An annual Contract Fee of $35.00 will be assessed against the Separate Account and Fixed Account Value each Contract Year. 3. Withdrawal charges will be assessed based on the Contribution Years elapsed as described in the prospectus under the heading "Withdrawal Charge." 4. The method used to compute and allocate the annual earnings is contained in the prospectus under the heading "Accumulation Unit Value" for Separate Account Contract Value. 5. The growth in value of your Contract is neither guaranteed nor projected but is based on the investment experience of the Subaccounts or rates of interest as declared by Commonwealth Annuity. E-9 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY STATEMENT OF ADDITIONAL INFORMATION OF FLEXIBLE PAYMENT DEFERRED VARIABLE AND FIXED ANNUITY CONTRACTS FUNDED THROUGH SUB-ACCOUNT OF SEPARATE ACCOUNT KG INVESTING IN SHARES OF THE UNDERLYING PORTFOLIOS THIS STATEMENT OF ADDITIONAL INFORMATION IS NOT A PROSPECTUS. IT SHOULD BE READ IN CONJUNCTION WITH THE SCUDDER GATEWAY ELITE PROSPECTUS OF SEPARATE ACCOUNT KG, DATED APRIL 30, 2011 ("THE PROSPECTUS"). THE PROSPECTUS MAY BE OBTAINED FROM ANNUITY CLIENT SERVICES, COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY, PO BOX 758554, TOPEKA, KS 66675, TELEPHONE 1-800-782-8380. DATED APRIL 30, 2011 Commonwealth Annuity Scudder Gateway Elite TABLE OF CONTENTS GENERAL INFORMATION AND HISTORY 3 TAXATION OF THE CONTRACT, THE VARIABLE ACCOUNT AND THE COMPANY 4 SERVICES 4 UNDERWRITERS 5 ANNUITY BENEFIT PAYMENTS AND ACCUMULATION UNIT CALCULATION 6 ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM 7 DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER 7 PERFORMANCE INFORMATION 9 TAX-DEFERRED ACCUMULATION 15 FINANCIAL STATEMENTS F-1 2 GENERAL INFORMATION AND HISTORY Effective September 1, 2006, Allmerica Financial Life Insurance and Annuity Company was renamed Commonwealth Annuity and Life Insurance Company (the "Company"). The Company is a life insurance company organized under the laws of Delaware in July 1974. Prior to December 31, 2002, the Company was a wholly owned subsidiary of First Allmerica Financial Life Insurance Company ("First Allmerica)", which in turn was a direct subsidiary of Allmerica Financial Corporation ("AFC"). Effective December 31, 2002, the Company became a Massachusetts domiciled insurance company and a direct wholly-owned subsidiary of The Hanover Insurance Group ("THG," formerly Allmerica Financial Corporation). On December 30, 2005, THG completed the closing of the sale of the Company to The Goldman Sachs Group, Inc. ("Goldman Sachs"), 200 West Street, New York, NY 10282. The Company's principal office (the "Principal Office") was relocated to 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. The Company is subject to the laws of the Commonwealth of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, the Company is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. In connection with its purchase of the Company, Goldman Sachs provided certain written assurances to the Commissioner of the Massachusetts Division of Insurance (the "Commissioner"). More specifically, Goldman Sachs has agreed to make capital contributions to the Company, subject to a maximum of $250 million, if necessary to ensure that the Company maintains a risk-based capital ratio of at least 100%, pursuant to Massachusetts Insurance Law. Such assurances have been provided solely to the Commissioner by Goldman Sachs. These assurances are not evidence of indebtedness or an obligation or liability of Goldman Sachs, and do not provide Contract Owners with any specific rights or recourse against Goldman Sachs. Separate Account KG (the "Variable Account") is a separate investment account of Commonwealth Annuity and Life Insurance Company (the "Company") authorized by vote of its Board of Directors on June 13, 1996. Several Sub-Accounts of the Variable Account are available under the Scudder Gateway Elite contract (the "Contract"). Each Sub-Account invests exclusively in shares of one of the following portfolios: AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)(SERIES I SHARES) -------------------------------------------------- Invesco V.I. Utilities Fund THE ALGER PORTFOLIOS (CLASS I-2) -------------------------------- Alger Balanced Portfolio Alger Capital Appreciation Portfolio DWS INVESTMENT VIT FUNDS ------------------------ DWS Equity 500 Index VIP DWS VARIABLE SERIES I (CLASS A) ------------------------------- DWS Capital Growth VIP DWS Global Small Cap Growth VIP DWS Growth & Income VIP DWS International VIP DWS VARIABLE SERIES II (CLASS A) -------------------------------- DWS Balanced VIP DWS Blue Chip VIP DWS Core Fixed Income VIP DWS Diversified International Equity VIP DWS Dreman Small Mid Cap Value VIP DWS Global Thematic VIP DWS Government & Agency Securities VIP DWS High Income VIP DWS Large Cap Value VIP DWS Money Market VIP DWS Small Mid Cap Growth VIP DWS Strategic Income VIP 3 TAXATION OF THE CONTRACT, THE VARIABLE ACCOUNT AND THE COMPANY The Company currently imposes no charge for taxes payable in connection with the Contract, other than for state and local premium taxes and similar assessments when applicable. The Company reserves the right to impose a charge for any other taxes that may become payable in the future in connection with the Contract or the Variable Account. The Variable Account is considered to be a part of and taxed with the operations of the Company. The Company is taxed as a life insurance company under subchapter L of the Internal Revenue Code (the "Code"), and files a consolidated tax return with its parent and affiliated companies. The Company reserves the right to make a charge for any effect which the income, assets or existence of the Contract or the Variable Account may have upon its tax. Such charge for taxes, if any, will be assessed on a fair and equitable basis in order to preserve equity among classes of Contract Owners ("Owners"). The Variable Account presently is not subject to tax. SERVICES SERVICE PROVIDERS CUSTODIAN OF SECURITIES. The Company serves as custodian of the assets of the Variable Account. Underlying Portfolio shares owned by the Sub-Accounts are held on an open account basis. A Sub-Account's ownership of Underlying Portfolio shares is reflected on the records of the Underlying Portfolio and is not represented by any transferable stock certificates. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. PricewaterhouseCoopers LLP is the Company's Independent Registered Public Accounting Firm. PricewaterhouseCoopers LLP is located at 185 Asylum Street, Suite 2400, Hartford, CT 06103. MAIL ROOM AND ADMINISTRATIVE SERVICES. Goldman Sachs and the Company have retained se2, an affiliate of Security Benefit Life Insurance Company, to provide systems, administrative, accounting, mailroom and lockbox services and other services to the Company. The principal administrative offices of se2 are located at One Security Benefit Place, Topeka, Kansas, 66636. EXPERTS. The financial statements of the Company as of December 31, 2010 and 2009 and for each of the three years in the period ended December 31, 2010, and the financial statements of Separate Account KG of the Company as of December 31, 2010 and for the periods indicated, included in this Statement of Additional Information constituting part of this Registration Statement, have been so included in reliance on the reports of PricewaterhouseCoopers LLP, the Company's independent registered public accounting firm, given on the authority of said firm as experts in auditing and accounting. The financial statements of the Company included herein should be considered only as bearing on the ability of the Company to meet its obligations under the Contract. OTHER SERVICE ARRANGEMENTS CERTAIN PAYMENTS WE RECEIVE WITH REGARD TO THE FUNDS. We and our distributor, Epoch Securities, Inc., (the "Distributor") may receive payments from the Funds or their service providers (e.g., the investment adviser, administrator, distributor, and/or their affiliates). These payments may be used for a variety of purposes, including payment of expenses that we (and our affiliates) incur in promoting, marketing, and administering the Contract and, in our role as an intermediary, the Funds. We (and our affiliates) may profit from these payments. The amount of payments we receive from the Funds' service providers is based on a percentage of the assets of the particular Fund attributable to the Contract as well as certain other variable insurance products that we and/or our affiliates may issue or administer. These percentages are negotiated and vary with each Fund. These payments may be derived, in whole or in part, from the investment advisory fee deducted from Fund assets. Contract Owners, through their indirect investment in the Funds, bear the costs of these investment advisory fees (see the Funds' prospectuses for more information). Some service providers may pay us significantly more than others and the amount we receive may be substantial. These percentages currently range from 0.03% to 0.22%, and as of the date of this prospectus, we are receiving payments from EACH Fund's service providers. Additionally, certain of the Funds make payments to us or the Distributor under their distribution plans (12b-1 plans). The payment rates currently range from 0.15% to 0.25% based on the amount of assets invested in those Funds. Payments made out of the assets of the Funds will reduce the amount of assets that otherwise would be available for investment, and will reduce the return on your investment. The dollar amount of future asset based fees is not predictable because these fees are a percentage of the Fund's average net assets, which can fluctuate over time. If, however, the value of the Funds goes up, then so would the payment to us or to the Distributor. Conversely, if the value of the Fund goes down, payments to us or to the Distributor would decrease. A Fund's service provider may provide us (or our affiliates) and/or broker dealers that sell the Contracts ("selling firms") with marketing support, may pay us (or our affiliates) and/or selling firms amounts to participate in national and regional sales conferences and meetings with the sales desks, and may occasionally provide us (or our affiliates) and/or selling firms with items of relatively small value, such as promotional gifts, meals, tickets, or other similar items in the normal course of business. We and/or the Distributor also may directly or indirectly receive additional amounts or different percentages of assets under management from some of the Funds' service providers with regard to other variable insurance products we or our affiliates may issue or administer. For details about the compensation payments we make in connection with the sale of the Contracts, see "DISTRIBUTION." 4 UNDERWRITERS Effective May 1, 2008, Epoch Securities, Inc., a Delaware company located at 132 Turnpike Road, Southborough, MA 01772 ("Epoch" or "Underwriter"), became principal underwriter for the Contracts. Epoch is a corporation organized and existing under the laws of the state of Delaware, and is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. Epoch is a registered broker-dealer with the SEC and a member of the Financial Industry Regulatory Authority ("FINRA"). The Company has effectively ceased issuing new contracts except in connection with certain pre-existing contractual plans and programs. The Company paid commissions, not to exceed 7.0% of initial purchase payments, to entities that sold the Contract. The Company currently does not pay direct commissions on additional payments to the Contracts. However, alternative commission schedules may be in effect with lower initial commission amounts plus ongoing annual compensation of up to 1.0 % of the Contract's Accumulated Value. To the extent permitted by FINRA rules, promotional incentives or payments also may be provided to such entities based on the Contract's Accumulated Value sales volumes, the assumption of wholesaling functions or other sales-related criteria. Additional payments may be made for other services not directly related to the sale of the Contract, including the recruitment and training of personnel, production of promotional literature and similar services. Commissions paid by the Company do not result in any charge to Owners or to the Variable Account, in addition to the charges described under CHARGES AND DEDUCTIONS in the Prospectus. The Company intends to recoup the commission and other sales expense through a combination of anticipated surrender, withdrawal and/or annuitization charges, profits from the Company's general account, including the investment earnings on amounts allocated to accumulate on a fixed basis in excess of the interest credited on fixed accumulations by the Company, and the profit, if any, from the mortality and expense risk charge. The aggregate amounts of commissions paid to Epoch for the years 2008,2009 and 2010 were $2,728,000.25,$2,159,057.31 and $2,093,074.94, respectively. No commissions were retained by Epoch for sales of all contracts funded by the Separate Account KG (including contracts not described in the Prospectus) for the years 2008, 2009 and 2010. 5 ANNUITY BENEFIT PAYMENTS AND ACCUMULATION UNIT CALCULATION The method by which the Accumulated Value under the Contract is determined is described in detail under "Computation of Values" in the Prospectus. ILLUSTRATION OF ACCUMULATION UNIT CALCULATION USING HYPOTHETICAL EXAMPLE. The Accumulation Unit calculation for a daily Valuation Period may be illustrated by the following hypothetical example: Assume that the assets of a Sub-Account at the beginning of a one-day Valuation Period were $5,000,000; that the value of an Accumulation Unit on the previous date was $1.135000; and that during the Valuation Period, the investment income and net realized and unrealized capital gains exceed net realized and unrealized capital losses by $1,675. The Accumulation Unit Value at the end of the current Valuation Period would be calculated as follows: (1) Accumulation Unit Value -- Previous Valuation Period $ 1.135000 (2) Value of Assets -- Beginning of Valuation Period $5,000,000 (3) Excess of Investment Income and Net Gains Over Capital Losses $1,675 (4) Adjusted Gross Investment Rate for the Valuation Period (3) divided by (2) 0.000335 (5) Annual Charge (one-day equivalent of 1.40% per annum) 0.000039 (6) Net Investment Rate (4) - (5) 0.000296 (7) Net Investment Factor 1.000000 + (6) 1.000296 (8) Accumulation Unit Value -- Current Period (1) x (7) $ 1.135336
Conversely, if unrealized capital losses and charges for expenses and taxes exceeded investment income and net realized capital gains by $1,675, the Accumulation Unit Value at the end of the Valuation Period would have been $1.134576. The method for determining the amount of annuity benefit payments is described in detail under "Annuity Benefit Payment" in the Prospectus. ILLUSTRATION OF VARIABLE ANNUITY BENEFIT PAYMENT CALCULATION USING HYPOTHETICAL EXAMPLE. The determination of the Annuity Unit value and the variable annuity benefit payment may be illustrated by the following hypothetical example: Assume an Annuitant has 40,000 Accumulation Units in a Separate Account, and that the value of an Accumulation Unit on the Valuation Date used to determine the amount of the first variable annuity payment is $1.120000. Therefore, the Accumulated Value of the Contract is $44,800 (40,000 x $1.120000). Assume also that the Owner elects an option for which the first monthly payment is $6.57 per $1,000 of Accumulated Value applied. Assuming no premium tax or surrender charge, the first monthly payment would be $44.80 ($44,800 divided by $1,000) multiplied by $6.57, or $294.34. Next, assume that the Annuity Unit value for the assumed interest rate of 3.5% per annum for the Valuation Date as of which the first payment was calculated was $1.100000. Annuity Unit values will not be the same as Accumulation Unit Values because the former reflect the 3.5% assumed interest rate used in the annuity rate calculations. When the Annuity Unit value of $1.100000 is divided into the first monthly payment, the number of Annuity Units represented by that payment is determined to be 267.5818. The value of this same number of Annuity Units will be paid in each subsequent month under most options. Assume further that the net investment factor for the Valuation Period applicable to the next annuity benefit payment is 1.000190. Multiplying this factor by .999906 (the one-day adjustment factor for the assumed interest rate of 3.5% per annum) produces a factor of 1.000096. This then is multiplied by the Annuity Unit value on the immediately preceding Valuation Date (assumed here to be $1.105000). The result is an Annuity Unit value of $1.105106 for the current monthly payment. The current monthly payment then is determined by multiplying the number of Annuity Units by the current Annuity Unit value, or 267.5818 times $1.105106, which produces a current monthly payment of $295.71. 6 METHOD FOR DETERMINING COMMUTED VALUE ON VARIABLE ANNUITY PERIOD CERTAIN OPTIONS AND ILLUSTRATION USING HYPOTHETICAL EXAMPLE. The Contract offers both commutable and non-commutable fixed period certain annuity options and commutable variable period certain annuity options. A commutable option gives the Annuitant the right to exchange any remaining payments for a lump sum payment based on the commuted value. The commuted value is the present value of remaining payments calculated at 3.5% interest. The determination of the commuted value may be illustrated by the following hypothetical example. Assume a commutable period certain option is elected. The number of Annuity Units upon which each payment is based would be calculated using the Surrender Value less any premium tax rather than the Accumulated Value. Assume this results in 250.0000 Annuity Units. Assume the commuted value is requested with 60 monthly payments remaining and a current Annuity Unit Value of $1.200000. Based on these assumptions, the dollar amount of remaining payments would be $300 a month for 60 months. The present value at 3.5% of all remaining payments would be $16,560.72. ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM To the extent permitted by law, the Company reserves the right to offer an Enhanced Automatic Transfer (Dollar Cost Averaging) Program from time to time. If an Owner elects automatic transfers while the enhanced program is in effect, the Company will credit an enhanced interest rate to eligible payments made to the Enhanced Automatic Transfer Program. Eligible payments: - must be new payments to the Contract, including the initial payment, - must be allocated to the Fixed Account, which will be the source account, - must be automatically transferred out of the Fixed Account to one or more Sub-Accounts over a specified time period and - will receive the enhanced rate while they remain in the Fixed Account. Any new eligible payments made to an existing Enhanced Automatic Transfer program will start a new Enhanced Automatic Transfer program. In this case, the following rules apply: - The money remaining in the Fixed Account from the original program will be combined with the new eligible payment to determine the new monthly transfer amount. - The new monthly transfer amount will be transferred out of the Fixed Account in accordance with the allocation instructions specified for the new payment. If no allocation instructions are specified with the new eligible payment, the allocation instructions for the original eligible payment will be used. The new monthly transfer amount will be transferred out of the Fixed Account on a LIFO (last-in, first-out basis) to the selected Sub-Accounts on the date designated for the new eligible payment. - A new enhanced interest rate may be applied to the new eligible payment, while the money remaining in the Fixed Account from the original program will continue to receive the enhanced rate in effect at the time the older payment was received. DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER Effective January 31, 2002, the Company terminated the availability of the optional Minimum Guaranteed Annuity Payout (M-GAP) Rider. This termination does not affect M-GAP Riders issued prior to dateYear2002Day31Month1January 31, 2002 except that Owners who have previously elected the M-GAP Rider will not be able to purchase a new M-GAP Rider under the repurchase feature. The M-GAP Rider provides a guaranteed minimum amount of fixed annuity lifetime income during the annuity payout phase, after a ten year or fifteen year waiting period, subject to the conditions described below. On each Contract anniversary a Minimum Guaranteed Annuity Payout Benefit Base (less any applicable premium taxes) is determined. The Minimum Guaranteed Annuity Payout Benefit Base is the value that will be annuitized should you exercise the Rider. In order to exercise the Rider, a fixed annuitization option involving a life contingency must be selected. Annuitization under this Rider 7 will occur at the Company's guaranteed annuity option rates listed under the Annuity Option Tables in the Contract. The Minimum Guaranteed Annuity Payout Benefit Base is equal to the greatest of: (a) the Accumulated Value increased by any positive Market Value Adjustment, if applicable, on the Contract Anniversary that the M-GAP Benefit Base is being determined; (b) the Accumulated Value on the effective date of the Rider accumulated daily at an effective annual yield of 5% plus gross payments made thereafter accumulated daily at an effective annual yield of 5%, starting on the date each payment is applied, proportionately reduced to reflect withdrawals; or (c) the highest Accumulated Value on any Contract anniversary since the Rider effective date, as determined after being increased for subsequent payments and proportionately reduced for subsequent withdrawals. For each withdrawal described in (b) and (c) above, the proportionate reduction is calculated by multiplying the (b) or (c) value, whichever is applicable, determined immediately prior to the withdrawal by the following fraction: amount of the withdrawal ---------------------------------------------------------------- Accumulated Value determined immediately prior to the withdrawal EXERCISING THE M-GAP RIDER. - The Owner may only exercise the M-GAP Rider within thirty days after any Contract anniversary following the expiration of a ten or fifteen-year waiting period from the effective date of the Rider. - The Owner may only annuitize under a fixed annuity payout option involving a life contingency as provided under "DESCRIPTION OF ANNUITY PAYOUT OPTIONS" in the Prospectus. - The Owner may only annuitize at the Company's guaranteed fixed annuity option rates listed under the Annuity Option Tables in the Contract. TERMINATING THE M-GAP RIDER. The Owner may not terminate the M-GAP Rider prior to the seventh Contract anniversary after the effective date of the Rider. The Owner may terminate the Rider at any time after the seventh Contract anniversary following the effective date of the Rider. The Rider will terminate automatically upon surrender of the Contract or the date that a death benefit is payable if the Contract is not continued under "THE SPOUSE OF THE OWNER AS BENEFICIARY" under DESCRIPTION OF THE CONTRACT in the Prospectus. From time to time the Company may illustrate minimum guaranteed income amounts under the M-GAP Rider for individuals based on a variety of assumptions, including varying rates of return on the value of the Contract during the accumulation phase, annuity payout periods, annuity payout options and M-GAP Rider waiting periods. Any assumed rates of return are for purposes of illustration only and are not intended as a representation of past or future investment rates of return. For example, the illustration below assumes an initial payment of $100,000 for an Annuitant age 60 (at issue) and exercise of an M-GAP Rider with a ten-year waiting period. The illustration assumes that no subsequent payments or withdrawals are made and that the annuity payout option is a Life Annuity With Payments Guaranteed for 10 years. The values below have been computed based on a 5% net rate of return and are the guaranteed minimums that would be received under the M-GAP Rider. The minimum guaranteed benefit base amounts are the values that will be annuitized. Minimum guaranteed annual income values are based on a fixed annuity payout.
MINIMUM MINIMUM CONTRACT GUARANTEED GUARANTEED ANNIVERSARY BENEFIT BASE ANNUAL AT EXERCISE INCOME(1) ----------- ------------ ----------- 10 $162,889 $12,153 15 $207,892 $17,695
8 (1) Other fixed annuity options involving a life contingency other than Life Annuity With Payments Guaranteed for 10 years are available. See "DESCRIPTION OF ANNUITY PAYOUT OPTIONS" in the Prospectus. The M-GAP Rider does not create Accumulated Value or guarantee performance of any investment option. Because this Rider is based on guaranteed actuarial factors, the level of lifetime income that it guarantees may often be less than the level that would be provided by applying the then current annuity factors. Therefore, the Rider should be regarded as providing a guarantee of a minimum amount of annuity income. As described above, withdrawals will reduce the benefit base. PERFORMANCE INFORMATION Performance information for a Sub-Account may be compared, in reports and promotional literature, to certain indices described in the Prospectus under PERFORMANCE INFORMATION. In addition, the Company may provide advertising, sales literature, periodic publications or other material information on various topics of interest to Owners and prospective Owners. These topics may include the relationship between sectors of the economy and the economy as a whole and its effect on various securities markets, investment strategies and techniques (such as value investing, market timing, dollar cost averaging, asset allocation, constant ratio transfer and account rebalancing), the advantages and disadvantages of investing in tax-deferred and taxable investments, customer profiles and hypothetical purchase and investment scenarios, financial management and tax and retirement planning, and investment alternatives to certificates of deposit and other financial instruments, including comparisons between the Contract and the characteristics of and market for such financial instruments. Total return data and supplemental total return information may be advertised based on the period of time that an Underlying Portfolio and/or an underlying Sub-Account have been in existence, even if longer than the period of time that the Contract has been offered. The results for any period prior to a Contract being offered will be calculated as if the Contract had been offered during that period of time, with all charges assumed to be those applicable to the Contract. TOTAL RETURN "Total Return" refers to the total of the income generated by an investment in a Sub-Account and of the changes of value of the principal invested (due to realized and unrealized capital gains or losses) for a specified period, reduced by the Sub-Account's asset charge and any applicable surrender charge which would be assessed upon complete withdrawal of the investment. Total Return figures are calculated by standardized methods prescribed by rules of the Securities and Exchange Commission (the "SEC"). The quotations are computed by finding the average annual compounded rates of return over the specified periods that would equate the initial amount invested to the ending redeemable values, according to the following formula: P(1 + T) TO THE POWER OF (n) = ERV Where: P = a hypothetical initial payment to the Variable Account of $1,000 T = average annual total return N = number of years ERV = the ending redeemable value of the $1,000 payment at the end of the specified period The calculation of Total Return includes the annual charges against the asset of the Sub-Account. This charge is 1.40% on an annual basis. The calculation of ending redeemable value assumes (1) the Contract was issued at the beginning of the period, and (2) a complete surrender of the Contract at the end of the period. The deduction of the surrender charge, if any, applicable at the end of the period is included in the calculation, according to the following schedule: 9
YEARS FROM DATE OF CHARGE AS PERCENTAGE OF PAYMENT TO DATE OF NEW PURCHASE PAYMENTS WITHDRAWAL WITHDRAWN* ------------------ ----------------------- Less than 1 7% Less than 2 6% Less than 3 5% Less than 4 4% Less than 5 3% Less than 6 2% Thereafter 0%
* Subject to the maximum limit described in the Prospectus. No surrender charge is deducted upon expiration of the periods specified above. In each calendar year, a certain amount (withdrawal without surrender charge amount, as described in the Prospectus) is not subject to the surrender charge. The calculations of Total Return reflect the deduction of the $35 annual Contract fee. SUPPLEMENTAL TOTAL RETURN INFORMATION The Supplemental Total Return Information in this section refers to the total of the income generated by an investment in a Sub-Account and of the changes of value of the principal invested (due to realized and unrealized capital gains or losses) for a specified period reduced by the Sub-Account's asset charges. It is assumed, however, that the investment is NOT withdrawn at the end of each period. The quotations of Supplemental Total Return are computed by finding the average annual compounded rates of return over the specified periods that would equate the initial amount invested to the ending values, according to the following formula: P(1 + T) TO THE POWER OF (n) = EV Where: P = a hypothetical initial payment to the Variable Account of $1,000 T = average annual total return n = number of years EV = the ending value of the $1,000 payment at the end of the specified period The calculation of Supplemental Total Return reflects the 1.40% annual charge against the assets of the Sub-Accounts. The ending value assumes that the Contract is NOT surrendered at the end of the specified period, and therefore there is no adjustment for the surrender charge that would be applicable if the Contract was surrendered at the end of the period. The calculation of supplemental total return does not include the deduction of the $35 annual Contract fee. PERFORMANCE TABLES. Quotations of average annual total return as shown in Table 1A are calculated in the manner prescribed by the SEC and show the percentage rate of return of a hypothetical initial investment of $1,000 for the most recent one, five and ten year period or for a period covering the time the Sub-Account has been in existence, if less than the prescribed periods. The calculation is adjusted to reflect the deduction of the annual Sub-Account asset charge of 1.40%, the Underlying Portfolio charges, the annual Contract fee and the 10 surrender charge which would be assessed if the investment were completely withdrawn at the end of the specified period. The calculation is not adjusted to reflect the deduction of any rider charge. Quotations of supplemental average total returns, as shown in Table 1B, are calculated in exactly the same manner and for the same periods of time except that they do not reflect the Contract fee and assume that the Contract is not surrendered at the end of the periods shown. The performance shown in Tables 2A and 2B is calculated in exactly the same manner as that in Tables 1A and 1B, respectively; however, the period of time is based on the Underlying Portfolios' lifetime, which may predate the Sub-Account's inception date. These performance calculations are based on the assumption that the Sub-Account corresponding to the applicable Underlying Portfolio was actually in existence throughout the stated period and that the contractual charges and expenses during that period were equal to those currently assessed under the Contract. COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY TABLE 1A AVERAGE ANNUAL TOTAL RETURNS OF SUB-ACCOUNT FOR PERIODS ENDING DECEMBER 31, 2010 SINCE INCEPTION OF SUB-ACCOUNT (ASSUMING COMPLETE WITHDRAWAL OF THE INVESTMENT)
10 YEARS SUB-ACCOUNT FOR YEAR (OR SINCE INCEPTION ENDED INCEPTION DATE 12/31/10 5 YEARS IF LESS) ----------- ---------- ------- ---------- Alger Balanced Portfolio 11/15/99 2.27 0.74 1.40 Alger Capital Appreciation Portfolio 11/15/99 5.70 6.51 1.89 DWS Equity 500 Index VIP 9/1/99 6.31 0.05 -0.37 DWS Capital Growth VIP 5/11/98 8.15 1.86 -1.19 DWS Global Small Cap Growth VIP 5/6/98 17.79 2.54 3.55 DWS Growth & Income VIP 5/1/98 6.02 -0.27 -0.53 DWS International VIP 5/6/98 -5.82 -1.71 -1.59 DWS Balanced VIP 11/29/96 2.80 0.56 0.07 DWS Blue Chip VIP 5/1/97 5.27 0.11 0.08 DWS Core Fixed Income VIP 12/12/96 -1.33 -1.93 1.04 DWS Diversified International Equity VIP 11/13/96 2.74 -0.59 0.57 DWS Dreman Small Mid Cap Value VIP 11/13/96 14.24 4.40 9.30 DWS Global Thematic VIP 5/12/98 5.37 1.39 2.87 DWS Government & Agency Securities VIP 12/4/96 -1.25 3.83 3.79 DWS High Income VIP 11/13/96 5.51 4.03 5.58 DWS Large Cap Value VIP 11/13/96 2.50 0.70 2.37 DWS Money Market VIP 11/20/96 -7.31 0.50 0.72 DWS Small Mid Cap Growth VIP 12/4/96 20.45 -1.59 -4.26 DWS Strategic Income VIP 5/1/97 2.03 5.43 5.71 INVESCO V.I. Utilities Fund 5/1/01 -1.43 2.58 0.07
11 TABLE 1B SUPPLEMENTAL AVERAGE ANNUAL TOTAL RETURNS FOR PERIODS ENDING DECEMBER 31, 2010 SINCE INCEPTION OF SUB-ACCOUNT (ASSUMING NO WITHDRAWAL OF THE INVESTMENT)
10 YEARS FOR YEAR (OR SINCE SUB-ACCOUNT ENDED INCEPTION INCEPTION DATE 12/31/10 5 YEARS IF LESS) -------------- -------- -------- ---------- Alger Balanced Portfolio 11/15/99 8.79 1.31 1.45 Alger Capital Appreciation Portfolio 11/15/99 12.43 7.01 1.94 DWS Equity 500 Index VIP 9/1/99 13.10 0.64 -0.30 DWS Capital Growth VIP 5/11/98 15.07 2.47 -1.07 DWS Global Small Cap Growth VIP 5/6/98 24.87 3.16 3.64 DWS Growth & Income VIP 5/1/98 12.80 0.32 -0.45 DWS International VIP 5/6/98 0.20 -1.13 -1.50 DWS Balanced VIP 11/29/96 9.67 1.45 0.47 DWS Blue Chip VIP 5/1/97 12.18 0.90 0.38 DWS Core Fixed Income VIP 12/12/96 5.02 -1.30 1.14 DWS Diversified International Equity VIP 11/13/96 9.38 0.06 0.72 DWS Dreman Small Mid Cap Value VIP 11/13/96 21.35 5.00 9.37 DWS Global Thematic VIP 5/12/98 12.06 1.94 2.90 DWS Government & Agency Securities VIP 12/4/96 5.12 4.46 3.89 DWS High Income VIP 11/13/96 12.40 4.76 5.76 DWS Large Cap Value VIP 11/13/96 9.22 1.46 2.59 DWS Money Market VIP 11/20/96 -1.39 1.07 0.77 DWS Small Mid Cap Growth VIP 12/4/96 27.63 -0.87 -3.95 DWS Strategic Income VIP 5/1/97 8.51 5.94 5.73 INVESCO V.I. Utilities Fund 5/1/01 4.81 3.11 0.08
12 TABLE 2A AVERAGE ANNUAL TOTAL RETURNS FOR PERIODS ENDING DECEMBER 31, 2010 SINCE INCEPTION OF UNDERLYING PORTFOLIO (1) (ASSUMING COMPLETE WITHDRAWAL OF THE INVESTMENT)
10 YEARS FOR YEAR (OR SINCE PORTFOLIO ENDED INCEPTION INCEPTION DATE 12/31/10 5 YEARS IF LESS) -------------- --------- ------- --------- Alger Balanced Portfolio 9/5/89 2.27 0.74 1.40 Alger Capital Appreciation Portfolio 1/25/95 5.70 6.51 1.89 DWS Equity 500 Index VIP 9/1/99 6.31 0.05 -0.37 DWS Capital Growth VIP 7/16/85 8.15 1.86 -1.19 DWS Global Small Cap Growth VIP 5/1/96 17.79 2.54 3.55 DWS Growth & Income VIP 5/2/94 6.02 -0.27 -0.53 DWS International VIP 5/1/87 -5.82 -1.71 -1.59 DWS Balanced VIP 4/6/82 2.80 0.56 0.07 DWS Blue Chip VIP 5/1/97 5.27 0.11 0.08 DWS Core Fixed Income VIP 5/1/96 -1.33 -1.93 1.04 DWS Diversified International Equity VIP 1/6/92 2.74 -0.59 0.57 DWS Dreman Small Mid Cap Value VIP 5/1/96 14.24 4.40 9.30 DWS Global Thematic VIP 5/5/98 5.37 1.39 2.87 DWS Government & Agency Securities VIP 9/3/87 -1.25 3.83 3.79 DWS High Income VIP 4/6/82 5.51 4.03 5.58 DWS Large Cap Value VIP 5/1/96 2.50 0.70 2.37 DWS Money Market VIP 4/6/82 -7.31 0.50 0.72 DWS Small Mid Cap Growth VIP 5/2/94 20.45 -1.59 -4.26 DWS Strategic Income VIP 5/1/97 2.03 5.43 5.71 INVESCO V.I. Utilities Fund 1/3/95 -1.43 2.58 -0.08
(1) Many of the Underlying Portfolios in which the Sub-Accounts invest existed prior to the date the Sub-Accounts commenced operations. In this table, the specified period is based on the inception date of each Underlying Portfolio rather than the inception date of the Sub-Account. As such, the table represents what the performance of a Sub-Account would have been if the Sub-Account had been both in existence and invested in the corresponding Underlying Portfolio since the date indicated. In that respect, these numbers are hypothetical and are not the actual performance numbers for the Sub-Accounts or the Contract. 13 TABLE 2B SUPPLEMENTAL AVERAGE ANNUAL TOTAL RETURNS FOR PERIODS ENDING DECEMBER 31, 2010 SINCE INCEPTION OF UNDERLYING PORTFOLIO (1) (ASSUMING NO WITHDRAWAL OF THE INVESTMENT)
10 YEARS FOR YEAR (OR SINCE PORTFOLIO ENDED INCEPTION INCEPTION DATE 12/31/10 5 YEARS IF LESS) --------------- --------- ------- --------- Alger Balanced Portfolio 9/5/89 8.79 1.31 1.45 Alger Capital Appreciation Portfolio 1/25/95 12.43 7.01 1.94 DWS Equity 500 Index VIP 9/1/99 13.10 0.64 -0.30 DWS Capital Growth VIP 7/16/85 15.07 2.47 -1.07 DWS Global Small Cap Growth VIP 5/1/96 24.87 3.16 3.64 DWS Growth & Income VIP 5/2/94 12.80 0.32 -0.45 DWS International VIP 5/1/87 0.20 -1.13 -1.50 DWS Balanced VIP 4/6/82 9.67 1.45 0.47 DWS Blue Chip VIP 5/1/97 12.18 0.90 0.38 DWS Core Fixed Income VIP 5/1/96 5.02 -1.30 1.14 DWS Diversified International Equity VIP 1/6/92 9.38 0.06 0.72 DWS Dreman Small Mid Cap Value VIP 5/1/96 21.35 5.00 9.37 DWS Global Thematic VIP 5/5/98 12.06 1.94 2.90 DWS Government & Agency Securities VIP 9/3/87 5.12 4.46 3.89 DWS High Income VIP 4/6/82 12.40 4.76 5.76 DWS Large Cap Value VIP 5/1/96 9.22 1.46 2.59 DWS Money Market VIP 4/6/82 -1.39 1.07 0.77 DWS Small Mid Cap Growth VIP 5/2/94 27.63 -0.87 -3.95 DWS Strategic Income VIP 5/1/97 8.51 5.94 5.73 INVESCO V.I. Utilities Fund 1/3/95 4.81 3.11 -0.08
(1) Many of the Underlying Portfolios in which the Sub-Accounts invest existed prior to the date the Sub-Accounts commenced operations. In this table, the specified period is based on the inception date of each Underlying Portfolio rather than the inception date of the Sub-Account. As such, the table represents what the performance of a Sub-Account would have been if the Sub-Account had been both in existence and invested in the corresponding Underlying Portfolio since the date indicated. In that respect, these numbers are hypothetical and are not the actual performance numbers for the Sub-Accounts or the Contract. 14 YIELD AND EFFECTIVE YIELD - THE DWS MONEY MARKET SUB-ACCOUNT Set forth below is yield and effective yield information for the DWS Money Market Sub-Account for the seven-day period ended December 31, 2010: Yield -1.39% Effective Yield -1.38% The yield and effective yield figures are calculated by standardized methods prescribed by rules of the SEC. Under those methods, the yield quotation is computed by determining the net change (exclusive of capital changes) in the value of a hypothetical pre-existing account having a balance of one accumulation unit of the Sub-Account at the beginning of the period, dividing the difference by the value of the account at the beginning of the same period to obtain the base period return, and then multiplying the return for a seven-day base period by (365/7), with the resulting yield carried to the nearest hundredth of one percent. The DWS Money Market Sub-Account computes effective yield by compounding the unannualized base period return by using the formula: Effective Yield = [(base period return + 1) TO THE POWER OF (365/7) ] - 1 The calculations of yield and effective yield reflect the $35 Contract fee. TAX-DEFERRED ACCUMULATION
NON-QUALIFIED CONVENTIONAL ANNUITY CONTRACT SAVINGS PLAN (AFTER-TAX CONTRIBUTIONS AND TAX-DEFERRED EARNINGS) -------------------------------------------------- ----------------------------- TAXABLE LUMP SUM AFTER-TAX CONTRIBUTIONS NO WITHDRAWALS SUM WITHDRAWAL AND TAXABLE EARNINGS -------------------- ----------------------- ----------------------------- Years 10 $107,946 $86,448 $81,693 Years 20 233,048 165,137 133,476 Years 30 503,133 335,021 218,082
This chart compares the accumulation of a $50,000 initial investment into a non-qualified annuity contract with a conventional savings plan. Contributions to the non-qualified annuity contract and the conventional savings plan are made after tax. Only the gain in the non-qualified annuity contract will be subject to income tax in a taxable lump sum withdrawal. The chart assumes a 37.1% federal marginal tax rate and an 8% annual return. The 37.1% federal marginal tax is based on a marginal tax rate of 36%, representative of the target market, adjusted to reflect a decrease of $3 of itemized deductions for each $100 of income over $117,950. Tax rates are subject to change as is the tax-deferred treatment of the Contract. Income on non-qualified annuity contracts is taxed as ordinary income upon withdrawal. A 10% tax penalty may apply to early withdrawals. See "FEDERAL TAX CONSIDERATIONS" in the Prospectus. The chart does not reflect the following charges and expenses under the Contract: 1.25% for mortality and expense risk; 0.15% administration charges; 7% maximum surrender charge; and $35 annual Contract fee. The tax-deferred accumulation would be reduced if these charges were reflected. No implication is intended by the use of these assumptions that the return shown is guaranteed in any way or that the return shown represents an average or expected rate of return over the period of the Contract. (IMPORTANT -- THIS IS NOT AN ILLUSTRATION OF YIELD OR RETURN.) Unlike savings plans, contributions to non-qualified annuity contracts provide tax-deferred treatment on earnings. In addition, contributions to tax-deferred retirement annuities are not subject to current tax in the year of contribution. When monies are received from a non-qualified annuity contract (and you have many different options on how you receive your funds), they are subject to income tax. At the time of receipt, if the person receiving the monies is retired, not working or has additional tax exemptions, these monies may be taxed at a lesser rate. FINANCIAL STATEMENTS Financial Statements are included for Commonwealth Annuity and Life Insurance Company and for its Separate Account KG. 15 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholder of Commonwealth Annuity and Life Insurance Company: In our opinion, the accompanying consolidated balance sheets and the related consolidated statements of operations, shareholder's equity, comprehensive income and cash flows present fairly, in all material respects, the financial position of Commonwealth Annuity and Life Insurance Company and its subsidiaries at December 31, 2010 and December 31,2009, and the results of their operations and their cash flows for each of the three years in the period ended December 31, 2010 in conformity with accounting principles generally accepted in the United States of America. These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. /s/ PricewaterhouseCoopers LLP Hartford, Connecticut April 21, 2011 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED BALANCE SHEETS
DECEMBER 31, 2010 2009 ----------------------------------------------------------------------------------------------------------- (IN MILLIONS, EXCEPT PER SHARE DATA) ASSETS Investments: Available-for-sale fixed maturities at fair value (amortized cost of $2,647.6 and $2,797.8 in 2010 and 2009, respectively) $ 2,844.3 $ 2,954.4 Trading fixed maturities at fair value (amortized cost of $491.2 and $397.2 in 2010 and 2009, respectively) 526.4 424.5 Equity securities at fair value (cost of $0.1 in 2010 and 2009, respectively) 0.1 0.1 Policy loans 306.4 320.3 --------- --------- Total investments 3,677.2 3,699.3 --------- --------- Cash and cash equivalents 251.4 300.2 Accrued investment income 41.7 41.1 Premiums, accounts and notes receivable, net 2.0 2.7 Reinsurance receivable on paid and unpaid losses, benefits, unearned premiums and modified coinsurance 4,725.0 4,824.1 Value of business acquired 27.3 30.3 Deferred policy acquisition costs 207.1 243.3 Deferred federal income taxes 80.4 137.9 Derivative instruments receivable 115.0 149.3 Other assets 31.0 20.5 Separate account assets 4,023.6 4,186.5 --------- --------- Total assets $13,181.7 $13,635.2 ========= ========= LIABILITIES Policy liabilities and accruals: Future policy benefits (includes liabilities with a fair value of $585.3 and $579.0 in 2010 and 2009, respectively) $ 5,476.9 $ 5,870.2 Outstanding claims and losses (includes liabilities with a fair value of $5.8 and $6.5 in 2010 and 2009, respectively) 88.6 101.7 Contractholder deposit funds and other policy liabilities (includes liabilities with a fair value of $97.2 and $98.6 in 2010 and 2009, respectively) 234.7 282.5 --------- --------- Total policy liabilities and accruals 5,800.2 6,254.4 --------- --------- Derivative instruments payable 98.0 137.4 Collateral on derivative instruments 11.6 53.6 Securities sold under agreements to repurchase 89.6 -- Dividend payable to shareholder 250.0 -- Accrued expenses and other liabilities 69.5 83.5 Reinsurance payable 1,964.0 1,941.5 Separate account liabilities 4,023.6 4,186.5 --------- --------- Total liabilities $12,306.5 $12,657.0 --------- --------- Commitments and contingencies (Notes 18 and 19) SHAREHOLDER'S EQUITY Common stock, $1,000 par value, 10,000 shares authorized, 2,526 shares issued and outstanding $ 2.5 $ 2.5 Additional paid-in capital 716.9 716.9 Accumulated other comprehensive income 94.2 66.6 Retained earnings 61.6 192.2 --------- --------- Total shareholder's equity 875.2 978.2 --------- --------- Total liabilities and shareholder's equity $13,181.7 $13,635.2 ========= =========
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 1 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF OPERATIONS
FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 ----------------------------------------------------------------------------------------------- (IN MILLIONS) REVENUES Premiums $ 51.0 $ 48.5 $ -- Universal life and investment product policy fees 193.3 234.7 189.6 Net investment income 191.4 323.3 125.6 Net realized investment gains/(losses) Total other-than-temporary impairment ("OTTI") losses -- (10.0) (42.0) OTTI losses recognized in other comprehensive income -- (2.6) -- ------------------------ Net OTTI losses recognized in earnings -- (7.4) (42.0) Net realized capital gains/(losses), excluding net OTTI losses recognized in earnings 91.0 30.0 (7.6) ------------------------ Total net realized investment gains/(losses) 91.0 22.6 (49.6) Other income 33.6 7.1 21.6 ------------------------ Total revenues 560.3 636.2 287.2 ------------------------ BENEFITS, LOSSES AND EXPENSES Policy benefits, claims, losses and loss adjustment expenses 259.1 346.5 297.1 Policy acquisition expenses 64.5 96.8 106.9 (Gains)/losses on derivative instruments (4.9) 27.5 (175.6) Other operating expenses 79.7 67.6 59.5 ------------------------ Total benefits, losses and expenses 398.4 538.4 287.9 ------------------------ Income/(loss) before federal income taxes 161.9 97.8 (0.7) ------------------------ FEDERAL INCOME TAX EXPENSE ------------------------ Total federal income tax expense 42.7 6.3 10.8 ------------------------ Net income/(loss) $119.2 $ 91.5 $(11.5) ========================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF SHAREHOLDER'S EQUITY
ADDITIONAL ACCUMULATED OTHER TOTAL COMMON PAID-IN COMPREHENSIVE RETAINED SHAREHOLDER'S (IN MILLIONS) STOCK CAPITAL INCOME/(LOSS) EARNINGS EQUITY ---------------------------------------------------------------------------------------------------- BALANCE AT JANUARY 1, 2008 $2.5 $416.9 $ (3.2) $ 161.2 $577.4 ============================================================= Net loss (11.5) (11.5) Other comprehensive income - Net unrealized losses (21.8) (21.8) Capital contribution 50.0 50.0 ------------------------------------------------------------- BALANCE AT DECEMBER 31, 2008 $2.5 $466.9 $(25.0) $ 149.7 $594.1 ============================================================= Net income 91.5 91.5 Cumulative effect of change in accounting principle, net of income tax (7.9) 11.0 3.1 Other comprehensive income - Net unrealized gains 99.5 99.5 Capital contribution 250.0 250.0 Dividend to shareholder (60.0) (60.0) ------------------------------------------------------------- BALANCE AT DECEMBER 31, 2009 $2.5 $716.9 $ 66.6 $ 192.2 $978.2 ============================================================= Net income 119.2 119.2 Other comprehensive income - Net unrealized gains 27.6 0.2 27.8 Dividend to shareholder (250.0) (250.0) ------------------------------------------------------------- BALANCE AT DECEMBER 31, 2010 $2.5 $716.9 $ 94.2 $ 61.6 $875.2 =============================================================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 3 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME
FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 ----------------------------------------------------------------------------------------- (IN MILLIONS) Net income/(loss) $119.2 $ 91.5 $(11.5) ------------------------ Other comprehensive income/(loss): Available-for-sale securities, net of policyholder amounts: Net appreciation/(depreciation) during the period 42.5 153.1 (33.5) (Expense)/benefit for deferred federal income taxes (14.9) (53.6) 11.7 ------------------------ Total available-for-sales securities 27.6 99.5 (21.8) ------------------------ Comprehensive income/(loss) $146.8 $191.0 $(33.3) ========================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 4 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF CASH FLOWS
FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 ------------------------------------------------------------------------------------------------------------------- (IN MILLIONS) CASH FLOWS FROM OPERATING ACTIVITIES Net income/(loss) $ 119.2 $ 91.5 $ (11.5) Adjustments to reconcile net income/(loss) to net cash (used in)/provided by operating activities: Changes in fair value of trading fixed maturities (7.8) (27.5) -- Net realized investment (gains)/losses (91.0) (22.6) 49.6 Non cash derivative activity 29.8 27.4 (172.6) Net accretion and amortization on investments (68.5) (56.6) (1.1) Net amortization and depreciation 64.8 100.7 107.5 Interest credited to contractholder deposit funds and trust instruments supported by funding obligations 0.9 0.8 -- Deferred federal income taxes 42.7 6.3 10.8 Change in deferred policy acquisition costs -- (4.1) 13.8 Change in premiums and notes receivable, net of reinsurance premiums payable 23.2 7.7 4.1 Change in accrued investment income (0.6) (5.3) (1.0) Change in policy liabilities and accruals, net (430.2) (372.2) 622.5 Change in reinsurance receivable and modified coinsurance 99.1 109.6 (502.6) Change in accrued expenses and other liabilities (14.4) (64.1) (9.9) Other, net (52.8) 57.6 11.5 --------------------------------- Net cash (used in)/provided by operating activities (285.6) (150.8) 121.1 --------------------------------- CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from disposals of available-for-sale fixed maturities 1,776.9 1,509.7 1,511.5 Proceeds from maturities of available-for-sale fixed maturities 45.4 519.6 39.3 Proceeds from disposals of trading fixed maturities 108.8 68.0 -- Proceeds from maturities of trading fixed maturities 4.8 49.1 -- Proceeds from other investments 364.2 349.8 271.9 Business acquisitions, net of cash acquired -- 7.2 -- Purchase of available-for-sale fixed maturities (1,515.5) (2,239.5) (1,580.2) Purchase of trading fixed maturities (200.7) (60.5) -- Purchase of other investments (389.1) (288.4) (212.9) --------------------------------- Net cash provided by/(used in) investing activities 194.8 (85.0) 29.6 --------------------------------- CASH FLOWS FROM FINANCING ACTIVITIES Settlement of repurchase agreements (101.2) -- -- Proceeds from issuance of repurchase agreements 190.6 -- -- (Withdrawals from)/deposits in contractholder deposit funds (46.6) 69.5 19.3 Withdrawals from trust instruments supported by funding obligations (0.8) (0.9) -- Capital contribution -- 250.0 50.0 Dividend to shareholder -- (60.0) -- --------------------------------- Net cash provided by financing activities 42.0 258.6 69.3 --------------------------------- Net change in cash and cash equivalents (48.8) 22.8 220.0 Cash and cash equivalents, beginning of period 300.2 277.4 57.4 --------------------------------- Cash and cash equivalents, end of period $ 251.4 $ 300.2 $ 277.4 =================================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS 5 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 1. ORGANIZATION Commonwealth Annuity and Life Insurance Company ("the Company") is a stock life insurance company organized under the laws of Massachusetts, and is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("Goldman Sachs"). The Company manages blocks of fixed and variable annuities, universal and variable universal life insurance, traditional life insurance and to a lesser extent group retirement products. 2. BASIS OF PRESENTATION The accompanying audited consolidated financial statements have been prepared in accordance with generally accepted accounting principles in the United States ("U.S. GAAP"). The preparation of financial statements in conformity with US GAAP requires the Company to make estimates and assumptions that affect the amounts reported in the consolidated financial statements and accompanying notes. The most significant estimates are those used in determining the fair value of financial instruments, deferred policy acquisition costs ("DAC"), value of business acquired ("VOBA"), liabilities for future contract and policyholder benefits, other-than-temporary impairments of investments, and valuation allowance on deferred tax assets. Although these and other estimates and assumptions are based on the best available information, actual results could differ from those estimates. On January 2, 2009, The Hanover Insurance Group, Inc. ("THG") sold all the outstanding shares of capital stock of First Allmerica Financial Life Insurance Company ("FAFLIC") to the Company pursuant to a Stock Purchase Agreement entered into on July 30, 2008. The Company paid a purchase price of $105.8 million. Coincident with the sale transaction, FAFLIC and The Hanover Insurance Company ("HIC") entered into a reinsurance contract whereby HIC assumed FAFLIC's exited accident and health insurance business through a 100% coinsurance agreement totaling $113.5 million in net liabilities. An equal amount of assets was also transferred as part of this agreement. The FAFLIC transaction was accounted for using the purchase method of accounting under Financial Accounting Standards Board ("FASB") Accounting Standards Codification ("ASC") 805, "Business Combinations" and purchase accounting adjustments were "pushed down" to FAFLIC's financial statements accordingly. Under the purchase method of accounting, assets acquired and liabilities assumed were recorded at fair value at the date of purchase. See Note 4 for further information about the purchase accounting balance sheet. The consolidated financial statements include the accounts of the Company and its subsidiaries. As of December 31, 2010, the Company directly owned all of the outstanding shares of FAFLIC, which manages run-off blocks of traditional life insurance, universal and variable universal life insurance, group retirement products, a Guaranteed Investment Contract ("GIC"), variable annuities and an exited accident and health business. 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. FINANCIAL INSTRUMENTS In the normal course of business, the Company enters into transactions involving various types of financial instruments. The Company separates its financial instruments into two categories: cash instruments and derivative contracts. The Company accounts for its financial instruments at fair value in accordance with ASC 820. The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. See Notes 7-9 for further information about investments, investment income and gains and losses and fair value measurements respectively. Cash instruments include U.S. government and federal agency obligations; asset backed, commercial and residential mortgage backed securities ("structured securities"); investment-grade corporate bonds; money market securities; state, municipal and provincial obligations; mutual funds held in separate accounts and other non-derivative financial instruments. Derivatives are instruments that derive their value from underlying asset prices, indices, reference rates and other inputs or a combination of these factors. Derivatives may be privately negotiated contracts, which are usually referred to as over-the-counter ("OTC") derivatives, or they may be listed and traded on an exchange ("exchange-traded"). The Company has entered into certain OTC derivatives, primarily equity put options and interest rate swaptions, to manage certain equity market, credit and interest rate risk. These instruments do not qualify for hedge accounting and are carried at fair value or amounts that approximate fair value. 6 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) A. FINANCIAL INSTRUMENTS (CONTINUED) The Company trades equity futures contracts pursuant to an investment management agreement with Goldman Sachs Asset Management, L.P. ("GSAM"). Exchange-traded futures are effected through a regulated exchange and positions are marked to market through the Consolidated Statements of Operations. From time to time, futures contracts are terminated. The clearinghouse guarantees the performance of both counterparties, which mitigates credit risk. Depending on the nature of the derivative transaction, the Company maintains Credit Support Agreements ("CSA") with each counterparty. In general, the CSA sets a minimum threshold of exposure that must be collateralized although thresholds may vary by CSA. B. VALUATION OF INVESTMENTS The Company accounts for its investments at fair value. Fixed maturities and equity securities may be classified as either available-for-sale or trading. Available-for-sale securities are carried at fair value, with unrealized gains and losses, net of tax, reported in accumulated other comprehensive income, a separate component of shareholder's equity. Trading securities are carried at fair value, with unrealized gains and losses reported in net investment income. The amortized cost of fixed maturities is adjusted for amortization of premiums and accretion of discounts to maturity. Such amortization and accretion is included in net investment income. Policy loans are carried principally at unpaid principal balances. Interest income on such loans is recorded as earned using the contractually agreed upon interest rate. Generally, interest is capitalized on the policy's anniversary date. Realized investment gains and losses, other than those related to separate accounts for which the Company does not bear the investment risk and that meet the conditions for separate account reporting under ASC 944-80, "Accounting and Reporting by Insurance Enterprises for Certain Non Traditional Long Duration Contracts and for Separate Accounts," are reported as a component of revenues based upon specific identification of the investment assets sold. Realized investment gains and losses related to separate accounts that meet the conditions for separate account reporting under ASC 944-80 accrue to and are borne by the contract holder. The Company recognizes OTTI for securities classified as available-for-sale in accordance with FASB ASC Topic 320. At least quarterly, management reviews impaired securities for OTTI. The Company considers several factors when determining if a security is other-than-temporarily impaired, including but not limited to: its intent and ability to hold the impaired security until an anticipated recovery in value, the issuer's ability to meet current and future principal and interest obligations for fixed maturity securities, the length and severity of the impairment, the financial condition and near term and long term prospects for the issuer. In making these evaluations, the Company exercises considerable judgment. If the Company intends to sell or if it is more likely than not that, it will be required to sell, an impaired security prior to recovery of its cost basis the Company recognizes a charge to earnings for the full amount of the impairment (the difference between the amortized cost and fair value of the security). For fixed maturity securities that are considered other-than-temporarily impaired and that the Company does not intend to sell and will not be required to sell the Company separates the impairment into two components: credit loss and non-credit loss. Credit losses are charged to net realized investment losses and non-credit losses are charged to other comprehensive loss. The credit loss component is the difference between the security's amortized cost and the present value of its expected future cash flows discounted at the current effective rate. The remaining difference between the security's fair value and the present value of its expected future cash flows is the non-credit loss. For corporate bonds both historical default (by rating) data is used as a proxy for the probability of default, and loss given default (by issuer) projections are applied to the par amount of the bond. Potential losses incurred on structured securities are based on expected loss models, not incurred loss models. Expected cash flows include assumptions about key systematic risks (e.g. unemployment rates, housing prices) and loan-specific information (e.g. delinquency rates, loan-to-volume ratios). Estimating future cash flows is a quantitative and qualitative process that incorporates information received from third parties, along with assumptions and judgments about the future performance of the underlying collateral. 7 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) B. VALUATION OF INVESTMENTS (CONTINUED) As a result of the Company's adoption of FASB ASC Topic 320 on April 1, 2009, a cumulative effect adjustment, net of tax, of $7.9 million was recorded to increase accumulated other comprehensive loss with a corresponding decrease to accumulated deficit for the non-credit loss component of previously impaired securities that the Company neither intends to sell, nor is it more likely than not that the Company will be required to sell before recovery of amortized cost. C. CASH AND CASH EQUIVALENTS Cash and cash equivalents include cash on hand, amounts due from banks, highly liquid overnight deposits, discount notes and commercial paper held in the ordinary course of business. The Company also invests cash in an overnight tri-party reverse repurchase agreement, in which the Company receives investment grade, highly liquid securities as collateral from counterparties. None of this is restricted or segregated for specific business reasons. D. DAC AND DEFERRED SALES INDUCEMENTS ("DSI") DAC consists of commissions, ceding commissions, and other costs, that are related directly to the successful acquisition of new or renewal insurance contracts. The Company defers sales inducements generated by variable annuities that offer enhanced crediting rates or bonus payments. DAC and DSI amortization are reviewed periodically and adjusted retrospectively when the Company revises its estimate of current or future gross profits to be recognized from these products. Acquisition costs and sales inducements related to variable annuity products and universal and variable universal life insurance products are amortized in proportion to total estimated gross profits from investment yields, mortality, surrender charges and expense margins over the expected life of the contracts. Acquisition costs related to traditional life products are amortized in proportion to premium revenue recognized. See Note 15 for further information about deferred policy acquisition costs. E. REINSURANCE Reinsurance accounting is followed for ceded and assumed transactions when the risk transfer provisions of ASC 944-40, "Accounting and Reporting for Reinsurance of Short-Duration and Long-Duration Contracts," have been met. To meet risk transfer requirements, a long duration reinsurance contract must transfer mortality or morbidity risks, and subject the reinsurer to a reasonable possibility of a significant loss. With respect to ceded reinsurance, the valuation of claims recoverable depends on whether the underlying claim is a reported claim, recognized in accordance with contract terms. For reported claims, the Company values reinsurance recoverable at the time the underlying claim is recognized, in accordance with contract terms. For future policy benefits, the Company estimates the amount of reinsurance recoverable based on the terms of the reinsurance contracts and historical reinsurance recovery information and applies that information to the future policy benefit estimates. The reinsurance recoverables are based on what the Company believes are reasonable estimates and the balance is disclosed separately in the financial statements. However, the ultimate amount of the reinsurance recoverable is not known until all claims are settled. Reinsurance contracts do not relieve the Company from its obligations to policyholders. Failure of reinsurers to honor their obligations could result in losses to the Company; consequently, allowances can be established for amounts deemed uncollectible. There were no valuation allowances deemed necessary at December 31, 2010 and 2009, respectively. See Note 14 for further information about reinsurance. F. PROPERTY, EQUIPMENT AND CAPITALIZED SOFTWARE Property, equipment, leasehold improvements and capitalized software are stated at cost, less accumulated depreciation and amortization. Depreciation is calculated using the straight-line method over the estimated useful lives of the related assets. Certain costs of software developed or obtained for internal use are capitalized and amortized on a straight-line basis over the useful life of the software. Amortization of leasehold improvements is calculated using the straight-line method over the lesser of the term of the leases or the estimated useful life of the improvements. 8 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) F. PROPERTY, EQUIPMENT AND CAPITALIZED SOFTWARE (CONTINUED) The Company tests for the potential impairment of long-lived assets whenever events or changes in circumstances suggest that the carrying amounts may not be recoverable in accordance with ASC 360, "Accounting for the Impairment or Disposal of Long-Lived Assets." The Company recognizes impairment losses only when the carrying amounts of long-lived assets exceed the sum of the undiscounted cash flows expected to result from the use and eventual disposition of the assets. In such cases, the Company reduces the carrying value of the asset to fair value. Fair values are estimated using discounted cash flow analysis. G. VOBA VOBA reflects the estimated fair value of in-force contracts. VOBA represents the portion of the purchase price that is allocated to the value of the right to receive future cash flows from the business in-force at the acquisition date. VOBA is amortized over the life of the policies in relation to the emergence of estimated gross profits ("EGPs") from surrender charges, investment income, and mortality net of reinsurance ceded and expense margins and actual realized gain (loss) on investments. Contract lives for variable universal life policies are estimated to be 30 years. VOBA is reviewed periodically to ensure that the unamortized portion does not exceed the expected recoverable amount. For the January 2, 2009 purchase of FAFLIC, negative VOBA was recognized to reduce the carrying value of the insurance liability to fair value. Negative VOBA pertains to the business outside of the closed block participating policies. In order to reflect the fair value of the policyholder liabilities required under purchase accounting, we determined the fair value of the policyholder liabilities using market participants' assumptions to determine the present value of benefit payments and maintenance expenses plus a risk margin based on the cost of holding capital to back the business. The resulting fair value of the policyholder liabilities was greater than the amount calculated using GAAP assumptions and is recorded as negative VOBA on the opening balance sheet. Since the Company's contracts do not have any future premiums, negative VOBA is amortized in proportion to the change in the underlying reserves for those policies outside of the closed block participating policies. The carrying amount of VOBA is adjusted for the effects of realized and unrealized gains and losses on debt securities classified as available-for-sale and certain derivatives. See Note 13 for further information about VOBA. H. SEPARATE ACCOUNTS Separate account assets and liabilities represent segregated funds administered and invested by the Company for the benefit of variable annuity and variable universal life insurance contractholders. Assets consist principally of mutual funds at fair value. The investment income and gains and losses of these accounts generally accrue to the contractholders and therefore, are not included in the Company's net income. However, the Company's net income reflects fees assessed and earned on fund values of these contracts. See Note 6 for further information about liabilities for minimum guarantees under ASC 944-80, "Accounting and Reporting by Insurance Enterprises for Certain Nontraditional Long-Duration Contracts and Separate Accounts." Separate account assets representing contract holder funds are measured at fair value and reported as a summary total in the Consolidated Balance Sheet, with an equivalent summary total reported for related liabilities. I. POLICY LIABILITIES AND ACCRUALS Future policy benefits are liabilities for annuity, life, and health products. Such liabilities are established in amounts adequate to meet the estimated future obligations of policies in-force. Future policy benefits for individual life insurance and annuity policies are computed using interest rates ranging from 2.0 % to 11.25 % for annuities and 2.5 % to 6.0 % for life insurance. Mortality, morbidity and withdrawal assumptions for all policies are based on the Company's own experience and industry standards. Liabilities for universal life, variable universal life and variable annuities include deposits received from customers and investment earnings on their fund balances, less administrative charges. Universal life fund balances are also assessed mortality and surrender charges. Liabilities for variable annuities include a reserve for guaranteed minimum death benefits ("GMDB") in excess of contract values. See Note 6 for further information about liabilities for minimum guarantees. 9 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) I. POLICY LIABILITIES AND ACCRUALS (CONTINUED) Liabilities for outstanding claims and claims adjustment expenses are estimates of payments to be made on life and health insurance contracts for reported losses and claims adjustment expenses and estimates of losses and claims adjustment expenses incurred but not reported. These liabilities are determined using case basis evaluations and statistical analyses and represent estimates of the ultimate cost of all claims incurred but not paid. These estimates are continually reviewed and adjusted as necessary; such adjustments are reflected in current operations. See Note 16 for further information about outstanding claims, losses and loss adjustment expenses. Contractholder deposit funds and other policy liabilities include deposit administration funds and immediate participation guarantee funds and consist of deposits received from customers and investment earnings on their fund balances. Policy liabilities and accruals are based on the various estimates discussed above. Although the adequacy of these amounts cannot be assured, the Company believes that policy liabilities and accruals will be sufficient to meet future obligations of policies in-force. The amount of liabilities and accruals, however, could be revised in the near-term if the estimates discussed above are revised. J. PREMIUM, FEE REVENUE AND RELATED EXPENSES Premiums for individual life insurance and individual and group annuity products, excluding universal life and investment-related products, are considered revenue when due. Benefits, losses and related expenses are matched with premiums, resulting in their recognition over the lives of the contracts. This matching is accomplished through the provision for future benefits, estimated and unpaid losses, amortization of value of business acquired and amortization of deferred policy acquisition costs. Revenues for investment-related products consist of net investment income and contract charges assessed against the fund values. Related benefit expenses include annuity benefit claims for guaranteed minimum death benefits in excess of contract values, and net investment income credited to the fund values after deduction for investment and risk charges. Revenues for universal life and investment products consist of net investment income, with mortality, administration and surrender charges assessed against the fund values. Related benefit expenses include universal life benefit claims in excess of fund values and net investment income credited to universal life fund values. Certain policy charges such as enhanced crediting rates or bonus payments that represent compensation for services to be provided in future periods are classified as deferred sales inducements and amortized over the period benefited using the same assumptions used to amortize deferred acquisition costs. See Note 15 and Note 6 for further information regarding revaluation of DAC and deferred sales inducements. K. CLOSED BLOCK The Company's wholly-owned subsidiary, FAFLIC, established and began operating a closed block ("Closed Block") for the benefit of participating policies, consisting of certain individual life insurance participating policies, individual deferred annuity contracts and supplementary contracts not involving life contingencies which were in-force as of FAFLIC's demutualization on October 16, 1995. The purpose of the Closed Block is to benefit certain classes of policies and contracts for which the Company has a dividend scale payable. Unless the Commonwealth of Massachusetts Commissioner of Insurance consents to an earlier termination, the Closed Block will continue to be in effect until none of the Closed Block policies are in-force. FAFLIC allocated to the Closed Block assets in an amount that is expected to produce cash flows which, together with future revenues from the Closed Block, are reasonably sufficient to support the Closed Block, including provision for payment of policy benefits, certain future expenses and taxes, and for continuation of policyholder dividend scales payable in 1994 so long as the experience underlying such dividend scales continues. FAFLIC expects that the factors underlying such experience will fluctuate in the future and policyholder dividend scales for the Closed Block will be set accordingly. Although the assets and cash flow generated by the Closed Block inure solely to the benefit of the holders of policies included in the Closed Block, the excess of Closed Block liabilities over Closed Block assets as measured on a GAAP basis represent the expected future after-tax income from the Closed Block which may be recognized in income over the period the policies and contracts in the Closed Block remain in-force. 10 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) K. CLOSED BLOCK (CONTINUED) Profitability attributable to the Closed Block is ultimately paid to the policyholders via policy dividends. Dividend payable formulas are set before the outset of the calendar year, and adverse investment performance does not change the dividend liability to the policyholders. A trading fixed maturity portfolio was established to back the Closed Block policy liabilities to appropriately match fair value asset and liability movements. See Note 10 for further information about Closed Block. L. NEW AND ADOPTED ACCOUNTING PRONOUNCEMENTS ACCOUNTING FOR COSTS ASSOCIATED WITH ACQUIRING OR RENEWING INSURANCE CONTRACTS (ASC 944). In October 2010, the FASB issued amended accounting principles regarding accounting for deferred acquisition costs effective for the fiscal year beginning after December 15, 2011. These principles were codified as Accounting Standards Update ("ASU") No. 2010-26, "Accounting for Costs Associated with Acquiring or Renewing Insurance Contracts." These principles clarify the costs that should be deferred by insurance entities when issuing and renewing insurance contracts and also specify that only costs related directly to successful acquisition of new or renewal contracts can be capitalized. All other acquisition-related costs should be expensed as incurred. As the Company is already in compliance with the provisions of this guidance, adoption of ASU No. 2010-26 will not have an effect on the Company's financial condition, results of operations or cash flows. HOW INVESTMENTS HELD THROUGH SEPARATE ACCOUNTS AFFECT AN INSURER'S CONSOLIDATION ANALYSIS OF THOSE INVESTMENTS (ASC 810 AND 944). In April 2010, the FASB issued amended accounting principles codified as ASU No. 2010-15, "How Investments Held through Separate Accounts Affect an Insurer's Consolidation Analysis of Those Investments," which clarifies that an insurance entity should not generally consider any separate account interests held for the benefit of policy holders in an investment to be the insurer's interests and should not combine those interests with its general account interest in the same investment when assessing the investment for consolidation. In addition, the guidance clarifies that an insurer can retain the separate account's specialized industry accounting for consolidation, and would not have to consolidate an investment in which a separate account holds a controlling financial interest if the investment is not or would not be consolidated in the standalone financial statements of the separate account. ASU No. 2010-15 is effective for fiscal years beginning after December 15, 2010 and adoption will not have an effect on the Company's financial condition, results of operations or cash flows. FAIR VALUE MEASUREMENTS AND DISCLOSURES (ASC 820). In January 2010, the FASB issued ASU No. 2010-06, "Fair Value Measurements and Disclosures (Topic 820) - Improving Disclosures about Fair Value Measurements." ASU No. 2010-06 provides amended disclosure requirements related to fair value measurements. Certain of these disclosures were effective for the Company in 2010, while others are effective for financial statements issued for reporting periods beginning after December 15, 2010. Since these amended principles require only additional disclosures concerning fair value measurements, adoption did not and will not have an impact on the Company's consolidated financial condition, results of operations or cash flows. RECOGNITION AND PRESENTATION OF OTHER-THAN-TEMPORARY IMPAIRMENTS (ASC 320). In April 2009, the FASB issued amended accounting principles related to the recognition and presentation of other-than-temporary impairments (ASC 320). These amended principles prescribe that only the portion of an other-than-temporary impairment on a debt security related to credit loss is recognized in current period earnings, with the remainder recognized in other comprehensive income, if the holder does not intend to sell the security and it is more likely than not that the holder will not be required to sell the security prior to recovery. Previously, the entire other-than-temporary impairment was recognized in current period earnings. The Company adopted these amended accounting principles in the second quarter of 2009. Adoption of FASB ASC Topic 320 resulted in a cumulative effect adjustment, net of tax, of $7.9 million to increase accumulated other comprehensive loss with a corresponding decrease to accumulated deficit for the non-credit loss component of previously impaired securities that the Company neither intends to sell, nor is it more likely than not that the Company will be required to sell, before recovery of amortized cost. 11 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) L. NEW AND ADOPTED ACCOUNTING PRONOUNCEMENTS (CONTINUED) DETERMINING FAIR VALUE WHEN THE VOLUME AND LEVEL OF ACTIVITY FOR THE ASSET OR LIABILITY HAVE SIGNIFICANTLY DECREASED AND IDENTIFYING TRANSACTIONS THAT ARE NOT ORDERLY (ASC 820). In April 2009, the FASB issued amended accounting principles related to determining fair value when the volume and level of activity for the asset or liability have significantly decreased and for identifying transactions that are not orderly (ASC 820). Specifically, these amended principles list factors which should be evaluated to determine whether a transaction is orderly; clarify that adjustments to transactions or quoted prices may be necessary when the volume and level of activity for an asset or liability have decreased significantly; and provide guidance for determining the concurrent weighting of the transaction price relative to fair value indications from other valuation techniques when estimating fair value. The Company adopted these amended accounting principles in the second quarter of 2009. Since the Company's fair value methodologies were consistent with these amended accounting principles, adoption did not affect the Company's financial condition, results of operations or cash flows. TRANSFERS OF FINANCIAL ASSETS AND INTERESTS IN VARIABLE INTEREST ENTITIES ("VIE'S") (ASC 860 AND 810). In June 2009, the FASB issued amended accounting principles which change the accounting for securitizations and VIE's. These principles were codified as ASU No. 2009-16, "Transfers and Servicing (Topic 860) - Accounting for Transfers of Financial Assets" and ASU No. 2009-17, "Consolidations (Topic 810) - Improvements to Financial Reporting by Enterprises Involved with Variable Interest Entities" in December 2009. ASU No. 2009-16 eliminates the concept of Qualified Special Purpose Entity ("QSPE"), changes the requirements for derecognizing financial assets, and requires additional disclosures about transfers of financial assets, including securitization transactions and continuing involvement with transferred financial assets. ASU No. 2009-17 changes the determination of when a VIE should be consolidated. Under ASU No. 2009-17, the determination of whether to consolidate a VIE is based on the power to direct the activities of the VIE that most significantly impact the VIE's economic performance together with either the obligation to absorb losses or the right to receive benefits that could be significant to the VIE, as well as the VIE's purpose and design. ASU No. 2009-16 and 2009-17 are effective for fiscal years beginning after November 15, 2009. In February 2010, the FASB finalized a standard, which defers the requirements of ASU No. 2009-17 for certain interests in investment funds and certain similar entities. Adoption of ASU Nos. 2009-16 and 2009-17 on January 1, 2010 did not have a material effect on the Company's financial condition, results of operations or cash flows. M. RECLASSIFICATIONS Certain reclassifications have been made to previously reported amounts to conform to the current presentation. 4. PURCHASE ACCOUNTING In 2009, the acquisition of FAFLIC's assets and liabilities was recorded at fair value. Negative VOBA of $41.7 million was recorded to reduce the carrying value of the insurance liability to fair value and is included within other liabilities at fair value reported below. No goodwill was recorded on acquisition. $2.7 million was recorded as intangible assets for state licenses acquired and are included within other assets at fair value reported below. The following table summarizes the estimated fair values of the assets acquired and liabilities assumed as of January 2, 2009 from the Company's purchase of FAFLIC. FAIR VALUE (IN MILLIONS) JANUARY 2, 2009 ------------------------------------------------- Assets: Total investments at fair value $1,029.3 Cash and cash equivalents 113.0 Other assets at fair value 410.2 Separate account assets 263.4 -------- Total assets acquired 1,815.9 Liabilities: Policyholder account balances 1,325.8 Other liabilities at fair value 120.9 Separate account liabilities 263.4 -------- Total liabilities assumed 1,710.1 Total purchase price $ 105.8 ======== 12 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 5. SIGNIFICANT TRANSACTIONS On December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Arrow Capital Reinsurance Company, Limited ("Arrow"), a Bermuda domiciled Reinsurance Company. As part of this reinsurance agreement, the returns associated with the derivatives hedging program supporting the variable annuity products are passed to Arrow. In addition, in connection with this transaction, on December 31, 2009, with the approval of the Commonwealth of Massachusetts Commissioner of Insurance, the Company paid a dividend of $60.0 million to Goldman Sachs. See Note 14 for further information on reinsurance. On December 18, 2009, the Company entered into an Assumption Reinsurance Agreement with Metropolitan Life Insurance Company ("MetLife") where the Company will assumption reinsure certain individual disability income insurance policies to MetLife. These policies are currently 100% coinsured with MetLife. The Company paid $5.0 million to MetLife in connection with the transaction. On April 1, 2009, the Company assumed on a 100% coinsurance basis the life and fixed annuity blocks of the life insurance subsidiaries of Universal American Corporation ("UAC"). Subsequently, on October 29, 2010, December 8, 2010 and December 23, 2010, the Company assigned all of its rights, titles, interests and privileges and certain duties and obligations related to the block of fixed annuity contracts assumed from the subsidiaries of UAC to Athene Life Re, Ltd ("Athene"), a Bermuda domiciled reinsurance company. Upon closing of the transactions, the Company paid a total novation fee of $1.2 million to UAC and its life insurance subsidiary American Progressive Life and Health Insurance Company of New York ("American Progressive"). See Note 14 for further information on reinsurance. On March 31, 2009, the Company entered into a coinsurance and modified coinsurance agreement with The Lincoln National Life Insurance Company ("Lincoln National"). Effective April 1, 2010, the agreement was amended to recognize the cession of all mortality risk to an affiliate of Lincoln National, thereby reducing mortality exposure for the Company. See Note 14 for further information on reinsurance. On January 2, 2009, the Company acquired FAFLIC, a subsidiary of THG, comprising primarily traditional life insurance products, group retirement products and a Guaranteed Investment Contract. As a result of the transaction, FAFLIC became a wholly- owned subsidiary of the Company. As part of this transaction, the Company paid a purchase price of $105.8 million and assumed general account reserves of $1.3 billion. See Note 4 for further information on purchase accounting. 6. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG-DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS GUARANTEED MINIMUM DEATH BENEFITS The Company has issued variable annuity contracts with a GMDB feature. The GMDB feature provides annuity contractholders with a guarantee that the benefit received at death will be no less than a prescribed minimum amount. This amount is based on either the net deposits paid into the contract, the net deposits accumulated at a specified rate, the highest historical account value on a contract anniversary, or more typically, the greatest of these values. If the GMDB is higher than the current account value at the time of death, the Company incurs a cost equal to the difference. 13 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG-DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) The following table summarizes the liability for GMDB contracts reflected in the general account. The GMDB exposure includes reinsurance assumed, however, modified coinsurance is excluded as it provides negligible GMDB reserves and significant account values: FOR THE YEARS ENDED DECEMBER 31, 2010 2009 --------------------------------------------------- (IN MILLIONS) Beginning balance $239.4 $ 315.0 Provision for GMDB: GMDB expense incurred 39.8 40.3 Volatility (1) 14.9 (19.0) ---------------- 54.7 21.3 Claims, net of reinsurance: Claims from policyholders (70.4) (102.3) Claims ceded to reinsurers 64.0 99.3 ---------------- (6.4) (3.0) GMDB reinsurance premium (71.0) (93.9) ---------------- Ending balance $216.7 $ 239.4 ================ (1) Volatility reflects the difference between actual and expected investment performance, persistency, age distribution, mortality and other factors that are assumptions within the GMDB reserving model. The reserve represents estimates, over a range of stochastic scenarios, of the present value of future GMDB net benefits expected to be paid less the present value of future GMDB net fees charged to the policyholders. The following information relates to the reserving methodology and assumptions for GMDB at December 31, 2010 and 2009. - The projection model uses 500 stochastically generated return scenarios with mean performance ranging from 5% to 10% depending on the underlying fund type. - Implied volatilities by duration are based on a combination of over the counter quotes (when available) and historical volatilities. For 2010, volatility assumptions range from 23% to 42%, varying by equity fund type and duration; 6% for bond funds; and 1% for money market funds. For 2009, volatility assumptions range from 26% to 69%, varying by equity fund type and duration; 7% to 13% for bond funds; and 0% to 2% for money market funds. - The mortality assumptions are factors of the 1994 GMDB table based on company experience varying by age and gender. Mortality improvement of 1% per year for 10 years is assumed. - The full surrender rate assumption varies from 1% to 35% depending on distribution channel, contract type, policy duration, and attained age. The aggregate projected full surrender rates for 2011 and 2012 are approximately 11% and 10%, respectively (full surrender rates include annuitizations, but they do not reflect partial withdrawals or deaths). - The partial withdrawal rate assumption varies by distribution channel, tax qualified status, and attained age. Total projected partial withdrawals are from 6% - 7% for all years. 14 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) The following table presents the account value, net amount at risk and average attained age of underlying contractholders for guarantees in the event of death as of December 31, 2010 and 2009. The net amount at risk is the death benefit coverage in-force or the amount that the Company would have to pay if all contractholders had died as of the specified date, and represents the excess of the guaranteed benefit over the account value. DECEMBER 31, (IN MILLIONS, EXCEPT FOR CONTRACTHOLDER INFORMATION) 2010 2009 ---------------------------------------------------------------------------- Net deposits paid Account value $ 2,732 $ 2,762 Net amount at risk $ 22 $ 44 Average attained age of contractholders 63 62 Ratchet (highest historical account value at specified anniversary dates) Account value $ 756 $ 807 Net amount at risk $ 90 $ 162 Average attained age of contractholders 68 68 Roll-up (net deposits accumulated at a specified rate) Account value $ 45 $ 49 Net amount at risk $ 24 $ 29 Average attained age of contractholders 79 79 Higher of ratchet or roll-up Account value $ 2,706 $ 2,821 Net amount at risk $ 1,326 $ 1,638 Average attained age of contractholders 75 74 Total of guaranteed benefits categorized above Account value $ 6,239 $ 6,439 Net amount at risk $ 1,462 $ 1,873 Average attained age of contractholders (weighted by account value) 69 68 Number of contractholders 146,931 162,403 GUARANTEED MINIMUM INCOME BENEFIT Additionally, the Company previously issued variable annuity contracts with a guaranteed minimum income benefit ("GMIB") feature. The GMIB liability as of December 31, 2010 was $11.9 million with a benefit paid of approximately $10.5 million for the year ended December 31, 2010. The GMIB liability at December 31, 2009 was $21.3 million with a benefit paid of approximately $1.0 million for the year ended December 31, 2009. Similar to the approach employed to value the GMDB reserve, the fair value reserve for the GMIB feature was computed using a risk neutral approach. The reserve was determined by estimating the present value of future GMIB benefits expected to be paid less the present value of future GMIB fees charged to the policyholders, over a range of stochastic scenarios. SALES INDUCEMENTS The Company's variable annuity product offerings included contracts that offered enhanced crediting rates or bonus payments. The following reflects the changes to the deferred sales inducement asset: FOR THE YEARS ENDED DECEMBER 31, 2010 2009 ---------------------------------------------- (IN MILLIONS) Balance at beginning of year $ -- $0.5 Acquisition expenses deferred 0.3 0.3 Reinsurance treaty impacts (0.3) (0.8) ----------- Balance at end of year $ -- $ -- =========== 15 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) SEPARATE ACCOUNTS WITH CREDITED INTEREST GUARANTEES The Company issued variable annuity and life contracts through its separate accounts for which net investment income and investment gains and losses accrue directly to, and investment risk is borne by, the contractholder. The Company also issued variable annuity and life contracts through separate accounts where the Company contractually guarantees to the contractholder the total deposits made to the contract less any partial withdrawals plus a minimum return. The market value adjusted ("MVA") product attributable to Protective Life Insurance Company ("Protective") was assumed on a modified coinsurance basis. Therefore, the assets related to these liabilities are recorded as a modified coinsurance receivable which is included within recoverable from reinsurers. See Note 14 for further information on reinsurance. The Company had the following variable annuities with guaranteed minimum returns: DECEMBER 31, 2010 2009 ------------------------------------------------------------------ (IN MILLIONS) Account value $ 23.8 $ 31.0 Range of guaranteed minimum return rates 2.8 - 5.7% 2.8 - 6.5% Account balances of these contracts with guaranteed minimum returns were invested as follows: DECEMBER 31, 2010 2009 -------------------------------------------- (IN MILLIONS) Asset Type: Fixed maturities $28.7 $28.8 Cash and cash equivalents 5.6 10.4 ------------- Total $34.3 $39.2 ============= 7. INVESTMENTS A. FIXED MATURITIES AND EQUITY SECURITIES The amortized cost and fair value for fixed maturities and equity securities were as follows: AVAILABLE-FOR-SALE FIXED MATURITIES AND EQUITY SECURITIES
GROSS GROSS AMORTIZED UNREALIZED UNREALIZED FAIR DECEMBER 31, 2010 COST (1) GAINS LOSSES VALUE --------------------------------------------------------------------------------------------- (IN MILLIONS) U.S. Treasury securities and U.S. government and agency securities $ 469.5 $ 12.4 $(15.7) $ 466.2 States and political subdivisions 293.5 5.9 (3.8) 295.6 Foreign governments 2.0 -- -- 2.0 Corporate fixed maturities 976.2 110.4 (5.9) 1,080.7 Structured securities 906.4 99.7 (6.3) 999.8 -------- ------ ------ -------- Total available-for-sale fixed maturities $2,647.6 $228.4 $(31.7) $2,844.3 ======== ====== ====== ======== Equity securities $ 0.1 $ -- $ -- $ 0.1 ======== ====== ====== ========
(1) Amortized cost for available-for-sale fixed maturities and cost for equity securities. 16 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENTS (CONTINUED) AVAILABLE-FOR-SALE FIXED MATURITIES AND EQUITY SECURITIES
GROSS GROSS AMORTIZED UNREALIZED UNREALIZED OTTI FAIR DECEMBER 31, 2009 COST (1) GAINS LOSSES LOSSES(2) VALUE --------------------------------------------------------------------------------------------------------- (IN MILLIONS) U.S. Treasury securities and U.S. government and agency securities $ 729.7 $ 5.6 $(34.3) $ -- $ 701.0 States and political subdivisions 162.2 4.5 (1.6) -- 165.1 Foreign governments 32.5 0.7 (0.2) -- 33.0 Corporate fixed maturities 1,192.3 99.5 (2.8) -- 1,289.0 Structured securities 681.1 97.1 (8.7) (3.2) 766.3 ---------------------------------------------------------- Total available-for-sale fixed maturities $2,797.8 $207.4 $(47.6) (3.2) $2,954.4 ========================================================== Equity securities $ 0.1 $ -- $ -- $ -- $ 0.1 ==========================================================
(1) Amortized cost for available-for-sale fixed maturities and cost for equity securities. (2) Represents the before tax non-credit OTTI loss recorded as a component of accumulated other comprehensive income for assets still held at the reporting date. At December 31, 2010 and 2009, the amortized cost and fair value of the assets on deposit with various state and governmental authorities were $70.2 million and $76.1 million, and $97.3 million and $79.4 million, respectively. The Company entered into various derivative and other arrangements that required assets, such as cash and fixed maturities, to be pledged or received as collateral. At December 31, 2010 and 2009, cash and fixed maturities held as collateral were $15.4 million and $55.7 million, respectively. The amortized cost and fair value by maturity periods for fixed maturities are shown below. Actual maturities may differ from contractual maturities, because borrowers may have the right to call or prepay obligations with or without call or prepayment penalties, or the Company may have the right to put or sell the obligations back to the issuers. Structured securities are included in the category representing their ultimate maturity. The maturity distribution for available-for-sale fixed maturity securities is as follows: DECEMBER 31, DECEMBER 31, 2010 2010 AMORTIZED COST FAIR VALUE ------------------------------------------------------------------------- (IN MILLIONS) Due in one year or less $ 32.7 $ 33.4 Due after one year through five years 169.6 185.1 Due after five years through ten years 580.7 629.5 Due after ten years 1,864.6 1,996.3 ------------------------- Total $2,647.6 $2,844.3 ========================= B. DERIVATIVE INSTRUMENTS The Company manages its risk through the purchase of equity derivative put options and equity futures used to protect against increases in GMDB liability in the event that the market grows at a rate below LIBOR; trading in interest rate derivatives to manage certain guaranteed crediting rate risks; and trading in credit derivatives to manage counterparty risk on reinsurance transactions. In addition, the Company invests in exchange traded futures and options as part of its overall diversification and total return objectives. 17 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENTS (CONTINUED) B. DERIVATIVE INSTRUMENTS (CONTINUED) The Company has reinsurance contracts that are accounted for on a modified coinsurance arrangement. Under a traditional modified coinsurance arrangement, the ceding company owns the assets backing the liabilities and transfers their book investment returns to the reinsurer. The reinsurance contract represents a hybrid instrument that is bifurcated into its host contract and embedded derivative components. An embedded derivative exists because the arrangement exposes the reinsurer to third-party credit risk. The Company does not employ hedge accounting. Management monitors the Company's derivative activities by reviewing portfolio activities and risk levels. Management also oversees all derivative transactions to ensure that the types of transactions entered into and the results obtained from those transactions are consistent with both the Company's risk management strategy and Company policies and procedures. The fair value of the derivative assets and liabilities were as follows: AS OF DECEMBER 2010 (IN MILLIONS, EXCEPT NUMBER OF CONTRACTS)
DERIVATIVE DERIVATIVE NUMBER OF ASSETS LIABILITIES CONTRACTS ------------------------------------ DERIVATIVE CONTRACTS Equity and non-hedging futures $ 30.5 $ -- 7,614 Foreign currency swap 1.6 -- 1 GMDB product derivatives 23.9 -- 331,192 Credit -- 1.1 3 Embedded derivatives under modified coinsurance contracts 59.0 96.9 2 --------------------------------- Gross fair value of derivative contracts $115.0 $98.0 338,812 ================================= Fair value included within total assets $115.0 ====== Fair value included within total liabilities $98.0 =====
As of December 2009 (In millions, except number of contracts)
DERIVATIVE DERIVATIVE NUMBER OF ASSETS LIABILITIES CONTRACTS ------------------------------------ DERIVATIVE CONTRACTS Equity and non-hedging futures $ 24.5 $ -- 5,920 Foreign currency swap 2.1 -- 1 GMDB product derivatives 63.4 -- 240,642 Credit -- 2.2 4 Embedded derivatives under modified coinsurance contracts 59.3 135.2 2 --------------------------------- Gross fair value of derivative contracts $149.3 $137.4 246,569 ================================= Fair value included within total assets $149.3 ====== Fair value included within total liabilities $137.4 ======
18 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENTS (CONTINUED) B. DERIVATIVE INSTRUMENTS (CONTINUED) The derivative gains and losses for the year ended December 31, 2010 is reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME DERIVATIVE CONTRACTS INCOME ON DERIVATIVES ON DERIVATIVES ------------------------------------------------------------------------------------------------------ General account derivatives Net realized investment gains/(losses) $(4.4) Foreign currency swap (Gains)/losses on derivative instruments (0.6) GMDB product derivatives (Gains)/losses on derivative instruments (65.5) Credit default swaps (Gains)/losses on derivative instruments (1.6) Embedded derivatives under modified coinsurance contacts (Gains)/losses on derivative instruments 72.6 ----- TOTAL GAIN $ 0.5 =====
The derivative gains and losses for the year ended December 31, 2009 is reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME DERIVATIVE CONTRACTS INCOME ON DERIVATIVES ON DERIVATIVES ------------------------------------------------------------------------------------------------------ General account derivatives Net realized investment gains/(losses) $ 2.4 Foreign currency swap Losses/(gains) on derivative instruments 2.0 GMDB product derivatives Losses/(gains) on derivative instruments (138.2) Credit default swaps Losses/(gains) on derivative instruments (6.9) Embedded derivatives under modified coinsurance contacts Losses/(gains) on derivative instruments 115.6 ------- Total loss $ (25.1) =======
C. UNREALIZED GAINS AND LOSSES Unrealized gains and losses on available-for-sale fixed maturities, equity securities and other securities included in accumulated other comprehensive income are summarized as follows:
EQUITY FIXED SECURITIES AND DECEMBER 31, MATURITIES OTHER TOTAL ------------------------------------------------------------------------------------------ (IN MILLIONS) 2010 Net appreciation, beginning of year $66.6 $-- $66.6 --------------------------------- Net appreciation on available-for-sale securities 39.9 -- 39.9 Net effect on value of business acquired, and on policy liabilities 2.6 -- 2.6 Provision for deferred federal income taxes (14.9) -- (14.9) --------------------------------- 27.6 -- 27.6 --------------------------------- Net appreciation, end of year $94.2 $-- $94.2 =================================
19 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENTS (CONTINUED) C. UNREALIZED GAINS AND LOSSES (CONTINUED)
EQUITY FIXED SECURITIES AND DECEMBER 31, MATURITIES OTHER TOTAL ------------------------------------------------------------------------------------------- (IN MILLIONS) 2009 Net depreciation, beginning of year $ (8.3) $(16.7) $(25.0) ---------------------------------- Cumulative effect of change in accounting principle, net of income tax (7.9) -- (7.9) ---------------------------------- Net appreciation on available-for-sale securities 199.2 25.4 224.6 Net effect on value of business acquired, and on policy liabilities (71.5) -- (71.5) Provision for deferred federal income taxes (44.9) (8.7) (53.6) ---------------------------------- 82.8 16.7 99.5 ---------------------------------- Net appreciation, end of year $ 66.6 $ -- $ 66.6 ==================================
EQUITY FIXED SECURITIES AND DECEMBER 31, MATURITIES OTHER TOTAL ------------------------------------------------------------------------------------------- (IN MILLIONS) 2008 Net appreciation/(depreciation), beginning of year $ 0.4 $ (3.6) $ (3.2) ---------------------------------- Net depreciation on available-for-sale securities (28.8) (20.1) (48.9) Net effect on value of business acquired, and on policy liabilities 15.4 -- 15.4 Benefit for deferred federal income taxes 4.7 7.0 11.7 ---------------------------------- (8.7) (13.1) (21.8) ---------------------------------- Net depreciation, end of year $ (8.3) $(16.7) $(25.0) ==================================
20 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENTS (CONTINUED) D. OTHER-THAN-TEMPORARY IMPAIRMENT The table below presents a rollforward of the cumulative credit loss component of OTTI impairment losses recognized in earnings on fixed maturity securities still held by the Company at December 31, 2010 and 2009, respectively for which a portion of the OTTI losses were recognized in other comprehensive income:
2010 2009 ------------- BALANCE AT BEGINNING OF YEAR $ 5.0 $ -- Credit loss component of OTTI loss not reclassified to other comprehensive income in the cumulative effect transition adjustment -- 10.3 Additions: Initial impairments - credit loss OTTI recognized on securities not previously impaired -- 0.5 Additional impairments - credit loss OTTI recognized on securities previously impaired -- 0.2 Reductions: Due to sales (or maturities, pay downs or prepayments) during the period of securities previously credit loss OTTI impaired (1.3) (6.0) ------------- BALANCE AT END OF YEAR $ 3.7 $ 5.0 =============
E. SECURITIES IN A CONTINUOUS UNREALIZED LOSS POSITION The following table provides information about the Company's available-for-sale fixed maturities that have been continuously in an unrealized loss position.
GROSS NUMBER OF DECEMBER 31, 2010 UNREALIZED FAIR SECURITIES WITH GROSS (IN MILLIONS) LOSSES VALUE UNREALIZED LOSSES ------------------------------------------------------------------------------------------ Investment grade fixed maturities (1): 0-12 months $16.5 $413.0 69 Greater than 12 months 9.2 43.8 7 ------------------------------ Total investment grade fixed maturities $25.7 $456.8 76 ------------------------------ Below investment grade fixed maturities: 0-12 months $ 2.4 $ 73.6 16 Greater than 12 months 3.6 17.5 10 ------------------------------ Total below-investment-grade fixed maturities 6.0 91.1 26 ------------------------------ Total fixed maturities $31.7 $547.9 102 ==============================
(1) Includes gross unrealized losses for investment grade fixed maturity obligations of the U.S. Treasury, U.S. government and agency securities, states, and political subdivisions of $19.5 million at December 31, 2010. 21 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENTS (CONTINUED) E. SECURITIES IN A CONTINUOUS UNREALIZED LOSS POSITION (CONTINUED)
GROSS NUMBER OF DECEMBER 31, 2009 UNREALIZED FAIR SECURITIES WITH GROSS (IN MILLIONS) LOSSES VALUE UNREALIZED LOSSES ------------------------------------------------------------------------------------------ Investment grade fixed maturities (1): 0-12 months $41.9 $754.4 78 Greater than 12 months 1.5 35.2 15 ------------------------------- Total investment grade fixed maturities $43.4 $789.6 93 ------------------------------- Below investment grade fixed maturities: 0-12 months $ 4.7 $ 59.7 17 Greater than 12 months 2.7 12.4 3 ------------------------------- Total below-investment-grade fixed maturities 7.4 72.1 20 ------------------------------- Total fixed maturities $50.8 $861.7 113 ===============================
(1) Includes gross unrealized losses for investment grade fixed maturity obligations of the U.S. Treasury, U.S. government and agency securities, states, and political subdivisions of $35.9 million at December 31, 2009. F. VARIABLE INTEREST ENTITY During 2010, the Company, through its subsidiary FAFLIC, held a GIC through Allmerica Global Funding ("AGF"), a Cayman Islands based entity. AGF was formed as a special purpose vehicle solely for the purposes of issuing debt instruments to third party investors and used the proceeds to purchase investment contracts from the Company. There was one medium term note outstanding as of December 31, 2010 and December 31, 2009 for $16.0 million and $16.6 million respectively with a 6.0% fixed rate, issued in June 1999, and maturing in April 2011. AGF is a VIE and is consolidated within the Company as the Company is the primary beneficiary. G. OTHER As of December 31, 2010 and 2009, the Company's only investment at fair value that exceeded 10% of shareholder's equity was in U.S. Treasuries for $369.7 million and $497.0 million, respectively. 8. INVESTMENT INCOME AND GAINS AND LOSSES A. NET INVESTMENT INCOME The components of net investment income were as follows:
FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 ---------------------------------------------------------------------------------------- (IN MILLIONS) Fixed maturities - interest and other income $ 227.6 $206.5 $ 53.4 Fixed maturities - change in fair value on trading securities 7.8 27.5 -- Equity securities -- 3.9 8.0 Policy loans 21.7 19.4 5.2 Modco interest income 70.3 68.7 62.7 Short-term investments and miscellaneous (loss) / income (7.1) 2.7 (0.5) ------------------------- Gross investment income 320.3 328.7 128.8 Less modco interest expense (122.6) -- -- Less investment expenses (6.3) (5.4) (3.2) ------------------------- Net investment income $ 191.4 $323.3 $125.6 =========================
The Company had no fixed maturities on non-accrual status at December 31, 2010, 2009 or 2008. The Company had no fixed maturities which were non-income producing at December 31, 2010, 2009 or 2008. 22 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. INVESTMENT INCOME AND GAINS AND LOSSES (CONTINUED) B. NET REALIZED INVESTMENT GAINS AND LOSSES Net realized gains and (losses) on investments were as follows: FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 --------------------------------------------------------------- (In millions) Available-for-sale fixed maturities $94.2 $22.5 $(38.0) Trading fixed maturities 1.1 7.3 -- Equity securities -- (9.7) (14.5) Other investments (4.3) 2.5 2.9 ---------------------- Net realized investment gains/(losses) $91.0 $22.6 $(49.6) ====================== The proceeds from voluntary sales of available-for-sale fixed maturities and the gross realized gains and gross realized losses on those sales were as follows: PROCEEDS FROM VOLUNTARY GROSS GROSS FOR THE YEARS ENDED DECEMBER 31, SALES GAINS LOSSES ------------------------------------------------------------------ (IN MILLIONS) 2010 Fixed maturities $1,683.3 $105.6 $12.8 2009 Fixed maturities $1,354.8 $ 57.3 $38.5 2008 Fixed maturities $1,550.8 $ 12.6 $50.6 The Company recognized other-than-temporary impairments on fixed maturities of $0.0 million and $7.4 million in 2010 and 2009, respectively. There were no other-than-temporary impairments on equity securities in 2010 and 2009, respectively. In 2008, the Company recognized other-than-temporary impairments on fixed maturities of $27.5 million and other-than-temporary impairments on equity securities of $14.5 million. C. OTHER COMPREHENSIVE INCOME RECONCILIATION The following table provides a reconciliation of gross unrealized gains/(losses) to the net balance shown in the Consolidated Statements of Comprehensive Income/(Loss):
FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 -------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Unrealized appreciation/(depreciation) on available-for-sale securities: Unrealized holding gains/(losses) arising during period (net of income tax (expense)/benefit of $(47.9), $(58.2) and $30.2 million in 2010, 2009 and 2008, respectively) $88.8 $108.0 $(56.1) Less: reclassification adjustment for gains/(losses) included in net income (net of income tax expense/(benefit) of $33.0, $4.5 and $(18.5) million in 2010, 2009 and 2008, respectively) 61.2 8.5 (34.3) ----------------------- Total available-for-sale securities 27.6 99.5 (21.8) ----------------------- Net unrealized appreciation/(depreciation) on available-for-sale securities $27.6 $ 99.5 $(21.8) =======================
23 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (the exit price). The best evidence of fair value is a quoted price in an active market. If listed prices or quotations are not available, fair value is determined by reference to prices of similar instruments and quoted prices or recent prices in less active markets. U.S. GAAP has a three-level fair value hierarchy for disclosure of fair value measurements. The fair value hierarchy prioritizes inputs to the valuation techniques used to measure fair value, giving the highest priority to level 1 inputs and the lowest priority to level 3 inputs. A financial instrument's level in the fair value hierarchy is based on the lowest level of any input that is significant to fair value measurement. The three levels of the fair value hierarchy are described below: BASIS OF FAIR VALUE MEASUREMENT Level 1 Inputs are unadjusted quoted prices in active markets to which the Company had access to at the measurement date for identical, unrestricted assets and liabilities. Level 2 Inputs to valuation techniques are observable either directly or indirectly. Level 3 One or more inputs to valuation techniques are significant and unobservable. The following tables set forth by level within the fair value hierarchy financial assets and liabilities accounted for at fair value under ASC 820 as of December 31, 2010 and 2009. As required by ASC 820, assets and liabilities are classified in their entirety based on the lowest level of input that is significant to the fair value measurement.
DECEMBER 31, 2010 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL --------------------------------------------------------------------------------------------- Financial Assets Available-for-sale fixed maturities U.S. Treasury securities and U.S. Government and agency securities $ 367.4 $ 98.8 $ -- $ 466.2 States and political subdivisions -- 295.6 -- 295.6 Foreign governments 2.0 -- -- 2.0 Corporate fixed maturities -- 1,080.4 0.3 1,080.7 Structured securities -- 999.8 -- 999.8 ---------------------------------------- Total available-for-sale fixed maturities 369.4 2,474.6 0.3 2,844.3 ---------------------------------------- Trading fixed maturities U.S. Treasury securities and U.S. Government and agency securities 2.3 2.7 -- 5.0 States and political subdivisions -- 29.2 -- 29.2 Corporate fixed maturities -- 302.4 -- 302.4 Structured securities -- 189.8 -- 189.8 ---------------------------------------- Total trading fixed maturities 2.3 524.1 -- 526.4 ---------------------------------------- Equity securities 0.1 -- -- 0.1 Derivative instruments receivable Interest rate contracts -- 11.5 -- 11.5 Foreign currency contracts -- 1.6 -- 1.6 Equity market contracts 30.5 11.2 1.2 42.9 Embedded derivative within asset host contract -- -- 59.0 59.0 ---------------------------------------- Total derivative instruments receivable 30.5 24.3 60.2 115.0 ---------------------------------------- Separate account assets 4,023.6 -- -- 4,023.6 ---------------------------------------- Total assets at fair value $4,425.9 $3,023.0 $60.5 $7,509.4 ========================================
24 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED)
DECEMBER 31, 2010 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------------------------------------------------------------------------------------------- Financial Liabilities Derivative instruments payable Credit contracts $-- $0.6 $ 0.5 $ 1.1 Embedded derivative within liability host contract -- -- 96.9 96.9 ------------------------------------ Total derivative instruments payable -- 0.6 97.4 98.0 ------------------------------------ Closed Block policy liabilities -- -- 688.3 688.3 ------------------------------------ Total liabilities at fair value $-- $0.6 $785.7 $786.3 ====================================
DECEMBER 31, 2009 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------------------------------------------------------------------------------------ Financial Assets Available-for-sale fixed maturities U.S. Treasury securities and U.S. Government and agency securities $ 483.9 $ 217.1 $ -- $ 701.0 States and political subdivisions -- 165.1 -- 165.1 Foreign governments 13.7 19.3 -- 33.0 Corporate fixed maturities -- 1,288.7 0.3 1,289.0 Structured securities -- 723.7 42.6 766.3 ---------------------------------------- Total available-for-sale fixed maturities 497.6 2,413.9 42.9 2,954.4 ---------------------------------------- Trading fixed maturities U.S. Treasury securities and U.S. Government and agency securities 13.0 2.7 -- 15.7 States and political subdivisions -- 27.9 -- 27.9 Corporate fixed maturities -- 222.7 -- 222.7 Structured securities -- 158.2 -- 158.2 ---------------------------------------- Total trading fixed maturities 13.0 411.5 -- 424.5 ---------------------------------------- Equity securities 0.1 -- -- 0.1 Derivative instruments receivable 24.5 63.4 61.4 149.3 Separate account assets 4,186.5 -- -- 4,186.5 ---------------------------------------- Total assets at fair value $4,697.2 $2,913.3 $104.3 $7,714.8 ======================================== Financial Liabilities Derivative instruments payable $ -- $ 2.2 $135.2 $ 137.4 Closed Block policy liabilities -- -- 684.1 684.1 ---------------------------------------- Total liabilities at fair value $ -- $ 2.2 $819.3 $ 821.5 ========================================
CASH INSTRUMENTS The Company's cash instruments are generally classified within level 1 or level 2. LEVEL 1 CASH INSTRUMENTS: Level 1 cash instruments include U.S. Treasury, agency and government guaranteed fixed maturity securities, foreign government securities and mutual funds held in separate accounts. Level 1 instruments are valued using quoted market prices for identical unrestricted instruments in active markets. LEVEL 2 CASH INSTRUMENTS: Level 2 cash instruments include fixed maturity securities and equity securities for which quoted market prices from active markets are not available. Level 2 cash instruments are priced using observable inputs, which can be verified to quoted prices, recent trading activity for identical or similar instruments, broker or dealer quotations or alternative pricing sources with reasonable levels of price transparency. Consideration is given to the nature of the quotations and the relationship of recent market activity to the prices provided from alternative pricing sources. The Company does not make valuation adjustments to level 2 instruments. 25 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) LEVEL 3 CASH INSTRUMENTS: Level 3 cash instruments have one or more significant valuation inputs that are not observable. Absent evidence to the contrary, level 3 investments are initially valued at transaction price, which is considered to be the best initial estimate of fair value. Subsequently, the Company uses other methodologies to determine fair value, which vary based on the type of instrument. Valuation inputs and assumptions are changed when corroborated by substantive observable evidence, including values realized on sales of level 3 assets. STRUCTURED SECURITIES. In 2009, certain structured securities were valued using the market approach. Valuation was based primarily on matrix pricing or other similar techniques that utilized inputs that were unobservable. At December 31, 2010, these securities were valued using observable inputs and, accordingly, are included in level 2. DERIVATIVE CONTRACTS LEVEL 1 DERIVATIVE CONTRACTS: Level 1 derivatives include exchange traded futures as they are actively traded and are valued at their quoted market price. LEVEL 2 DERIVATIVE CONTRACTS: Level 2 derivatives include most types of derivative instruments utilized by the Company and include derivatives for which all significant valuation inputs are corroborated by market evidence. These derivative contracts are principally valued using an income approach. The Company calculates the fair value of derivative assets by discounting future cash flows at a rate that incorporates counterparty credit spreads and the fair value of derivative liabilities by discounting future cash flows at a rate that incorporates the Company's own credit spreads. When appropriate, valuations are adjusted for various factors such as liquidity, bid/offer spreads and credit considerations. Such adjustments are generally based on available market evidence. INTEREST RATE DERIVATIVES. Valuations for non-option based derivatives are based on present value techniques, which utilize significant inputs that may include the swap yield curve, LIBOR basis curves, and repurchase rates. Valuations for option based derivatives are based on option pricing models, which utilize significant inputs that may include the swap yield curve, LIBOR basis curves, and interest rate volatility. FOREIGN CURRENCY DERIVATIVES. Prices for currency derivatives based on the exchange rates of leading industrialized nations, including those with longer tenors, are generally transparent. EQUITY MARKET DERIVATIVES. Exchange traded and OTC equity derivatives generally have observable market prices, except for contracts with long tenors or reference prices that differ significantly from current market prices. CREDIT DERIVATIVES. Credit derivatives are valued using inputs that may include credit correlation, repurchase rates and the extrapolation beyond observable limits of the swap yield curve and credit curves. LEVEL 3 DERIVATIVE CONTRACTS: Level 3 derivatives include credit derivatives and equity market derivatives, which are valued as described in level 2 but have significant unobservable inputs and also includes embedded derivatives which are principally valued using an income approach as explained in detail below. For level 3 equity derivatives, significant level 3 inputs generally include equity volatility inputs for options that are very long-dated. Valuations are based on present value techniques, which may utilize the swap yield curve and the spot equity and bond index level with significant unobservable inputs. 26 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) FAIR VALUE OF OTHER ASSETS AND LIABILITIES EMBEDDED DERIVATIVES RELATED TO GUARANTEED MINIMUM BENEFITS These embedded derivatives are principally valued using an income approach. Valuations are based on option pricing techniques, which utilize significant inputs that may include swap yield curve and implied volatilities. These embedded derivatives result in Level 3 classification because one or more of the significant inputs are not observable in the market or cannot be derived principally from, or corroborated by, observable market data. Significant unobservable inputs generally include the extrapolation beyond observable limits of the swap yield curve and implied volatilities, actuarial assumptions for policyholder behavior and mortality and the potential variability in policyholder behavior and mortality, nonperformance risk, counterparty credit spreads and cost of capital for purposes of calculating the risk margin. CLOSED BLOCK POLICY LIABILITIES The fair value of the Closed Block policy liabilities is calculated as the sum of the fair value of Closed Block assets, an adjustment to the fair value of Closed Block assets for non-performance risk, fair value of the Closed Block maintenance expenses, and a risk margin based on the cost of holding capital to back the Closed Block. The estimated fair value for the provision for maintenance expense is determined by calculating the annual cost associated with administering the applicable policies, including servicing costs as well as provisions for overhead, both adjusted for inflation. The annual cost is discounted at a fair value rate, approximating risk free, with a provision for non-performance risk. The estimated fair value for the provision for cost of capital is determined by calculating an annual cost inherent in having to hold risk capital to back the business. This amount is generally determined by using standard regulatory metrics to determine how much capital should be held. The amount of capital held is reduced by the net investment income that would be earned from the assets backing the capital. The annual cost is discounted at a rate determined to approximate a market participant's hurdle rate. As the liability cash flows in total are based on the asset cash flows, the basic value of the liabilities are equal to the fair value of the Closed Block assets. By utilizing market participant assumptions, the Closed Block policy liabilities contain unobservable inputs resulting in a fair value measurement of level 3. TRANSFERS INTO OR OUT OF LEVEL 3: Overall, transfers into and/or out of Level 3 are attributable to a change in the observability of inputs. Assets and liabilities are transferred into Level 3 when a significant input cannot be corroborated with market observable data. This occurs when market activity decreases significantly and underlying inputs cannot be observed, current prices are not available, and/or when there are significant variances in quoted prices, thereby affecting transparency. Assets and liabilities are transferred out of Level 3 when circumstances change such that a significant input can be corroborated with market observable data. This may be due to a significant increase in market activity, a specific event, or one or more significant input(s) becoming observable. Transfers into and/or out of any level are assumed to occur at the beginning of the period. Accordingly, the tables do not include gains or losses that were reported in level 3 in prior periods for financial instruments that were transferred out of level 3 prior to the end of the period. 27 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) The tables below sets forth a summary of changes in the fair value of the Company's level 3 financial assets and liabilities for the years ended December 31, 2010 and 2009. The tables reflects gains and losses for the full year for all financial assets and liabilities categorized as level 3 as at December 31, 2010 and December 31, 2009.
NET UNREALIZED GAINS/ (LOSSES) RELATING TO NET NET NET INSTRUMENTS PURCHASES, TRANSFERS BALANCE, REALIZED STILL HELD AT ISSUANCES IN AND/OR BALANCE, BEGINNING OF GAINS/ THE REPORTING AND OUT OF END OF YEAR ENDED DECEMBER 2010 YEAR (LOSSES) DATE SETTLEMENTS LEVEL 3 YEAR ------------------------------------------------------------------------------------------------------------------ (IN MILLIONS) Financial Assets Available-for-sale fixed maturities Corporate fixed maturities $ 0.3 $ -- $ -- $ -- $ -- $ 0.3 Structured securities 42.6 -- -- -- (42.6) -- Derivative contracts Foreign currency 2.1 -- -- -- (2.1) -- Equity market -- (0.7) -- 1.9 -- 1.2 Embedded derivative 59.3 -- (0.3) -- -- 59.0 ------------------------------------------------------------------------ Total derivative contracts 61.4 (0.7) (0.3) 1.9 (2.1) 60.2 ------------------------------------------------------------------------ Total assets $104.3 $ (0.7) $ (0.3) $ 1.9 $(44.7) $ 60.5 ======================================================================== Financial Liabilities Closed Block policy liabilities $684.1 $ -- $ -- $ 4.2(1) $ -- $688.3 Derivative contracts Credit -- -- -- -- 0.5 0.5 Embedded derivative 135.2 (28.0) (44.9) 34.6 -- 96.9 ------------------------------------------------------------------------ Total derivative contracts 135.2 (28.0) (44.9) 34.6 0.5 97.4 ------------------------------------------------------------------------ Total liabilities $819.3 $(28.0) $(44.9) $38.8 $ 0.5 $785.7 ========================================================================
(1) Included in the change in the Closed Block policy liabilities of $4.2 million is $5.1 million of market appreciation on the closed Block investment portfolio offset by maintenance expenses of $1.1 million and a decrease in cost of capital of $0.2 million as of December 31, 2010. 28 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED)
NET UNREALIZED GAINS/ (LOSSES) RELATING TO NET NET NET INSTRUMENTS PURCHASES, TRANSFERS BALANCE, PURCHASE REALIZED STILL HELD AT ISSUANCES IN AND/OR BALANCE, BEGINNING OF ACCOUNTING GAINS/ THE REPORTING AND OUT OF END OF YEAR ENDED DECEMBER 2009 YEAR ADJUSTMENTS (LOSSES) DATE SETTLEMENTS LEVEL 3 YEAR -------------------------------------------------------------------------------------------------------------------------------- (IN MILLIONS) Financial Assets Available-for-sale fixed maturities Corporate fixed maturities $ 1.7 $ 3.5 $ -- $ -- $ (3.5) $(1.4) $ 0.3 Mortgage-backed and asset-based securities -- 2.3 -- 1.1 39.2 -- 42.6 Derivative contracts -- -- -- 61.4 -- -- 61.4 -------------------------------------------------------------------------------------- Total assets $ 1.7 $ 5.8 $ -- $ 62.5 $ 35.7 $(1.4) $104.3 ====================================================================================== Financial Liabilities Closed Block policy liabilities $ -- $663.5 $ -- $ -- $ 20.6(1) $ -- $684.1 Derivative contracts 56.3 -- (0.1) (56.2) 135.2 -- 135.2 -------------------------------------------------------------------------------------- Total liabilities $56.3 $663.5 $(0.1) $(56.2) $155.8 $ -- $819.3 ======================================================================================
(1) Included in the change in the Closed Block policy liabilities of $20.6 million is $24.7 million of market appreciation on the Closed Block investment portfolio offset by decreases in maintenance expenses of $2.8 million and cost of capital of $1.3 million as of December 31, 2009. ASC 825, "Disclosures about Fair Value of Financial Instruments," as amended by ASC 820, requires disclosure of fair value information about certain financial instruments (insurance contracts, real estate, goodwill and taxes are excluded) for which it is practicable to estimate such values, whether or not these instruments are included in the balance sheet. The fair values presented for certain financial instruments are estimates which, in many cases, may differ significantly from the amounts which could be realized in an orderly transaction. The following methods and assumptions are used to estimate the fair value of each class of financial instruments: POLICY LOANS For policy loans with fixed interest rates, estimated fair values are determined by using discounted cash flow models applied to groups of similar policy loans determined by the nature of the underlying insurance liabilities. Cash flow estimates are developed by applying a weighted-average interest rate to the outstanding principal balance of the respective group of policy loans and an estimated average maturity determined through experience studies of the past performance of policyholder repayment behavior for similar loans. These cash flows are discounted using current risk-free interest rates with no adjustment for borrower credit risk as these loans are fully collateralized by the cash surrender value of the underlying insurance policy. The estimated fair value for policy loans with variable interest rates approximates carrying value due to the absence of borrower credit risk and the short time period between interest rate resets, which presents minimal risk of a material change in estimated fair value due to changes in market interest rates. SECURITIES SOLD UNDER AGREEMENTS TO REPURCHASE During March of 2010, the Company entered into a series of third party repurchase agreements. The notional value as of December 31, 2010 was approximately $89.6 million. The Company posted $89.6 million in Treasury securities as collateral for these transactions. Fair value is estimated based on expected future cash flows and interest rates. 29 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) INVESTMENT CONTRACTS (WITHOUT MORTALITY FEATURES) Fair value of liabilities under supplementary contracts without life contingencies are estimated based on current fund balances and fair value of other individual contract funds represent the present value of future policy benefits. TRUST INSTRUMENTS SUPPORTED BY FUNDING OBLIGATIONS Fair values are estimated using discounted cash flow calculations using current interest rates for similar contracts with maturities consistent with those remaining for the contracts being valued. The following presents carrying amounts and fair values of the Company's financial instruments not carried at fair value as of December 31, 2010 and 2009:
2010 2009 ------------------------------------- CARRYING FAIR CARRYING FAIR DECEMBER 31, VALUE VALUE VALUE VALUE ----------------------------------------------------------------------------------------- (IN MILLIONS) Financial Assets Policy loans $306.4 $369.3 $320.3 $368.1 ------------------------------------ $306.4 $369.3 $320.3 $368.1 ==================================== Financial Liabilities Securities sold under agreements to repurchase $ 89.6 $ 89.6 $ -- $ -- Supplementary contracts without life contingencies 7.4 7.4 36.4 36.4 Trust instruments supported by funding obligations 16.0 17.6 16.6 18.7 Other individual contract deposit funds 106.1 106.1 115.2 115.2 ------------------------------------ $219.1 $220.7 $168.2 $170.3 ====================================
30 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 10. CLOSED BLOCK Summarized financial information of the Closed Block is as follows:
BALANCE SHEETS DECEMBER 31 2010 2009 ----------------------------------------------------------------------------------------- (IN MILLIONS) ASSETS Investments: Trading fixed maturities at fair value (amortized cost of $491.2 and $397.2, respectively) $526.4 424.5 Policy loans 96.8 102.5 Cash and cash equivalents 3.4 92.5 Accrued investment income 9.6 9.0 Deferred federal income taxes 20.6 17.8 Other assets 1.5 1.9 --------------- Total assets $658.3 $648.2 --------------- LIABILITIES Policy liabilities and accruals at fair value $596.9 $592.0 Policyholder dividends obligation at fair value (1) 77.9 78.6 Policyholder dividends payable at fair value (1) 13.5 13.5 Other liabilities 7.8 3.8 --------------- Total liabilities $696.1 $687.9 --------------- Excess of Closed Block liabilities over assets designated to the Closed Block and maximum future earnings to be recognized from Closed Block assets and liabilities $ 37.8 $ 39.7 ===============
(1) Included within contractholder deposit funds and other policy liabilities in the accompanying Consolidated Balance Sheets. STATEMENTS OF INCOME FOR THE YEARS ENDED DECEMBER 31 2010 2009 -------------------------------------------------------- (IN MILLIONS) REVENUES Premiums and other income $19.4 $22.3 Net investment income 49.5 67.2 Net realized investment gains 1.1 7.3 ------------- Total revenues 70.0 96.8 ------------- BENEFITS AND EXPENSES Policy benefits 68.3 92.3 Policy acquisition and other expenses 0.4 0.4 ------------- Total benefits and expenses 68.7 92.7 ------------- Net contribution from the Closed Block $ 1.3 $ 4.1 ------------- Many expenses related to Closed Block operations are charged to operations outside the Closed Block; accordingly, the contribution from the Closed Block does not represent the actual profitability of the Closed Block operations. Operating costs and expenses outside of the Closed Block are, therefore, disproportionate to the business outside the Closed Block. 31 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 11. FEDERAL INCOME TAXES PROVISION FOR INCOME TAXES Income taxes are provided for using the asset and liability method under which deferred tax assets and liabilities are recognized for temporary differences between the financial reporting and tax bases of assets and liabilities. The Company reports interest expense related to income tax matters in Federal income tax expense/(benefit), and income tax penalties in other operating expenses in the Consolidated Statements of Income. The Company is expected to file a consolidated tax return with FAFLIC for the period January 1, 2010 through December 31, 2010. The Company's tax return is eligible for consolidation into Goldman Sachs for calendar year end 2011. Any net operating loss carryforwards or foreign tax credits from prior to the acquisition date of December 30, 2005 can only be used against the income of the Company. FAFLIC's tax return is ineligible for consolidation with Goldman Sachs until calendar year end 2015. Due to the purchase of FAFLIC, the capital loss carryforward acquired is subject to I.R.C Section 382, which provides an annual limit on utilization and can only be used against the income of FAFLIC. The tables below present the components of the provision/(benefit) for taxes and a reconciliation of the U.S. federal statutory income tax rate to the Company's effective income tax rate. FOR THE YEARS ENDED DECEMBER 31, 2010 2009 -------------------------------------------------- (IN MILLIONS) Federal income tax expense Current $ -- $ -- Deferred 42.7 6.3 ------------ Total $42.7 $6.3 ============ FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 ------------------------------------------------------------ (IN MILLIONS) Expected federal income tax expense $56.7 $ 34.2 $(0.2) Prior years' federal income tax adjustment (2.9) -- (0.6) Dividend received deduction (4.5) (3.8) (5.2) Tax credits (0.5) -- (0.7) Valuation allowance (6.1) (24.1) 17.2 Other, net -- -- 0.3 ---------------------- Federal income tax expense $42.7 $ 6.3 $10.8 ====================== DEFERRED INCOME TAXES Deferred income taxes reflect the net tax effects of temporary differences between the financial reporting and tax bases of assets and liabilites. These temporary differences result in taxable or deductible amounts in future years and are measured using the tax rates and laws that will be in effect when such differences are expecte to reverse. Valuation allowances are established to reduce deferred tax assets to the amount that more likely than not will be realized. 32 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 11. FEDERAL INCOME TAXES (CONTINUED) Following are the components of the Company's deferred tax assets and liabilities. DECEMBER 31, 2010 2009 -------------------------------------------------------------- (IN MILLIONS) Deferred tax asset Insurance reserves $ 69.0 $ 90.0 Sec. 848 capitalization 46.7 62.6 Tax credit carryforwards 11.0 9.5 Loss carryforwards 140.5 162.6 Ceding commission 13.4 17.9 Accrued policyholder dividends 4.7 4.7 Deferred compensation 0.1 0.2 Other, net -- 3.9 ----------------- Subtotal deferred tax asset 285.4 351.4 Valuation allowance (6.1) (12.2) ----------------- Total deferred tax asset, net $ 279.3 $ 339.2 ----------------- Deferred tax liability VOBA/DAC $(101.3) $(129.9) Investments, net (76.4) (61.8) Fair value adjustment - Closed Block (12.3) (9.6) Other, net (8.9) -- ----------------- Total deferred tax liability (198.9) (201.3) ----------------- Total deferred tax asset, net $ 80.4 $ 137.9 ================= The Company has recorded a valuation allowance against tax benefits from tax credit carryforwards. The change in the valuation allowance was due to the removal of a partial valuation allowance of $6.1 million against the capital loss carryforward as it is the Company's opinion that it is more likely than not that these deferred tax assets will be fully realized. In management's judgment, the remaining gross deferred tax asset will more likely than not be realized through reductions of future taxes, except as otherwise noted. This conclusion is based primarily on a review of expected taxable income and considers all available evidence, both positive and negative. At December 31, 2010, the Company has foreign tax credit carryforwards of $11.0 million which will expire beginning in 2013. At December 31, 2010, the Company has net operating loss carryforwards of $136.3 million and capital loss carryforwards of $4.2 million, which begin to expire in 2017 and 2013, respectively. All tax credits and net operating loss carryforwards generated prior to 2006 are subject to annual limitations on utilization. This includes $6.1 million of foreign tax credits and $35.8 million of net operating carryforwards. UNRECOGNIZED TAX BENEFITS The Company recognizes tax positions in the financials statements only when it is more likely than not that the position will be sustained on examination by the relevant taxing authority based on the technical merits of the position. A position that meets this standard is measured at the largest amount of benefit that will more likely than not be realized on settlement. A liability is established for differences between position taken in a tax return and amounts recognized in the financial statements. The Company believes that its income tax filing positions and deductions will be sustained on audit and does not anticipate any adjustments that will impact the Company's financial condition, results of operations, or cash flows. As of December 31, 2010 and December 31, 2009, the Company did not record a liability related to accounting for uncertainty in income taxes. REGULATORY TAX EXAMINATIONS The Company's federal income tax returns are routinely audited by the IRS, and when appropriate, provisions are made in the financial statements in anticipation of the results of these audits. THG has agreed to indemnify the Company and Goldman Sachs with respect to tax liabilities for periods before the acquisition as provided in the Transaction. However, the tax attributes carried over from THG are not guaranteed under the Transaction, and accordingly, such attributes may be adjusted in the future. 33 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 12. DIVIDEND RESTRICTIONS Massachusetts has enacted laws governing the payment of dividends to shareholders by insurers, which affect the dividend paying ability of the Company. The Company cannot pay any dividend without first obtaining written approval from the Massachusetts Commissioner of Insurance. The Company must meet minimum capital and surplus requirements under a risk-based capital ("RBC") formula. RBC is the standard measurement of an insurance company's required capital on a statutory basis. It is based on a formula calculated by applying factors to various assets, premium and statutory reserve items. The formula takes into account the risk characteristics of the insurer, including asset risk, insurance risk, interest rate risk and business risk. Regulatory action is tied to the amount of a company's surplus deficit under the RBC formula. Goldman Sachs has agreed with the Commissioner to continue the previous THG commitment to maintain total adjusted capital levels at a minimum of 100% of the Company's Company Action Level as determined under the risk-based capital formula, which was $75.0 million and $68.5 million at December 31, 2010 and 2009, respectively. Total adjusted capital for life insurance companies is defined as statutory capital and surplus, plus asset valuation reserve, plus 50% of dividends apportioned for payment and was $630.0 million and $635.3 million at December 31, 2010 and 2009, respectively, for the Company. The Company declared dividends payable to its stockholder of record, Goldman Sachs of $250.0 million in 2010 which was paid in January 2011. The Company declared and paid dividends to Goldman Sachs of $60.0 million in 2009. 13. VALUE OF BUSINESS ACQUIRED The changes in VOBA for the years ended December 31 were as follows:
2010 2009 -------------- (IN MILLIONS) Balance at January 1 $30.3 $146.5 Amount recorded due to purchase accounting (1) -- (45.6) Cumulative effect of change in accounting principle, net of tax -- (1.2) Reinsurance treaty impacts -- (76.5) Amortized to expense during the year (2.9) 23.8 Adjustment for unrealized investment losses during the year (0.1) (16.7) -------------- Balance at December 31 $27.3 $ 30.3 ==============
(1) Refer to Footnote 4 - Purchase Accounting for further discussion on purchase accounting adjustments. Estimated future amortization of VOBA as of December 31, 2010 is as follows: (IN MILLIONS) 2011 $ 3.7 2012 3.1 2013 2.7 2014 2.4 2015 2.2 2016 and thereafter 13.2 ----- Total $27.3 ===== 14. REINSURANCE The Company seeks to diversify risk and limit its overall financial exposure by reinsuring certain levels of risk in various areas of exposure through acquisition and cessions with other insurance companies or reinsurers. In addition, consistent with the overall business strategy, the Company assumes certain policy risks written by other insurance companies on a coinsurance and modified coinsurance basis. Under a coinsurance arrangement, depending upon the terms of the contract, the reinsurer may share in the risk of loss due to mortality or morbidity, lapses, and the investment risk, if any, inherent in the underlying policy. Modified coinsurance differs from coinsurance in that the assets supporting the reserves are retained by the ceding company while the risk is transferred to the reinsurer. 34 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 14. REINSURANCE (CONTINUED) On December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Arrow acting on behalf of and for the benefit of a segregated account established by Arrow. Upon execution of the treaty, the Company considered in its reinsurance costs $76.5 million of VOBA and $61.7 million of DAC associated with the variable annuity business; a net $55.0 million was written off. The Company has evaluated the applicability of ASC 944-815-15 to its modified coinsurance agreement with Arrow. An embedded derivative requiring bifurcation exists and a liability of $96.9 million and $135.2 million is reflected on the Consolidated Balance Sheets as of December 31, 2010 and 2009, respectively. As of December 31, 2010 and December 31, 2009, the assumed reserves under this contract were $2.1 billion respectively. In conjunction with this agreement, the Company and Arrow acting on behalf of and for the benefit of a segregated account established by Arrow entered into a trust agreement, whereby Arrow established a trust account for the sole use and benefit of the Company. The Company may withdraw funds from the trust account as reimbursements from Arrow for reinsured activity. As of December 31, 2010 and 2009, the trust account held $99.6 million and $70.0 million, respectively, of cash equivalents and fixed maturities. On December 18, 2009, the Company entered into an Assumption Reinsurance Agreement with MetLife where the Company will assumption reinsure certain individual disability income insurance policies to MetLife. These policies are currently 100% coinsured with MetLife. The Company paid $5.0 million to Metlife in connection with the transaction. Reinsurance recoverables related to this agreement were $223.2 million and $231.4 million at December 31, 2010 and 2009, respectively On April 1, 2009, the Company assumed on a 100% coinsurance basis the life and fixed annuity blocks of of the life insurance subsidiaries of UAC. Under the coinsurance agreement, the Company assumed $527.2 million of reserves and paid the collective cedants $77.6 million in ceding commission. Subsequently, on October 29, 2010 and December 8, 2010, the Company assigned all its rights, titles, interests and privileges and certain duties and obligations related to a block of fixed annuity contracts assumed from the subsidiaries of UAC to Athene, a Bermuda domiciled reinsurance company. Upon closing of the transaction, the Company paid a total novation fee of $1.2 million to UAC and its subsidiary, American Progressive. As of December 31, 2010 and 2009, the assumed reserves under the existing contract were $312.0 million and $509.7 million, respectively. On March 31, 2009, the Company entered into a coinsurance and modified coinsurance agreement with Lincoln National to reinsure an in-force block of universal life and variable universal life insurance policies. Effective April 1, 2010, the agreement was amended to recognize the cession of all mortality risk to an affiliate of Lincoln, thereby reducing mortality exposure for the Company. Under the coinsurance and modified coinsurance agreement, the Company assumed $974.6 million in reserves and paid the cedant approximately $204.5 million in ceding commission. As of December 31, 2010 and 2009, the assumed reserves under this contract were $867.6 million and $943.9 million, respectively. On January 2, 2009, coincident with the purchase of the Company's subsidiary, FAFLIC, referenced in Note 5 - Significant Transactions, FAFLIC and The Hanover Insurance Company ("HIC") entered into a reinsurance contract whereby HIC reinsured FAFLIC's discontinued accident and health insurance business through a 100% coinsurance agreement. This agreement totaled $119.5 million in net statutory liabilities. An equal amount of assets were also transferred as part of this agreement. Reinsurance recoverable related to this agreement were $132.2 million and $139.6 million at December 31, 2010 and 2009, respectively. On January 1, 2008, the Company reinsured a book of business from FML on an assumption reinsurance basis comprising primarily whole, term and universal life insurance policies. FML was in rehabilitation under the governance of the Commonwealth of Pennsylvania, and the Company has no responsibility for the dissolution or future state of FML and any of its remaining legal entity obligations or liabilities. As part of this transaction, the Company paid a ceding commission of $4.3 million and assumed general account reserves of $700.0 million. During the first quarter of 2008, the Company effectively ceded the entire FML block of business to its affiliate, Columbia Capital Life Reinsurance Company ("Columbia"). In consideration of Columbia's assumption of the business, the Company received a ceding commission of $4.1 million. As of December 31, 2010 and 2009, the Company ceded reserves of $553.6 million and $587.1 million, respectively. The Company assumed on a modified coinsurance basis 100% of the variable annuity business of Protective. As of December 31, 2010 and 2009, the assumed reserves under this contract were $1.2 billion, respectively. The Company entered into a coinsurance agreement to cede 100% of its deferred fixed annuity insurance business to its affiliate, Columbia. As of December 31, 2010 and 2009 the Company ceded reserves of $35.5 million and $37.6 million. 35 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 14. REINSURANCE (CONTINUED) On May 25, 2007 the Company entered into an agreement, retroactive to January 1, 2007, to assume 8% of the variable annuity products sold by Pacific Life in 2007. The base annuities were assumed on a modified coinsurance basis and the benefits provided via riders were assumed on a coinsurance basis. In February 2008, the Pacific Life contract was recaptured retroactive to January 1, 2008. Certain derivative options hedging the rider benefits of this treaty were disposed. The recapture of the Pacific Life block resulted in a reinsurance recapture fee of $25.5 million with a subsequent reduction in policyholder liabilities and DAC. Due to the accounting treatment for acquiring this block of business, the recapture fee was bifurcated between the May 2007 and post May 2007 components, with the latter portion recognized through the Consolidated Statements of Income. Historically, the Company maintained other reinsurance treaties including the cession of non core traditional life and health business, the largest being a universal life insurance treaty representing reinsurance recoverable of $405.9 million and $428.9 million at December 31, 2010 and 2009, respectively. The Company determines the appropriate amount of reinsurance based on evaluation of the risks accepted and on market conditions (including the availability and pricing of reinsurance). The Company evaluates the financial condition of its reinsurers and monitors concentrations of credit risk. Based on its review of its reinsurers' financial statements and reputations in the reinsurance marketplace, the Company believes that its counterparties are financially sound. As of December 31, 2010 and 2009, the Company's only concentrations of credit risk greater than 10% of the Company's stockholder's equity were approximately $589.1 million and $624.8 million, respectively, related to the block of business reinsured with an affiliate, Columbia. The effects of reinsurance were as follows: FOR THE YEARS ENDED DECEMBER 31, 2010 2009 2008 ----------------------------------------------------------------- (IN MILLIONS) Life and accident and health insurance premiums: Direct $ 34.3 $ 42.1 $ 16.9 Assumed - non affiliated 31.6 27.7 -- Ceded - non-affiliated (14.9) (21.3) (16.9) ------------------------ Net premiums $ 51.0 $ 48.5 $ -- ======================== Universal life and investment product policy fees: Direct $124.7 $125.7 $158.7 Assumed - affiliated 7.5 7.5 -- Assumed - non-affiliated 152.5 113.3 40.0 Ceded - affiliated (91.4) (12.5) (9.1) Ceded - non-affiliated -- 0.7 -- ------------------------ Net universal life and investment product policy fees $193.3 $234.7 $189.6 ======================== Life and accident and health insurance and other individual policy benefits, claims, losses and loss adjustment expenses: Direct $525.6 $623.4 $581.9 Assumed - affiliated 2.2 112.8 -- Assumed - non-affiliated 193.9 16.0 44.1 Ceded - affiliated (163.3) (101.7) (36.7) Ceded - non-affiliated (299.3) (304.0) (292.2) ------------------------ Net policy benefits, claims, losses and loss adjustment expenses $259.1 $346.5 $297.1 ======================== 36 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 15. DEFERRED POLICY ACQUISITION COSTS The following reflects the changes to the deferred policy acquisition asset: FOR THE YEARS ENDED DECEMBER 31, 2010 2009 ------------------------------------------------------ (IN MILLIONS) Balance at beginning of year $243.3 $118.3 Block acquisition -- 303.1 Reinsurance treaty impacts -- (61.7) Acquisition expenses deferred -- 4.1 Amortized to expense during the year (61.6) (65.6) Adjustment for unrealized investment losses during the year 2.7 (54.9) Capitalization, other 22.7 -- --------------- Balance at end of year $207.1 $243.3 =============== On December 31, 2009, the Company entered into a reinsurance treaty with Arrow ceding all the Company's variable annuity business. This reinsurance treaty resulted in a $61.7 million reduction in the DAC asset. On April 1, 2009, the Company entered into a coinsurance agreement with the life insurance subsidiaries of UAC, resulting in an initial DAC balance of $75.8 million. On March 31, 2009, the Company entered into a coinsurance and modified coinsurance agreement with Lincoln National, resulting in an initial DAC balance of $250.0 million. 16. LIABILITIES FOR OUTSTANDING CLAIMS, LOSSES AND LOSS ADJUSTMENT EXPENSES The Company regularly updates its reserve estimates as new information becomes available and further events occur which may impact the resolution of unsettled claims. Reserve adjustments are reflected in results of operations within policy benefits, claims, losses and loss adjustment expenses. Often these adjustments are recognized in periods subsequent to the period in which the underlying policy was written and loss event occurred. These types of subsequent adjustments are described as "prior year reserve development." Such development can be either favorable or unfavorable to the Company's financial results and may vary by line of business. The liability for future policy benefits and outstanding claims and claims adjustment expenses, excluding the effect of reinsurance, related to the Company's accident and health business was $305.0 million and $315.5 million at December 31, 2010 and 2009, respectively. This business consists of the Company's exited health businesses. Reinsurance recoverables related to this business were $370.1 million and $386.6 million at December 31, 2010 and 2009 respectively. 17. COMPOSITION OF OTHER ASSETS, LIABILITIES, INCOME AND EXPENSES Other assets consist of the following: DECEMBER 31, 2010 2009 ------------------------------------------------- (IN MILLIONS) State licenses (intangible asset) $ 5.3 $ 5.3 Accounts receivable 8.0 1.0 Deferred modco interest expense 12.2 5.7 Miscellaneous assets 5.5 8.5 ------------- Total other assets $31.0 $20.5 ============= 37 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 17. COMPOSITION OF OTHER ASSETS, LIABILITIES, INCOME AND EXPENSES (CONTINUED) Accrued expenses and other liabilities consist of the following: DECEMBER 31, 2010 2009 ------------------------------------------------- (IN MILLIONS) Payables in process $31.0 $42.1 Policyholder liabilities 20.7 20.4 Taxes payable 2.3 2.3 Accrued expenses 9.2 13.1 Miscellaneous liabilities 6.3 5.6 ------------- Total accrued expenses and other liabilities $69.5 $83.5 ============= Other income consists of the following: DECEMBER 31, 2010 2009 2008 --------------------------------------------------------- (IN MILLIONS) Asset management fees $ 1.6 $ 8.3 $12.6 Reinsurance administration fee 17.6 2.0 2.2 Miscellaneous income (loss) 14.4 (3.2) 6.8 --------------------- Total other income $33.6 $ 7.1 $21.6 ===================== Other operating expenses consist of the following: DECEMBER 31, 2010 2009 2008 --------------------------------------------------------- (IN MILLIONS) Taxes, licenses and fees $ 6.2 $ 6.0 $ 0.3 Commission expense 13.4 4.4 12.5 Fees and operational services 34.2 36.7 28.9 Salaries and benefits 10.7 11.4 8.7 Legal and auditing 5.5 4.1 4.8 Miscellaneous operating expenses 9.7 5.0 4.3 --------------------- Total other operating expenses $79.7 $67.6 $59.5 ===================== 18. COMMITMENTS The Company was allocated certain rental expenses by its parent, primarily for the building lease in Southborough, MA. Rental expenses for these operating leases amounted to $0.5 million for 2010 and $0.3 million for 2009, respectively. The Company does not have lease commitments for the Southborough, MA location. On April 19, 2007 the Company entered into a lease agreement for the Elgin, IL office. As of December 31, 2010, lease commitments relating to this lease were $8.8 thousand for 2011 and 2012. The base rent is subject to adjustments for taxes, insurance premiums, water and utilities, heating and cooling and common area charges. On March 31, 2009, the Company signed a Work Assignment with Dell Services ("Dell") whereby Dell, as third party administrator, will provide contract/policy administration over certain of the Company's fixed annuity and traditional life business for a period not less than ten years. Dell was formerly known as the Transaction Applications Group, Inc. ("TAG"). On June 19, 2008, the Company signed a professional services agreement with LOGiQ(3) Solutions Corp. ("LOGiQ(3)"). LOGiQ(3) will manage certain aspects of the Company's reinsurance portfolio for a period not less than five years. On October 31, 2007, the Company signed a third party administrator agreement with Dell and an application service provider agreement with Exl Service Holdings, Inc. ("EXL"). Commencing January 1, 2008, Dell became the third party administrator for the Company's whole life insurance, term life insurance and universal life insurance, utilizing an EXL platform. EXL was formerly known as the Professional Data Management Again, Inc. The Company entered into an operational servicing agreement with se2, whereby se2, as third party administrator, will provide contract/policy administration over certain of the Company's variable annuity and variable universal life business for a period of not less than ten years. 38 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 18. COMMITMENTS (CONTINUED) As of December 31, 2010, the purchase commitments relating to agreements with Se2, Dell, EXL and LOGiQ(3) were as follows: (IN MILLIONS) 2011 $16.7 2012 16.2 2013 15.1 2014 13.6 2015 13.2 2016 and thereafter 10.4 ----- Total $85.2 ===== 19. CONTINGENCIES REGULATORY AND INDUSTRY DEVELOPMENTS Unfavorable economic conditions may contribute to an increase in the number of insurance companies that are under regulatory supervision. This may result in an increase in mandatory assessments by state guaranty funds, or voluntary payments by solvent insurance companies to cover losses to policyholders of insolvent or rehabilitated companies. Mandatory assessments, which are subject to statutory limits, can be partially recovered through a reduction in future premium taxes in some states. LITIGATION The Company is involved from time to time in judicial, regulatory and arbitration proceedings concerning matters arising in connection with the conduct of its business. THG has agreed to indemnify the Company and Goldman Sachs with respect to certain of these matters as provided in the Stock Purchase Agreement. Management believes, based on currently available information, that the results of such proceedings, in the aggregate, will not have a material adverse effect on the Company's financial condition. Given the inherent difficulty of predicting the outcome of the Company's litigation and regulatory matters, particularly in cases or proceedings in which substantial or indeterminate damages or fines are sought, the Company cannot estimate losses or ranges of losses for cases or proceedings where there is only a reasonable possibility that a loss may be incurred. However, the Company believes that at the present time there are no pending or threatened lawsuits that are reasonably likely to have a material adverse effect on the its consolidated financial position or results of operations. 20. RELATED PARTY TRANSACTIONS Effective February 26, 2010, the Company entered into a shared services and expense agreement with an affiliate, Longmore Credit Services, LLC ("LCS"). Under this agreement, the Company provides services including but not limited to seconding Company employees, management services, administrative support and use of Company facilities. The Company charged LCS approximately $0.2 million for the year ended December 31, 2010. This amount is shown in other operating expenses within the Consolidated Statements of Operations. On December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Arrow acting on behalf of, and for the benefit of a segregated account established by Arrow. Under this agreement, Arrow agreed to pay the Company certain fees for continued administration of the variable annuity business. The Company received fee income of $15.7 million from this reinsurance transaction for the year ended December 31, 2010. This amount is shown in other income within the Consolidated Statements of Operations. Effective March 5, 2009, the Company entered into a shared services and expense agreement with affiliates, Columbia and Charleston Capital Reinsurance, LLC ("Charleston"). Under this agreement, the Company provides services including but not limited to seconding Company employees, management services, administrative support and use of Company facilities. The Company charged Columbia and Charleston approximately $1.5 million for the years ended December 31, 2010 and 2009, respectively. These amounts are shown in other operating expenses within the Consolidated Statements of Operations. The Company has an agreement with its affiliate, Columbia, to provide continued administration for the FML and deferred fixed annuity block of business ceded to Columbia. The Company received fee income of $1.9 million, $2.0 million and $2.2 million for the year ended December 31, 2010, 2009 and 2008 respectively. 39 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 20. RELATED PARTY TRANSACTIONS (CONTINUED) The Company signed a distribution and service agreement with its affiliate, Epoch Securities Inc. ("Epoch"), to serve as principal underwriter and distributor for variable annuity products issued by the Company and its separate accounts. This resulted in expense of $0.3 million for the years ended December 31, 2010 and 2009, respectively, for these services. The Company performs certain administrative services on Epoch's behalf. No income was generated for the years ended December 31, 2010, 2009, or 2008 from this agreement. The Company has a management services agreement with its affiliate, GSCO. Under this service agreement, GSCO provides support to the Company in administrative, legal, compliance, technology, operations, financial reporting, human resources, risk management and other areas, and the Company is allocated costs for services received. GSCO charged the Company approximately $6.1 million, $3.3 million and $3.0 million for the years ended December 31, 2010, 2009 and 2008 respectively, for these services. These amounts are shown within other operating expenses in the accompanying Consolidated Statements of Income. The Company has entered into several derivative transactions with its affiliate, Goldman Sachs International ("GSI"). These derivative positions resulted in expense of $7.8 million and $68.8 million, and income of $118.2 million, for 2010, 2009 and 2008, respectively, due to mark to market of the positions. The Company has entered into several derivative transactions with its affiliate, GSCO, which resulted in expense of $9.2 million and income of $13.2 million for 2009 and 2008, respectively. There were no derivative transactions with GSCO in 2010. The Company entered into several derivative transactions with its affiliate, Goldman Sachs Financial Markets L.L.C ("GSFM"), which resulted in income of $2.6 million for 2008. There were no transactions with GSFM in 2010 or 2009. The service agreement entered into with GSAM, an affiliate organization that provides investment management services, generated expense of $3.7 million, $3.2 million, and $2.3 million for the years ended December 31, 2010, 2009 and 2008, respectively. As part of the variable products in the separate account, the Company offers underlying Goldman Sachs Variable Investment Trust funds. Management fees are paid directly to GSAM and certain of these distribution and administration fees are passed to the Company resulting in revenue of $4.3 million, $2.6 million and $6.9 million for the years ended December 31, 2010, 2009 and 2008, respectively. The employees of the Company participate in The Goldman Sachs Amended and Restated Stock Incentive Plan (the "SIP"). Pursuant to the SIP, Goldman Sachs issued restricted stock units (RSUs) to certain employees of the Company as part of their overall compensation. Unvested RSUs require future service as a condition of delivery of the underlying shares of Goldman Sachs' common stock generally over a three year period. Delivery of the underlying shares of common stock is also conditioned on the grantee's satisfying certain other requirements as outlined in the award agreement. The Company incurred expenses of $0.1 million, $0.5 million and $0.3 million relating to RSUs for the years ended December 31, 2010, 2009 and 2008, respectively. 21. STATUTORY FINANCIAL INFORMATION The Company is required to file annual statements with state regulatory authorities prepared on an accounting basis prescribed or permitted by such authorities. Statutory surplus differs from shareholder's equity reported in accordance with generally accepted accounting principles primarily because fixed maturities are required to be carried at amortized cost, policy acquisition costs are expensed when incurred, asset valuation and interest maintenance reserves are required, life insurance reserves are based on different assumptions and the recognition of deferred tax assets is based on different recoverability assumptions. Statutory net income (loss) and surplus are as follows: (UNAUDITED) 2010 2009 2008 ----------------------------------------------------------------- (IN MILLIONS) Statutory net income (loss) $199.0 $(129.8) $(247.1) Statutory shareholders' surplus $568.5 $ 561.7 $ 390.6 40 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Commonwealth Annuity and Life Insurance Company and the Contract Owners of Separate Account KG of Commonwealth Annuity and Life Insurance Company: In our opinion, the accompanying statements of assets and liabilities and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of each of the sub-accounts constituting Separate Account KG of Commonwealth Annuity and Life Insurance Company at December 31, 2010, the results of each of their operations for the year then ended and the changes in each of their net assets for each of the two years in the period then ended December 31, 2010, and the financial highlights for the periods presented, in conformity with accounting principles generally accepted in the United States of America. These financial statements are the responsibility of Commonwealth Annuity and Life Insurance Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at December 31, 2010 by correspondence with the mutual funds' advisors, provide a reasonable basis for our opinion. /s/ PricewaterhouseCoopers LLP Hartford, Connecticut April 21, 2011 SEPARATE ACCOUNT KG STATEMENTS OF ASSETS AND LIABILITIES DECEMBER 31, 2010
CREDIT SUISSE TRUST DREYFUS IP ALGER INTERNATIONAL MIDCAP ALGER CAPITAL EQUITY STOCK DWS BALANCED APPRECIATION FLEX III PORTFOLIO BALANCED PORTFOLIO PORTFOLIO PORTFOLIO INITIAL VIP CLASS I-2 CLASS I-2 CLASS 1 SHARES CLASS A ----------- ------------ ------------- ----------- ----------- ASSETS: Investments in shares of the Underlying Funds, at fair value $36,260,177 $26,124,428 $14,125,663 $31,150,251 $65,647,086 Investment income receivable -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Total assets 36,260,177 26,124,428 14,125,663 31,150,251 65,647,086 LIABILITIES: -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Net assets $36,260,177 $26,124,428 $14,125,663 $31,150,251 $65,647,086 =========== =========== =========== =========== =========== Net asset distribution by category: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus $34,886,918 $25,411,343 $13,736,903 $29,993,261 $60,962,160 Scudder Gateway Incentive 101,928 173,989 106,502 239,273 172,638 Scudder Gateway Incentive with Optional Rider 946,402 362,467 182,447 676,030 911,051 Annuity Reserves 324,929 176,629 99,811 241,687 3,601,237 ----------- ----------- ----------- ----------- ----------- $36,260,177 $26,124,428 $14,125,663 $31,150,251 $65,647,086 =========== =========== =========== =========== =========== Investments in shares of the Underlying Funds, at cost $39,571,858 $20,421,214 $17,658,103 $33,545,787 $70,823,885 Underlying Fund shares held 3,123,185 500,852 2,150,025 2,365,243 2,966,430 Units outstanding and net asset value per unit: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Units outstanding, December 31, 2010 30,067,506 23,804,073 8,846,404 19,298,800 42,896,901 Net asset value per unit, December 31, 2010 $ 1.171093 $ 1.074941 $ 1.564106 $ 1.566675 $ 1.505083 Scudder Gateway Incentive: Units outstanding, December 31, 2010 88,035 129,230 53,794 167,279 159,795 Net asset value per unit, December 31, 2010 $ 1.157811 $ 1.346349 $ 1.979818 $ 1.430381 $ 1.080369 Scudder Gateway Incentive with Optional Rider: Units outstanding, December 31, 2010 838,079 276,020 94,496 484,599 864,580 Net asset value per unit, December 31, 2010 $ 1.129252 $ 1.313190 $ 1.930733 $ 1.395030 $ 1.053750
(a) Name changed. See Note 1. The accompanying notes are an integral part of these financial statements. SA-1 SEPARATE ACCOUNT KG STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2010
DWS DWS DWS DWS DIVERSIFIED DREMAN SMALL DWS CAPITAL CORE FIXED INTERNATIONAL MID CAP BLUE CHIP GROWTH INCOME EQUITY VALUE VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ----------- ------------ ------------ ------------ ------------ ASSETS: Investments in shares of the Underlying Funds, at fair value $40,494,773 $84,670,031 $38,112,650 $21,540,872 $62,090,269 Investment income receivable -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Total assets 40,494,773 84,670,031 38,112,650 21,540,872 62,090,269 LIABILITIES: -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Net assets $40,494,773 $84,670,031 $38,112,650 $21,540,872 $62,090,269 =========== =========== =========== =========== =========== Net asset distribution by category: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus $36,667,556 $82,304,176 $34,804,958 $21,099,342 $60,631,240 Scudder Gateway Incentive 83,950 450,522 114,600 124,500 466,504 Scudder Gateway Incentive with Optional Rider 279,649 1,058,027 426,794 169,416 784,341 Annuity Reserves 3,463,618 857,306 2,766,298 147,614 208,184 ----------- ----------- ----------- ----------- ----------- $40,494,773 $84,670,031 $38,112,650 $21,540,872 $62,090,269 =========== =========== =========== =========== =========== Investments in shares of the Underlying Funds, at cost $45,966,845 $77,048,778 $44,847,226 $27,219,685 $67,959,605 Underlying Fund shares held 3,802,326 4,322,105 4,355,731 2,665,949 5,085,198 Units outstanding and net asset value per unit: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Units outstanding, December 31, 2010 27,757,110 73,872,724 27,918,867 14,704,396 22,244,672 Net asset value per unit, December 31, 2010 $ 1.445798 $ 1.125740 $ 1.345730 $ 1.444939 $ 2.735011 Scudder Gateway Incentive: Units outstanding, December 31, 2010 75,409 459,027 104,164 104,814 195,497 Net asset value per unit, December 31, 2010 $ 1.113256 $ 0.981472 $ 1.100186 $ 1.187819 $ 2.386248 Scudder Gateway Incentive with Optional Rider: Units outstanding, December 31, 2010 257,557 1,105,419 397,737 146,246 337,035 Net asset value per unit, December 31, 2010 $ 1.085777 $ 0.957128 $ 1.073055 $ 1.158434 $ 2.327179
(a) Name changed. See Note 1. The accompanying notes are an integral part of these financial statements. SA-2 SEPARATE ACCOUNT KG STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2010
DWS DWS DWS DWS GOVERNMENT & DWS EQUITY 500 GLOBAL GLOBAL AGENCY GROWTH & INDEX OPPORTUNITIES THEMATIC SECURITIES INCOME VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ----------- ------------- ----------- ------------ ----------- ASSETS: Investments in shares of the Underlying Funds, at fair value $41,114,810 $29,243,577 $22,218,621 $58,465,317 $33,313,949 Investment income receivable -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Total assets 41,114,810 29,243,577 22,218,621 58,465,317 33,313,949 LIABILITIES: -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Net assets $41,114,810 $29,243,577 $22,218,621 $58,465,317 $33,313,949 =========== =========== =========== =========== =========== Net asset distribution by category: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus $38,737,229 $28,638,477 $21,726,540 $56,490,809 $29,918,283 Scudder Gateway Incentive 1,010,263 220,570 219,096 1,027,348 120,865 Scudder Gateway Incentive with Optional Rider 828,715 248,316 67,842 555,398 335,095 Annuity Reserves 538,603 136,214 205,143 391,762 2,939,706 ----------- ----------- ----------- ----------- ----------- $41,114,810 $29,243,577 $22,218,621 $58,465,317 $33,313,949 =========== =========== =========== =========== =========== Investments in shares of the Underlying Funds, at cost $38,016,507 $23,596,882 $27,431,533 $55,292,359 $36,862,996 Underlying Fund shares held 3,121,853 2,047,870 2,394,248 4,504,262 4,406,607 Units outstanding and net asset value per unit: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Units outstanding, December 31, 2010 41,777,999 13,797,475 14,000,678 31,755,353 36,277,227 Net asset value per unit, December 31, 2010 $ 0.940108 $ 2.085504 $ 1.566473 $ 1.791275 $ 0.905747 Scudder Gateway Incentive: Units outstanding, December 31, 2010 985,949 141,885 155,784 713,943 118,717 Net asset value per unit, December 31, 2010 $ 1.024661 $ 1.554571 $ 1.406406 $ 1.438978 $ 1.018090 Scudder Gateway Incentive with Optional Rider: Units outstanding, December 31, 2010 829,273 163,776 49,461 395,739 337,478 Net asset value per unit, December 31, 2010 $ 0.999327 $ 1.516194 $ 1.371620 $ 1.403445 $ 0.992940
(a) Name changed. See Note 1. The accompanying notes are an integral part of these financial statements. SA-3 SEPARATE ACCOUNT KG STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2010
DWS DWS DWS DWS DWS LARGE CAP MID CAP HEALTH CARE HIGH INCOME INTERNATIONAL VALUE GROWTH VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ----------- ----------- ------------- ----------- ---------- ASSETS: Investments in shares of the Underlying Funds, at fair value $10,022,184 $57,188,044 $17,308,392 $59,449,353 $8,765,557 Investment income receivable -- -- -- -- -- ----------- ----------- ----------- ----------- ---------- Total assets 10,022,184 57,188,044 17,308,392 59,449,353 8,765,557 LIABILITIES: -- -- -- -- -- ----------- ----------- ----------- ----------- ---------- Net assets $10,022,184 $57,188,044 $17,308,392 $59,449,353 $8,765,557 =========== =========== =========== =========== ========== Net asset distribution by category: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus $ 9,509,028 $56,172,305 $16,642,296 $58,378,291 $8,448,505 Scudder Gateway Incentive 88,234 249,905 101,562 196,387 17,010 Scudder Gateway Incentive with Optional Rider 399,165 640,409 278,779 726,853 204,855 Annuity Reserves 25,757 125,425 285,755 147,822 95,187 ----------- ----------- ----------- ----------- ---------- $10,022,184 $57,188,044 $17,308,392 $59,449,353 $8,765,557 =========== =========== =========== =========== ========== Investments in shares of the Underlying Funds, at cost $ 9,495,590 $56,755,636 $18,826,912 $68,348,831 $7,991,322 Underlying Fund shares held 883,790 8,288,122 2,105,644 5,038,081 704,061 Units outstanding and net asset value per unit: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Units outstanding, December 31, 2010 6,881,311 31,555,149 16,993,374 28,547,764 7,918,501 Net asset value per unit, December 31, 2010 $ 1.385606 $ 1.784106 $ 0.996156 $ 2.050112 $ 1.078953 Scudder Gateway Incentive: Units outstanding, December 31, 2010 63,985 151,801 107,057 149,711 19,345 Net asset value per unit, December 31, 2010 $ 1.378978 $ 1.646265 $ 0.948671 $ 1.311775 $ 0.879319 Scudder Gateway Incentive with Optional Rider: Units outstanding, December 31, 2010 296,675 398,859 301,344 568,128 238,855 Net asset value per unit, December 31, 2010 $ 1.345461 $ 1.605602 $ 0.925118 $ 1.279383 $ 0.857656
(a) Name changed. See Note 1. The accompanying notes are an integral part of these financial statements. SA-4 SEPARATE ACCOUNT KG STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2010
DWS DWS DWS DWS MONEY SMALL CAP STRATEGIC STRATEGIC DWS MARKET GROWTH INCOME VALUE TECHNOLOGY VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ----------- ----------- ----------- ----------- ----------- ASSETS: Investments in shares of the Underlying Funds, at fair value $43,761,601 $20,723,835 $28,839,349 $72,204,231 $20,725,327 Investment income receivable 190 -- -- -- -- ----------- ----------- ----------- ----------- ----------- Total assets 43,761,791 20,723,835 28,839,349 72,204,231 20,725,327 LIABILITIES: -- -- -- -- -- ----------- ----------- ----------- ----------- ----------- Net assets $43,761,791 $20,723,835 $28,839,349 $72,204,231 $20,725,327 =========== =========== =========== =========== =========== Net asset distribution by category: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus $43,103,152 $20,082,239 $28,231,111 $70,014,902 $20,163,423 Scudder Gateway Incentive 63,182 148,776 146,216 512,597 75,555 Scudder Gateway Incentive with Optional Rider 174,185 268,994 325,972 1,226,869 220,249 Annuity Reserves 421,272 223,826 136,050 449,863 266,100 ----------- ----------- ----------- ----------- ----------- $43,761,791 $20,723,835 $28,839,349 $72,204,231 $20,725,327 =========== =========== =========== =========== =========== Investments in shares of the Underlying Funds, at cost $43,761,601 $17,507,412 $26,799,100 $95,903,997 $22,829,084 Underlying Fund shares held 43,761,601 1,496,306 2,411,317 8,881,209 1,890,997 Units outstanding and net asset value per unit: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Units outstanding, December 31, 2010 34,513,174 17,035,476 15,511,632 58,791,187 21,688,657 Net asset value per unit, December 31, 2010 $ 1.261096 $ 1.191987 $ 1.828767 $ 1.198560 $ 0.941945 Scudder Gateway Incentive: Units outstanding, December 31, 2010 59,177 197,019 85,062 496,484 94,826 Net asset value per unit, December 31, 2010 $ 1.067676 $ 0.755135 $ 1.718936 $ 1.032455 $ 0.796779 Scudder Gateway Incentive with Optional Rider: Units outstanding, December 31, 2010 167,258 365,244 194,437 1,218,348 283,470 Net asset value per unit, December 31, 2010 $ 1.041416 $ 0.736477 $ 1.676493 $ 1.006994 $ 0.776973
(a) Name changed. See Note 1. The accompanying notes are an integral part of these financial statements. SA-5 SEPARATE ACCOUNT KG STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2010
DWS JANUS THE DREYFUS TURNER INVESCO V.I. ASPEN SOCIALLY MID CAP UTILITIES JANUS RESPONSIBLE GROWTH FUND PORTFOLIO GROWTH VIP SERIES I INSTITUTIONAL FUND, INC. CLASS A SHARES (a) SHARES INITIAL SHARES ----------- ------------ ------------- -------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $14,389,356 $8,588,246 $ 170,381 $2,750,403 Investment income receivable -- -- -- -- ----------- ---------- --------- ---------- Total assets 14,389,356 8,588,246 170,381 2,750,403 LIABILITIES: -- -- -- -- ----------- ---------- --------- ---------- Net assets $14,389,356 $8,588,246 $ 170,381 $2,750,403 =========== ========== ========= ========== Net asset distribution by category: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus $14,088,711 $8,357,640 $ 170,381 $2,701,449 Scudder Gateway Incentive 54,584 30,998 -- 25,410 Scudder Gateway Incentive with Optional Rider 234,651 151,755 -- 10,249 Annuity Reserves 11,410 47,853 -- 13,295 ----------- ---------- --------- ---------- $14,389,356 $8,588,246 $ 170,381 $2,750,403 =========== ========== ========= ========== Investments in shares of the Underlying Funds, at cost $12,893,405 $9,722,181 $ 188,441 $2,631,223 Underlying Fund shares held 1,469,801 577,555 7,023 91,987 Units outstanding and net asset value per unit: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Units outstanding, December 31, 2010 11,200,270 8,341,157 192,126 3,349,216 Net asset value per unit, December 31, 2010 $ 1.258909 $ 1.007713 $0.886819 $ 0.810561 Scudder Gateway Incentive: Units outstanding, December 31, 2010 43,575 30,921 -- 29,797 Net asset value per unit, December 31, 2010 $ 1.252646 $ 1.002502 $ -- $ 0.852774 Scudder Gateway Incentive with Optional Rider: Units outstanding, December 31, 2010 191,994 155,143 -- 12,323 Net asset value per unit, December 31, 2010 $ 1.222179 $ 0.978163 $ -- $ 0.831702
(a) Name changed. See Note 1. The accompanying notes are an integral part of these financial statements. SA-6 SEPARATE ACCOUNT KG STATEMENTS OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2010
CREDIT SUISSE TRUST ALGER INTERNATIONAL DREYFUS IP ALGER CAPITAL EQUITY MIDCAP DWS BALANCED APPRECIATION FLEX III STOCK BALANCED PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO VIP CLASS I-2 CLASS I-2 CLASS 1 INITIAL SHARES CLASS A ----------- ------------ ------------- -------------- ----------- INVESTMENT INCOME: Dividends $ 947,520 $ 104,838 $ 13,448 $ 306,360 $ 2,158,329 EXPENSES: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Mortality and expense risk fees 449,559 318,805 172,798 366,864 828,258 Administrative expense fees 53,948 38,256 20,736 44,024 99,391 ----------- ---------- ----------- ----------- ----------- Total expenses 503,507 357,061 193,534 410,888 927,649 ----------- ---------- ----------- ----------- ----------- Scudder Gateway Incentive: Mortality and expense risk fees 1,997 2,651 1,254 2,876 2,572 Administrative expense fees 230 306 144 332 297 ----------- ---------- ----------- ----------- ----------- Total expenses 2,227 2,957 1,398 3,208 2,869 ----------- ---------- ----------- ----------- ----------- Scudder Gateway Incentive with Optional Rider: Mortality and expense risk fees 15,624 5,711 2,797 9,547 14,437 Administrative expense fees 1,512 553 271 924 1,397 ----------- ---------- ----------- ----------- ----------- Total expenses 17,136 6,264 3,068 10,471 15,834 ----------- ---------- ----------- ----------- ----------- Total expenses 522,870 366,282 198,000 424,567 946,352 ----------- ---------- ----------- ----------- ----------- Net investment income (loss) 424,650 (261,444) (184,552) (118,207) 1,211,977 ----------- ---------- ----------- ----------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Realized gain distributions from portfolio sponsor -- -- -- -- -- Net realized gain (loss) from sales of investments (1,170,697) 780,845 (1,529,356) (1,757,515) (1,981,317) ----------- ---------- ----------- ----------- ----------- Net realized gain (loss) (1,170,697) 780,845 (1,529,356) (1,757,515) (1,981,317) Change in unrealized gain (loss) 3,776,911 2,375,705 3,058,069 8,645,588 6,805,526 ----------- ---------- ----------- ----------- ----------- Net realized and unrealized gain (loss) 2,606,214 3,156,550 1,528,713 6,888,073 4,824,209 ----------- ---------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations $ 3,030,864 $2,895,106 $ 1,344,161 $ 6,769,866 $ 6,036,186 =========== ========== =========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-7 SEPARATE ACCOUNT KG STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2010
DWS DWS DWS DWS DIVERSIFIED DREMAN SMALL DWS CAPITAL CORE FIXED INTERNATIONAL MID CAP BLUE CHIP GROWTH INCOME EQUITY VALUE VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ----------- ----------- ----------- ------------- ------------ INVESTMENT INCOME: Dividends $ 588,967 $ 765,628 $ 2,483,392 $ 496,259 $ 755,731 EXPENSES: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Mortality and expense risk fees 492,984 1,020,851 524,262 265,069 714,300 Administrative expense fees 168 708 214 162 725 ----------- ----------- ----------- ----------- ----------- Total expenses 552,142 1,143,354 587,173 296,877 800,016 ----------- ----------- ----------- ----------- ----------- Scudder Gateway Incentive: Mortality and expense risk fees 1,449 6,139 1,856 1,401 6,281 Administrative expense fees 168 708 214 162 725 ----------- ----------- ----------- ----------- ----------- Total expenses 1,617 6,847 2,070 1,563 7,006 ----------- ----------- ----------- ----------- ----------- Scudder Gateway Incentive with Optional Rider: Mortality and expense risk fees 4,504 15,847 6,661 2,554 11,320 Administrative expense fees 436 1,534 645 247 1,095 ----------- ----------- ----------- ----------- ----------- Total expenses 4,940 17,381 7,306 2,801 12,415 ----------- ----------- ----------- ----------- ----------- Total expenses 558,699 1,167,582 596,549 301,241 819,437 ----------- ----------- ----------- ----------- ----------- Net investment income (loss) 30,268 (401,954) 1,886,843 195,018 (63,706) ----------- ----------- ----------- ----------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Realized gain distributions from portfolio sponsor -- -- -- -- -- Net realized gain (loss) from sales of investments (1,839,965) (544,857) (2,487,282) (1,756,752) (2,788,804) ----------- ----------- ----------- ----------- ----------- Net realized gain (loss) (1,839,965) (544,857) (2,487,282) (1,756,752) (2,788,804) Change in unrealized gain (loss) 6,344,421 12,353,306 2,680,658 3,360,842 14,142,189 ----------- ----------- ----------- ----------- ----------- Net realized and unrealized gain (loss) 4,504,456 11,808,449 193,376 1,604,090 11,353,385 ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations $ 4,534,724 $11,406,495 $ 2,080,219 $ 1,799,108 $11,289,679 =========== =========== =========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-8 SEPARATE ACCOUNT KG STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2010
DWS DWS DWS DWS GOVERNMENT & DWS EQUITY 500 GLOBAL GLOBAL AGENCY GROWTH & INDEX OPPORTUNITIES THEMATIC SECURITIES INCOME VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ---------- ------------- ----------- ------------ ----------- INVESTMENT INCOME: Dividends $ 773,712 $ 108,635 $ 202,722 $3,071,800 $ 537,600 EXPENSES: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Mortality and expense risk fees 483,151 327,358 259,696 789,554 400,299 Administrative expense fees 57,978 39,282 31,164 94,747 48,036 ---------- ---------- ----------- ---------- ----------- Total expenses 541,129 366,640 290,860 884,301 448,335 ---------- ---------- ----------- ---------- ----------- Scudder Gateway Incentive: Mortality and expense risk fees 12,349 2,623 2,015 14,315 1,539 Administrative expense fees 1,425 303 233 1,652 178 ---------- ---------- ----------- ---------- ----------- Total expenses 13,774 2,926 2,248 15,967 1,717 ---------- ---------- ----------- ---------- ----------- Scudder Gateway Incentive with Optional Rider: Mortality and expense risk fees 12,285 3,898 962 9,036 5,282 Administrative expense fees 1,189 378 93 874 511 ---------- ---------- ----------- ---------- ----------- Total expenses 13,474 4,276 1,055 9,910 5,793 ---------- ---------- ----------- ---------- ----------- Total expenses 568,377 373,842 294,163 910,178 455,845 ---------- ---------- ----------- ---------- ----------- Net investment income (loss) 205,335 (265,207) (91,441) 2,161,622 81,755 ---------- ---------- ----------- ---------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Realized gain distributions from portfolio sponsor -- -- -- -- -- Net realized gain (loss) from sales of investments (223,407) 190,398 (1,334,539) 896,057 (1,535,177) ---------- ---------- ----------- ---------- ----------- Net realized gain (loss) (223,407) 190,398 (1,334,539) 896,057 (1,535,177) Change in unrealized gain (loss) 4,901,743 5,939,925 3,764,150 276,152 5,287,728 ---------- ---------- ----------- ---------- ----------- Net realized and unrealized gain (loss) 4,678,336 6,130,323 2,429,611 1,172,209 3,752,551 ---------- ---------- ----------- ---------- ----------- Net increase (decrease) in net assets from operations $4,883,671 $5,865,116 $ 2,338,170 $3,333,831 $ 3,834,306 ========== ========== =========== ========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-9 SEPARATE ACCOUNT KG STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2010
DWS DWS DWS DWS DWS LARGE CAP MID CAP HEALTH CARE HIGH INCOME INTERNATIONAL VALUE GROWTH VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A ----------- ----------- ------------- ----------- ---------- INVESTMENT INCOME: Dividends $ -- $ 4,738,318 $ 377,355 $ 1,206,906 $ -- EXPENSES: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Mortality and expense risk fees 122,037 701,972 211,274 729,093 92,759 Administrative expense fees 14,644 84,236 25,353 87,491 11,131 --------- ----------- --------- ----------- ---------- Total expenses 136,681 786,208 236,627 816,584 103,890 --------- ----------- --------- ----------- ---------- Scudder Gateway Incentive: Mortality and expense risk fees 1,334 3,620 1,742 3,290 195 Administrative expense fees 154 417 201 380 23 --------- ----------- --------- ----------- ---------- Total expenses 1,488 4,037 1,943 3,670 218 --------- ----------- --------- ----------- ---------- Scudder Gateway Incentive with Optional Rider: Mortality and expense risk fees 5,753 10,112 3,964 12,253 2,505 Administrative expense fees 557 979 383 1,186 242 --------- ----------- --------- ----------- ---------- Total expenses 6,310 11,091 4,347 13,439 2,747 --------- ----------- --------- ----------- ---------- Total expenses 144,479 801,336 242,917 833,693 106,855 --------- ----------- --------- ----------- ---------- Net investment income (loss) (144,479) 3,936,982 134,438 373,213 (106,855) --------- ----------- --------- ----------- ---------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Realized gain distributions from portfolio sponsor 703,809 -- -- -- -- Net realized gain (loss) from sales of investments 22,474 (1,630,270) (523,306) (2,907,853) (144,297) --------- ----------- --------- ----------- ---------- Net realized gain (loss) 726,283 (1,630,270) (523,306) (2,907,853) (144,297) Change in unrealized gain (loss) 48,692 4,265,953 299,292 7,505,089 2,057,864 --------- ----------- --------- ----------- ---------- Net realized and unrealized gain (loss) 774,975 2,635,683 (224,014) 4,597,236 1,913,567 --------- ----------- --------- ----------- ---------- Net increase (decrease) in net assets from operations $ 630,496 $ 6,572,665 $ (89,576) $ 4,970,449 $1,806,712 ========= =========== ========= =========== ==========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-10 SEPARATE ACCOUNT KG STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2010
DWS DWS DWS DWS MONEY SMALL CAP STRATEGIC STRATEGIC DWS MARKET GROWTH INCOME VALUE TECHNOLOGY VIP VIP VIP VIP VIP CLASS A CLASS A CLASS A CLASS A CLASS A --------- ---------- ---------- ----------- ----------- INVESTMENT INCOME: Dividends $ 4,959 $ -- $1,780,047 $ 1,448,178 $ 8,377 EXPENSES: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Mortality and expense risk fees 627,746 228,733 344,780 888,164 247,104 Administrative expense fees 75,330 27,448 41,374 106,580 29,653 --------- ---------- ---------- ----------- ----------- Total expenses 703,076 256,181 386,154 994,744 276,757 --------- ---------- ---------- ----------- ----------- Scudder Gateway Incentive: Mortality and expense risk fees 1,199 2,050 1,960 6,909 1,006 Administrative expense fees 139 237 226 797 116 --------- ---------- ---------- ----------- ----------- Total expenses 1,338 2,287 2,186 7,706 1,122 --------- ---------- ---------- ----------- ----------- Scudder Gateway Incentive with Optional Rider: Mortality and expense risk fees 3,326 3,291 4,311 20,665 3,397 Administrative expense fees 322 318 417 2,000 329 --------- ---------- ---------- ----------- ----------- Total expenses 3,648 3,609 4,728 22,665 3,726 --------- ---------- ---------- ----------- ----------- Total expenses 708,062 262,077 393,068 1,025,115 281,605 --------- ---------- ---------- ----------- ----------- Net investment income (loss) (703,103) (262,077) 1,386,979 423,063 (273,228) --------- ---------- ---------- ----------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Realized gain distributions from portfolio sponsor -- -- -- -- -- Net realized gain (loss) from sales of investments -- (74,308) 386,547 (7,051,317) (1,287,007) --------- ---------- ---------- ----------- ----------- Net realized gain (loss) -- (74,308) 386,547 (7,051,317) (1,287,007) Change in unrealized gain (loss) -- 4,957,310 476,896 13,926,273 4,611,626 --------- ---------- ---------- ----------- ----------- Net realized and unrealized gain (loss) -- 4,883,002 863,443 6,874,956 3,324,619 --------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets from operations $(703,103) $4,620,925 $2,250,422 $ 7,298,019 $ 3,051,391 ========= ========== ========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-11 SEPARATE ACCOUNT KG STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2010
DWS JANUS ASPEN JANUS THE DREYFUS TURNER INVESCO V.I. GROWTH AND ASPEN SOCIALLY MID CAP UTILITIES INCOME JANUS RESPONSIBLE GROWTH FUND PORTFOLIO PORTFOLIO GROWTH VIP SERIES I INSTITUTIONAL INSTITUTIONAL FUND, INC. CLASS A SHARES (a) SHARES (b) SHARES INITIAL SHARES ---------- ------------ ------------- ------------- -------------- INVESTMENT INCOME: Dividends $ 1,914 $ 304,002 $ 3,132 $ 1,878 $ 24,284 EXPENSES: Scudder Gateway Advisor, Scudder Gateway Elite and Scudder Gateway Plus: Mortality and expense risk fees 155,329 106,131 1,840 2,248 33,746 Administrative expense fees 18,639 12,735 220 270 4,050 ---------- --------- ------- -------- -------- Total expenses 173,968 118,866 2,060 2,518 37,796 ---------- --------- ------- -------- -------- Scudder Gateway Incentive: Mortality and expense risk fees 708 378 -- -- 310 Administrative expense fees 82 44 -- -- 35 ---------- --------- ------- -------- -------- Total expenses 790 422 -- -- 345 ---------- --------- ------- -------- -------- Scudder Gateway Incentive with Optional Rider: Mortality and expense risk fees 3,397 2,133 -- -- 282 Administrative expense fees 329 206 -- -- 28 ---------- --------- ------- -------- -------- Total expenses 3,726 2,339 -- -- 310 ---------- --------- ------- -------- -------- Total expenses 178,484 121,627 2,060 2,518 38,451 ---------- --------- ------- -------- -------- Net investment income (loss) (176,570) 182,375 1,072 (640) (14,167) ---------- --------- ------- -------- -------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Realized gain distributions from portfolio sponsor -- -- -- -- -- Net realized gain (loss) from sales of investments (236,523) (331,716) (7,153) (15,331) (39,010) ---------- --------- ------- -------- -------- Net realized gain (loss) (236,523) (331,716) (7,153) (15,331) (39,010) Change in unrealized gain (loss) 3,513,306 514,084 28,118 38,121 375,328 ---------- --------- ------- -------- -------- Net realized and unrealized gain (loss) 3,276,783 182,368 20,965 22,790 336,318 ---------- --------- ------- -------- -------- Net increase (decrease) in net assets from operations $3,100,213 $ 364,743 $22,037 $ 22,150 $322,151 ========== ========= ======= ======== ========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-12 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS FOR THE YEARS ENDED DECEMBER 31,
CREDIT SUISSE ALGER CAPITAL TRUST INTERNATIONAL ALGER BALANCED APPRECIATION EQUITY FLEX III PORTFOLIO PORTFOLIO PORTFOLIO CLASS I-2 CLASS I-2 CLASS 1 ------------------------ ------------------------ ------------------------ 2010 2009 2010 2009 2010 2009 ----------- ----------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ 424,650 $ 658,863 $ (261,444) $ (314,126) $ (184,552) $ 128,472 Net realized gain (loss) (1,170,697) (3,474,238) 780,845 (572,791) (1,529,356) (2,520,881) Change in unrealized gain (loss) 3,776,911 11,521,403 2,375,705 9,829,336 3,058,069 6,377,179 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations 3,030,864 8,706,028 2,895,106 8,942,419 1,344,161 3,984,770 ----------- ----------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 138,883 10,260 81,230 9,449 10,030 2,979 Withdrawals (3,628,506) (4,191,656) (2,877,995) (1,235,883) (952,152) (556,880) Contract benefits (1,973,016) (2,207,805) (1,244,476) (952,483) (769,779) (284,494) Contract charges (113,706) (111,929) (63,359) (61,066) (56,557) (44,752) Transfers between sub-accounts (including Separate Account GPA), net 32,674 (148,414) (106,732) 969,573 (830,267) 3,374,906 Other transfers from (to) the General Account 105,556 103,629 98,107 96,788 123,401 41,982 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (5,438,115) (6,545,915) (4,113,225) (1,173,622) (2,475,324) 2,533,741 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (2,407,251) 2,160,113 (1,218,119) 7,768,797 (1,131,163) 6,518,511 NET ASSETS: Beginning of year 38,667,428 36,507,315 27,342,547 19,573,750 15,256,826 8,738,315 ----------- ----------- ----------- ----------- ----------- ----------- End of year $36,260,177 $38,667,428 $26,124,428 $27,342,547 $14,125,663 $15,256,826 =========== =========== =========== =========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-13 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DREYFUS IP MIDCAP DWS DWS STOCK BALANCED BLUE CHIP PORTFOLIO VIP VIP INITIAL SHARES CLASS A CLASS A ------------------------ -------------------------- ------------------------ 2010 2009 2010 2009 2010 2009 ----------- ----------- ------------ ------------ ----------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (118,207) $ 14,464 $ 1,211,977 $ 1,649,403 $ 30,268 $ 211,491 Net realized gain (loss) (1,757,515) (3,756,435) (1,981,317) (4,998,286) (1,839,965) (4,516,218) Change in unrealized gain (loss) 8,645,588 11,578,870 6,805,526 16,507,349 6,344,421 14,651,432 ----------- ----------- ------------ ------------ ----------- ----------- Net increase (decrease) in net assets from operations 6,769,866 7,836,899 6,036,186 13,158,466 4,534,724 10,346,705 ----------- ----------- ------------ ------------ ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 6,863 31,929 58,071 76,823 60,864 36,248 Withdrawals (2,589,025) (2,103,882) (6,080,130) (6,201,672) (3,063,896) (3,443,570) Contract benefits (1,950,216) (1,207,722) (3,683,232) (4,612,228) (2,169,028) (2,018,433) Contract charges (100,938) (95,448) (127,232) (132,050) (86,083) (82,521) Transfers between sub-accounts (including Separate Account GPA), net (1,591,366) (813,859) (1,439,705) (955,535) (172,724) (74,048) Other transfers from (to) the General Account 189,299 68,111 179,592 420,047 83,596 207,532 ----------- ----------- ------------ ------------ ----------- ----------- Net increase (decrease) in net assets from contract transactions (6,035,383) (4,120,871) (11,092,636) (11,404,615) (5,347,271) (5,374,792) ----------- ----------- ------------ ------------ ----------- ----------- Net increase (decrease) in net assets 734,483 3,716,028 (5,056,450) 1,753,851 (812,547) 4,971,913 NET ASSETS: Beginning of year 30,415,768 26,699,740 70,703,536 68,949,685 41,307,320 36,335,407 ----------- ----------- ------------ ------------ ----------- ----------- End of year $31,150,251 $30,415,768 $ 65,647,086 $ 70,703,536 $40,494,773 $41,307,320 =========== =========== ============ ============ =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-14 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DWS DIVERSIFIED DWS CORE FIXED INTERNATIONAL CAPITAL GROWTH INCOME EQUITY VIP VIP VIP CLASS A CLASS A CLASS A ------------------------- ------------------------ ------------------------ 2010 2009 2010 2009 2010 2009 ------------ ----------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (401,954) $ (241,400) $ 1,886,843 $ 2,822,676 $ 195,018 $ 1,002,024 Net realized gain (loss) (544,857) (3,390,342) (2,487,282) (2,282,973) (1,756,752) (3,056,625) Change in unrealized gain (loss) 12,353,306 12,836,930 2,680,658 1,850,628 3,360,842 7,109,377 ------------ ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations 11,406,495 9,205,188 2,080,219 2,390,331 1,799,108 5,054,776 ------------ ----------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 27,971 55,073 59,594 5,794 175,321 10,874 Withdrawals (6,757,644) (5,816,840) (3,921,766) (4,472,687) (2,066,614) (1,674,351) Contract benefits (4,562,781) (3,919,556) (1,784,897) (2,292,820) (1,095,099) (985,165) Contract charges (261,053) (231,112) (127,119) (119,295) (56,010) (56,282) Transfers between sub-accounts (including Separate Account GPA), net (4,530,962) 26,677,564 1,548,300 2,877,756 (666,032) (680,624) Other transfers from (to) the General Account 267,445 303,808 260,973 109,805 187,179 76,363 ------------ ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (15,817,024) 17,068,937 (3,964,915) (3,891,447) (3,521,255) (3,309,185) ------------ ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (4,410,529) 26,274,125 (1,884,696) (1,501,116) (1,722,147) 1,745,591 NET ASSETS: Beginning of year 89,080,560 62,806,435 39,997,346 41,498,462 23,263,019 21,517,428 ------------ ----------- ----------- ----------- ----------- ----------- End of year $ 84,670,031 $89,080,560 $38,112,650 $39,997,346 $21,540,872 $23,263,019 ============ =========== =========== =========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-15 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DREMAN SMALL DWS DWS MID CAP EQUITY 500 GLOBAL VALUE INDEX OPPORTUNITIES VIP VIP VIP CLASS A CLASS A CLASS A ------------------------ ------------------------ ------------------------ 2010 2009 2010 2009 2010 2009 ----------- ----------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (63,706) $ 279,988 $ 205,335 $ 558,583 $ (265,207) $ 57,970 Net realized gain (loss) (2,788,804) (6,008,518) (223,407) (2,099,873) 190,398 (1,238,878) Change in unrealized gain (loss) 14,142,189 18,679,922 4,901,743 10,141,735 5,939,925 9,847,631 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations 11,289,679 12,951,392 4,883,671 8,600,445 5,865,116 8,666,723 ----------- ----------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 146,344 23,792 28,538 20,170 63,391 15,194 Withdrawals (4,189,004) (4,052,792) (3,367,465) (2,780,542) (2,425,605) (1,644,134) Contract benefits (3,013,871) (1,796,266) (1,514,389) (2,130,788) (1,252,136) (839,110) Contract charges (176,014) (157,249) (127,302) (129,942) (78,076) (67,902) Transfers between sub-accounts (including Separate Account GPA), net (1,635,862) (1,272,691) (2,053,542) 32,247 (160,295) 418,780 Other transfers from (to) the General Account 596,275 114,878 219,422 97,271 85,406 92,639 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (8,272,132) (7,140,328) (6,814,738) (4,891,584) (3,767,315) (2,024,533) ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets 3,017,547 5,811,064 (1,931,067) 3,708,861 2,097,801 6,642,190 NET ASSETS: Beginning of year 59,072,722 53,261,658 43,045,877 39,337,016 27,145,776 20,503,586 ----------- ----------- ----------- ----------- ----------- ----------- End of year $62,090,269 $59,072,722 $41,114,810 $43,045,877 $29,243,577 $27,145,776 =========== =========== =========== =========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-16 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DWS GOVERNMENT & DWS GLOBAL AGENCY GROWTH & THEMATIC SECURITIES INCOME VIP VIP VIP CLASS A CLASS A CLASS A ------------------------ -------------------------- ------------------------ 2010 2009 2010 2009 2010 2009 ----------- ----------- ------------ ------------ ----------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (91,441) $ 18,772 $ 2,161,622 $ 2,466,232 $ 81,755 $ 198,194 Net realized gain (loss) (1,334,539) (2,497,314) 896,057 401,707 (1,535,177) (3,494,284) Change in unrealized gain (loss) 3,764,150 9,003,093 276,152 1,757,228 5,287,728 11,634,302 ----------- ----------- ------------ ------------ ----------- ----------- Net increase (decrease) in net assets from operations 2,338,170 6,524,551 3,333,831 4,625,167 3,834,306 8,338,212 ----------- ----------- ------------ ------------ ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 2,895 2,434 15,752 418,821 39,848 29,867 Withdrawals (1,299,015) (1,266,454) (6,965,776) (8,914,503) (2,950,437) (2,625,789) Contract benefits (548,533) (453,846) (2,721,118) (3,398,516) (1,769,277) (1,726,577) Contract charges (66,576) (59,537) (182,498) (207,399) (87,661) (60,267) Transfers between sub-accounts (including Separate Account GPA), net 109,148 (323,257) (2,693,378) (1,738,000) 459,394 993,537 Other transfers from (to) the General Account 42,548 12,728 208,875 517,445 131,921 54,750 ----------- ----------- ------------ ------------ ----------- ----------- Net increase (decrease) in net assets from contract transactions (1,759,533) (2,087,932) (12,338,143) (13,322,152) (4,176,212) (3,334,479) ----------- ----------- ------------ ------------ ----------- ----------- Net increase (decrease) in net assets 578,637 4,436,619 (9,004,312) (8,696,985) (341,906) 5,003,733 NET ASSETS: Beginning of year 21,639,984 17,203,365 67,469,629 76,166,614 33,655,855 28,652,122 ----------- ----------- ------------ ------------ ----------- ----------- End of year $22,218,621 $21,639,984 $ 58,465,317 $ 67,469,629 $33,313,949 $33,655,855 =========== =========== ============ ============ =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-17 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DWS DWS HEALTH CARE HIGH INCOME INTERNATIONAL VIP VIP VIP CLASS A CLASS A CLASS A ------------------------ ------------------------- ------------------------ 2010 2009 2010 2009 2010 2009 ----------- ----------- ------------ ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (144,479) $ (3,133) $ 3,936,982 $ 5,204,040 $ 134,438 $ 509,001 Net realized gain (loss) 726,283 (331,789) (1,630,270) (5,375,564) (523,306) (1,488,614) Change in unrealized gain (loss) 48,692 2,265,223 4,265,953 17,950,659 299,292 5,573,391 ----------- ----------- ------------ ----------- ----------- ----------- Net increase (decrease) in net assets from operations 630,496 1,930,301 6,572,665 17,779,135 (89,576) 4,593,778 ----------- ----------- ------------ ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 63,937 21,865 28,320 30,378 78,480 10,062 Withdrawals (721,013) (852,997) (7,355,040) (5,331,894) (1,219,432) (1,735,869) Contract benefits (770,168) (644,733) (3,011,679) (2,838,111) (738,934) (791,489) Contract charges (36,852) (38,117) (119,050) (109,107) (49,182) (50,226) Transfers between sub-accounts (including Separate Account GPA), net (255,825) (1,478,653) (1,215,545) 2,498,185 (78,789) 111,284 Other transfers from (to) the General Account 94,613 77,441 628,903 330,224 21,641 138,333 Net increase (decrease) in net assets from contract transactions (1,625,308) (2,915,194) (11,044,091) (5,420,325) (1,986,216) (2,317,905) ----------- ----------- ------------ ----------- ----------- ----------- Net increase (decrease) in net assets (994,812) (984,893) (4,471,426) 12,358,810 (2,075,792) 2,275,873 NET ASSETS: Beginning of year 11,016,996 12,001,889 61,659,470 49,300,660 19,384,184 17,108,311 ----------- ----------- ------------ ----------- ----------- ----------- End of year $10,022,184 $11,016,996 $ 57,188,044 $61,659,470 $17,308,392 $19,384,184 =========== =========== ============ =========== =========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-18 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DWS DWS LARGE CAP MID CAP MONEY VALUE GROWTH MARKET VIP VIP VIP CLASS A CLASS A CLASS A ------------------------ ----------------------- -------------------------- 2010 2009 2010 2009 2010 2009 ----------- ----------- ---------- ----------- ------------ ------------ INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ 373,213 $ 82,134 $ (106,855) $ (91,111) $ (703,103) $ (700,786) Net realized gain (loss) (2,907,853) (4,488,658) (144,297) (1,010,757) -- -- Change in unrealized gain (loss) 7,505,089 2,320,050 2,057,864 3,293,229 -- -- ----------- ----------- ---------- ----------- ------------ ------------ Net increase (decrease) in net assets from operations 4,970,449 (2,086,474) 1,806,712 2,191,361 (703,103) (700,786) ----------- ----------- ---------- ----------- ------------ ------------ FROM CONTRACT TRANSACTIONS: Net purchase payments 168,025 8,263 56,790 2,303 12,035 179,160 Withdrawals (4,882,078) (3,879,499) (544,106) (646,714) (12,586,492) (16,882,679) Contract benefits (3,033,041) (2,579,405) (281,197) (205,567) (1,596,727) (4,766,399) Contract charges (153,232) (131,179) (22,647) (20,250) (142,998) (201,067) Transfers between sub-accounts (including Separate Account GPA), net (1,392,483) 39,641,604 330,298 (43,574) (3,105,336) (10,736,930) Other transfers from (to) the General Account 448,470 170,210 2,179 82,966 7,493,308 9,670,909 ----------- ----------- ---------- ----------- ------------ ------------ Net increase (decrease) in net assets from contract transactions (8,844,339) 33,229,994 (458,683) (830,836) (9,926,210) (22,737,006) ----------- ----------- ---------- ----------- ------------ ------------ Net increase (decrease) in net assets (3,873,890) 31,143,520 1,348,029 1,360,525 (10,629,313) (23,437,792) NET ASSETS: Beginning of year 63,323,243 32,179,723 7,417,528 6,057,003 54,391,104 77,828,896 ----------- ----------- ---------- ----------- ------------ ------------ End of year $59,449,353 $63,323,243 $8,765,557 $ 7,417,528 $ 43,761,791 $ 54,391,104 =========== =========== ========== =========== ============ ============
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-19 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DWS DWS SMALL CAP STRATEGIC STRATEGIC GROWTH INCOME VALUE VIP VIP VIP CLASS A CLASS A CLASS A ------------------------ ------------------------ -------------------------- 2010 2009 2010 2009 2010 2009 ----------- ----------- ----------- ----------- ------------ ------------ INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (262,077) $ (224,926) $ 1,386,979 $ 919,081 $ 423,063 $ 2,263,807 Net realized gain (loss) (74,308) (1,511,007) 386,547 (343,335) (7,051,317) (11,093,065) Change in unrealized gain (loss) 4,957,310 7,072,826 476,896 4,198,143 13,926,273 24,197,659 ----------- ----------- ----------- ----------- ------------ ------------ Net increase (decrease) in net assets from operations 4,620,925 5,336,893 2,250,422 4,773,889 7,298,019 15,368,401 ----------- ----------- ----------- ----------- ------------ ------------ FROM CONTRACT TRANSACTIONS: Net purchase payments 54,001 26,585 24,640 40,176 212,556 112,704 Withdrawals (1,468,918) (1,362,753) (2,999,102) (2,815,268) (5,979,614) (6,306,975) Contract benefits (1,031,792) (700,669) (1,040,101) (990,041) (4,539,832) (2,898,535) Contract charges (52,395) (46,000) (90,943) (84,427) (214,289) (221,787) Transfers between sub-accounts (including Separate Account GPA), net (413,056) (280,461) 2,957,415 2,331,898 (3,780,941) (3,695,299) Other transfers from (to) the General Account 58,427 34,954 129,795 102,567 452,893 226,052 ----------- ----------- ----------- ----------- ------------ ------------ Net increase (decrease) in net assets from contract transactions (2,853,733) (2,328,344) (1,018,296) (1,415,095) (13,849,227) (12,783,840) ----------- ----------- ----------- ----------- ------------ ------------ Net increase (decrease) in net assets 1,767,192 3,008,549 1,232,126 3,358,794 (6,551,208) 2,584,561 NET ASSETS: Beginning of year 18,956,643 15,948,094 27,607,223 24,248,429 78,755,439 76,170,878 ----------- ----------- ----------- ----------- ------------ ------------ End of year $20,723,835 $18,956,643 $28,839,349 $27,607,223 $ 72,204,231 $ 78,755,439 =========== =========== =========== =========== ============ ============
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-20 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS DWS TURNER MID CAP INVESCO V.I. TECHNOLOGY GROWTH UTILITIES FUND VIP VIP SERIES I CLASS A CLASS A SHARES (A) ------------------------ ------------------------ ----------------------- 2010 2009 2010 2009 2010 2009 ----------- ----------- ----------- ----------- ---------- ----------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ (273,228) $ (255,480) $ (176,570) $ (141,028) $ 182,375 $ 289,194 Net realized gain (loss) (1,287,007) (2,439,252) (236,523) (1,202,407) (331,716) (928,355) Change in unrealized gain (loss) 4,611,626 11,003,418 3,513,306 5,283,721 514,084 1,652,357 ----------- ----------- ----------- ----------- ---------- ----------- Net increase (decrease) in net assets from operations 3,051,391 8,308,686 3,100,213 3,940,286 364,743 1,013,196 ----------- ----------- ----------- ----------- ---------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 85,144 15,352 135,467 2,654 59,789 5,472 Withdrawals (1,408,039) (1,090,906) (820,365) (650,131) (633,634) (687,317) Contract benefits (939,306) (806,875) (516,258) (415,208) (512,347) (448,510) Contract charges (63,590) (62,452) (45,447) (36,281) (29,649) (29,713) Transfers between sub-accounts (including Separate Account GPA), net (1,623,947) (237,270) 179,245 330,696 60,100 (466,473) Other transfers from (to) the General Account 93,758 68,321 86,875 111,425 96,978 47,439 ----------- ----------- ----------- ----------- ---------- ----------- Net increase (decrease) in net assets from contract transactions (3,855,980) (2,113,830) (980,483) (656,845) (958,763) (1,579,102) ----------- ----------- ----------- ----------- ---------- ----------- Net increase (decrease) in net assets (804,589) 6,194,856 2,119,730 3,283,441 (594,020) (565,906) NET ASSETS: Beginning of year 21,529,916 15,335,060 12,269,626 8,986,185 9,182,266 9,748,172 ----------- ----------- ----------- ----------- ---------- ----------- End of year $20,725,327 $21,529,916 $14,389,356 $12,269,626 $8,588,246 $ 9,182,266 =========== =========== =========== =========== ========== ===========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-21 SEPARATE ACCOUNT KG STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
JANUS ASPEN JANUS THE DREYFUS GROWTH AND ASPEN SOCIALLY INCOME JANUS RESPONSIBLE PORTFOLIO PORTFOLIO GROWTH INSTITUTIONAL INSTITUTIONAL FUND, INC. SHARES (b) SHARES INITIAL SHARES ------------------- ------------------ ---------------------- 2010 2009 2010 2009 2010 2009 --------- -------- -------- -------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS: FROM OPERATIONS: Net investment income (loss) $ 1,072 $ (2,020) $ (640) $ (1,506) $ (14,167) $ (11,249) Net realized gain (loss) (7,153) (15,478) (15,331) (8,207) (39,010) (112,601) Change in unrealized gain (loss) 28,118 143,332 38,121 65,546 375,328 844,594 --------- -------- -------- -------- ---------- ---------- Net increase (decrease) in net assets from operations 22,037 125,834 22,150 55,833 322,151 720,744 --------- -------- -------- -------- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments -- -- -- -- 212 3,051 Withdrawals (25,707) (26,822) (27,883) (6,342) (125,041) (155,565) Contract benefits (26) (2,510) (26,006) -- (256,359) (46,753) Contract charges (254) (797) (430) (457) (9,536) (8,884) Transfers between sub-accounts (including Separate Account GPA), net (507,300) 152,749 (15,729) 10,199 (77,252) (7,218) Other transfers from (to) the General Account -- (131) 12,093 1 317 10,607 --------- -------- -------- -------- ---------- ---------- Net increase (decrease) in net assets from contract transactions (533,287) 122,489 (57,955) 3,401 (467,659) (204,762) --------- -------- -------- -------- ---------- ---------- Net increase (decrease) in net assets (511,250) 248,323 (35,805) 59,234 (145,508) 515,982 NET ASSETS: Beginning of year 511,250 262,927 206,186 146,952 2,895,911 2,379,929 --------- -------- -------- -------- ---------- ---------- End of year $ -- $511,250 $170,381 $206,186 $2,750,403 $2,895,911 ========= ======== ======== ======== ========== ==========
(a) Name changed. See Note 1 (b) Fund Liquidated. See Note 1 The accompanying notes are an integral part of these financial statements. SA-22 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS NOTE 1 - ORGANIZATION Separate Account KG (the "Separate Account"), which funds the Scudder Gateway Advisor, Scudder Gateway Elite, Scudder Gateway Plus, and Scudder Gateway Incentive variable annuity contracts, is a separate investment account of Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity"), established on November 1, 1990 for the purpose of separating from the general assets of Commonwealth Annuity those assets used to fund the variable portion of certain variable annuity contracts (the "Contracts") issued by Commonwealth Annuity. Commonwealth Annuity is the Sponsor of the Separate Account. Commonwealth Annuity is subject to the laws of the state of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, Commonwealth Annuity is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. Under applicable insurance law, the assets and liabilities of the Separate Account are clearly identified and distinguished from the other assets and liabilities of Commonwealth Annuity. The Separate Account cannot be charged with liabilities arising out of any other business of Commonwealth Annuity. Commonwealth Annuity's General Account is subject to the claims of creditors. The Separate Account is registered with the Securities and Exchange Commission ("SEC") as a unit investment trust under the Investment Company Act of 1940, as amended (the "1940 Act"). Such registration does not involve the supervision or management of investment practices or policies of the Separate Account or Commonwealth Annuity by the SEC. Thirty Sub-Accounts are currently offered by the Separate Account, all of which had activity during the year. Each Sub-Account invests exclusively in one of the funds ("Underlying Funds") that are part of the following fund groups: FUND GROUPS Credit Suisse Trust Dreyfus Investment Portfolio DWS Investments VIT Funds DWS Variable Series I DWS Variable Series II Invesco Variable Insurance Funds Janus Aspen Series The Alger Portfolios The Dreyfus Socially Responsible Growth Fund, Inc. The fund groups listed above are open-end, diversified management investment companies registered under the 1940 Act. The following Underlying Fund was renamed as indicated: DATE OLD NAME NEW NAME -------------- ----------------------- --------------------------- April 30, 2010 AIM V.I. Utilities Fund Invesco V.I. Utilities Fund Series I Shares Series I Shares The following Underlying Fund was liquidated as indicated: DATE LIQUIDATED FUND -------------- ------------------------------------------------------------ April 30, 2010 Janus Aspen Growth and Income Portfolio Institutional Shares From time to time Commonwealth Annuity reviews its product offerings, particularly with regard to the utilization of its Sub-Account offerings, and will determine if it is necessary to discontinue certain Sub-Accounts. The following Sub-Accounts are closed to new payment allocations and transfers: CLOSED SUB-ACCOUNTS Credit Suisse Trust International Equity Flex III Portfolio Class 1 Dreyfus IP MidCap Stock Portfolio Initial Shares The Dreyfus Socially Responsible Growth Fund, Inc Initial Shares SA-23 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES In July 2009, the Financial Accounting Standards Board ("FASB") launched the FASB Accounting Standards Codification ("ASC") as the single source of Generally Accepted Accounting Principles ("GAAP"). While the ASC did not change GAAP, it introduced a new structure to the accounting literature and changed references to accounting standards and other authoritative accounting guidance. The ASC was effective for the Separate Account for the third quarter of 2009 and did not have an effect on the Separate Account's financial condition, results of operations, and changes in net assets. The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates at the date of the financial statements. Actual results could differ from those estimates. The following is a summary of significant accounting policies followed by the Separate Account in the preparation of its financial statements. SUBSEQUENT EVENTS - In May 2009, Commonwealth Annuity adopted provisions of FASB ASC Topic 855, "Subsequent Events," which provides guidance regarding the disclosure of events occurring subsequent to the balance sheet date. These amended principles do not change the definition of a subsequent event (i.e. an event or transaction that occurs after the balance sheet date but before the financial statements are issued) but require disclosure of the date through which subsequent events were evaluated when determining whether adjustment to or disclosure in the financial statements is required. INVESTMENTS - Investment transactions are recorded as of the trade date. Investments held by the Sub-Accounts are recorded at fair value based on the stated net asset value per share of the Underlying Funds. The change in the difference between cost and fair value is reflected in unrealized gain (loss) in the statements of operations. Realized investment gains and losses are determined using the average cost method. Dividend income and capital gain distributions are recorded on the ex-distribution date and are reinvested in additional shares of the Underlying Funds at net asset value. Investment income receivable represents dividends receivable by, but not yet reinvested in, the Underlying Funds. RECEIVABLE FROM AND PAYABLE TO COMMONWEALTH ANNUITY - These represent transactions not settled with the general account. ANNUITIZED CONTRACTS - Net assets allocated to contracts in the payout phase ("Annuity Reserves") involving life contingencies are computed according to either the 1983A or Annuity 2000 mortality tables. Depending on the product the assumed investment return can be 3.0, 3.5, 5.0, or 7.0 percent. The mortality risk is fully borne by Commonwealth Annuity and may result in greater amounts being transferred into the Separate Account by Commonwealth Annuity to cover greater than expected longevity of annuitants. Conversely, if amounts allocated exceed amounts required, transfers may be made to Commonwealth Annuity. FINANCIAL INSTRUMENTS - FASB ASC Topic 820 "Fair Value Measurements and Disclosures" clarifies that fair value is an exit price, representing the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants. Under FASB ASC Topic 820, fair value measurements do not include transaction costs. FASB ASC Topic 820 establishes a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1 measurements) and the lowest priority to unobservable inputs (level 3 measurements). The three levels of the fair value hierarchy under FASB ASC Topic 820 are described below: Basis of Fair Value Measurement Level 1 Unadjusted quoted prices in active markets that are accessible at the measurement date for identical, unrestricted assets or liabilities; Level 2 Quoted prices in markets that are not active or financial instruments for which all significant inputs are observable, either directly or indirectly; Level 3 Prices or valuations that require inputs that are both significant to the fair value measurement and unobservable. SA-24 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) FINANCIAL INSTRUMENTS (CONTINUED) A financial instrument's level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. The open-ended mutual funds in the Separate Account produce a daily NAV that is validated with a sufficient level of observable activity to support classification of the fair value measurement as level 1. STATEMENTS OF CHANGES IN NET ASSETS - Contract Owners may allocate their Contract Values to variable investment options in the Separate Account, the Fixed Account and the Guaranteed Period Account ("GPA"). The Fixed Account is a part of Commonwealth Annuity's General Account that guarantees principal and a fixed minimum interest rate. The GPA is included in Separate Account GPA, a non-registered separate account offered by Commonwealth Annuity, which offers fixed rates of interest for specified periods. Net Purchase Payments represent payments under the Contracts (excluding amounts allocated to the Fixed and GPA) reduced by applicable deductions, charges, and state premium taxes. Contract Charges are deductions from Contract Values for optional rider benefits and annual contract fees. Contract benefits are payments made to Contract Owners and beneficiaries under the terms of the Contracts. Transfers between Sub-Accounts (including Separate Account GPA), net, are amounts that Contract Owners have directed to be moved among variable Sub-Accounts and the GPA. Other transfers from (to) the General Account include certain transfers from and to contracts in the annuitization phase, reserve adjustments, and withdrawal charges. FEDERAL INCOME TAXES - The operations of the Separate Account are included in the federal income tax return of Commonwealth Annuity, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code ("IRC"). Under the current provisions of the IRC, Commonwealth Annuity does not expect to incur federal income taxes on the earnings or realized capital gains attributable to the Separate Account. Based on this, no Federal income tax provision is required. Commonwealth Annuity will review periodically the status of this policy in the event of changes in the tax law. A charge may be made in future years for any federal income taxes that would be attributable to the Contracts. The Separate Account did not record any changes in and had no recorded liabilities for uncertain tax benefits or related interest and penalties as of and for the year ended December 31, 2010. Under the provisions of Section 817(h) of the IRC, a variable annuity contract will not be treated as an annuity contract for federal income tax purposes for any period for which the investments of the segregated asset account on which the contract is based are not adequately diversified. The IRC provides that the "adequately diversified" requirement may be met if the underlying investments satisfy either a statutory safe harbor test or diversification requirements set forth in regulations issued by the Secretary of the Treasury. The Internal Revenue Service has issued regulations under Section 817(h) of the IRC. Commonwealth Annuity believes that the Separate Account satisfies the current requirements of the regulations, and it intends that it will continue to meet such requirements. NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS Commonwealth Annuity makes a daily charge against the net assets of each Sub-Account to compensate for certain mortality and expense risks it has assumed. If the charge for mortality and expense risks isn't sufficient to cover actual mortality experience and expenses, Commonwealth Annuity will absorb the losses. If costs are less than the amounts charged, the difference will be a profit to Commonwealth Annuity. Commonwealth Annuity also makes a daily administrative charge against the net assets of each Sub-Account. Both of these charges are imposed during the accumulation and annuity payout phase. A Contract fee may be deducted from the contract value annually during the accumulation phase and upon full surrender of the Contract, if the accumulated value is below certain levels. This fee is currently waived for certain types of contracts, and, where permitted by law, for contracts whose owner or annuitant has certain affiliations with Commonwealth Annuity, or has certain family members with such an affiliation. When contract value has been allocated to more than one investment option, Contract Deductions are made from each on a pro-rata basis. Subject to state availability, Commonwealth Annuity offers a number of optional riders. A separate monthly charge is made for each rider. SA-25 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS (CONTINUED) The annual rates of Mortality and Expense Risk Fees, Administrative Fees, Optional Rider Fees, and the maximum dollar amount of the Contract Fee for the year ended, are displayed in the table below.
SCUDDER GATEWAY SCUDDER SCUDDER INCENTIVE WITH GATEWAY SCUDDER SCUDDER GATEWAY ENHANCED DEATH ADVISOR GATEWAY ELITE GATEWAY PLUS INCENTIVE BENEFIT RIDER ----------- ------------- ------------ --------- --------------- Variable Account Deductions: Mortality and Expense Risk (Annual Rate) 1.25% 1.25% 1.25% 1.30% 1.30% Administrative Expense (Annual Rate) 0.15% 0.15% 0.15% 0.15% 0.15% Optional Rider N/A N/A N/A N/A 0.25% Contract Deductions: Optional Rider Fees (Annual Rate) 0.15%-0.30% 0.15%-0.25% 0.15%-0.50% 0.30% 0.30% Annual Contract Fee (Maximum) $35 $35 $35 $35 $35
A surrender charge may be deducted from the accumulated value of the Contract in the case of surrender or partial redemption of the Contract, or at the time annuity payments begin. The amount charged is determined by the product, the length of time the Contract has been in force, the category of accumulated value surrendered or redeemed, the time elapsed since the amount surrendered or redeemed was credited to the Contract, and whether the Contract Owner or annuitant are included in certain classes exempt from these charges. The maximum charge will not exceed 8.5% of the amount surrendered or redeemed. Some states and municipalities impose premium taxes, which currently range up to 3.5%, on variable annuity contracts. The disclosures above include charges currently assessed to the Contract Owner. There are certain other charges that may be assessed in future periods, at the discretion of Commonwealth Annuity, in accordance with Contract terms. Detailed descriptions of all fees and charges are available in the product prospectuses. On May 1, 2008, Epoch Securities, Inc. ("Epoch") became the principal underwriter for the Separate Account. Epoch, an affiliate of Commonwealth Annuity, is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("Goldman Sachs"). SA-26 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING The changes in units outstanding were as follows:
SCUDDER GATEWAY ADVISOR, SCUDDER GATEWAY ELITE AND SCUDDER GATEWAY PLUS YEAR ENDED DECEMBER 31, 2010 2009 -------------------------- -------------------------- UNITS AMOUNT UNITS AMOUNT ----------- ------------ ----------- ------------ Alger Balanced Portfolio Class I-2 Issuance of Units 2,421,298 $ 2,677,268 4,818,154 $ 4,563,006 Redemption of Units (7,109,680) (7,821,431) (11,909,815) (10,928,242) ----------- ------------ ----------- ------------ Net increase (decrease) (4,688,382) $ (5,144,163) (7,091,661) $ (6,365,236) =========== ============ =========== ============ Alger Capital Appreciation Portfolio Class I-2 Issuance of Units 2,365,861 $ 2,313,547 5,578,952 $ 4,335,034 Redemption of Units (6,449,697) (6,231,491) (7,572,633) (5,556,959) ----------- ------------ ----------- ------------ Net increase (decrease) (4,083,836) $ (3,917,944) (1,993,681) $ (1,221,925) =========== ============ =========== ============ Credit Suisse Trust International Equity Flex III Portfolio Class 1 Issuance of Units 1,281,261 $ 1,769,608 5,622,148 $ 7,023,892 Redemption of Units (3,021,483) (4,212,300) (4,154,718) (4,604,169) ----------- ------------ ----------- ------------ Net increase (decrease) (1,740,222) $ (2,442,692) 1,467,430 $ 2,419,723 =========== ============ =========== ============ Dreyfus IP MidCap Stock Portfolio Initial Shares Issuance of Units 1,205,683 $ 1,652,101 2,916,391 $ 2,926,659 Redemption of Units (5,539,944) (7,546,831) (7,018,661) (6,941,784) ----------- ------------ ----------- ------------ Net increase (decrease) (4,334,261) $ (5,894,730) (4,102,270) $ (4,015,125) =========== ============ =========== ============ DWS Balanced VIP Class A Issuance of Units 2,010,637 $ 2,809,372 6,039,018 $ 7,206,301 Redemption of Units (9,801,360) (13,745,960) (15,618,319) (18,550,814) ----------- ------------ ----------- ------------ Net increase (decrease) (7,790,723) $(10,936,588) (9,579,301) $(11,344,513) =========== ============ =========== ============ DWS Blue Chip VIP Class A Issuance of Units 2,061,748 $ 2,680,800 4,554,961 $ 4,807,677 Redemption of Units (5,974,661) (7,863,655) (9,694,985) (10,137,251) ----------- ------------ ----------- ------------ Net increase (decrease) (3,912,913) $ (5,182,855) (5,140,023) $ (5,329,574) =========== ============ =========== ============ DWS Capital Growth VIP Class A Issuance of Units 2,827,808 $ 2,797,900 76,423,476 $ 70,624,972 Redemption of Units (18,433,061) (18,372,545) (65,737,229) (53,706,678) ----------- ------------ ----------- ------------ Net increase (decrease) (15,605,253) $(15,574,645) 10,686,247 $ 16,918,294 =========== ============ =========== ============ DWS Core Fixed Income VIP Class A Issuance of Units 8,546,775 $ 11,338,725 7,772,241 $ 9,626,647 Redemption of Units (11,388,455) (15,235,295) (10,843,782) (13,384,918) ----------- ------------ ----------- ------------ Net increase (decrease) (2,841,680) $ (3,896,570) (3,071,541) $ (3,758,271) =========== ============ =========== ============ DWS Diversified International Equity VIP Class A Issuance of Units 1,160,708 $ 1,536,411 2,289,983 $ 2,511,741 Redemption of Units (3,844,983) (5,034,772) (5,388,606) (5,756,998) ----------- ------------ ----------- ------------ Net increase (decrease) (2,684,275) $ (3,498,361) (3,098,623) $ (3,245,257) =========== ============ =========== ============ DWS Dreman Small Mid Cap Value VIP Class A Issuance of Units 1,457,725 $ 3,578,550 2,441,897 $ 4,389,963 Redemption of Units (4,867,425) (11,620,229) (6,357,253) (11,359,616) ----------- ------------ ----------- ------------ Net increase (decrease) (3,409,700) $ (8,041,679) (3,915,355) $ (6,969,653) =========== ============ =========== ============ DWS Equity 500 Index VIP Class A Issuance of Units 3,255,510 $ 2,794,215 8,765,168 $ 5,903,047 Redemption of Units (11,068,290) (9,417,706) (15,697,368) (10,661,540) ----------- ------------ ----------- ------------ Net increase (decrease) (7,812,780) $ (6,623,491) (6,932,200) $ (4,758,493) =========== ============ =========== ============
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-27 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY ADVISOR, SCUDDER GATEWAY ELITE AND SCUDDER GATEWAY PLUS (CONTINUED) YEAR ENDED DECEMBER 31, 2010 2009 -------------------------- -------------------------- UNITS AMOUNT UNITS AMOUNT ----------- ------------ ----------- ------------ DWS Global Opportunities VIP Class A Issuance of Units 1,750,934 $ 3,178,884 3,052,789 $ 4,312,379 Redemption of Units (3,960,996) (6,897,960) (4,725,024) (6,321,048) ----------- ------------ ----------- ------------ Net increase (decrease) (2,210,062) $ (3,719,076) (1,672,235) $ (2,008,669) =========== ============ =========== ============ DWS Global Thematic VIP Class A Issuance of Units 1,231,467 $ 1,788,275 1,999,071 $ 2,269,002 Redemption of Units (2,504,146) (3,520,259) (3,906,236) (4,282,607) ----------- ------------ ----------- ------------ Net increase (decrease) (1,272,679) $ (1,731,984) (1,907,165) $ (2,013,605) =========== ============ =========== ============ DWS Government & Agency Securities VIP Class A Issuance of Units 3,772,721 $ 6,665,941 10,252,020 $ 16,885,856 Redemption of Units (10,641,876) (18,850,614) (18,136,581) (29,958,933) ----------- ------------ ----------- ------------ Net increase (decrease) (6,869,155) $(12,184,673) (7,884,562) $(13,073,077) =========== ============ =========== ============ DWS Growth & Income VIP Class A Issuance of Units 3,754,515 $ 3,102,687 6,065,583 $ 4,024,231 Redemption of Units (8,804,932) (7,217,205) (11,206,316) (7,270,770) ----------- ------------ ----------- ------------ Net increase (decrease) (5,050,417) $ (4,114,518) (5,140,733) $ (3,246,539) =========== ============ =========== ============ DWS Health Care VIP Class A Issuance of Units 643,435 $ 836,575 1,651,878 $ 1,808,072 Redemption of Units (1,873,972) (2,443,867) (4,227,092) (4,648,572) ----------- ------------ ----------- ------------ Net increase (decrease) (1,230,537) $ (1,607,292) (2,575,215) $ (2,840,500) =========== ============ =========== ============ DWS High Income VIP Class A Issuance of Units 11,259,003 $ 18,856,182 13,732,394 $ 17,603,410 Redemption of Units (17,937,767) (29,711,994) (17,637,070) (22,856,334) ----------- ------------ ----------- ------------ Net increase (decrease) (6,678,764) $(10,855,812) (3,904,676) $ (5,252,924) =========== ============ =========== ============ DWS International VIP Class A Issuance of Units 1,845,214 $ 1,725,661 3,757,544 $ 3,152,898 Redemption of Units (3,902,018) (3,647,722) (6,746,108) (5,304,284) ----------- ------------ ----------- ------------ Net increase (decrease) (2,056,804) $ (1,922,061) (2,988,564) $ (2,151,386) =========== ============ =========== ============ DWS Large Cap Value VIP Class A Issuance of Units 1,808,091 $ 3,483,260 49,671,348 $ 92,310,829 Redemption of Units (6,375,427) (12,006,228) (37,586,636) (60,195,897) ----------- ------------ ----------- ------------ Net increase (decrease) (4,567,336) $ (8,522,968) 12,084,712 $ 32,114,932 =========== ============ =========== ============ DWS Mid Cap Growth VIP Class A Issuance of Units 1,219,383 $ 1,141,776 2,431,488 $ 1,667,788 Redemption of Units (1,787,831) (1,617,314) (3,756,438) (2,502,576) ----------- ------------ ----------- ------------ Net increase (decrease) (568,448) $ (475,538) (1,324,949) $ (834,788) =========== ============ =========== ============ DWS Money Market VIP Class A Issuance of Units 25,356,987 $ 32,251,815 40,093,900 $ 51,662,935 Redemption of Units (32,997,019) (41,940,410) (57,567,014) (74,144,463) ----------- ------------ ----------- ------------ Net increase (decrease) (7,640,032) $ (9,688,595) (17,473,113) $(22,481,528) =========== ============ =========== ============ DWS Small Cap Growth VIP Class A Issuance of Units 1,403,784 $ 1,428,739 3,053,023 $ 2,247,646 Redemption of Units (4,267,410) (4,231,963) (6,389,139) (4,544,404) ----------- ------------ ----------- ------------ Net increase (decrease) (2,863,626) $ (2,803,224) (3,336,115) $ (2,296,758) =========== ============ =========== ============ DWS Strategic Income VIP Class A Issuance of Units 3,665,105 $ 6,515,446 6,071,340 $ 9,195,532 Redemption of Units (4,252,969) (7,498,617) (7,091,840) (10,601,228) ----------- ------------ ----------- ------------ Net increase (decrease) (587,864) $ (983,171) (1,020,499) $ (1,405,696) =========== ============ =========== ============
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-28 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY ADVISOR, SCUDDER GATEWAY ELITE AND SCUDDER GATEWAY PLUS (CONTINUED) YEAR ENDED DECEMBER 31, 2010 2009 -------------------------- -------------------------- UNITS AMOUNT UNITS AMOUNT ----------- ------------ ----------- ------------ DWS Strategic Value VIP Class A Issuance of Units 2,314,103 $ 2,540,634 7,446,956 $ 6,426,550 Redemption of Units (14,564,892) (15,943,926) (21,359,301) (18,934,946) ----------- ------------ ----------- ------------ Net increase (decrease) (12,250,789) $(13,403,292) (13,912,345) $(12,508,396) =========== ============ =========== ============ DWS Technology VIP Class A Issuance of Units 1,677,994 $ 1,390,090 4,504,297 $ 2,805,903 Redemption of Units (6,326,197) (5,174,242) (7,895,778) (4,919,167) ----------- ------------ ----------- ------------ Net increase (decrease) (4,648,203) $ (3,784,152) (3,391,481) $ (2,113,264) =========== ============ =========== ============ DWS Turner Mid Cap Growth VIP Class A Issuance of Units 2,115,510 $ 2,237,768 3,268,426 $ 2,620,702 Redemption of Units (3,029,626) (3,165,284) (4,200,514) (3,184,574) ----------- ------------ ----------- ------------ Net increase (decrease) (914,116) $ (927,516) (932,088) $ (563,872) =========== ============ =========== ============ Invesco V.I. Utilities Fund Series I Shares (a) Issuance of Units 880,838 $ 833,346 3,601,768 $ 3,036,604 Redemption of Units (1,943,976) (1,826,995) (5,517,076) (4,600,433) ----------- ------------ ----------- ------------ Net increase (decrease) (1,063,138) $ (993,649) (1,915,308) $ (1,563,829) =========== ============ =========== ============ Janus Aspen Growth and Income Portfolio Institutional Shares (b) Issuance of Units 4 $ 4 182,666 $ 168,227 Redemption of Units (455,520) (533,291) (48,869) (45,738) ----------- ------------ ----------- ------------ Net increase (decrease) (455,516) $ (533,287) 133,797 $ 122,489 =========== ============ =========== ============ Janus Aspen Janus Portfolio Institutional Shares Issuance of Units 21,189 $ 16,559 31,579 $ 16,491 Redemption of Units (91,593) (74,514) (20,601) (13,090) ----------- ------------ ----------- ------------ Net increase (decrease) (70,404) $ (57,955) 10,978 $ 3,401 =========== ============ =========== ============ The Dreyfus Socially Responsible Growth Fund, Inc Initial Shares Issuance of Units 99,441 $ 71,016 397,735 $ 235,188 Redemption of Units (711,955) (509,625) (758,833) (445,915) ----------- ------------ ----------- ------------ Net increase (decrease) (612,514) $ (438,609) (361,098) $ (210,727) =========== ============ =========== ============
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1.
SCUDDER GATEWAY INCENTIVE YEAR ENDED DECEMBER 31, 2010 2009 -------------------- ------------------- UNITS AMOUNT UNITS AMOUNT -------- --------- ------- --------- Alger Balanced Portfolio Class I-2 Issuance of Units 724 $ 796 2,892 $ 2,542 Redemption of Units (116,502) (125,948) (51,401) (49,104) -------- --------- ------- --------- Net increase (decrease) (115,778) $(125,152) (48,509) $ (46,562) ======== ========= ======= ========= Alger Capital Appreciation Portfolio Class I-2 Issuance of Units 10,290 $ 12,895 165,936 $ 149,606 Redemption of Units (124,161) (147,405) (32,701) (28,042) -------- --------- ------- --------- Net increase (decrease) (113,871) $(134,510) 133,235 $ 121,564 ======== ========= ======= ========= Credit Suisse Trust International Equity Flex III Portfolio Class 1 Issuance of Units 1,365 $ 2,478 10,077 $ 13,935 Redemption of Units (1,500) (2,764) (5,241) (7,796) -------- --------- ------- --------- Net increase (decrease) (135) $ (286) 4,835 $ 6,139 ======== ========= ======= ========= Dreyfus IP MidCap Stock Portfolio Initial Shares Issuance of Units 27,158 $ 35,972 1,695 $ 1,453 Redemption of Units (113,284) (130,033) (88,516) (82,606) -------- --------- ------- --------- Net increase (decrease) (86,126) $ (94,061) (86,822) $ (81,153) ======== ========= ======= =========
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-29 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY INCENTIVE (CONTINUED) YEAR ENDED DECEMBER 31, 2010 2009 -------------------- -------------------- UNITS AMOUNT UNITS AMOUNT -------- --------- -------- --------- DWS Balanced VIP Class A Issuance of Units 2,172 $ 2,224 24,762 $ 21,651 Redemption of Units (61,248) (61,717) (61,723) (56,422) -------- --------- -------- --------- Net increase (decrease) (59,076) $ (59,493) (36,961) $ (34,771) ======== ========= ======== ========= DWS Blue Chip VIP Class A Issuance of Units 1,281 $ 1,285 340 $ 249 Redemption of Units (109,568) (107,358) (27,447) (24,022) -------- --------- -------- --------- Net increase (decrease) (108,287) $(106,073) (27,107) $ (23,773) ======== ========= ======== ========= DWS Capital Growth VIP Class A Issuance of Units 3,687 $ 3,154 352,849 $ 269,013 Redemption of Units (153,881) (133,960) (404,309) (286,134) -------- --------- -------- --------- Net increase (decrease) (150,194) $(130,806) (51,460) $ (17,121) ======== ========= ======== ========= DWS Core Fixed Income VIP Class A Issuance of Units 5,108 $ 5,508 8,816 $ 8,976 Redemption of Units (65,139) (70,755) (51,353) (53,022) -------- --------- -------- --------- Net increase (decrease) (60,031) $ (65,247) (42,537) $ (44,046) ======== ========= ======== ========= DWS Diversified International Equity VIP Class A Issuance of Units 38,026 $ 42,166 5,354 $ 4,185 Redemption of Units (47,810) (52,742) (79,748) (63,401) -------- --------- -------- --------- Net increase (decrease) (9,784) $ (10,576) (74,394) $ (59,216) ======== ========= ======== ========= DWS Dreman Small Mid Cap Value VIP Class A Issuance of Units 33,307 $ 69,879 44,197 $ 64,280 Redemption of Units (110,316) (229,294) (58,869) (90,377) -------- --------- -------- --------- Net increase (decrease) (77,009) $(159,415) (14,673) $ (26,097) ======== ========= ======== ========= DWS Equity 500 Index VIP Class A Issuance of Units 2,320 $ 2,158 12,996 $ 9,282 Redemption of Units (131,133) (115,885) (58,360) (47,012) -------- --------- -------- --------- Net increase (decrease) (128,813) $(113,727) (45,364) $ (37,730) ======== ========= ======== ========= DWS Global Opportunities VIP Class A Issuance of Units 23,335 $ 30,374 8,544 $ 6,262 Redemption of Units (26,771) (36,634) (10,695) (10,219) -------- --------- -------- --------- Net increase (decrease) (3,436) $ (6,260) (2,151) $ (3,957) ======== ========= ======== ========= DWS Global Thematic VIP Class A Issuance of Units 74,013 $ 97,250 22,582 $ 22,647 Redemption of Units (100,329) (123,737) (16,434) (15,863) -------- --------- -------- --------- Net increase (decrease) (26,316) $ (26,487) 6,147 $ 6,784 ======== ========= ======== ========= DWS Government & Agency Securities VIP Class A Issuance of Units 50,366 $ 70,100 13,763 $ 18,050 Redemption of Units (105,500) (150,774) (151,833) (200,519) -------- --------- -------- --------- Net increase (decrease) (55,134) $ (80,674) (138,069) $(182,469) ======== ========= ======== ========= DWS Growth & Income VIP Class A Issuance of Units 916 $ 812 17,228 $ 11,025 Redemption of Units (24,240) (22,501) (95,912) (65,848) -------- --------- -------- --------- Net increase (decrease) (23,324) $ (21,689) (78,684) $ (54,823) ======== ========= ======== ========= DWS Health Care VIP Class A Issuance of Units 1,762 $ 2,253 12,287 $ 13,155 Redemption of Units (53,364) (68,697) (35,416) (38,387) -------- --------- -------- --------- Net increase (decrease) (51,602) $ (66,444) (23,129) $ (25,232) ======== ========= ======== =========
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-30 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY INCENTIVE (CONTINUED) YEAR ENDED DECEMBER 31, 2010 2009 -------------------- -------------------- UNITS AMOUNT UNITS AMOUNT -------- --------- -------- --------- DWS High Income VIP Class A Issuance of Units 7,370 $ 11,997 10,696 $ 12,835 Redemption of Units (72,023) (111,964) (49,365) (63,369) -------- --------- -------- --------- Net increase (decrease) (64,653) $ (99,967) (38,669) $ (50,534) ======== ========= ======== ========= DWS International VIP Class A Issuance of Units 3,607 $ 3,082 39,541 $ 23,886 Redemption of Units (89,915) (82,953) (40,476) (34,796) -------- --------- -------- --------- Net increase (decrease) (86,308) $ (79,871) (935) $ (10,910) ======== ========= ======== ========= DWS Large Cap Value VIP Class A Issuance of Units 1,198 $ 1,460 468,126 $ 565,093 Redemption of Units (142,684) (171,553) (279,432) (286,189) -------- --------- -------- --------- Net increase (decrease) (141,486) $(170,093) 188,694 $ 278,904 ======== ========= ======== ========= DWS Mid Cap Growth VIP Class A Issuance of Units 116 $ 79 437 $ 255 Redemption of Units (1,439) (1,052) (2,722) (1,466) -------- --------- -------- --------- Net increase (decrease) (1,323) $ (973) (2,285) $ (1,211) ======== ========= ======== ========= DWS Money Market VIP Class A Issuance of Units 50,818 $ 54,968 58,223 $ 63,716 Redemption of Units (101,983) (109,995) (164,434) (178,997) -------- --------- -------- --------- Net increase (decrease) (51,165) $ (55,027) (106,211) $(115,281) ======== ========= ======== ========= DWS Small Cap Growth VIP Class A Issuance of Units 1,021 $ 615 63,535 $ 23,098 Redemption of Units (104,084) (66,501) (56,548) (24,225) -------- --------- -------- --------- Net increase (decrease) (103,063) $ (65,886) 6,987 $ (1,127) ======== ========= ======== ========= DWS Strategic Income VIP Class A Issuance of Units 36,691 $ 61,091 4,684 $ 6,135 Redemption of Units (96,553) (156,868) (46,210) (63,415) -------- --------- -------- --------- Net increase (decrease) (59,862) $ (95,777) (41,526) $ (57,280) ======== ========= ======== ========= DWS Strategic Value VIP Class A Issuance of Units 4,110 $ 3,794 75,180 $ 56,369 Redemption of Units (148,114) (139,709) (160,611) (128,043) -------- --------- -------- --------- Net increase (decrease) (144,004) $(135,915) (85,432) $ (71,674) ======== ========= ======== ========= DWS Technology VIP Class A Issuance of Units 695 $ 468 10,992 $ 5,430 Redemption of Units (22,191) (15,987) (30,584) (17,716) -------- --------- -------- --------- Net increase (decrease) (21,496) $ (15,519) (19,592) $ (12,286) ======== ========= ======== ========= DWS Turner Mid Cap Growth VIP Class A Issuance of Units 296 $ 300 8,225 $ 6,136 Redemption of Units (21,359) (20,912) (44,410) (39,369) -------- --------- -------- --------- Net increase (decrease) (21,063) $ (20,612) (36,185) $ (33,233) ======== ========= ======== ========= Invesco V.I. Utilities Fund Series I Shares (a) Issuance of Units 11,234 $ 10,060 68 $ 56 Redemption of Units (3,293) (3,097) (14,964) (11,277) -------- --------- -------- --------- Net increase (decrease) 7,941 $ 6,963 (14,896) $ (11,221) ======== ========= ======== ========= The Dreyfus Socially Responsible Growth Fund, Inc Initial Shares Issuance of Units 111 $ 86 13,249 $ 8,116 Redemption of Units (1,665) (1,273) (23,426) (12,724) -------- --------- -------- --------- Net increase (decrease) (1,554) $ (1,187) (10,177) $ (4,608) ======== ========= ======== =========
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-31 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY INCENTIVE WITH OPTIONAL RIDER YEAR ENDED DECEMBER 31, 2010 2009 -------------------- ------------------------ UNITS AMOUNT UNITS AMOUNT -------- --------- ---------- ----------- Alger Balanced Portfolio Class I-2 Issuance of Units 238,701 $ 247,539 264,978 $ 269,332 Redemption of Units (396,701) (416,339) (426,400) (403,449) -------- --------- ---------- ----------- Net increase (decrease) (158,000) $(168,800) (161,423) $ (134,117) ======== ========= ========== =========== Alger Capital Appreciation Portfolio Class I-2 Issuance of Units 114,233 $ 129,059 54,206 $ 51,598 Redemption of Units (169,488) (189,830) (115,718) (124,859) -------- --------- ---------- ----------- Net increase (decrease) (55,255) $ (60,771) (61,513) $ (73,261) ======== ========= ========== =========== Credit Suisse Trust International Equity Flex III Portfolio Class 1 Issuance of Units 78,940 $ 135,187 74,022 $ 123,950 Redemption of Units (96,957) (167,533) (10,589) (16,071) -------- --------- ---------- ----------- Net increase (decrease) (18,017) $ (32,346) 63,432 $ 107,879 ======== ========= ========== =========== Dreyfus IP MidCap Stock Portfolio Initial Shares Issuance of Units 78,257 $ 88,487 33,902 $ 33,780 Redemption of Units (114,460) (135,079) (59,443) (58,373) -------- --------- ---------- ----------- Net increase (decrease) (36,203) $ (46,592) (25,541) $ (24,593) ======== ========= ========== =========== DWS Balanced VIP Class A Issuance of Units 102,517 $ 98,230 147,373 $ 124,931 Redemption of Units (197,476) (194,785) (171,742) (150,261) -------- --------- ---------- ----------- Net increase (decrease) (94,959) $ (96,555) (24,370) $ (25,330) ======== ========= ========== =========== DWS Blue Chip VIP Class A Issuance of Units 41,185 $ 39,207 88,973 $ 71,760 Redemption of Units (100,915) (97,550) (127,349) (93,205) -------- --------- ---------- ----------- Net increase (decrease) (59,730) $ (58,343) (38,376) $ (21,445) ======== ========= ========== =========== DWS Capital Growth VIP Class A Issuance of Units 184,472 $ 151,883 1,816,902 $ 1,358,824 Redemption of Units (310,260) (263,456) (1,689,290) (1,191,060) -------- --------- ---------- ----------- Net increase (decrease) (125,788) $(111,573) 127,612 $ 167,764 ======== ========= ========== =========== DWS Core Fixed Income VIP Class A Issuance of Units 77,746 $ 81,191 77,407 $ 79,538 Redemption of Units (80,328) (84,289) (170,966) (168,669) -------- --------- ---------- ----------- Net increase (decrease) (2,582) $ (3,098) (93,559) $ (89,131) ======== ========= ========== =========== DWS Diversified International Equity VIP Class A Issuance of Units 21,931 $ 23,018 18,242 $ 18,382 Redemption of Units (32,912) (35,336) (24,488) (23,093) -------- --------- ---------- ----------- Net increase (decrease) (10,981) $ (12,318) (6,246) $ (4,711) ======== ========= ========== =========== DWS Dreman Small Mid Cap Value VIP Class A Issuance of Units 43,903 $ 84,009 54,430 $ 94,958 Redemption of Units (78,225) (155,047) (151,363) (239,537) -------- --------- ---------- ----------- Net increase (decrease) (34,322) $ (71,038) (96,933) $ (144,579) ======== ========= ========== =========== DWS Equity 500 Index VIP Class A Issuance of Units 253,938 $ 221,205 325,857 $ 249,600 Redemption of Units (343,568) (298,725) (487,891) (344,960) -------- --------- ---------- ----------- Net increase (decrease) (89,630) $ (77,520) (162,035) $ (95,360) ======== ========= ========== =========== DWS Global Opportunities VIP Class A Issuance of Units 87,672 $ 108,629 19,037 $ 21,516 Redemption of Units (112,133) (150,608) (35,073) (33,423) -------- --------- ---------- ----------- Net increase (decrease) (24,461) $ (41,979) (16,037) $ (11,907) ======== ========= ========== ===========
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-32 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY INCENTIVE WITH OPTIONAL RIDER (CONTINUED) YEAR ENDED DECEMBER 31, 2010 2009 -------------------- ---------------------- UNITS AMOUNT UNITS AMOUNT -------- --------- --------- ---------- DWS Global Thematic VIP Class A Issuance of Units 237 $ 284 83,746 $ 93,909 Redemption of Units (1,083) (1,346) (162,946) (175,019) -------- --------- --------- ---------- Net increase (decrease) (846) $ (1,062) (79,200) $ (81,110) ======== ========= ========= ========== DWS Government & Agency Securities VIP Class A Issuance of Units 74,256 $ 101,066 63,724 $ 84,146 Redemption of Units (126,259) (173,862) (116,708) (150,753) -------- --------- --------- ---------- Net increase (decrease) (52,003) $ (72,796) (52,984) $ (66,607) ======== ========= ========= ========== DWS Growth & Income VIP Class A Issuance of Units 66,411 $ 60,244 71,969 $ 53,496 Redemption of Units (115,669) (100,249) (118,631) (86,613) -------- --------- --------- ---------- Net increase (decrease) (49,258) $ (40,005) (46,662) $ (33,117) ======== ========= ========= ========== DWS Health Care VIP Class A Issuance of Units 57,768 $ 73,273 61,935 $ 64,303 Redemption of Units (19,512) (24,845) (113,391) (113,764) -------- --------- --------- ---------- Net increase (decrease) 38,256 $ 48,428 (51,456) $ (49,461) ======== ========= ========= ========== DWS High Income VIP Class A Issuance of Units 36,985 $ 53,867 87,992 $ 110,310 Redemption of Units (96,115) (142,179) (180,487) (227,176) -------- --------- --------- ---------- Net increase (decrease) (59,130) $ (88,312) (92,495) $ (116,866) ======== ========= ========= ========== DWS International VIP Class A Issuance of Units 162,561 $ 144,594 169,044 $ 141,057 Redemption of Units (144,230) (128,878) (347,504) (296,666) -------- --------- --------- ---------- Net increase (decrease) 18,331 $ 15,716 (178,460) $ (155,609) ======== ========= ========= ========== DWS Large Cap Value VIP Class A Issuance of Units 45,151 $ 52,960 1,467,784 $1,754,556 Redemption of Units (171,095) (204,238) (927,241) (918,398) -------- --------- --------- ---------- Net increase (decrease) (125,944) $(151,278) 540,543 $ 836,158 ======== ========= ========= ========== DWS Mid Cap Growth VIP Class A Issuance of Units 40,198 $ 28,088 21,712 $ 11,608 Redemption of Units (14,248) (10,260) (11,173) (6,444) -------- --------- --------- ---------- Net increase (decrease) 25,950 $ 17,828 10,538 $ 5,164 ======== ========= ========= ========== DWS Money Market VIP Class A Issuance of Units 62,560 $ 66,187 256,416 $ 273,940 Redemption of Units (235,507) (248,775) (387,587) (414,137) -------- --------- --------- ---------- Net increase (decrease) (172,947) $(182,588) (131,171) $ (140,197) ======== ========= ========= ========== DWS Small Cap Growth VIP Class A Issuance of Units 67,500 $ 38,822 205,341 $ 103,273 Redemption of Units (37,704) (23,445) (275,935) (133,731) -------- --------- --------- ---------- Net increase (decrease) 29,796 $ 15,377 (70,594) $ (30,458) ======== ========= ========= ========== DWS Strategic Income VIP Class A Issuance of Units 67,367 $ 109,211 54,605 $ 80,522 Redemption of Units (30,657) (48,559) (22,485) (32,641) -------- --------- --------- ---------- Net increase (decrease) 36,710 $ 60,652 32,119 $ 47,881 ======== ========= ========= ========== DWS Strategic Value VIP Class A Issuance of Units 153,088 $ 137,434 225,564 $ 171,182 Redemption of Units (488,771) (447,454) (482,112) (374,952) -------- --------- --------- ---------- Net increase (decrease) (335,683) $(310,020) (256,548) $ (203,770) ======== ========= ========= ==========
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-33 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
SCUDDER GATEWAY INCENTIVE WITH OPTIONAL RIDER (CONTINUED) YEAR ENDED DECEMBER 31, 2010 2009 -------------------- ------------------- UNITS AMOUNT UNITS AMOUNT -------- --------- -------- -------- DWS Technology VIP Class A Issuance of Units 18,089 $ 11,559 98,490 $ 48,122 Redemption of Units (106,603) (67,868) (70,469) (36,403) -------- --------- -------- -------- Net increase (decrease) (88,514) $ (56,309) 28,021 $ 11,719 ======== ========= ======== ======== DWS Turner Mid Cap Growth VIP Class A Issuance of Units 106,194 $ 99,517 32,739 $ 25,559 Redemption of Units (138,512) (131,872) (97,022) (85,299) -------- --------- -------- -------- Net increase (decrease) (32,318) $ (32,355) (64,283) $(59,740) ======== ========= ======== ======== Invesco V.I. Utilities Fund Series I Shares (a) Issuance of Units 102,164 $ 93,177 93,116 $ 77,671 Redemption of Units (73,747) (65,254) (101,953) (81,723) -------- --------- -------- -------- Net increase (decrease) 28,417 $ 27,923 (8,837) $ (4,052) ======== ========= ======== ======== The Dreyfus Socially Responsible Growth Fund, Inc Initial Shares Issuance of Units 49,370 $ 35,659 64,779 $ 33,366 Redemption of Units (85,566) (63,522) (32,988) (22,793) -------- --------- -------- -------- Net increase (decrease) (36,196) $ (27,863) 31,792 $ 10,573 ======== ========= ======== ========
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-34 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - PURCHASES AND SALES OF INVESTMENTS The cost of purchases and proceeds from sales of shares of the Underlying Funds of the Separate Account during the year ended December 31, 2010 were as follows:
INVESTMENT PORTFOLIOS PURCHASES SALES ------------------------------------------------------------------- ----------- ----------- Alger Balanced Portfolio Class I-2 $ 2,143,393 $ 7,156,858 Alger Capital Appreciation Portfolio Class I-2 1,553,524 5,928,193 Credit Suisse Trust International Equity Flex III Portfolio Class 1 996,556 3,656,432 Dreyfus IP MidCap Stock Portfolio Initial Shares 952,515 7,106,105 DWS Balanced VIP Class A 2,784,708 12,665,367 DWS Blue Chip VIP Class A 1,936,343 7,253,346 DWS Capital Growth VIP Class A 1,349,765 17,568,743 DWS Core Fixed Income VIP Class A 11,297,711 13,375,782 DWS Diversified International Equity VIP Class A 1,032,192 4,358,429 DWS Dreman Small Mid Cap Value VIP Class A 2,208,585 10,544,422 DWS Equity 500 Index VIP Class A 2,049,303 8,658,706 DWS Global Opportunities VIP Class A 1,903,898 5,936,420 DWS Global Thematic VIP Class A 1,535,878 3,386,851 DWS Government & Agency Securities VIP Class A 6,219,224 16,395,744 DWS Growth & Income VIP Class A 2,483,779 6,578,236 DWS Health Care VIP Class A 1,228,422 2,294,400 DWS High Income VIP Class A 20,048,089 27,155,197 DWS International VIP Class A 1,369,379 3,221,157 DWS Large Cap Value VIP Class A 2,788,592 11,259,717 DWS Mid Cap Growth VIP Class A 750,428 1,315,966 DWS Money Market VIP Class A 21,670,472 32,299,289 DWS Small Cap Growth VIP Class A 879,855 3,995,664 DWS Strategic Income VIP Class A 6,545,355 6,176,672 DWS Strategic Value VIP Class A 1,949,380 15,375,545 DWS Technology VIP Class A 433,754 4,562,962 DWS Turner Mid Cap Growth VIP Class A 1,489,062 2,646,115 Invesco V.I. Utilities Fund Series I Shares (a) 918,739 1,695,126 Janus Aspen Growth and Income Portfolio Institutional Shares (b) 3,132 535,347 Janus Aspen Janus Portfolio Institutional Shares 12,133 70,729 The Dreyfus Socially Responsible Growth Fund, Inc Initial Shares 60,991 542,817
(a) Name changed. See Note 1. (b) Fund Liquidated. See Note 1. SA-35 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS A summary of unit values, units outstanding, income and expense ratios and total returns for the Separate Account is as follows:
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 ----------------------------------- ------------------------------------------------------- UNIT UNIT INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUE VALUE NET INCOME RATIO RATIO RETURN RETURN UNITS LOWEST HIGHEST ASSETS RATIO LOWEST HIGHEST LOWEST HIGHEST (000S) ($) (4) ($) (4) ($000S) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ------ -------- -------- ------- ---------- -------- ------- ---------- ---------- ALGER BALANCED PORTFOLIO CLASS I-2 2010 30,994 1.129252 1.171093 36,260 2.57 1.40 1.70 8.46 8.79 2009 35,956 1.041168 1.076460 38,667 3.23 1.40 1.70 27.05 27.44 2008 43,257 0.819485 0.844681 36,507 2.60 1.40 1.70 (32.92) (32.72) 2007 53,045 1.221670 1.255392 66,549 2.13 1.40 1.70 10.46 10.80 2006 62,230 1.105982 1.133057 70,472 1.54 1.40 1.70 2.94 3.26 ALGER CAPITAL APPRECIATION PORTFOLIO CLASS I-2 2010 24,209 1.313190 1.074941 26,124 0.40 1.40 1.70 12.09 12.43 2009 28,462 1.171548 0.956084 27,343 N/A 1.40 1.70 48.54 48.99 2008 30,384 0.788724 0.641718 19,574 N/A 1.40 1.70 (46.07) (45.90) 2007 37,058 1.462472 1.186278 44,183 N/A 1.40 1.70 31.27 31.67 2006 34,029 1.114124 0.900978 30,789 N/A 1.40 1.70 17.24 17.59 CREDIT SUISSE TRUST INTERNATIONAL EQUITY FLEX III PORTFOLIO CLASS 1 2010 8,995 1.930733 1.564106 14,126 0.10 1.40 1.70 10.33 10.66 2009 10,753 1.750035 1.413424 15,257 2.63 1.40 1.70 49.04 49.50 2008 6,041 0.533425 0.370791 2,243 1.87 1.40 1.70 (47.66) (47.50) 2007 6,262 1.019136 0.706265 4,428 N/A 1.40 1.70 (5.59) (5.30) 2006 9,477 1.079484 0.745802 7,077 N/A 1.40 1.70 11.28 11.62 DREYFUS IP MIDCAP STOCK PORTFOLIO INITIAL SHARES 2010 19,951 1.395030 1.566675 31,150 1.02 1.40 1.70 24.94 25.32 2009 24,407 1.116576 1.250150 30,416 1.47 1.40 1.70 33.21 33.61 2008 28,622 0.838237 0.935660 26,700 0.98 1.40 1.70 (41.43) (41.25) 2007 34,398 1.431251 1.592726 54,657 0.44 1.40 1.70 (0.23) 0.08 2006 44,239 1.434526 1.591511 70,251 0.38 1.40 1.70 5.92 6.24 DWS BALANCED VIP CLASS A 2010 43,921 1.053750 1.505083 65,647 3.23 1.40 1.70 9.34 9.67 2009 51,866 0.963771 1.372387 70,704 3.86 1.40 1.70 21.33 21.70 2008 61,507 0.794332 1.127664 68,950 4.19 1.40 1.70 (28.57) (28.35) 2007 78,378 1.112015 1.573850 122,721 3.32 1.40 1.70 3.06 3.37 2006 93,229 1.079000 1.522477 141,335 2.60 1.40 1.70 8.37 8.70
(a) Name changed. See Note 1. SA-36 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 ------------------------------------ ------------------------------------------------------- UNIT UNIT INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUE VALUE NET INCOME RATIO RATIO RETURN RETURN UNITS LOWEST HIGHEST ASSETS RATIO LOWEST HIGHEST LOWEST HIGHEST (000S) ($) (4) ($) (4) ($000S) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ------- -------- -------- ------- ---------- -------- ------- ---------- ---------- DWS BLUE CHIP VIP CLASS A 2010 28,090 1.085777 1.445798 40,495 1.49 1.40 1.70 11.84 12.18 2009 32,171 0.970835 1.288818 41,307 1.99 1.40 1.70 31.69 32.09 2008 37,377 0.737205 0.975676 36,335 1.85 1.40 1.70 (39.54) (39.36) 2007 46,873 1.219381 1.608911 75,182 1.10 1.40 1.70 1.74 2.05 2006 57,145 1.198507 1.576560 89,847 0.93 1.40 1.70 13.68 14.03 DWS CAPITAL GROWTH VIP CLASS A 2010 75,437 0.957128 1.125740 84,670 0.93 1.40 1.70 14.73 15.07 2009 91,318 0.834277 0.978269 89,081 1.09 1.40 1.70 24.71 25.09 2008 80,556 0.668959 0.782027 62,806 1.09 1.40 1.70 (34.12) (33.92) 2007 99,720 1.015459 1.183479 117,717 0.63 1.40 1.70 10.67 11.01 2006 120,542 0.917516 1.066073 128,215 0.47 1.40 1.70 6.68 7.01 DWS CORE FIXED INCOME VIP CLASS A 2010 28,421 1.073055 1.345730 38,113 5.88 1.40 1.70 4.71 5.02 2009 31,325 1.024831 1.281349 39,997 8.46 1.40 1.70 5.89 6.21 2008 34,533 0.967858 1.206439 41,498 7.42 1.40 1.70 (20.70) (20.46) 2007 39,160 1.220488 1.516717 59,165 4.44 1.40 1.70 2.40 2.71 2006 43,486 1.191882 1.476670 63,962 3.78 1.40 1.70 2.49 2.80 DWS DIVERSIFIED INTERNATIONAL EQUITY VIP CLASS A 2010 14,955 1.158434 1.444939 21,541 2.33 1.40 1.70 9.05 9.38 2009 17,660 1.062336 1.321060 23,263 6.19 1.40 1.70 27.16 27.55 2008 20,840 0.835448 1.035753 21,517 1.02 1.40 1.70 (49.68) (49.53) 2007 26,134 1.660385 2.052196 53,468 2.65 1.40 1.70 14.73 15.08 2006 30,974 1.447251 1.783338 55,074 2.08 1.40 1.70 23.43 23.81 DWS DREMAN SMALL MID CAP VALUE VIP CLASS A 2010 22,777 2.327179 2.735011 62,090 1.30 1.40 1.70 20.98 21.35 2009 26,298 1.923653 2.253893 59,073 1.96 1.40 1.70 27.50 27.89 2008 30,325 1.508745 1.762380 53,262 1.77 1.40 1.70 (34.55) (34.35) 2007 37,857 2.305270 2.684610 101,317 0.97 1.40 1.70 1.30 1.61 2006 44,367 2.275586 2.641974 116,876 0.83 1.40 1.70 22.94 23.31
(a) Name changed. See Note 1. SA-37 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 ----------------------------------- ------------------------------------------------------- UNIT UNIT INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUE VALUE NET INCOME RATIO RATIO RETURN RETURN UNITS LOWEST HIGHEST ASSETS RATIO LOWEST HIGHEST LOWEST HIGHEST (000S) ($) (4) ($) (4) ($000S) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ------ -------- -------- ------- ---------- -------- ------- ---------- ---------- DWS EQUITY 500 INDEX VIP CLASS A 2010 43,593 0.999327 0.940108 41,115 1.93 1.40 1.70 12.75 13.10 2009 51,624 0.886286 0.831223 43,046 2.86 1.40 1.70 24.18 24.56 2008 58,764 0.713723 0.667354 39,337 2.46 1.40 1.70 (38.22) (38.03) 2007 68,833 1.155301 1.076944 74,254 1.52 1.40 1.70 3.51 3.82 2006 84,245 1.116165 1.037286 87,538 1.17 1.40 1.70 13.56 13.90 DWS GLOBAL OPPORTUNITIES VIP CLASS A 2010 14,103 1.516194 2.085504 29,244 0.41 1.40 1.70 24.49 24.87 2009 16,341 1.217943 1.670182 27,146 1.66 1.40 1.70 45.69 46.13 2008 18,032 0.836006 1.142947 20,504 0.28 1.40 1.70 (50.82) (50.67) 2007 21,836 1.699807 2.316807 50,373 1.30 1.40 1.70 7.47 7.80 2006 27,191 1.581632 2.149173 58,231 1.00 1.40 1.70 20.00 20.37 DWS GLOBAL THEMATIC VIP CLASS A 2010 14,206 1.371620 1.566473 22,219 0.97 1.40 1.70 11.72 12.06 2009 15,506 1.227691 1.397831 21,640 1.51 1.40 1.70 41.38 41.81 2008 17,486 0.868377 0.985711 17,203 1.57 1.40 1.70 (48.64) (48.48) 2007 21,107 1.690792 1.913361 40,330 0.67 1.40 1.70 4.49 4.80 2006 25,168 1.618202 1.825648 45,892 0.49 1.40 1.70 27.93 28.32 DWS GOVERNMENT & AGENCY SECURITIES VIP CLASS A 2010 32,865 1.403445 1.791275 58,465 4.78 1.40 1.70 4.80 5.12 2009 39,841 1.339139 1.704015 67,470 4.85 1.40 1.70 6.24 6.57 2008 47,917 1.260464 1.599022 76,167 4.77 1.40 1.70 3.15 3.47 2007 52,055 1.221948 1.545437 79,800 4.96 1.40 1.70 4.15 4.47 2006 57,542 1.173252 1.479328 84,483 3.93 1.40 1.70 2.39 2.71 DWS GROWTH & INCOME VIP CLASS A 2010 36,733 0.992940 0.905747 33,314 1.67 1.40 1.70 12.45 12.80 2009 41,856 0.882991 0.803000 33,656 2.09 1.40 1.70 31.87 32.27 2008 47,123 0.669608 0.607104 28,652 2.09 1.40 1.70 (39.36) (39.18) 2007 57,862 1.104276 0.998148 57,835 1.26 1.40 1.70 (0.37) (0.06) 2006 71,427 1.108327 0.998766 71,427 0.98 1.40 1.70 11.70 12.04
(a) Name changed. See Note 1. SA-38 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 ----------------------------------- ----------------------------------------------------- UNIT UNIT INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUE VALUE NET INCOME RATIO RATIO RETURN RETURN UNITS LOWEST HIGHEST ASSETS RATIO LOWEST HIGHEST LOWEST HIGHEST (000S) ($) (4) ($) (4) ($000S) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ------ -------- -------- ------- ---------- -------- ------- ---------- ---------- DWS HEALTH CARE VIP CLASS A 2010 7,242 1.345461 1.385606 10,022 N/A 1.40 1.70 6.31 6.64 2009 8,486 1.265585 1.299383 11,017 1.39 1.40 1.70 20.11 20.48 2008 11,136 1.053675 1.078532 12,002 0.31 1.40 1.70 (24.51) (24.28) 2007 12,636 1.395743 1.424321 17,987 N/A 1.40 1.70 11.28 11.62 2006 15,401 1.254276 1.276068 19,643 N/A 1.40 1.70 4.36 4.68 DWS HIGH INCOME VIP CLASS A 2010 32,106 1.605602 1.784106 57,188 8.36 1.40 1.70 12.06 12.40 2009 38,908 1.432786 1.587232 61,659 10.79 1.40 1.70 37.61 38.03 2008 42,944 1.041203 1.149932 49,301 11.21 1.40 1.70 (25.23) (25.00) 2007 49,955 1.392579 1.533301 76,483 8.58 1.40 1.70 (0.76) (0.46) 2006 68,189 1.403208 1.540315 104,910 8.14 1.40 1.70 8.59 8.93 DWS INTERNATIONAL VIP CLASS A 2010 17,402 0.925118 0.996156 17,308 2.20 1.40 1.70 (0.10) 0.20 2009 19,527 0.926084 0.994160 19,384 4.42 1.40 1.70 31.25 31.65 2008 22,695 0.705598 0.755162 17,108 1.39 1.40 1.70 (49.10) (48.94) 2007 27,875 1.386110 1.478946 41,171 2.44 1.40 1.70 12.64 12.98 2006 32,480 1.230582 1.309009 42,467 1.89 1.40 1.70 23.77 24.15 DWS LARGE CAP VALUE VIP CLASS A 2010 29,266 1.279383 2.050112 59,449 2.05 1.40 1.70 8.89 9.22 2009 34,100 1.174939 1.877024 63,323 1.57 1.40 1.70 23.24 23.61 2008 21,286 0.953393 1.518453 32,180 2.16 1.40 1.70 (37.48) (37.29) 2007 27,483 1.524945 2.421336 66,265 1.79 1.40 1.70 11.22 11.56 2006 33,606 1.371064 2.170398 72,648 1.61 1.40 1.70 13.45 13.80 DWS MID CAP GROWTH VIP CLASS A 2010 8,177 0.857656 1.078953 8,766 N/A 1.40 1.70 25.78 26.17 2009 8,721 0.681858 0.855189 7,418 N/A 1.40 1.70 40.66 41.08 2008 10,037 0.484770 0.606157 6,057 N/A 1.40 1.70 (50.89) (50.74) 2007 11,470 0.987099 1.230488 14,073 N/A 1.40 1.70 6.52 6.84 2006 13,534 0.926708 1.151689 15,554 N/A 1.40 1.70 9.07 9.40
(a) Name changed. See Note 1. SA-39 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 ------- ---------------------------- ----------------------------------------------------- - UNIT UNIT INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUE VALUE NET INCOME RATIO RATIO RETURN RETURN UNITS LOWEST HIGHEST ASSETS RATIO LOWEST HIGHEST LOWEST HIGHEST (000S) ($) (4) ($) (4) ($000S) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ------- -------- -------- ------- ---------- -------- ------- ---------- ---------- DWS MONEY MARKET VIP CLASS A 2010 34,740 1.041416 1.261096 43,762 0.01 1.40 1.70 (1.69) (1.39) 2009 42,604 1.059363 1.278934 54,391 0.37 1.40 1.70 (1.37) (1.07) 2008 60,314 1.074120 1.292807 77,829 2.60 1.40 1.70 0.89 1.20 2007 59,895 1.064657 1.277505 76,295 4.78 1.40 1.70 3.10 3.41 2006 55,084 1.032626 1.235319 67,846 4.67 1.40 1.70 3.00 3.31 DWS SMALL CAP GROWTH VIP CLASS A 2010 17,598 0.736477 1.191987 20,724 N/A 1.40 1.70 27.24 27.63 2009 20,535 0.578803 0.933954 18,957 N/A 1.40 1.70 38.22 38.64 2008 23,934 0.418767 0.673669 15,948 N/A 1.40 1.70 (50.36) (50.21) 2007 27,982 0.843675 1.353062 37,511 N/A 1.40 1.70 4.40 4.71 2006 35,535 0.808146 1.292144 45,496 N/A 1.40 1.70 3.48 3.79 DWS STRATEGIC INCOME VIP CLASS A 2010 15,791 1.676493 1.828767 28,839 6.39 1.40 1.70 8.18 8.51 2009 16,402 1.549724 1.685338 27,607 5.07 1.40 1.70 20.65 21.01 2008 17,432 1.284524 1.392685 24,248 6.46 1.40 1.70 (9.31) (9.04) 2007 21,674 1.416465 1.531062 33,123 5.88 1.40 1.70 3.64 3.96 2006 20,080 1.366705 1.472784 29,540 4.64 1.40 1.70 7.13 7.46 DWS STRATEGIC VALUE VIP CLASS A 2010 60,506 1.006994 1.198560 72,204 2.00 1.40 1.70 10.61 10.95 2009 73,236 0.910378 1.080268 78,755 4.54 1.40 1.70 23.17 23.54 2008 87,491 0.739151 0.874414 76,171 3.26 1.40 1.70 (46.90) (46.74) 2007 107,978 1.391968 1.641686 176,623 1.48 1.40 1.70 (3.53) (3.24) 2006 135,139 1.442934 1.696602 228,525 2.22 1.40 1.70 16.72 17.08 DWS TECHNOLOGY VIP CLASS A 2010 22,067 0.776973 0.941945 20,725 0.04 1.40 1.70 16.65 17.00 2009 26,825 0.666093 0.805065 21,530 N/A 1.40 1.70 57.69 58.17 2008 30,208 0.422410 0.508982 15,335 N/A 1.40 1.70 (47.14) (46.97) 2007 38,105 0.799051 0.959872 36,472 N/A 1.40 1.70 12.36 12.70 2006 45,009 0.711164 0.851707 38,235 N/A 1.40 1.70 (0.96) (0.66)
(a) Name changed. See Note 1. SA-40 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 ----------------------------------- ----------------------------------------------------- UNIT UNIT INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUE VALUE NET INCOME RATIO RATIO RETURN RETURN UNITS LOWEST HIGHEST ASSETS RATIO LOWEST HIGHEST LOWEST HIGHEST (000S) ($) (4) ($) (4) ($000S) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ------ -------- -------- ------- ---------- -------- ------- ---------- ---------- DWS TURNER MID CAP GROWTH VIP CLASS A 2010 11,436 1.222179 1.258909 14,389 0.02 1.40 1.70 26.81 27.20 2009 12,403 0.963776 0.989712 12,270 N/A 1.40 1.70 47.45 47.90 2008 13,436 0.653634 0.669173 8,986 N/A 1.40 1.70 (50.35) (50.20) 2007 15,784 1.316467 1.343642 21,197 N/A 1.40 1.70 23.62 23.99 2006 19,836 1.064969 1.083637 21,487 N/A 1.40 1.70 4.71 5.02 INVESCO V.I. UTILITIES FUND SERIES I SHARES (A) 2010 8,527 0.978163 1.007713 8,588 3.54 1.40 1.70 4.49 4.81 2009 9,554 0.936098 0.961438 9,182 4.81 1.40 1.70 12.98 13.32 2008 11,493 0.828582 0.848426 9,748 2.65 1.40 1.70 (33.51) (33.30) 2007 13,161 1.246096 1.272054 16,737 1.79 1.40 1.70 18.59 18.95 2006 14,603 1.050731 1.069366 15,614 3.59 1.40 1.70 23.33 23.71 JANUS ASPEN JANUS PORTFOLIO INSTITUTIONAL SHARES 2010 192 0.886819 0.886819 170 1.05 1.40 1.40 12.92 12.92 2009 263 0.785382 0.785382 206 0.54 1.40 1.40 34.44 34.44 2008 252 0.584182 0.584182 147 0.71 1.40 1.40 (40.56) (40.56) 2007 263 0.982873 0.982873 259 0.72 1.40 1.40 13.48 13.48 2006 283 0.866109 0.866109 245 0.41 1.40 1.40 9.82 9.82 THE DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND, INC INITIAL SHARES 2010 3,391 0.831702 0.810561 2,750 0.89 1.40 1.70 12.87 13.21 2009 4,042 0.736882 0.715983 2,896 0.99 1.40 1.70 31.48 31.88 2008 4,381 0.560452 0.542888 2,380 0.79 1.40 1.70 (35.54) (35.34) 2007 5,850 0.869471 0.839649 4,914 0.56 1.40 1.70 5.95 6.28 2006 7,320 0.820623 0.790064 5,786 0.11 1.40 1.70 7.35 7.67
(a) Name changed. See Note 1. SA-41 SEPARATE ACCOUNT KG NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED) (1) These amounts represent the dividends, excluding distributions of capital gains, received by the Sub-Account from the Underlying Fund, net of management fees assessed by the fund manager, divided by the average net assets. These ratios exclude those expenses, such as mortality and expense charges, that result in direct reductions in the unit values. The recognition of investment income by the Sub-Account is affected by the timing of the declaration of dividends by the Underlying Fund in which the Sub-Accounts invest. (2) These ratios represent the annualized contract expenses of the Separate Account, consisting primarily of mortality and expense charges, for each period indicated. The ratios include only those expenses that result in a direct reduction to unit values. Charges made directly to contract owner accounts through the redemption of units and expenses of the Underlying Fund are excluded. (3) These amounts represent the total return for the periods indicated, including changes in the value of the Underlying Fund, and reflect deductions for all items included in the expense ratio. The total return does not include any expenses assessed through the redemption of units; inclusion of these expenses in the calculation would result in a reduction in the total return presented. Investment options with a date notation indicate the effective date of that investment option in the variable account. The total return is calculated for the period indicated or from the effective date through the end of the reporting period. (4) The highest unit value and total return correspond with the product with the lowest expense ratio. The lowest unit value and total return correspond with the product with the highest expense ratio. SA-42 PART C. OTHER INFORMATION ITEM 24. FINANCIAL STATEMENTS AND EXHIBITS (A) FINANCIAL STATEMENTS Financial Statements Included in Part A None Financial Statements for Commonwealth Annuity and Life Insurance Company (the "Company" and "Depositor") and Financial Statements for Separate Account KG of Commonwealth Annuity and Life Insurance Company Financial Statements Included in Part B Financial Statements Included in Part C None (B) EXHIBITS EXHIBIT 1 Vote of Board of Directors Authorizing Establishment of Registrant dated June 13, 1996 was previously filed on August 9, 1996 in Registrant's Initial Registration Statement, and is incorporated by reference herein. EXHIBIT 2 Not Applicable. Pursuant to Rule 26a-2, the Insurance Company may hold the assets of the Registrant NOT pursuant to a trust indenture or other such instrument. EXHIBIT 3 (a) Form of Service Agreement by and between the Epoch Securities, Inc., Commonwealth Annuity and Life Insurance Company, First Allmerica Financial Life Insurance Company and the "Broker-Dealer" was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (b) Consolidated Underwriting and Administrative Service Agreement dated April 30, 2010 between and among Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc was filed on April 30, 2010 in Registrant's Post-Effective Amendment No. 31 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (c) Expense sharing Agreement dated August 18, 2010 between The Goldman Sachs Group, Inc. and Epoch Securities, Inc. will be filed in April of 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-6293), and are incorporated by reference herein. Shared Services Agreement dated January 22, 2008 between Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc. was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Shared Services Agreement dated January 22, 2008 between Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc. was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. EXHIBIT 4 Minimum Guaranteed Annuity Payout Rider was previously filed on December 29, 1998 in Post-Effective Amendment No. 3, and is incorporated by reference herein. Policy Form was previously filed on August 9, 1996 in Initial Registration Statement, and is incorporated by reference herein. EER Rider (Form 3240-01) was previously filed on August 3, 2001 in Post-Effective Amendment No. 6 of Registrant's Registration Statement (File Nos. 333-78245, 811-6632), and is incorporated by reference herein. TSA-Endorsement 4012-07 (Rev. 12-08) will be filed in April of 2009 in Registrant's Post- Effective Amendment No. 30 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. EXHIBIT 5 Application Form was previously filed on August 9, 1996 in Initial Registration Statement, and is incorporated by reference herein. EXHIBIT 6 Articles of Organization and Bylaws, as amended of the Company, effective as of September 1, 2006 were previously filed on February 28, 2007 in Post-Effective Amendment No. 32 (File Nos. 33-47216, 811-6632) and are incorporated by reference herein. EXHIBIT 7 (a) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and Ace Tempest Life Reinsurance LTD dated December 1, 2002 was previously filed on February 12, 2003 in Post- Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (b) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and Ace Tempest Life Reinsurance LTD dated December 1, 2002 was previously filed on February 12, 2003 in Post- Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (c) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and RGA Reinsurance Company dated December 1, 2002 was previously filed on February 12, 2003 in Post-Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (d) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and RGA Reinsurance Company dated December 1, 2002 was previously filed on February 12, 2003 in Post-Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. EXHIBIT 8 (a) Form of Scudder Services Agreement was previously filed on April 30, 1998 in Post-Effective Amendment No. 2, and is incorporated by reference herein. (b) Third Party Agreement (TPA) between Security Benefit Life Insurance Co, Security Distributors, Inc and The Goldman Sachs Group, Inc. was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/ 811-6293), and is incorporated by reference herein. (c) Administrative Services Agreement dated January 2, 2006 between the Company and Goldman Sachs Asset Management L.P. was previously filed on April 27, 2007 in Post- Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. Form of Administrative Services Agreement dated January 2, 2006 between the Company and Goldman Sachs Variable Insurance Trust was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (d) Work Assignment between Security Benefit Life Insurance Co, Security Distributors, Inc and the Company was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (e) Transition Services Agreement dated December 30, 2005 between The Hanover Insurance Group, Inc., First Allmerica Financial Life Insurance Company, and Allmerica Financial Life Insurance and Annuity Company, and The Goldman Sachs Group, Inc. was previously filed on April 27, 2007 in Post-Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. Form of Transition Services Agreement dated December 30, 2005 between The Hanover Insurance Group, Inc., First Allmerica Financial Life Insurance Company, and Allmerica Financial Life Insurance and Annuity Company, and The Goldman Sachs Group, Inc. was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (f) Restructuring Agreement dated as of December 30, 2005 between The Hanover Insurance Group, Inc., Allmerica Financial Life Insurance and Annuity Company and First Allmerica Financial Life Insurance Company was previously filed on April 27, 2007 in Post-Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. Form of Restructuring Agreement between First Allmerica Financial Life Insurance Company and Allmerica Financial Life Insurance and Annuity Company was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/ 811-6293), and is incorporated by reference herein. (g) Directors' Powers of Attorney are filed herewith. EXHIBIT 9 Opinion of Counsel was previously filed on April 25, 2008 in Registrant's Post-Effective No. 51 (Registration Statement No. 333-09965/811-7767), and is incorporated by reference herein. EXHIBIT 10 Consent of Independent Registered Public Accounting Firm is filed herewith. EXHIBIT 11 None. EXHIBIT 12 None. EXHIBIT 13(a) Kemper Participation Agreement was previously filed in April 2000 in Post-Effective Amendment No. 7 (Registration Statement Nos. 333-9965/811-7767), and is incorporated by reference herein. Participation Agreement with Kemper was previously filed on November 6, 1996 in Pre-Effective Amendment No. 1, and is incorporated by reference herein. (b) Amendment dated May 1, 2002 to the Participation Agreement with Scudder Investments Inc. and Scudder Distributors was previously filed on April 28, 2003 in Registrant's Post-Effective Amendment No. 23 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Amendment dated October 1, 2000 with Scudder Kemper was previously filed on April 27, 2001 in Post-Effective Amendment No. 8 of Registration Statement No. 333-09965/811-7767, and is incorporated by reference herein. Form of Participation Agreement with Scudder Kemper was previously filed on April 30, 1998 in Post-Effective Amendment No. 2, and is incorporated by reference herein. (c) Sixth Amendment dated April 15, 2011 to Fund Participation Agreement dated June 1999 with Dreyfus is filed herewith. Amendment dated December 15, 2001 with Dreyfus on April 28, 2003 in Post-Effective Amendment No. 11 of Registration Statement No. 33-09965/811-7767, and is incorporated by reference herein. Amendment dated December 19, 2000 with Dreyfus was previously filed on April 27, 2001 in Post-Effective Amendment No. 8 of Registration Statement No. 333-09965/811-7767, and is incorporated by reference herein. Participation Agreement with Dreyfus was previously filed on June 23, 1999 in Post-Effective Amendment No. 3 (Registration Statement Nos. 333-63091/811-7767), and is incorporated by reference herein. (d) Amendment dated June 1, 2002 with Alger was previously filed on April 28, 2003 in Post-Effective Amendment No. 8 of Registration Statement No. 333-81019/811-7767, and is incorporated by reference herein. Amendment dated May 31, 2000 with Alger was previously filed on April 27, 2001 in Post-Effective Amendment No. 4 of Registration Statement No. 333-81281/811-6293, and is incorporated by reference herein. Amendment dated May 31, 2000 with Alger was previously filed in December 2000 in Post-Effective Amendment No. 4 of Registration Statement No. 333-81281/811-6293, and is incorporated by reference herein. Participation Agreement with Alger was previously filed in April 2000 in Post-Effective Amendment No. 7 (Registration Statement Nos. 333-9965/ 811-7767), and is incorporated by reference herein. (e) Amendment dated January 7, 2002 with Credit Suisse Trust (Warburg Pincus) on April 28, 2003 in Post- Effective Amendment No. 11 of Registration Statement No. 33-9965/811-7767, and is incorporated by reference herein. Amendment dated August 25, 2000 with Warburg Pincus was previously filed on April 27, 2001 in Post- Effective Amendment No. 8 of Registration Statement No. 333-09965/811-7767, and is incorporated by reference herein. Participation Agreement with Warburg Pincus was previously filed in April 2000 in Post-Effective Amendment No. 7 (Registration Statement Nos. 333-9965/ 811-7767), and is incorporated by reference herein. (f) Amendment dated October 31, 2001 to the Participation Agreement with INVESCO was previously filed on April 19, 2002 in Post-Effective Amendment No. 22 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Form of Amendment dated May 1, 2001 to the Participation Agreement with INVESCO was previously filed on April 19, 2001 in Post-Effective Amendment No. 19 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein (g) Amendment No. 2 dated April 30, 2010 and Amendment No. 1 dated February 21, 2008 to the Amended and Restated Participation Agreement by and among AIM Variable Insurance Funds, Inc., A I M Distributors, Inc. and Commonwealth Annuity And Life Insurance Company dated July 31, 2007 will be filed in April of 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-6293), and are incorporated by reference herein. Amended and Restated Participation Agreement by and among AIM Variable Insurance Funds, Inc., A I M Distributors, Inc. and Commonwealth Annuity and Life Insurance Company dated July 31, 2007 was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. ITEM 25. DIRECTORS AND OFFICERS OF THE DEPOSITOR The principal business address of most the following Directors and Officers* is: 200 West Street New York, NY 10282-2198 The principal business address of the other following Directors and Officers is: 132 Turnpike Road, Suite 210 Southborough, MA 01772. DIRECTORS AND PRINCIPAL OFFICERS OF THE COMPANY
NAME POSITION WITH COMPANY ---- ------------------------------------------------------------------ Allan S. Levine* Chairman of the Board Manda J. D'Agata* Director, Vice President and Treasurer Nicholas Helmuth von Moltke Director, President, and Chief Executive Officer Donald Mullen* Director Kathleen M. Redgate Director Michael S. Rotter* Director and Vice Chairman John J. Fowler Senior Vice President and Chief Financial Officer Jane S. Grosso Vice President and Controller Jonathan Hecht* Vice President and Actuary Stephen J. Lanczycki Vice President and Chief Actuary Kevin F. Leavey Vice President and Product Actuary H. Kim Lee* Vice President and Chief Risk Officer Justin D. MacNeil Vice President -- Tax Minadeep Kaur O'Hearn Vice President Samuel Ramos* Vice President and Assistant Corporate Secretary Jason M. Roach Vice President Scott D. Silverman Senior Vice President, General Counsel and Corporate Secretary Joel Volcy Senior Vice President and Chief Operating Officer Margot K. Wallin Vice President, Special Investigative Unit Officer and Chief Compliance Officer Robert E. Winawer Vice President
ITEM 26. PERSONS UNDER COMMON CONTROL WITH REGISTRANT THE GOLDMAN SACHS GROUP, INC.
ROW NAICS CODES/ STATE/ ID DEPTH LEGAL ENTITY NAME DESCRIPTION CITY PROVINCE COUNTRY -------------------------------------------------------------------------------------------------------------------------------- 1 1 THE GOLDMAN SACHS GROUP, INC. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 2 2 77 WATER STREET MANAGEMENT CO. LLC 561110 - Office Wilmington DE UNITED STATES administration services 3 2 986 E 181ST ST LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4 2 ARCHON GEN-PAR, INC. 525990 - Other New York NY UNITED STATES Financial Vehicles 5 3 ARCHON GROUP, L.P. 541611 - Irving TX UNITED STATES Administrative Management and General Management Consulting Services 6 4 AGCH GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 7 5 ARCHON GROUP CANADA HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 8 6 GS CANADA SPECIALTY LENDING COMPANY 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 9 4 AQUAMARINE (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 10 4 ARCHON ACQUISITION, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 11 4 ARCHON ADMINISTRATIVE SERVICES, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 12 4 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 13 5 ARCAP JPMC2000FL1, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 14 4 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 15 4 ARCHON GROUP CANADA HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 16 4 ARCHON INTERNATIONAL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 17 5 GRUPO ARCHON SOCIEDAD DE 525990 - Other Mexico City MEXICO RESPONSIBILIDAD LIMITADA Financial Vehicles 18 4 ARCHON KOREA YUHAN HOESA 525990 - Other Seoul KOREA, SOUTH Financial Vehicles 19 4 ARCHON RESIDENTIAL MANAGEMENT GEN-PAR, INC. 525990 - Other Irving TX UNITED STATES Financial Vehicles 20 5 ARCHON RESIDENTIAL MANAGEMENT, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 21 4 ARCHON RESIDENTIAL MANAGEMENT, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 22 4 ARCHON THAILAND, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 23 4 ARCHON/PPM, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 24 4 AVELO MORTGAGE, L.L.C. 522292 - Real Estate Wilmington DE UNITED STATES Credit 25 4 AWH ARCHON GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 26 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 27 4 BANGKOK CAPITAL ALLIANCE HOLDINGS LLC 522390 - Other Irving TX UNITED STATES Activities Related to Credit Intermediation 28 4 GOLDMAN SACHS SPECIALTY LENDING GROUP, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 29 4 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD 525990 - Other Mexico City MEXICO LIMITADA Financial Vehicles 30 4 GSSLG GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 31 5 GOLDMAN SACHS SPECIALTY LENDING GROUP, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 32 4 PILLAR HOTELS AND RESORTS GEN-PAR, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 33 5 PILLAR HOTELS AND RESORTS, L.P. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 34 6 AH ORLANDO GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 35 7 AH ORLANDO, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 36 6 AH ORLANDO, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 37 4 PILLAR HOTELS AND RESORTS, L.P. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 38 4 TNL INTERESTS, INC. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 39 5 TITLE NETWORK, LTD. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 40 5 TNL NETWORK, LTD. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 41 6 TITLE NETWORK, LTD. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 42 4 TNL NETWORK, LTD. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 43 2 ARCHON GROUP, L.P. 541611 - Irving TX UNITED STATES Administrative Management and General Management Consulting Services 44 2 ARCHON INTERNATIONAL, INC. 551112 - Offices of Irving TX UNITED STATES Other Holding Companies 45 3 ARCHON CAPITAL BANK DEUTSCHLAND GMBH 522110 - Commercial Hof GERMANY Banking 46 3 ARCHON GROUP DEUTSCHLAND GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 47 4 GSW IMMOBILIEN AG 531390 - Other Berlin GERMANY activities related to real estate 48 3 ARCHON GROUP ITALIA, S.R.L. 523999 - Milan ITALY (OTHER) Miscellaneous Financial Investment Activities 49 4 SGC S.R.L. SOCIETA GESTIONE CREDITI 525990 - Other Milan ITALY (OTHER) Financial Vehicles 50 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 52399 - All Other Milan ITALY (OTHER) CREDITI SRL Financial Investment Activities 51 2 ARCHON KOREA YUHAN HOESA 525990 - Other Seoul KOREA, SOUTH Financial Vehicles 52 2 ARROW CAPITAL REINSURANCE COMPANY, LIMITED 524130 - Reinsurance Hamilton BERMUDA Carriers 53 2 ARROW CORPORATE MEMBER HOLDINGS LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 54 3 GOLDMAN SACHS PROPERTY AND CASUALTY 524298 - All Other London UNITED KINGDOM Insurance Related (OTHER) Activities 55 4 ARROW CORPORATE MEMBER LIMITED 524210 - Insurance London UNITED KINGDOM Agencies and (OTHER) Brokerages 56 2 ARROW REINSURANCE COMPANY, LIMITED 524130 - Reinsurance Hamilton BERMUDA Carriers 57 2 AUGUSTA ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 58 3 AUGUSTA, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 59 2 BIRCHFIELD ESTATES LTD 531120 - Lessors of London UNITED KINGDOM nonresidential (OTHER) buildings (except mini warehouses) 60 2 BLACKSTONE HLT PRINCIPAL TRANSACTION 531390 - Other New York NY UNITED STATES PARTNERS, L.P. activities related to real estate 61 2 BRIDGE STREET ASIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 62 2 BRIDGE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 63 2 BRIDGE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 64 3 STONE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 65 3 STONE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 66 4 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 67 2 BRIDGE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 68 2 BRIDGE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 69 2 BRIDGE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 70 2 BRIDGE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 71 2 BRIDGE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 72 3 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 73 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 74 2 BRIDGE STREET SPECIAL OPPORTUNITIES 2000, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 75 3 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 525990 - Other New York NY UNITED STATES 2000, L.P. Financial Vehicles 76 4 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 77 2 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 525990 - Other New York NY UNITED STATES 2000, L.P. Financial Vehicles 78 2 BRIDGEWATER ODC, LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 79 2 CHX Holdings, Inc. 551112 - Offices of Chicago IL UNITED STATES Other Holding Companies 80 3 CHICAGO STOCK EXCHANGE, INC. 523210 - Securities Chicago IL UNITED STATES and Commodity Exchanges 81 2 COLUMBIA CAPITAL LIFE REINSURANCE COMPANY 524130 - Reinsurance Washington DC UNITED STATES Carriers 82 3 CHARLESTON CAPITAL REINSURANCE, LLC 524130 - Reinsurance Washington DC UNITED STATES Carriers 83 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE 524113 - Direct Life New York NY UNITED STATES COMPANY Insurance Carriers 84 3 FIRST ALLMERICA FINANCIAL LIFE INSURANCE 524113 - Direct Life Southborough MA UNITED STATES COMPANY Insurance Carriers 85 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End Wilmington DE UNITED STATES GOLDMAN SACHS CORE FIXED INCOME FUND Investment Funds 86 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS EQUITY INDEX FUND Investment Funds 87 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS GOVERNMENT INCOME FUND Investment Funds 88 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End Wilmington DE UNITED STATES GOLDMAN SACHS GROWTH OPPORTUNITIES FUND Investment Funds 89 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End Wilmington DE UNITED STATES GOLDMAN SACHS MID CAP VALUE FUND Investment Funds 90 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS MONEY MARKET FUND Investment Funds 91 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS STRATEGIC GROWTH FUND Investment Funds 92 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS STRATEGIC INTERNATIONAL Investment Funds EQUITY FUND 93 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 525910 - Open-End Wilmington DE UNITED STATES GOLDMAN SACHS STRUCTURED U.S. EQUITY FUND Investment Funds 94 2 CREDIT AND ASSET REPACKAGING VEHICLE 525990 - Other Wilmington DE UNITED STATES CORPORATION Financial Vehicles 95 2 DIRECT EDGE HOLDINGS LLC 551112 - Offices of Jersey City NJ UNITED STATES Other Holding Companies 96 3 DIRECT EDGE ECN LLC 523120 - Securities Jersey City NJ UNITED STATES Brokerage 97 3 DIRECT EDGE, INC. 523210 - Securities Jersey City NJ UNITED STATES and Commodity Exchanges 98 4 EDGA EXCHANGE, INC. 523210 - Securities Jersey City NJ UNITED STATES and Commodity Exchanges 99 4 EDGX EXCHANGE, INC. 523210 - Securities Jersey City NJ UNITED STATES and Commodity Exchanges 100 2 DISTRESSED OPPORTUNITIES INTERNATIONAL, INC. 523999 - Wilmington DE UNITED STATES Miscellaneous Financial Investment Activities 101 2 EASTPORT CAPITAL CORP. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 102 3 EPF FINANCIAL, LLC 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 103 2 ELQ HOLDINGS (DEL) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 104 3 ELQ HOLDINGS (UK) LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 105 4 ELQ INVESTORS II LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 106 4 ELQ INVESTORS III LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 107 2 EPOCH SECURITIES, INC. 523110 - Investment Southborough MA UNITED STATES Banking and Securities Dealing 108 2 EQUILEND HOLDINGS LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 109 3 EQUILEND CANADA CORP. 523120 - Securities Ontario ON CANADA Brokerage 110 3 EQUILEND EUROPE LIMITED 523120 - Securities London UNITED KINGDOM Brokerage (OTHER) 111 3 EQUILEND LLC 523120 - Securities New York NY UNITED STATES Brokerage 112 2 ESSENT GROUP LTD. 551112 - Offices of Hamilton BERMUDA Other Holding Companies 113 2 FEDERAL BOULEVARD, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 114 2 FRANKLIN HOLDINGS (BERMUDA), LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 115 2 FREEDOMPAY, INC. 525990 - Other Newtown Square PA UNITED STATES Financial Vehicles 116 2 GCN CE HOLDINGS CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 117 2 GOLDMAN SACHS & PARTNERS AUSTRALIA GROUP 551112 - Offices of Melbourne AUSTRALIA HOLDINGS PTY LTD Other Holding Companies 118 3 501 INVESTMENT COMPANY PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 119 4 501-2 INVESTMENT PARTNERSHIP 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 120 3 502 INVESTMENT COMPANY PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 121 4 501-2 INVESTMENT PARTNERSHIP 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 122 3 AXM Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 123 3 CATUMNAL HOLDINGS PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation TOTAL TOTAL VOTING NON-VOTING ROW PERCENTAGE PERCENTAGE ID DEPTH LEGAL ENTITY NAME HELD HELD COMMENTS ----------------------------------------------------------------------------------------------------------------- 1 1 THE GOLDMAN SACHS GROUP, INC. N/A N/A Top Entity 2 2 77 WATER STREET MANAGEMENT CO. LLC N/A N/A The direct holder is a Managing Member. 3 2 986 E 181ST ST LIHTC LLC N/A N/A The direct holder is a Managing Member. 4 2 ARCHON GEN-PAR, INC. 100 N/A 5 3 ARCHON GROUP, L.P. N/A N/A The direct holder is a General Partner. 6 4 AGCH GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 7 5 ARCHON GROUP CANADA HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 8 6 GS CANADA SPECIALTY LENDING COMPANY 100 N/A 9 4 AQUAMARINE (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 10 4 ARCHON ACQUISITION, LLC N/A N/A The direct holder is a Non-Managing Member. 11 4 ARCHON ADMINISTRATIVE SERVICES, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 12 4 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a Limited Partner. 13 5 ARCAP JPMC2000FL1, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 14 4 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a Limited Partner. 15 4 ARCHON GROUP CANADA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 16 4 ARCHON INTERNATIONAL HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 17 5 GRUPO ARCHON SOCIEDAD DE N/A N/A The direct holder is a RESPONSIBILIDAD LIMITADA Managing Member. 18 4 ARCHON KOREA YUHAN HOESA N/A N/A The direct holder is a Non-Managing Member. 19 4 ARCHON RESIDENTIAL MANAGEMENT GEN-PAR, INC. 100 N/A 20 5 ARCHON RESIDENTIAL MANAGEMENT, L.P. N/A N/A The direct holder is a General Partner. 21 4 ARCHON RESIDENTIAL MANAGEMENT, L.P. N/A N/A The direct holder is a Limited Partner. 22 4 ARCHON THAILAND, LLC N/A N/A The direct holder is a Managing Member. 23 4 ARCHON/PPM, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 24 4 AVELO MORTGAGE, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 25 4 AWH ARCHON GEN-PAR, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 26 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, N/A N/A The direct holder is a L.P. General Partner. 27 4 BANGKOK CAPITAL ALLIANCE HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 28 4 GOLDMAN SACHS SPECIALTY LENDING GROUP, N/A N/A The direct holder is a L.P. Limited Partner. 29 4 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD N/A N/A The direct holder is a LIMITADA Managing Member. 30 4 GSSLG GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 31 5 GOLDMAN SACHS SPECIALTY LENDING GROUP, N/A N/A The direct holder is a L.P. General Partner. 32 4 PILLAR HOTELS AND RESORTS GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 33 5 PILLAR HOTELS AND RESORTS, L.P. N/A N/A The direct holder is a General Partner. 34 6 AH ORLANDO GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 35 7 AH ORLANDO, L.P. N/A N/A The direct holder is a General Partner. 36 6 AH ORLANDO, L.P. N/A N/A The direct holder is a Limited Partner. 37 4 PILLAR HOTELS AND RESORTS, L.P. N/A N/A The direct holder is a Limited Partner. 38 4 TNL INTERESTS, INC. 100 N/A 39 5 TITLE NETWORK, LTD. N/A N/A The direct holder is a General Partner. 40 5 TNL NETWORK, LTD. N/A N/A The direct holder is a General Partner. 41 6 TITLE NETWORK, LTD. N/A N/A The direct holder is a Limited Partner. 42 4 TNL NETWORK, LTD. N/A N/A The direct holder is a Limited Partner. 43 2 ARCHON GROUP, L.P. N/A N/A The direct holder is a Limited Partner. 44 2 ARCHON INTERNATIONAL, INC. 100 N/A 45 3 ARCHON CAPITAL BANK DEUTSCHLAND GMBH 100 N/A 46 3 ARCHON GROUP DEUTSCHLAND GMBH 100 N/A 47 4 GSW IMMOBILIEN AG 50 N/A 48 3 ARCHON GROUP ITALIA, S.R.L. 100 N/A 49 4 SGC S.R.L. SOCIETA GESTIONE CREDITI 100 N/A 50 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 100 N/A CREDITI SRL 51 2 ARCHON KOREA YUHAN HOESA N/A N/A The direct holder is a Non-Managing Member. 52 2 ARROW CAPITAL REINSURANCE COMPANY, LIMITED 100 N/A 53 2 ARROW CORPORATE MEMBER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 54 3 GOLDMAN SACHS PROPERTY AND CASUALTY 100 N/A 55 4 ARROW CORPORATE MEMBER LIMITED 100 N/A This holding represents ownership in Redeemable shares. 56 2 ARROW REINSURANCE COMPANY, LIMITED 100 N/A 57 2 AUGUSTA ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 58 3 AUGUSTA, L.P. N/A N/A The direct holder is a General Partner. 59 2 BIRCHFIELD ESTATES LTD 100 N/A 60 2 BLACKSTONE HLT PRINCIPAL TRANSACTION N/A 32 PARTNERS, L.P. 61 2 BRIDGE STREET ASIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 62 2 BRIDGE STREET FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 63 2 BRIDGE STREET FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 64 3 STONE STREET FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 65 3 STONE STREET FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 66 4 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 67 2 BRIDGE STREET FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 68 2 BRIDGE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 69 2 BRIDGE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a Limited Partner. 70 2 BRIDGE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 71 2 BRIDGE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 72 3 STONE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 73 4 WH13/TWENTY-FOUR B.V. 100 N/A 74 2 BRIDGE STREET SPECIAL OPPORTUNITIES 2000, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 75 3 BRIDGE STREET SPECIAL OPPORTUNITIES FUND N/A N/A The direct holder is a 2000, L.P. General Partner. 76 4 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 77 2 BRIDGE STREET SPECIAL OPPORTUNITIES FUND N/A N/A The direct holder is a 2000, L.P. Limited Partner. 78 2 BRIDGEWATER ODC, LLC N/A N/A The direct holder is a Non-Managing Member. 79 2 CHX Holdings, Inc. 26 N/A 80 3 CHICAGO STOCK EXCHANGE, INC. 100 N/A 81 2 COLUMBIA CAPITAL LIFE REINSURANCE COMPANY 100 N/A 82 3 CHARLESTON CAPITAL REINSURANCE, LLC N/A N/A The direct holder is a Managing Member. 83 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE 100 N/A COMPANY 84 3 FIRST ALLMERICA FINANCIAL LIFE INSURANCE 100 N/A COMPANY 85 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 100 N/A GOLDMAN SACHS CORE FIXED INCOME FUND 86 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 100 N/A GOLDMAN SACHS EQUITY INDEX FUND 87 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 100 N/A GOLDMAN SACHS GOVERNMENT INCOME FUND 88 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 100 N/A GOLDMAN SACHS GROWTH OPPORTUNITIES FUND 89 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 13 N/A GOLDMAN SACHS MID CAP VALUE FUND 90 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 100 N/A GOLDMAN SACHS MONEY MARKET FUND 91 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 61 N/A GOLDMAN SACHS STRATEGIC GROWTH FUND 92 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 46 N/A GOLDMAN SACHS STRATEGIC INTERNATIONAL EQUITY FUND 93 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - 24 N/A GOLDMAN SACHS STRUCTURED U.S. EQUITY FUND 94 2 CREDIT AND ASSET REPACKAGING VEHICLE 100 N/A CORPORATION 95 2 DIRECT EDGE HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 96 3 DIRECT EDGE ECN LLC N/A N/A The direct holder is a Managing Member. 97 3 DIRECT EDGE, INC. 100 N/A 98 4 EDGA EXCHANGE, INC. 100 N/A 99 4 EDGX EXCHANGE, INC. 100 N/A 100 2 DISTRESSED OPPORTUNITIES INTERNATIONAL, INC. 90 N/A 101 2 EASTPORT CAPITAL CORP. 100 N/A 102 3 EPF FINANCIAL, LLC N/A N/A The direct holder is a Non-Managing Member. 103 2 ELQ HOLDINGS (DEL) LLC N/A N/A The direct holder is a Non-Managing Member. 104 3 ELQ HOLDINGS (UK) LTD 100 100 105 4 ELQ INVESTORS II LTD 100 N/A 106 4 ELQ INVESTORS III LTD 100 N/A 107 2 EPOCH SECURITIES, INC. 100 N/A 108 2 EQUILEND HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 109 3 EQUILEND CANADA CORP. 100 N/A 110 3 EQUILEND EUROPE LIMITED 100 N/A 111 3 EQUILEND LLC N/A N/A The direct holder is a Managing Member. 112 2 ESSENT GROUP LTD. 28 N/A 113 2 FEDERAL BOULEVARD, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 114 2 FRANKLIN HOLDINGS (BERMUDA), LTD. 20 N/A 115 2 FREEDOMPAY, INC. 32 N/A 116 2 GCN CE HOLDINGS CORPORATION 100 N/A 117 2 GOLDMAN SACHS & PARTNERS AUSTRALIA GROUP 100 N/A HOLDINGS PTY LTD 118 3 501 INVESTMENT COMPANY PTY LTD 100 N/A 119 4 501-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 120 3 502 INVESTMENT COMPANY PTY LTD 100 N/A 121 4 501-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 122 3 AXM Pty Ltd 100 N/A 123 3 CATUMNAL HOLDINGS PTY LTD 100 N/A
124 3 CATUMNAL NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 125 3 Chartres Trading Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 126 3 GOLDMAN SACHS & PARTNERS AUSTRALIA HOLDINGS 551112 - Offices of Melbourne AUSTRALIA PTY LTD Other Holding Companies 127 4 GOLDMAN SACHS AUSTRALIA PTY LIMITED 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 128 5 GOLDMAN SACHS & PARTNERS AUSTRALIA 523991 - Trust, Melbourne AUSTRALIA NOMINEES PTY LTD Fiduciary, and Custody Activities 129 3 GOLDMAN SACHS & PARTNERS AUSTRALIA INC. 523120 - Securities New York NY UNITED STATES Brokerage 130 3 GOLDMAN SACHS & PARTNERS AUSTRALIA 551112 - Offices of Melbourne AUSTRALIA INTERNATIONAL PTY LTD Other Holding Companies 131 4 GOLDMAN SACHS & PARTNERS NEW ZEALAND 551112 - Offices of Auckland NEW ZEALAND (OTHER) HOLDINGS LIMITED Other Holding Companies 132 5 GOLDMAN SACHS & PARTNERS NEW ZEALAND 551112 - Offices of Auckland NEW ZEALAND (OTHER) MANAGEMENT LIMITED Other Holding Companies 133 6 DEVELOPMENT SECURITIES LIMITED 523110 - Investment Auckland NEW ZEALAND (OTHER) Banking and Securities Dealing 134 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 523999 - Auckland NEW ZEALAND (OTHER) EQUITY FINANCE LIMITED Miscellaneous Financial Investment Activities 135 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 523120 - Securities Auckland NEW ZEALAND (OTHER) LIMITED Brokerage 136 7 EQUITY NOMINEES LIMITED 523991 - Trust, Auckland NEW ZEALAND (OTHER) Fiduciary, and Custody Activities 137 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 523920 - Portfolio Auckland NEW ZEALAND (OTHER) MEZZANINE LIMITED Management 138 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 523920 - Portfolio Auckland NEW ZEALAND (OTHER) PRIVATE EQUITY LIMITED Management 139 7 GOLDMAN SACHS & PARTNERS NEW 525990 - Other Auckland NEW ZEALAND (OTHER) ZEALAND TRANS-TASMAN PRIVATE Financial Vehicles EQUITY FUND 07 LIMITED 140 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 523120 - Securities Auckland NEW ZEALAND (OTHER) SECURITIES LIMITED Brokerage 141 7 WARSAND NOMINEES LIMITED 523991 - Trust, Auckland NEW ZEALAND (OTHER) Fiduciary, and Custody Activities 142 6 PORTFOLIO CUSTODIAN LIMITED 523991 - Trust, Auckland NEW ZEALAND (OTHER) Fiduciary, and Custody Activities 143 5 VALCRON INVESTMENTS LIMITED 551112 - Offices of Auckland NEW ZEALAND (OTHER) Other Holding Companies 144 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 551112 - Offices of Auckland NEW ZEALAND (OTHER) MANAGEMENT LIMITED Other Holding Companies 145 4 KIWIWARRH (NZ) LIMITED 525990 - Other Auckland NEW ZEALAND (OTHER) Financial Vehicles 146 4 Rothmill Investment Company Limited 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 147 3 GOLDMAN SACHS & PARTNERS AUSTRALIA PIA 523920 - Portfolio Melbourne AUSTRALIA (MANAGEMENT) PTY LTD Management 148 3 GOLDMAN SACHS & PARTNERS AUSTRALIA PRIVATE 523991 - Trust, Melbourne AUSTRALIA EQUITY (CARRIED INTEREST) PTY LTD Fiduciary, and Custody Activities 149 3 GOLDMAN SACHS & PARTNERS AUSTRALIA PTY LTD 523120 - Securities Melbourne AUSTRALIA Brokerage 150 4 AMBYNE NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 151 5 201 INVESTMENT COMPANY PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 152 6 201-2 INVESTMENT PARTNERSHIP 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 153 5 202 INVESTMENT COMPANY PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 154 6 201-2 INVESTMENT PARTNERSHIP 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 155 4 Darling Nominees Pty Ltd 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 156 4 FREMANTLE NOMINEES PTY LTD 523991 - Trust, Perth AUSTRALIA Fiduciary, and Custody Activities 157 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 523210 - Securities Melbourne AUSTRALIA FUTURES PTY LTD and Commodity Exchanges 158 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 523999 - Melbourne AUSTRALIA NOMINEE HOLDINGS PTY LTD Miscellaneous Financial Investment Activities 159 4 Hedonwick Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 160 4 JBW Melbourne Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 161 4 JBW SYDNEY NOMINEES PTY. LIMITED 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 162 4 Medonola Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 163 4 Melton Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 164 4 Moreton Nominees Pty Ltd 523991 - Trust, Brisbane AUSTRALIA Fiduciary, and Custody Activities 165 4 PERRODON NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 166 4 TORRENS NOMINEES PTY LTD 523991 - Trust, Adelaide AUSTRALIA Fiduciary, and Custody Activities 167 4 WEREFUND PROPRIETARY LIMITED 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 168 5 GOLDMAN SACHS & PARTNERS AUSTRALIA 551114 - Corporate, Melbourne AUSTRALIA SERVICES PTY LTD Subsidiary, and Regional Managing Offices 169 6 GOLDMAN SACHS & PARTNERS AUSTRALIA 523930 - Investment London UNITED KINGDOM (UK) LIMITED Advice (OTHER) 170 4 WERESYD PTY LTD 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 171 4 WINSTONOLA NOMINEES PTY LTD 551114 - Corporate, Melbourne AUSTRALIA Subsidiary, and Regional Managing Offices 172 3 GOLDMAN SACHS & PARTNERS AUSTRALIA SERVICES 551114 - Corporate, Melbourne AUSTRALIA PTY LTD Subsidiary, and Regional Managing Offices 173 3 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA Investment Funds 174 3 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA - ACCESS FUND Investment Funds 175 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA Investment Funds 176 3 Grancill Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 177 3 High Income Investments Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 178 3 INVIA ENTERPRISES PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 179 4 CATUMNAL HOLDINGS PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 180 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 551114 - Corporate, Melbourne AUSTRALIA SERVICES PTY LTD Subsidiary, and Regional Managing Offices 181 3 IRREWARRA INVESTMENTS PTY LTD 523110 - Investment Melbourne AUSTRALIA Banking and Securities Dealing 182 3 Leveraged Income Pty Ltd 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 183 3 REGISTERED TRADERS PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 184 3 TAROMO PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 185 4 AUSTRALIAN MEDIA INVESTMENTS PTY LTD 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 186 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 523991 - Trust, Melbourne AUSTRALIA PRIVATE EQUITY (A UNITS) PTY LTD Fiduciary, and Custody Activities 187 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 523991 - Trust, Melbourne AUSTRALIA PRIVATE EQUITY (B UNITS) PTY LTD Fiduciary, and Custody Activities 188 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 523991 - Trust, Melbourne AUSTRALIA PRIVATE EQUITY (GENERAL PARTNER) PTY LTD Fiduciary, and Custody Activities 189 4 TATARA PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 190 3 WERENOM PROPRIETARY LIMITED 551112 - Offices of Melbourne AUSTRALIA Other Holding Companies 191 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 523110 - Investment Melbourne AUSTRALIA CAPITAL MARKETS LIMITED Banking and Securities Dealing 192 5 EQUITY FINANCE NOMINEES PTY LTD 523991 - Trust, Canberra AUSTRALIA Fiduciary, and Custody Activities 193 5 GOLDMAN SACHS & PARTNERS AUSTRALIA 523920 - Portfolio Melbourne AUSTRALIA MANAGED FUNDS LIMITED Management 194 6 ASIAN EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 195 6 BRIC EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 196 6 BRIC II KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 197 6 COMMODITY HINDSIGHT KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 198 6 EUROPEAN EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 199 6 FOOD, FEED, FUEL II KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 200 6 FOOD, FEED, FUEL KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 201 6 GLOBAL ALPHA FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 202 6 GLOBAL ALPHA FUND IDPS 525910 - Open-End Melbourne AUSTRALIA Investment Funds 203 6 GLOBAL EQUITY HINDSIGHT KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 204 6 GOLDMAN SACHS A$ CASH RESERVES FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 205 6 GOLDMAN SACHS AUSTRALIA QUANTITATIVE 525910 - Open-End Melbourne AUSTRALIA EQUITY FUND Investment Funds 206 6 GOLDMAN SACHS AUSTRALIAN EQUITIES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 207 6 GOLDMAN SACHS AUSTRALIAN EQUITIES 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 208 6 GOLDMAN SACHS AUSTRALIAN EQUITIES 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 209 6 GOLDMAN SACHS AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA INFRASTRUCTURE WHOLESALE FUND Investment Funds 210 6 GOLDMAN SACHS CASH TRUST 525910 - Open-End Melbourne AUSTRALIA Investment Funds 211 6 GOLDMAN SACHS COLLATERAL MEZZANINE 525990 - Other Melbourne AUSTRALIA FUND 05 Financial Vehicles 212 6 GOLDMAN SACHS CORE PLUS AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA FIXED INCOME FUND Investment Funds 213 6 GOLDMAN SACHS DIVERSIFIED GROWTH FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 214 6 GOLDMAN SACHS DIVERSIFIED GROWTH 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 215 6 GOLDMAN SACHS DIVERSIFIED GROWTH 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 216 6 GOLDMAN SACHS EMERGING LEADERS FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 217 6 GOLDMAN SACHS EMERGING LEADERS POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 218 6 GOLDMAN SACHS EMERGING LEADERS 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 219 6 GOLDMAN SACHS ENHANCED INCOME FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 220 6 GOLDMAN SACHS ENHANCED INCOME POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 221 6 GOLDMAN SACHS ENHANCED INCOME 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 222 6 GOLDMAN SACHS GLOBAL FLEX FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 223 6 GOLDMAN SACHS GLOBAL FLEX POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 224 6 GOLDMAN SACHS GLOBAL HIGH YIELD 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 225 6 GOLDMAN SACHS GLOBAL SMALL COMPANIES 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 226 6 GOLDMAN SACHS GLOBAL SMALL COMPANIES 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 227 6 GOLDMAN SACHS GLOBAL SMALL COMPANIES 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 228 6 GOLDMAN SACHS HEDGED GLOBAL FLEX FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 229 6 GOLDMAN SACHS INCOME PLUS POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 230 6 GOLDMAN SACHS INCOME PLUS WHOLESALE 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 231 6 GOLDMAN SACHS INTERNATIONAL FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 232 6 GOLDMAN SACHS INTERNATIONAL POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 233 6 GOLDMAN SACHS INTERNATIONAL WHOLESALE 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 234 6 GOLDMAN SACHS INVESTMENT FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 235 6 GOLDMAN SACHS LEADERS FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 236 6 GOLDMAN SACHS PREMIER AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA EQUITIES FUND Investment Funds 237 6 GOLDMAN SACHS PREMIER AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA EQUITIES POOLED FUND Investment Funds 238 6 GOLDMAN SACHS RESOURCES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 239 6 GOLDMAN SACHS RESOURCES POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 240 6 MULTI-STRATEGY FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 241 6 PRIVATE EQUITY FUND 2000 525990 - Other Melbourne AUSTRALIA Financial Vehicles 242 6 SUSTAINABILITY KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 243 5 GOLDMAN SACHS ASSET MANAGEMENT & 523920 - Portfolio Melbourne AUSTRALIA PARTNERS AUSTRALIA PTY LTD Management 244 5 I C Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 245 5 INVIA CUSTODIAN PTY LIMITED 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 246 6 Harbour Nominees Pty Ltd 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 247 6 I C Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 248 5 INVIA FINANCIAL SERVICES PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 249 5 WERECAP NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 250 2 GOLDMAN SACHS (AO) L.L.C. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 251 2 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies
124 3 CATUMNAL NOMINEES PTY LTD 100 N/A 125 3 Chartres Trading Pty Ltd 100 N/A 126 3 GOLDMAN SACHS & PARTNERS AUSTRALIA HOLDINGS 100 N/A PTY LTD 127 4 GOLDMAN SACHS AUSTRALIA PTY LIMITED 100 N/A 128 5 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A NOMINEES PTY LTD 129 3 GOLDMAN SACHS & PARTNERS AUSTRALIA INC. 100 N/A 130 3 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A INTERNATIONAL PTY LTD 131 4 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A HOLDINGS LIMITED 132 5 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A This holding represents MANAGEMENT LIMITED ownership in Class A shares. 133 6 DEVELOPMENT SECURITIES LIMITED 100 N/A 134 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A EQUITY FINANCE LIMITED 135 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A LIMITED 136 7 EQUITY NOMINEES LIMITED 100 N/A 137 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A MEZZANINE LIMITED 138 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A PRIVATE EQUITY LIMITED 139 7 GOLDMAN SACHS & PARTNERS NEW 100 N/A ZEALAND TRANS-TASMAN PRIVATE EQUITY FUND 07 LIMITED 140 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A SECURITIES LIMITED 141 7 WARSAND NOMINEES LIMITED 100 N/A 142 6 PORTFOLIO CUSTODIAN LIMITED 100 N/A 143 5 VALCRON INVESTMENTS LIMITED 100 N/A 144 6 GOLDMAN SACHS & PARTNERS NEW ZEALAND 100 N/A This holding represents MANAGEMENT LIMITED ownership in Class B shares. 145 4 KIWIWARRH (NZ) LIMITED 100 N/A 146 4 Rothmill Investment Company Limited 100 N/A 147 3 GOLDMAN SACHS & PARTNERS AUSTRALIA PIA 100 N/A (MANAGEMENT) PTY LTD 148 3 GOLDMAN SACHS & PARTNERS AUSTRALIA PRIVATE 100 N/A EQUITY (CARRIED INTEREST) PTY LTD 149 3 GOLDMAN SACHS & PARTNERS AUSTRALIA PTY LTD 100 N/A 150 4 AMBYNE NOMINEES PTY LTD 100 N/A 151 5 201 INVESTMENT COMPANY PTY LTD 100 N/A 152 6 201-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 153 5 202 INVESTMENT COMPANY PTY LTD 100 N/A 154 6 201-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 155 4 Darling Nominees Pty Ltd 100 N/A 156 4 FREMANTLE NOMINEES PTY LTD 100 N/A 157 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A FUTURES PTY LTD 158 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A NOMINEE HOLDINGS PTY LTD 159 4 Hedonwick Nominees Pty Ltd 100 N/A 160 4 JBW Melbourne Nominees Pty Ltd 100 N/A 161 4 JBW SYDNEY NOMINEES PTY. LIMITED 100 N/A 162 4 Medonola Nominees Pty Ltd 100 N/A 163 4 Melton Nominees Pty Ltd 100 N/A 164 4 Moreton Nominees Pty Ltd 100 N/A 165 4 PERRODON NOMINEES PTY LTD 100 N/A 166 4 TORRENS NOMINEES PTY LTD 100 N/A 167 4 WEREFUND PROPRIETARY LIMITED 100 N/A 168 5 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A This holding represents SERVICES PTY LTD ownership in Class C shares. 169 6 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A (UK) LIMITED 170 4 WERESYD PTY LTD 100 N/A 171 4 WINSTONOLA NOMINEES PTY LTD 100 N/A 172 3 GOLDMAN SACHS & PARTNERS AUSTRALIA SERVICES 100 N/A This holding represents PTY LTD ownership in Ordinary shares. 173 3 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 67 N/A 174 3 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 3 N/A - ACCESS FUND 175 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 67 N/A 176 3 Grancill Pty Ltd 100 N/A 177 3 High Income Investments Pty Ltd 100 N/A 178 3 INVIA ENTERPRISES PTY LTD 100 N/A 179 4 CATUMNAL HOLDINGS PTY LTD 100 N/A 180 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A This holding represents SERVICES PTY LTD ownership in Class B shares. 181 3 IRREWARRA INVESTMENTS PTY LTD 50 N/A 182 3 Leveraged Income Pty Ltd 100 N/A 183 3 REGISTERED TRADERS PTY LTD 100 N/A 184 3 TAROMO PTY LTD 100 N/A 185 4 AUSTRALIAN MEDIA INVESTMENTS PTY LTD 100 N/A 186 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A PRIVATE EQUITY (A UNITS) PTY LTD 187 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A PRIVATE EQUITY (B UNITS) PTY LTD 188 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A PRIVATE EQUITY (GENERAL PARTNER) PTY LTD 189 4 TATARA PTY LTD 100 N/A 190 3 WERENOM PROPRIETARY LIMITED 100 N/A 191 4 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A CAPITAL MARKETS LIMITED 192 5 EQUITY FINANCE NOMINEES PTY LTD 100 N/A 193 5 GOLDMAN SACHS & PARTNERS AUSTRALIA 100 N/A MANAGED FUNDS LIMITED 194 6 ASIAN EQUITIES KEYSTONE FUND N/A N/A The direct holder is a Trustee. 195 6 BRIC EQUITIES KEYSTONE FUND N/A N/A The direct holder is a Trustee. 196 6 BRIC II KEYSTONE FUND N/A N/A The direct holder is a Trustee. 197 6 COMMODITY HINDSIGHT KEYSTONE FUND N/A N/A The direct holder is a Trustee. 198 6 EUROPEAN EQUITIES KEYSTONE FUND N/A N/A The direct holder is a Trustee. 199 6 FOOD, FEED, FUEL II KEYSTONE FUND N/A N/A The direct holder is a Trustee. 200 6 FOOD, FEED, FUEL KEYSTONE FUND N/A N/A The direct holder is a Trustee. 201 6 GLOBAL ALPHA FUND N/A N/A The direct holder is a Trustee. 202 6 GLOBAL ALPHA FUND IDPS N/A N/A The direct holder is a Trustee. 203 6 GLOBAL EQUITY HINDSIGHT KEYSTONE FUND N/A N/A The direct holder is a Trustee. 204 6 GOLDMAN SACHS A$ CASH RESERVES FUND N/A N/A The direct holder is a Trustee. 205 6 GOLDMAN SACHS AUSTRALIA QUANTITATIVE N/A N/A The direct holder is a EQUITY FUND Trustee. 206 6 GOLDMAN SACHS AUSTRALIAN EQUITIES FUND N/A N/A The direct holder is a Trustee. 207 6 GOLDMAN SACHS AUSTRALIAN EQUITIES N/A N/A The direct holder is a POOLED FUND Trustee. 208 6 GOLDMAN SACHS AUSTRALIAN EQUITIES N/A N/A The direct holder is a WHOLESALE FUND Trustee. 209 6 GOLDMAN SACHS AUSTRALIAN N/A N/A The direct holder is a INFRASTRUCTURE WHOLESALE FUND Trustee. 210 6 GOLDMAN SACHS CASH TRUST N/A N/A The direct holder is a Trustee. 211 6 GOLDMAN SACHS COLLATERAL MEZZANINE N/A N/A The direct holder is a FUND 05 Trustee. 212 6 GOLDMAN SACHS CORE PLUS AUSTRALIAN N/A N/A The direct holder is a FIXED INCOME FUND Trustee. 213 6 GOLDMAN SACHS DIVERSIFIED GROWTH FUND N/A N/A The direct holder is a Trustee. 214 6 GOLDMAN SACHS DIVERSIFIED GROWTH N/A N/A The direct holder is a POOLED FUND Trustee. 215 6 GOLDMAN SACHS DIVERSIFIED GROWTH N/A N/A The direct holder is a WHOLESALE FUND Trustee. 216 6 GOLDMAN SACHS EMERGING LEADERS FUND N/A N/A The direct holder is a Trustee. 217 6 GOLDMAN SACHS EMERGING LEADERS POOLED N/A N/A The direct holder is a FUND Trustee. 218 6 GOLDMAN SACHS EMERGING LEADERS N/A N/A The direct holder is a WHOLESALE FUND Trustee. 219 6 GOLDMAN SACHS ENHANCED INCOME FUND N/A N/A The direct holder is a Trustee. 220 6 GOLDMAN SACHS ENHANCED INCOME POOLED N/A N/A The direct holder is a FUND Trustee. 221 6 GOLDMAN SACHS ENHANCED INCOME N/A N/A The direct holder is a WHOLESALE FUND Trustee. 222 6 GOLDMAN SACHS GLOBAL FLEX FUND N/A N/A The direct holder is a Trustee. 223 6 GOLDMAN SACHS GLOBAL FLEX POOLED FUND N/A N/A The direct holder is a Trustee. 224 6 GOLDMAN SACHS GLOBAL HIGH YIELD N/A N/A The direct holder is a POOLED FUND Trustee. 225 6 GOLDMAN SACHS GLOBAL SMALL COMPANIES N/A N/A The direct holder is a FUND Trustee. 226 6 GOLDMAN SACHS GLOBAL SMALL COMPANIES N/A N/A The direct holder is a POOLED FUND Trustee. 227 6 GOLDMAN SACHS GLOBAL SMALL COMPANIES N/A N/A The direct holder is a WHOLESALE FUND Trustee. 228 6 GOLDMAN SACHS HEDGED GLOBAL FLEX FUND N/A N/A The direct holder is a Trustee. 229 6 GOLDMAN SACHS INCOME PLUS POOLED FUND N/A N/A The direct holder is a Trustee. 230 6 GOLDMAN SACHS INCOME PLUS WHOLESALE N/A N/A The direct holder is a FUND Trustee. 231 6 GOLDMAN SACHS INTERNATIONAL FUND N/A N/A The direct holder is a Trustee. 232 6 GOLDMAN SACHS INTERNATIONAL POOLED N/A N/A The direct holder is a FUND Trustee. 233 6 GOLDMAN SACHS INTERNATIONAL WHOLESALE N/A N/A The direct holder is a FUND Trustee. 234 6 GOLDMAN SACHS INVESTMENT FUND N/A N/A The direct holder is a Trustee. 235 6 GOLDMAN SACHS LEADERS FUND N/A N/A The direct holder is a Trustee. 236 6 GOLDMAN SACHS PREMIER AUSTRALIAN N/A N/A The direct holder is a EQUITIES FUND Trustee. 237 6 GOLDMAN SACHS PREMIER AUSTRALIAN N/A N/A The direct holder is a EQUITIES POOLED FUND Trustee. 238 6 GOLDMAN SACHS RESOURCES FUND N/A N/A The direct holder is a Trustee. 239 6 GOLDMAN SACHS RESOURCES POOLED FUND N/A N/A The direct holder is a Trustee. 240 6 MULTI-STRATEGY FUND N/A N/A The direct holder is a Trustee. 241 6 PRIVATE EQUITY FUND 2000 N/A N/A The direct holder is a Trustee. 242 6 SUSTAINABILITY KEYSTONE FUND N/A N/A The direct holder is a Trustee. 243 5 GOLDMAN SACHS ASSET MANAGEMENT & 100 N/A PARTNERS AUSTRALIA PTY LTD 244 5 I C Nominees Pty Ltd 100 N/A 245 5 INVIA CUSTODIAN PTY LIMITED 100 N/A 246 6 Harbour Nominees Pty Ltd 100 N/A 247 6 I C Nominees Pty Ltd 100 N/A 248 5 INVIA FINANCIAL SERVICES PTY LTD 100 N/A 249 5 WERECAP NOMINEES PTY LTD 100 N/A 250 2 GOLDMAN SACHS (AO) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 251 2 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner.
252 3 GOLDMAN SACHS HOLDINGS (HONG KONG) LIMITED 551112 - Offices of Central HONG KONG Other Holding Companies 253 4 GOLDMAN SACHS (ASIA) FINANCE 523110 - Investment Ebene MAURITIUS Banking and Securities Dealing 254 5 BLUE RIDGE REALTY FINANCE (DELAWARE) 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 255 5 GOLDMAN SACHS (INDIA) SECURITIES 523110 - Investment Mumbai INDIA (OTHER) PRIVATE LIMITED Banking and Securities Dealing 256 5 GOLDMAN SACHS STRUCTURED PRODUCTS 523110 - Investment George Town CAYMAN ISLANDS (ASIA) LIMITED Banking and Securities Dealing 257 4 GOLDMAN SACHS (ASIA) L.L.C. 523110 - Investment Central HONG KONG Banking and Securities Dealing 258 5 GOLDMAN SACHS GAO HUA SECURITIES 523110 - Investment Beijing CHINA, PEOPLES COMPANY LIMITED Banking and REPUBLIC OF Securities Dealing 259 4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 523120 - Securities Hong Kong HONG KONG Brokerage 260 4 GOLDMAN SACHS (HONG KONG) COMPANY LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 261 5 KPL FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 262 4 GOLDMAN SACHS (LABUAN) INVESTMENT BANK 523110 - Investment Federal MALAYSIA (OTHER) LIMITED Banking and Territory of Securities Dealing Labuan 263 4 GOLDMAN SACHS FOREIGN EXCHANGE 551112 - Offices of Singapore SINGAPORE (SINGAPORE) PTE. Other Holding Companies 264 5 GOLDMAN SACHS (SINGAPORE) PTE 523110 - Investment Singapore SINGAPORE Banking and Securities Dealing 265 5 GOLDMAN SACHS FUTURES PTE LTD 523999 - Singapore SINGAPORE Miscellaneous Financial Investment Activities 266 5 GOLDMAN SACHS REALTY ASIA PACIFIC PTE. 551114 - Corporate, Singapore SINGAPORE LTD. Subsidiary, and Regional Managing Offices 267 5 J. ARON & COMPANY (SINGAPORE) PTE. 523130 - Commodity Singapore SINGAPORE Contracts Dealing 268 4 GOLDMAN SACHS FUTURES (ASIA) LIMITED 523140 - Commodity Central HONG KONG Contracts Brokerage 269 4 Goldman Sachs (Malaysia) Sdn. Bhd. 523110 - Investment Kuala Lumpur MALAYSIA (OTHER) Banking and Securities Dealing 270 2 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 271 3 ELBE FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 272 4 RHYS TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 273 5 SAPIEN LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 274 6 SARGASSO LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 275 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 276 4 BEESTON INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 277 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 278 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 525990 - Other Camana Bay CAYMAN ISLANDS Financial Vehicles 279 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 541990 - All Other George Town CAYMAN ISLANDS Professional, Scientific, and Technical Services 280 4 GOLDMAN SACHS SERVICES (B.V.I.) LIMITED 54121 - Accounting, Tortola BRITISH VIRGIN Tax Preparation, ISLANDS Bookkeeping and Payroll Services 281 3 GOLDMAN, SACHS & CO. OHG 522110 - Commercial Frankfurt am GERMANY Banking Main 282 4 GOLDMAN, SACHS & CO. VERWALTUNGS GMBH 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 283 5 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 284 5 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 285 6 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 286 7 FS INVEST II SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 287 8 ISS HOLDING A/S 525990 - Other Copenhagen DENMARK (OTHER) Financial Vehicles 288 9 ISS A/S 525990 - Other Copenhagen DENMARK (OTHER) Financial Vehicles 289 6 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 290 7 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 291 7 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 292 6 GSCP 2000 GMBH CCH HOLDING I 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 293 7 GSCP 2000 GERMANY CEBRIDGE HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 294 7 GSCP 2000 GMBH CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 295 8 CEQUEL COMMUNICATIONS HOLDINGS, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 296 6 GSCP 2000 GMBH CCH HOLDING II 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 297 7 GSCP 2000 GMBH CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 298 6 GSCP GMBH CEBRIDGE HOLDING CORP. II 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 299 6 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 300 7 SUNGARD CAPITAL CORP. II 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 301 4 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 302 4 GS CAPITAL PARTNERS II (GERMANY) CIVIL 525990 - Other Berlin GERMANY LAW PARTNERSHIP Financial Vehicles 303 3 HILLTOP INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 304 3 LORRAINE FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 305 4 CHILTERN TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 306 2 GOLDMAN SACHS (CHINA) L.L.C. 551114 - Corporate, New York NY UNITED STATES Subsidiary, and Regional Managing Offices 307 2 GOLDMAN SACHS (NETHERLANDS) B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 308 3 GOLDMAN SACHS GESTION S.G.I.I.C. S.A. 523930 - Investment Madrid SPAIN Advice 309 2 GOLDMAN SACHS (UK) L.L.C. 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 310 3 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 311 3 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 312 4 AMAGANSETT FINANCING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 313 4 FLEET TRADE & TRANSPORT LIMITED 523130 - Commodity London UNITED KINGDOM Contracts Dealing (OTHER) 314 4 GOLDMAN SACHS (MONACO) S.A.M. 523930 - Investment Monaco MONACO Advice 315 4 GOLDMAN SACHS (RUSSIA) 523110 - Investment London UNITED KINGDOM Banking and (OTHER) Securities Dealing 316 4 GOLDMAN SACHS ASSET MANAGEMENT 523920 - Portfolio London UNITED KINGDOM INTERNATIONAL Management (OTHER) 317 5 GOLDMAN SACHS ASIA PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 318 5 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 319 5 GOLDMAN SACHS BLENDED CURRENCY FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Investment Funds FUNDS PLC) 320 6 GOLDMAN SACHS FUNDAMENTAL CURRENCY 525910 - Open-End Dublin IRELAND FUND PLC Investment Funds 321 5 GOLDMAN SACHS BRICS EQUITY PASSIVE 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 322 5 GOLDMAN SACHS BRICS PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 323 5 GOLDMAN SACHS CHINA OPPORTUNITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 324 5 GOLDMAN SACHS COMMODITIES ENHANCED 525910 - Open-End Luxembourg LUXEMBOURG INDEX PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 325 5 GOLDMAN SACHS CORPORATE CREDIT 525910 - Open-End Dublin IRELAND INVESTMENT FUND (A SUBFUND OF GOLDMAN Investment Funds SACHS INSTITUTIONAL FUNDS II PLC) 326 6 CCIF LOANS LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 327 5 GOLDMAN SACHS DEDICATED INVESTMENT FUND 525910 - Open-End Dublin IRELAND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 328 5 GOLDMAN SACHS EMERGING MARKET BOND PLUS 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 329 5 GOLDMAN SACHS EMERGING MARKETS CORE 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 330 5 GOLDMAN SACHS EMERGING MARKETS DEBT 525910 - Open-End Dublin IRELAND LOCAL FEEDER (A SUBFUND OF GOLDMAN Investment Funds SACHS GLOBAL FUNDS) 331 5 GOLDMAN SACHS EURO FIXED INCOME PLUS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 332 5 GOLDMAN SACHS EURO GOVERNMENT LIQUID 525910 - Open-End Dublin IRELAND RESERVES FUND (A SUB-FUND OF THE Investment Funds GOLDMAN SACHS FUNDS, PLC) 333 5 GOLDMAN SACHS EURO LIQUID RESERVES 525910 - Open-End Dublin IRELAND FUND, A SUB-FUND OF THE GOLDMANS SACHS Investment Funds FUNDS, PLC 334 5 GOLDMAN SACHS EURO MONEY MARKET FUND 525910 - Open-End Dublin IRELAND (A SUB-FUND OF GOLDMAN SACHS MONEY Investment Funds MARKET FUNDS) 335 5 GOLDMAN SACHS EUROPE CONCENTRATED 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 336 5 GOLDMAN SACHS EUROPE CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 337 5 GOLDMAN SACHS EUROPE CORE FLEX 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 338 5 GOLDMAN SACHS EUROPE PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 339 5 GOLDMAN SACHS FCP - US ENHANCED CORE 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO Investment Funds 340 5 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND 525910 - Open-End Dublin IRELAND PLC Investment Funds 341 5 GOLDMAN SACHS FUNDS - GS EURO AGGREGATE 525910 - Open-End Luxembourg LUXEMBOURG BOND PORTFOLIO (HEDGED) Investment Funds 342 5 GOLDMAN SACHS GBP LIBOR TRACKER - 3 525910 - Open-End Dublin IRELAND MONTHS FUND (A SUBFUND OF GOLDMAN Investment Funds SACHS INSTITUTIONAL FUNDS PLC) 343 5 GOLDMAN SACHS GLOBAL CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 344 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 1 525910 - Open-End George Town CAYMAN ISLANDS (IN JAPAN FOR QUALIFIED INSTITUTIONAL Investment Funds INVESTORS ONLY) 345 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 2 525910 - Open-End George Town CAYMAN ISLANDS (IN JAPAN FOR QUALIFIED INSTITUTIONAL Investment Funds INVESTORS ONLY) 346 5 GOLDMAN SACHS GLOBAL CORPORATE MARKET 525910 - Open-End Dublin IRELAND CYCLE FUND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 347 5 GOLDMAN SACHS GLOBAL CORPORATE 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (HEDGED) (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS) 348 5 GOLDMAN SACHS GLOBAL CREDIT PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (HEDGED) (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 349 5 GOLDMAN SACHS GLOBAL CURRENCY FUND 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 350 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - 525910 - Open-End Dublin IRELAND DOLLAR PLUS Investment Funds 351 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - 525910 - Open-End Dublin IRELAND EURO PLUS Investment Funds 352 5 GOLDMAN SACHS GLOBAL CURRENCY PLUS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 353 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS 525910 - Open-End Luxembourg LUXEMBOURG CONCENTRATED EQUITY PORTFOLIO (A Investment Funds SUBFUND OF GOLDMAN SACHS FUNDS) 354 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS 525910 - Open-End Luxembourg LUXEMBOURG DEBT LOCAL PORTFOLIO (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS) 355 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS 525910 - Open-End Luxembourg LUXEMBOURG DEBT PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 356 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 357 5 GOLDMAN SACHS GLOBAL EQUITY PARTNERS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (PREVIOUSLY GLOBAL PCP EQUITY Investment Funds PORTFOLIO) (A SUBFUND OF GOLDMAN SACHS FUNDS) 358 5 GOLDMAN SACHS GLOBAL EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 359 5 GOLDMAN SACHS GLOBAL FIXED INCOME PLUS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (HEDGED) (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS) 360 5 GOLDMAN SACHS GLOBAL FIXED INCOME 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 361 5 GOLDMAN SACHS GLOBAL FIXED INCOME 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (HEDGED) (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS) 362 5 GOLDMAN SACHS GLOBAL HIGH YIELD 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 363 5 GOLDMAN SACHS GLOBAL HIGH YIELD 525910 - Open-End Dublin IRELAND PORTFOLIO II (A SUBFUND OF Investment Funds GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 364 5 GOLDMAN SACHS GLOBAL LIBOR PLUS I 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 365 5 GOLDMAN SACHS GLOBAL LIBOR PLUS II 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 366 5 GOLDMAN SACHS GLOBAL SMALL CAP CORE 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 367 5 GOLDMAN SACHS GLOBAL TACTICAL ASSET 525910 - Open-End Dublin IRELAND ALLOCATION FUNDS-GOLDMAN SACHS GTAA Investment Funds EQUITY STRATEGY FUND 368 5 GOLDMAN SACHS GMS ALPHA+ EQUITY 525910 - Open-End Dublin IRELAND ADVISORS 1 (A SUBFUND OF GOLDMAN Investment Funds SACHS INSTITUTIONAL FUNDS PLC) 369 5 GOLDMAN SACHS GMS ALPHA+ WORLD EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 370 5 GOLDMAN SACHS GMS ALPHA+ WORLD EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO II (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 371 5 GOLDMAN SACHS GMS ASIA (EX-JAPAN) 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS II) 372 5 GOLDMAN SACHS GMS EUROPE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS II) 373 5 GOLDMAN SACHS GMS GLOBAL EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS II) 374 5 GOLDMAN SACHS GMS JAPAN EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS II) 375 5 GOLDMAN SACHS GMS US EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 376 5 GOLDMAN SACHS INDIA EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 377 5 GOLDMAN SACHS JAPAN CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 378 5 GOLDMAN SACHS JAPAN CORE FLEX PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 379 5 GOLDMAN SACHS JAPAN PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds
252 3 GOLDMAN SACHS HOLDINGS (HONG KONG) LIMITED 100 N/A 253 4 GOLDMAN SACHS (ASIA) FINANCE 100 N/A 254 5 BLUE RIDGE REALTY FINANCE (DELAWARE) N/A N/A The direct holder is a L.L.C. Non-Managing Member. 255 5 GOLDMAN SACHS (INDIA) SECURITIES 100 N/A PRIVATE LIMITED 256 5 GOLDMAN SACHS STRUCTURED PRODUCTS 100 N/A (ASIA) LIMITED 257 4 GOLDMAN SACHS (ASIA) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 258 5 GOLDMAN SACHS GAO HUA SECURITIES N/A N/A The direct holder is a COMPANY LIMITED Non-Managing Member. 259 4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 100 N/A 260 4 GOLDMAN SACHS (HONG KONG) COMPANY LIMITED 100 N/A 261 5 KPL FUNDING LIMITED 100 N/A 262 4 GOLDMAN SACHS (LABUAN) INVESTMENT BANK 100 N/A LIMITED 263 4 GOLDMAN SACHS FOREIGN EXCHANGE 100 N/A (SINGAPORE) PTE. 264 5 GOLDMAN SACHS (SINGAPORE) PTE 79 N/A 265 5 GOLDMAN SACHS FUTURES PTE LTD 100 N/A 266 5 GOLDMAN SACHS REALTY ASIA PACIFIC PTE. 100 N/A LTD. 267 5 J. ARON & COMPANY (SINGAPORE) PTE. 100 N/A 268 4 GOLDMAN SACHS FUTURES (ASIA) LIMITED 100 N/A 269 4 Goldman Sachs (Malaysia) Sdn. Bhd. 100 N/A 270 2 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 100 N/A 271 3 ELBE FUNDING LIMITED 100 N/A 272 4 RHYS TRUST N/A N/A The direct holder is a Trustee. 273 5 SAPIEN LIMITED 100 N/A 274 6 SARGASSO LIMITED 100 N/A 275 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 276 4 BEESTON INVESTMENTS LIMITED 100 N/A 277 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 278 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 100 N/A 279 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 100 N/A 280 4 GOLDMAN SACHS SERVICES (B.V.I.) LIMITED 100 N/A 281 3 GOLDMAN, SACHS & CO. OHG N/A N/A The direct holder is a General Partner. 282 4 GOLDMAN, SACHS & CO. VERWALTUNGS GMBH 100 N/A 283 5 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 284 5 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG Limited Partner. 285 6 FS INVEST SARL 44 N/A 286 7 FS INVEST II SARL 100 N/A 287 8 ISS HOLDING A/S 100 N/A 288 9 ISS A/S 100 N/A 289 6 GS 2000-I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 290 7 GOLDMAN SACHS 1, L.P. N/A N/A The direct holder is a Limited Partner. 291 7 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a Limited Partner. 292 6 GSCP 2000 GMBH CCH HOLDING I 100 N/A 293 7 GSCP 2000 GERMANY CEBRIDGE HOLDINGS 100 N/A CORP. 294 7 GSCP 2000 GMBH CCH HOLDING, L.P. N/A N/A The direct holder is a General Partner. 295 8 CEQUEL COMMUNICATIONS HOLDINGS, 36 N/A LLC 296 6 GSCP 2000 GMBH CCH HOLDING II 100 N/A 297 7 GSCP 2000 GMBH CCH HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 298 6 GSCP GMBH CEBRIDGE HOLDING CORP. II 100 N/A 299 6 SUNGARD CAPITAL CORP. 99 N/A 300 7 SUNGARD CAPITAL CORP. II 100 N/A 301 4 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG Limited Partner. 302 4 GS CAPITAL PARTNERS II (GERMANY) CIVIL N/A N/A The direct holder is a LAW PARTNERSHIP Managing Member. 303 3 HILLTOP INVESTMENTS LIMITED 100 N/A 304 3 LORRAINE FUNDING LIMITED 100 N/A 305 4 CHILTERN TRUST N/A N/A The direct holder is a Trustee. 306 2 GOLDMAN SACHS (CHINA) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 307 2 GOLDMAN SACHS (NETHERLANDS) B.V. 100 N/A 308 3 GOLDMAN SACHS GESTION S.G.I.I.C. S.A. 100 N/A 309 2 GOLDMAN SACHS (UK) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 310 3 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 311 3 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 100 N/A This holding represents ownership in Preferred shares. 312 4 AMAGANSETT FINANCING LIMITED 100 N/A 313 4 FLEET TRADE & TRANSPORT LIMITED 100 N/A 314 4 GOLDMAN SACHS (MONACO) S.A.M. 99 N/A 315 4 GOLDMAN SACHS (RUSSIA) 99 N/A 316 4 GOLDMAN SACHS ASSET MANAGEMENT 100 N/A This holding represents INTERNATIONAL ownership in Ordinary B shares. 317 5 GOLDMAN SACHS ASIA PORTFOLIO (A SUBFUND N/A N/A The direct holder has OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 318 5 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 319 5 GOLDMAN SACHS BLENDED CURRENCY FUND (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Control through a FUNDS PLC) Management Agreement or other arrangements. 320 6 GOLDMAN SACHS FUNDAMENTAL CURRENCY 10 N/A FUND PLC 321 5 GOLDMAN SACHS BRICS EQUITY PASSIVE N/A N/A The direct holder has FUND (A SUBFUND OF GOLDMAN SACHS Control through a INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 322 5 GOLDMAN SACHS BRICS PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 323 5 GOLDMAN SACHS CHINA OPPORTUNITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 324 5 GOLDMAN SACHS COMMODITIES ENHANCED N/A N/A The direct holder has INDEX PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 325 5 GOLDMAN SACHS CORPORATE CREDIT N/A N/A The direct holder has INVESTMENT FUND (A SUBFUND OF GOLDMAN Control through a SACHS INSTITUTIONAL FUNDS II PLC) Management Agreement or other arrangements. 326 6 CCIF LOANS LIMITED 100 N/A 327 5 GOLDMAN SACHS DEDICATED INVESTMENT FUND N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS Control through a INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 328 5 GOLDMAN SACHS EMERGING MARKET BOND PLUS N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 329 5 GOLDMAN SACHS EMERGING MARKETS CORE N/A N/A The direct holder has EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 330 5 GOLDMAN SACHS EMERGING MARKETS DEBT N/A N/A The direct holder has LOCAL FEEDER (A SUBFUND OF GOLDMAN Control through a SACHS GLOBAL FUNDS) Management Agreement or other arrangements. 331 5 GOLDMAN SACHS EURO FIXED INCOME PLUS N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 332 5 GOLDMAN SACHS EURO GOVERNMENT LIQUID N/A N/A The direct holder has RESERVES FUND (A SUB-FUND OF THE Control through a GOLDMAN SACHS FUNDS, PLC) Management Agreement or other arrangements. 333 5 GOLDMAN SACHS EURO LIQUID RESERVES N/A N/A The direct holder has FUND, A SUB-FUND OF THE GOLDMANS SACHS Control through a FUNDS, PLC Management Agreement or other arrangements. 334 5 GOLDMAN SACHS EURO MONEY MARKET FUND N/A N/A The direct holder has (A SUB-FUND OF GOLDMAN SACHS MONEY Control through a MARKET FUNDS) Management Agreement or other arrangements. 335 5 GOLDMAN SACHS EUROPE CONCENTRATED N/A N/A The direct holder has EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 336 5 GOLDMAN SACHS EUROPE CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 337 5 GOLDMAN SACHS EUROPE CORE FLEX N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 338 5 GOLDMAN SACHS EUROPE PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 339 5 GOLDMAN SACHS FCP - US ENHANCED CORE N/A N/A The direct holder has EQUITY PORTFOLIO Control through a Management Agreement or other arrangements. 340 5 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND N/A N/A The direct holder has PLC Control through a Management Agreement or other arrangements. 341 5 GOLDMAN SACHS FUNDS - GS EURO AGGREGATE N/A N/A The direct holder has BOND PORTFOLIO (HEDGED) Control through a Management Agreement or other arrangements. 342 5 GOLDMAN SACHS GBP LIBOR TRACKER - 3 N/A N/A The direct holder has MONTHS FUND (A SUBFUND OF GOLDMAN Control through a SACHS INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 343 5 GOLDMAN SACHS GLOBAL CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 344 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 1 N/A N/A The direct holder has (IN JAPAN FOR QUALIFIED INSTITUTIONAL Control through a INVESTORS ONLY) Management Agreement or other arrangements. 345 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 2 N/A N/A The direct holder has (IN JAPAN FOR QUALIFIED INSTITUTIONAL Control through a INVESTORS ONLY) Management Agreement or other arrangements. 346 5 GOLDMAN SACHS GLOBAL CORPORATE MARKET N/A N/A The direct holder has CYCLE FUND (A SUBFUND OF GOLDMAN SACHS Control through a INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 347 5 GOLDMAN SACHS GLOBAL CORPORATE N/A N/A The direct holder has PORTFOLIO (HEDGED) (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 348 5 GOLDMAN SACHS GLOBAL CREDIT PORTFOLIO N/A N/A The direct holder has (HEDGED) (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 349 5 GOLDMAN SACHS GLOBAL CURRENCY FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 350 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - N/A N/A The direct holder has DOLLAR PLUS Control through a Management Agreement or other arrangements. 351 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - N/A N/A The direct holder has EURO PLUS Control through a Management Agreement or other arrangements. 352 5 GOLDMAN SACHS GLOBAL CURRENCY PLUS N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 353 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS N/A N/A The direct holder has CONCENTRATED EQUITY PORTFOLIO (A Control through a SUBFUND OF GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 354 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS N/A N/A The direct holder has DEBT LOCAL PORTFOLIO (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 355 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS N/A N/A The direct holder has DEBT PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 356 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS N/A N/A The direct holder has EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 357 5 GOLDMAN SACHS GLOBAL EQUITY PARTNERS N/A N/A The direct holder has PORTFOLIO (PREVIOUSLY GLOBAL PCP EQUITY Control through a PORTFOLIO) (A SUBFUND OF GOLDMAN SACHS Management Agreement or FUNDS) other arrangements. 358 5 GOLDMAN SACHS GLOBAL EQUITY PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 359 5 GOLDMAN SACHS GLOBAL FIXED INCOME PLUS N/A N/A The direct holder has PORTFOLIO (HEDGED) (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 360 5 GOLDMAN SACHS GLOBAL FIXED INCOME N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 361 5 GOLDMAN SACHS GLOBAL FIXED INCOME N/A N/A The direct holder has PORTFOLIO (HEDGED) (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 362 5 GOLDMAN SACHS GLOBAL HIGH YIELD N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 363 5 GOLDMAN SACHS GLOBAL HIGH YIELD N/A N/A The direct holder has PORTFOLIO II (A SUBFUND OF Control through a GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 364 5 GOLDMAN SACHS GLOBAL LIBOR PLUS I N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 365 5 GOLDMAN SACHS GLOBAL LIBOR PLUS II N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 366 5 GOLDMAN SACHS GLOBAL SMALL CAP CORE N/A N/A The direct holder has EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 367 5 GOLDMAN SACHS GLOBAL TACTICAL ASSET N/A N/A The direct holder has ALLOCATION FUNDS-GOLDMAN SACHS GTAA Control through a EQUITY STRATEGY FUND Management Agreement or other arrangements. 368 5 GOLDMAN SACHS GMS ALPHA+ EQUITY N/A N/A The direct holder has ADVISORS 1 (A SUBFUND OF GOLDMAN Control through a SACHS INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 369 5 GOLDMAN SACHS GMS ALPHA+ WORLD EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 370 5 GOLDMAN SACHS GMS ALPHA+ WORLD EQUITY N/A N/A The direct holder has PORTFOLIO II (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 371 5 GOLDMAN SACHS GMS ASIA (EX-JAPAN) N/A N/A The direct holder has EQUITY PORTFOLIO (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS II) Management Agreement or other arrangements. 372 5 GOLDMAN SACHS GMS EUROPE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS II) Management Agreement or other arrangements. 373 5 GOLDMAN SACHS GMS GLOBAL EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS II) Management Agreement or other arrangements. 374 5 GOLDMAN SACHS GMS JAPAN EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS II) Management Agreement or other arrangements. 375 5 GOLDMAN SACHS GMS US EQUITY PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS II) Control through a Management Agreement or other arrangements. 376 5 GOLDMAN SACHS INDIA EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 377 5 GOLDMAN SACHS JAPAN CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 378 5 GOLDMAN SACHS JAPAN CORE FLEX PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 379 5 GOLDMAN SACHS JAPAN PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements.
380 5 GOLDMAN SACHS JAPAN SMALL CAP PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 381 5 GOLDMAN SACHS KOREA EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 382 5 GOLDMAN SACHS QUANTITATIVE TOTAL 525910 - Open-End Dublin IRELAND CURRENCY MASTER FUND (A SUB FUND OF Investment Funds GOLDMAN SACHS TOTAL CURRENCY FUNDS PLC) 383 5 GOLDMAN SACHS SPECIALISED FIXED INCOME 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 384 5 GOLDMAN SACHS STERLING BROAD FIXED 525910 - Open-End Luxembourg LUXEMBOURG INCOME PLUS PORTFOLIO (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS) 385 5 GOLDMAN SACHS STERLING BROAD FIXED 525910 - Open-End Luxembourg LUXEMBOURG INCOME PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS FUNDS) 386 5 GOLDMAN SACHS STERLING CREDIT PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 387 5 GOLDMAN SACHS STERLING GOVERNMENT 525910 - Open-End Dublin IRELAND LIQUID RESERVES FUND (A SUB-FUND OF THE Investment Funds GOLDMANS SACHS FUNDS, PLC) 388 5 GOLDMAN SACHS STERLING LIQUID RESERVES 525910 - Open-End Dublin IRELAND FUND (A SUB-FUND OF THE GOLDMANS SACHS Investment Funds FUNDS, PLC) 389 5 GOLDMAN SACHS SUSTAIN PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 390 5 GOLDMAN SACHS US CORE EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 391 5 GOLDMAN SACHS US EQUITY ABSOLUTE RETURN 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A Subfund of Goldman Sachs Investment Funds Funds) 392 5 GOLDMAN SACHS US EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 393 5 GOLDMAN SACHS US FIXED INCOME FEEDER 525910 - Open-End Dublin IRELAND PORTFOLIO (A SUBFUND OF GOLDMAN Investment Funds SACHS GLOBAL FUNDS) 394 5 GOLDMAN SACHS US FIXED INCOME PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 395 5 GOLDMAN SACHS US GROWTH EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 396 5 GOLDMAN SACHS US MORTGAGE BACKED 525910 - Open-End Luxembourg LUXEMBOURG SECURITIES PORTFOLIO (A SUBFUND OF Investment Funds GOLDMAN SACHS FUNDS) 397 5 GOLDMAN SACHS US SMALL CAP CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 398 5 GOLDMAN SACHS US VALUE EQUITY PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 399 5 GOLDMAN SACHS US$ LIBOR TRACKER 3 525910 - Open-End Dublin IRELAND MONTHS FUND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 400 5 GOLDMAN SACHS US$ LIQUID RESERVES FUND, 525910 - Open-End Dublin IRELAND A SUB-FUND OF THE GOLDMAN SACHS FUNDS, Investment Funds PLC 401 5 GOLDMAN SACHS US$ MONEY MARKET FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS MONEY MARKET Investment Funds FUNDS) 402 5 GOLDMAN SACHS US$ TREASURY LIQUID 525910 - Open-End Dublin IRELAND RESERVES FUND (A SUB-FUND OF THE Investment Funds GOLDMAN SACHS FUNDS, PLC) 403 5 GOLDMAN SACHS YEN LIQUID RESERVES FUND, 525910 - Open-End Dublin IRELAND (A SUB-FUND OF THE GOLDMANS SACHS Investment Funds FUNDS, PLC) 404 5 GS GLOBAL SUBORDINATED DEBT SECURITIES 525910 - Open-End George Town CAYMAN ISLANDS FX SUB-TRUST Investment Funds 405 5 GSAMI China Equity Portfolio (a 525910 - Open-End Dublin IRELAND sub-fund of GSAMI China Funds, Public Investment Funds Limited Company) 406 5 Goldman Sachs Brazil Equity Portfolio 525910 - Open-End Luxembourg LUXEMBOURG (A Subfund of Goldman Sachs Funds) Investment Funds 407 4 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 408 4 GOLDMAN SACHS HOLDINGS (U.K.) 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 409 5 DUNVEGAN INVESTMENTS, LTD. 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 410 5 FORRES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 411 6 FORRES INVESTMENTS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 412 7 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 413 8 GS KILLINGHOLME CAYMAN 525990 - Other George Town CAYMAN ISLANDS INVESTMENTS LTD. Financial Vehicles 414 9 GS KILLINGHOLME CAYMAN 525990 - Other George Town CAYMAN ISLANDS INVESTMENTS II LTD Financial Vehicles 415 10 GS KILLINGHOLME CAYMAN 525990 - Other George Town CAYMAN ISLANDS INVESTMENTS III Financial Vehicles 416 9 GS KILLINGHOLME CAYMAN 525990 - Other George Town CAYMAN ISLANDS INVESTMENTS III Financial Vehicles 417 8 KPL ACQUISITIONS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 418 9 KPL HOLDINGS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 419 8 KPL FINANCE LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 420 5 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) 523920 - Portfolio Mumbai INDIA (OTHER) PRIVATE LIMITED Management 421 5 GOLDMAN SACHS ASSET MANAGEMENT 523920 - Portfolio London UNITED KINGDOM INTERNATIONAL Management (OTHER) 422 5 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 423 5 GOLDMAN SACHS INTERNATIONAL 523110 - Investment London UNITED KINGDOM Banking and (OTHER) Securities Dealing 424 6 ARES FINANCE S.r.l. 525990 - Other Milan ITALY (OTHER) Financial Vehicles 425 6 AVK Rohr Limited 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 426 6 DUNVEGAN INVESTMENTS, LTD. 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 427 6 FG CM HF I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 428 6 GGICO MIDDLE EAST EQUITY FUND LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 429 6 GOLDMAN SACHS (JERSEY) LIMITED 523999 - Saint Helier CHANNEL ISLANDS Miscellaneous Financial Investment Activities 430 6 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 431 6 GOLDMAN SACHS EUROPE LIMITED 523930 - Investment Saint Helier GUERNSEY Advice 432 6 GOLDMAN SACHS FINANCIAL PRODUCTS I 525990 - Other George Town CAYMAN ISLANDS LIMITED Financial Vehicles 433 7 MA ALTERNATIVE BETA TREND UCITS 525990 - Other George Town CAYMAN ISLANDS LIMITED Financial Vehicles 434 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS CONVERTIBLE ARBITRAGE LIMITED Financial Vehicles 435 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS EQUITY HEDGE LIMITED Financial Vehicles 436 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS MACRO LIMITED Financial Vehicles 437 7 SIGNUM AC CAPITAL LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 438 6 GOLDMAN SACHS SECURITIES (NOMINEES) 523910 - London UNITED KINGDOM LIMITED Miscellaneous (OTHER) Intermediation 439 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG - DYNAMO-J11 V12 PORTFOLIO Investment Funds 440 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG - GLOBAL TRACKER PORTFOLIO Investment Funds 441 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS SYSTEMATIC ABSOLUTE Investment Funds RETURN TRACKER JPY STRATEGY PORTFOLIO 442 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG - S&P GSCI ENHANCED STRATEGY Investment Funds PORTFOLIO 443 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG - S&P GSCI LIGHT ENERGY PORTFOLIO Investment Funds 444 6 GOLDMAN SACHS SPECIALIZED 525910 - Open-End Luxembourg LUXEMBOURG INVESTMENTS-DYNAMO-J11 V5 PORTFOLIO Investment Funds 445 6 GOLDMAN SACHS SPECIALIZED 525910 - Open-End Luxembourg LUXEMBOURG INVESTMENTS-GLOBAL TRACKER PORTFOLIO Investment Funds II 446 6 GOLDMAN SACHS STRATEGIC INVESTMENTS 525910 - Open-End Dublin IRELAND PLC-GOLDMAN SACHS DIVIDEND-LINKED Investment Funds EQUITY INCOME PORTFOLIO 447 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG II SICAV - GOLDMAN SACHS ABSOLUTE Investment Funds RETURN TRACKER INDEX ETF PORTFOLIO 448 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - 10 YR MATURITY FLOATING RATE Investment Funds EURO PORTFOLIO 449 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - 15 YR MATURITY FLOATING RATE Investment Funds EURO PORTFOLIO 450 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - 20 YR MATURITY FLOATING RATE Investment Funds EURO PORTFOLIO 451 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - BRICS NIFTY 50 DEVELOPED Investment Funds MARKETS PORTFOLIO 452 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - BRICS NIFTY 50 EMERGING Investment Funds MARKETS PORTFOLIO 453 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - DIVERSIFIED STRATEGIES Investment Funds PORTFOLIO 454 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - DYNAMO-CHF PORTFOLIO Investment Funds 455 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS ABSOLUTE RETURN Investment Funds TRACKER INDEX PORTFOLIO 456 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS ALTERNATIVE Investment Funds BETA TREND UCITS PORTFOLIO 457 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS COMMODITY ALPHA Investment Funds PORTFOLIO 458 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS COMMODITY Investment Funds ALPHA-BETA PORTFOLIO 459 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS DIVIDEND LINKED Investment Funds PORTFOLIO ON THE DOW JONES EURO STOXX 50 (R) INDEX 460 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS DOW JONES - UBS Investment Funds ENHANCED STRATEGY PORTFOLIO 461 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS FLOATING RATE Investment Funds EURO PORTFOLIO 462 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-ALTERNATIVE ALPHA TACTICAL Investment Funds TRADING INDEX PORTFOLIO 463 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-MACRO HARVESTER PORTFOLIO Investment Funds 464 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-REDUCED VOLATILITY VELOCITY AND Investment Funds CARRY STRATEGY PORTFOLIO 465 6 HANA FINANCIAL GROUP INC. 523110 - Investment Seoul KOREA, SOUTH Banking and Securities Dealing 466 6 MA WCM FF Limited 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 467 6 SIGNUM AC CAPITAL LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 468 6 SPHERE FUNDO DE INVESTIMENTO 525910 - Open-End Rio de Janeiro BRAZIL MULTIMERCADO - INVESTIMENTO NO Investment Funds EXTERIOR CREDITO PRIVADO 469 7 SPHERE FUND 525910 - Open-End Sao Paulo BRAZIL Investment Funds 470 6 Signum AVK Limited 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 471 6 ULTEGRA FINANCE LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 472 5 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 473 5 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) 523991 - Trust, Mumbai INDIA (OTHER) PRIVATE LIMITED Fiduciary, and Custody Activities 474 5 GSSM HOLDING (U.K.) 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 475 5 MONTAGUE PLACE CUSTODY SERVICES 523991 - Trust, London UNITED KINGDOM Fiduciary, and (OTHER) Custody Activities 476 4 GOLDMAN SACHS INTERNATIONAL 523110 - Investment London UNITED KINGDOM Banking and (OTHER) Securities Dealing 477 4 GOLDMAN SACHS INTERNATIONAL BANK 522110 - Commercial London UNITED KINGDOM Banking (OTHER) 478 4 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 479 4 GS LEASING HOLDINGS LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 480 5 BEHEER- EN BELEGGINGSMAATSCHAPPIJ 525990 - Other London UNITED KINGDOM BEFRACO B.V. Financial Vehicles (OTHER) 481 4 GS LEASING MANAGEMENT LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 482 4 GS LIQUID TRADING PLATFORM I PCC 525990 - Other Saint Helier CHANNEL ISLANDS Financial Vehicles 483 4 GS LIQUID TRADING PLATFORM II LIMITED 525990 - Other Saint Helier CHANNEL ISLANDS Financial Vehicles 484 4 KILLINGHOLME POWER GROUP LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 485 5 KILLINGHOLME HOLDINGS LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 486 6 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 487 4 MONEY PARTNERS HOLDINGS LIMITED 551112 - Offices of Uxbridge UNITED KINGDOM Other Holding (OTHER) Companies 488 5 MONEY PARTNERS LIMITED 522310 - Mortgage and Uxbridge UNITED KINGDOM Nonmortgage Loan (OTHER) Brokers 489 6 MONEY PARTNERS FINANCE LIMITED 522390 - Other Uxbridge UNITED KINGDOM Activities Related to (OTHER) Credit Intermediation 490 4 MONTAGUE PLACE CUSTODY SERVICES 523991 - Trust, London UNITED KINGDOM Fiduciary, and (OTHER) Custody Activities 491 4 NUFCOR INTERNATIONAL LIMITED 523130 - Commodity London UNITED KINGDOM Contracts Dealing (OTHER) 492 5 NUFCOR CAPITAL LIMITED 523930 - Investment London UNITED KINGDOM Advice (OTHER) 493 4 SCADBURY UK LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 494 5 GS EQUIPMENT FINANCE I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 495 5 GS EQUIPMENT FINANCE II LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 496 5 GS LEASING NO. 1 LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 497 6 GS LEASING 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 498 5 GS LEASING NO. 3 LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 499 6 GS LEASING 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 500 5 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 501 5 SCADBURY ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 502 5 SCADBURY FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 503 6 SCADBURY ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 504 6 SCADBURY II ASSETS LIMITED 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 505 7 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 506 4 SHIRE UK LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 507 5 GS FUNDING INVESTMENTS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles
380 5 GOLDMAN SACHS JAPAN SMALL CAP PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 381 5 GOLDMAN SACHS KOREA EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 382 5 GOLDMAN SACHS QUANTITATIVE TOTAL N/A N/A The direct holder has CURRENCY MASTER FUND (A SUB FUND OF Control through a GOLDMAN SACHS TOTAL CURRENCY FUNDS PLC) Management Agreement or other arrangements. 383 5 GOLDMAN SACHS SPECIALISED FIXED INCOME N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 384 5 GOLDMAN SACHS STERLING BROAD FIXED N/A N/A The direct holder has INCOME PLUS PORTFOLIO (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 385 5 GOLDMAN SACHS STERLING BROAD FIXED N/A N/A The direct holder has INCOME PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS FUNDS) Management Agreement or other arrangements. 386 5 GOLDMAN SACHS STERLING CREDIT PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 387 5 GOLDMAN SACHS STERLING GOVERNMENT N/A N/A The direct holder has LIQUID RESERVES FUND (A SUB-FUND OF THE Control through a GOLDMANS SACHS FUNDS, PLC) Management Agreement or other arrangements. 388 5 GOLDMAN SACHS STERLING LIQUID RESERVES N/A N/A The direct holder has FUND (A SUB-FUND OF THE GOLDMANS SACHS Control through a FUNDS, PLC) Management Agreement or other arrangements. 389 5 GOLDMAN SACHS SUSTAIN PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 390 5 GOLDMAN SACHS US CORE EQUITY PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 391 5 GOLDMAN SACHS US EQUITY ABSOLUTE RETURN N/A N/A The direct holder has PORTFOLIO (A Subfund of Goldman Sachs Control through a Funds) Management Agreement or other arrangements. 392 5 GOLDMAN SACHS US EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 393 5 GOLDMAN SACHS US FIXED INCOME FEEDER N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN Control through a SACHS GLOBAL FUNDS) Management Agreement or other arrangements. 394 5 GOLDMAN SACHS US FIXED INCOME PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 395 5 GOLDMAN SACHS US GROWTH EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 396 5 GOLDMAN SACHS US MORTGAGE BACKED N/A N/A The direct holder has SECURITIES PORTFOLIO (A SUBFUND OF Control through a GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 397 5 GOLDMAN SACHS US SMALL CAP CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 398 5 GOLDMAN SACHS US VALUE EQUITY PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 399 5 GOLDMAN SACHS US$ LIBOR TRACKER 3 N/A N/A The direct holder has MONTHS FUND (A SUBFUND OF GOLDMAN SACHS Control through a INSTITUTIONAL FUNDS PLC) Management Agreement or other arrangements. 400 5 GOLDMAN SACHS US$ LIQUID RESERVES FUND, N/A N/A The direct holder has A SUB-FUND OF THE GOLDMAN SACHS FUNDS, Control through a PLC Management Agreement or other arrangements. 401 5 GOLDMAN SACHS US$ MONEY MARKET FUND (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS MONEY MARKET Control through a FUNDS) Management Agreement or other arrangements. 402 5 GOLDMAN SACHS US$ TREASURY LIQUID N/A N/A The direct holder has RESERVES FUND (A SUB-FUND OF THE Control through a GOLDMAN SACHS FUNDS, PLC) Management Agreement or other arrangements. 403 5 GOLDMAN SACHS YEN LIQUID RESERVES FUND, N/A N/A The direct holder has (A SUB-FUND OF THE GOLDMANS SACHS Control through a FUNDS, PLC) Management Agreement or other arrangements. 404 5 GS GLOBAL SUBORDINATED DEBT SECURITIES N/A N/A The direct holder has FX SUB-TRUST Control through a Management Agreement or other arrangements. 405 5 GSAMI China Equity Portfolio (a N/A N/A The direct holder has sub-fund of GSAMI China Funds, Public Control through a Limited Company) Management Agreement or other arrangements. 406 5 Goldman Sachs Brazil Equity Portfolio N/A N/A The direct holder has (A Subfund of Goldman Sachs Funds) Control through a Management Agreement or other arrangements. 407 4 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 408 4 GOLDMAN SACHS HOLDINGS (U.K.) 100 N/A 409 5 DUNVEGAN INVESTMENTS, LTD. 100 N/A This holding represents ownership in Ordinary B shares. 410 5 FORRES LLC N/A N/A The direct holder is a Non-Managing Member. 411 6 FORRES INVESTMENTS LIMITED 100 N/A 412 7 KILLINGHOLME GENERATION LIMITED 100 N/A This holding represents ownership in Redeemable shares. 413 8 GS KILLINGHOLME CAYMAN 100 N/A INVESTMENTS LTD. 414 9 GS KILLINGHOLME CAYMAN 100 N/A INVESTMENTS II LTD 415 10 GS KILLINGHOLME CAYMAN N/A N/A The direct holder is a INVESTMENTS III General Partner. 416 9 GS KILLINGHOLME CAYMAN N/A N/A The direct holder is a INVESTMENTS III General Partner. 417 8 KPL ACQUISITIONS LIMITED 100 N/A 418 9 KPL HOLDINGS LIMITED 100 N/A 419 8 KPL FINANCE LIMITED 100 N/A 420 5 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) 100 N/A PRIVATE LIMITED 421 5 GOLDMAN SACHS ASSET MANAGEMENT 99 N/A This holding represents INTERNATIONAL ownership in Ordinary shares. 422 5 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 423 5 GOLDMAN SACHS INTERNATIONAL 100 N/A This holding represents ownership in Ordinary shares. 424 6 ARES FINANCE S.r.l. 100 N/A 425 6 AVK Rohr Limited N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 426 6 DUNVEGAN INVESTMENTS, LTD. 100 N/A This holding represents ownership in Preferred A shares. 427 6 FG CM HF I LIMITED N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 428 6 GGICO MIDDLE EAST EQUITY FUND LIMITED N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 429 6 GOLDMAN SACHS (JERSEY) LIMITED 100 N/A 430 6 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 431 6 GOLDMAN SACHS EUROPE LIMITED 91 N/A 432 6 GOLDMAN SACHS FINANCIAL PRODUCTS I N/A N/A Entity is not controlled LIMITED for FRY-10 purposes but is controlled for FRY-11 purposes. 433 7 MA ALTERNATIVE BETA TREND UCITS N/A 100 LIMITED 434 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 CONVERTIBLE ARBITRAGE LIMITED 435 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 EQUITY HEDGE LIMITED 436 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 MACRO LIMITED 437 7 SIGNUM AC CAPITAL LIMITED N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 438 6 GOLDMAN SACHS SECURITIES (NOMINEES) 100 N/A LIMITED 439 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS N/A N/A The direct holder has - DYNAMO-J11 V12 PORTFOLIO Control through a Management Agreement or other arrangements. 440 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS N/A N/A The direct holder has - GLOBAL TRACKER PORTFOLIO Control through a Management Agreement or other arrangements. 441 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS N/A N/A The direct holder has - GOLDMAN SACHS SYSTEMATIC ABSOLUTE Control through a RETURN TRACKER JPY STRATEGY PORTFOLIO Management Agreement or other arrangements. 442 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS N/A N/A The direct holder has - S&P GSCI ENHANCED STRATEGY Control through a PORTFOLIO Management Agreement or other arrangements. 443 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS N/A N/A The direct holder has - S&P GSCI LIGHT ENERGY PORTFOLIO Control through a Management Agreement or other arrangements. 444 6 GOLDMAN SACHS SPECIALIZED N/A N/A The direct holder has INVESTMENTS-DYNAMO-J11 V5 PORTFOLIO Control through a Management Agreement or other arrangements. 445 6 GOLDMAN SACHS SPECIALIZED N/A N/A The direct holder has INVESTMENTS-GLOBAL TRACKER PORTFOLIO Control through a II Management Agreement or other arrangements. 446 6 GOLDMAN SACHS STRATEGIC INVESTMENTS N/A N/A The direct holder has PLC-GOLDMAN SACHS DIVIDEND-LINKED Control through a EQUITY INCOME PORTFOLIO Management Agreement or other arrangements. 447 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has II SICAV - GOLDMAN SACHS ABSOLUTE Control through a RETURN TRACKER INDEX ETF PORTFOLIO Management Agreement or other arrangements. 448 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - 10 YR MATURITY FLOATING RATE Control through a EURO PORTFOLIO Management Agreement or other arrangements. 449 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - 15 YR MATURITY FLOATING RATE Control through a EURO PORTFOLIO Management Agreement or other arrangements. 450 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - 20 YR MATURITY FLOATING RATE Control through a EURO PORTFOLIO Management Agreement or other arrangements. 451 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - BRICS NIFTY 50 DEVELOPED Control through a MARKETS PORTFOLIO Management Agreement or other arrangements. 452 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - BRICS NIFTY 50 EMERGING Control through a MARKETS PORTFOLIO Management Agreement or other arrangements. 453 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - DIVERSIFIED STRATEGIES Control through a PORTFOLIO Management Agreement or other arrangements. 454 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - DYNAMO-CHF PORTFOLIO Control through a Management Agreement or other arrangements. 455 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS ABSOLUTE RETURN Control through a TRACKER INDEX PORTFOLIO Management Agreement or other arrangements. 456 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS ALTERNATIVE Control through a BETA TREND UCITS PORTFOLIO Management Agreement or other arrangements. 457 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS COMMODITY ALPHA Control through a PORTFOLIO Management Agreement or other arrangements. 458 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS COMMODITY Control through a ALPHA-BETA PORTFOLIO Management Agreement or other arrangements. 459 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS DIVIDEND LINKED Control through a PORTFOLIO ON THE DOW JONES EURO STOXX Management Agreement or 50 (R) INDEX other arrangements. 460 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS DOW JONES - UBS Control through a ENHANCED STRATEGY PORTFOLIO Management Agreement or other arrangements. 461 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV - GOLDMAN SACHS FLOATING RATE Control through a EURO PORTFOLIO Management Agreement or other arrangements. 462 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-ALTERNATIVE ALPHA TACTICAL Control through a TRADING INDEX PORTFOLIO Management Agreement or other arrangements. 463 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-MACRO HARVESTER PORTFOLIO Control through a Management Agreement or other arrangements. 464 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-REDUCED VOLATILITY VELOCITY AND Control through a CARRY STRATEGY PORTFOLIO Management Agreement or other arrangements. 465 6 HANA FINANCIAL GROUP INC. 10 N/A 466 6 MA WCM FF Limited N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 467 6 SIGNUM AC CAPITAL LIMITED N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 468 6 SPHERE FUNDO DE INVESTIMENTO 100 N/A MULTIMERCADO - INVESTIMENTO NO EXTERIOR CREDITO PRIVADO 469 7 SPHERE FUND 100 N/A 470 6 Signum AVK Limited N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 471 6 ULTEGRA FINANCE LIMITED N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 472 5 GOLDMAN SACHS SAUDI ARABIA 100 N/A 473 5 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) 100 N/A PRIVATE LIMITED 474 5 GSSM HOLDING (U.K.) 99 N/A 475 5 MONTAGUE PLACE CUSTODY SERVICES 100 N/A 476 4 GOLDMAN SACHS INTERNATIONAL 100 N/A This holding represents ownership in Preferred B shares. 477 4 GOLDMAN SACHS INTERNATIONAL BANK 100 N/A 478 4 GOLDMAN SACHS SAUDI ARABIA 100 N/A 479 4 GS LEASING HOLDINGS LIMITED 100 N/A 480 5 BEHEER- EN BELEGGINGSMAATSCHAPPIJ 100 N/A BEFRACO B.V. 481 4 GS LEASING MANAGEMENT LIMITED 100 N/A 482 4 GS LIQUID TRADING PLATFORM I PCC 100 N/A 483 4 GS LIQUID TRADING PLATFORM II LIMITED 100 N/A 484 4 KILLINGHOLME POWER GROUP LIMITED 100 N/A 485 5 KILLINGHOLME HOLDINGS LIMITED 100 N/A 486 6 KILLINGHOLME GENERATION LIMITED 99 N/A This holding represents ownership in Ordinary shares. 487 4 MONEY PARTNERS HOLDINGS LIMITED 100 N/A 488 5 MONEY PARTNERS LIMITED 100 N/A 489 6 MONEY PARTNERS FINANCE LIMITED 100 N/A 490 4 MONTAGUE PLACE CUSTODY SERVICES 100 N/A 491 4 NUFCOR INTERNATIONAL LIMITED 100 N/A 492 5 NUFCOR CAPITAL LIMITED 100 N/A 493 4 SCADBURY UK LIMITED 100 N/A 494 5 GS EQUIPMENT FINANCE I LIMITED 100 N/A 495 5 GS EQUIPMENT FINANCE II LIMITED 100 N/A 496 5 GS LEASING NO. 1 LIMITED 100 N/A 497 6 GS LEASING N/A N/A The direct holder is a General Partner. 498 5 GS LEASING NO. 3 LIMITED 100 N/A 499 6 GS LEASING N/A N/A The direct holder is a General Partner. 500 5 KILLINGHOLME GENERATION LIMITED 99 N/A This holding represents ownership in Ordinary shares. 501 5 SCADBURY ASSETS 100 N/A 502 5 SCADBURY FUNDING LIMITED 100 N/A 503 6 SCADBURY ASSETS 100 N/A 504 6 SCADBURY II ASSETS LIMITED 100 N/A 505 7 KILLINGHOLME GENERATION LIMITED 99 N/A This holding represents ownership in Ordinary shares. 506 4 SHIRE UK LIMITED 100 N/A 507 5 GS FUNDING INVESTMENTS LIMITED 100 N/A
508 5 GS FUNDING MANAGEMENT LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 509 5 HECHSHIRE 523110 - Investment London UNITED KINGDOM Banking and (OTHER) Securities Dealing 510 5 SHIRE ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 511 5 SHIRE FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 512 6 KILLINGHOLME GENERATION LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 513 6 SHIRE ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 514 5 SHIRE II ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 515 3 GOLDMAN SACHS PROPERTY MANAGEMENT 53131 - London UNITED KINGDOM Nonresidential (OTHER) property managers 516 2 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 517 2 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 518 2 GOLDMAN SACHS 2002 EXCHANGE FUND ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 519 3 GOLDMAN SACHS 2002 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 520 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, 525990 - Other Dover DE UNITED STATES L.P. Financial Vehicles 521 2 GOLDMAN SACHS 2004 EXCHANGE FUND ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 522 3 GOLDMAN SACHS 2004 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 523 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, 525990 - Other Dover DE UNITED STATES L.P. Financial Vehicles 524 4 GSEP 2004 REALTY CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 525 2 GOLDMAN SACHS 2005 EXCHANGE FUND ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 526 3 GOLDMAN SACHS 2005 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 527 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, 525990 - Other Dover DE UNITED STATES L.P. Financial Vehicles 528 4 GSEP 2005 REALTY CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 529 2 GOLDMAN SACHS 230 PARK INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 530 3 W2007 230 PARK, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 531 2 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 532 2 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 533 2 GOLDMAN SACHS 49 FUND, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 534 2 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 535 2 GOLDMAN SACHS ARGENTINA L.L.C. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 536 2 GOLDMAN SACHS ASSET BACKED SECURITIES CORP. 522320 - Financial Wilmington DE UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 537 2 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 523920 - Portfolio Tokyo JAPAN Management 538 3 GS JAPAN FIXED INCOME PLUS FUND 525910 - Open-End Tokyo JAPAN Investment Funds 539 2 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 523920 - Portfolio New York NY UNITED STATES Management 540 3 ACADIAN: NON-US EQUITY [SERIES], A SERIES 525910 - Open-End New York NY UNITED STATES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 541 3 ALTRINSIC: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 542 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 543 3 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 544 3 DONALD SMITH: SMALL CAP VALUE [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 545 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: 525910 - Open-End New York NY UNITED STATES PORTFOLIO 3 [SERIES], A SERIES OF GOLDMAN Investment Funds SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 546 4 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 547 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: 525910 - Open-End New York NY UNITED STATES PORTFOLIO 5 [SERIES], A SERIES OF GOLDMAN Investment Funds SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 548 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 549 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 525910 - Open-End New York NY UNITED STATES [SERIES], SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 550 4 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 551 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 552 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 553 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 554 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 555 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 556 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 557 4 EMERGING MARKETS EQUITY MANAGERS: 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO 1 OFFSHORE MASTER L.P. Investment Funds 558 3 FAIRHOLME: DYNAMIC EQUITY [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 559 3 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 560 3 GOLDMAN SACHS 130/30 FUNDAMENTAL EQUITY 525990 - Other Wilmington DE UNITED STATES STRATEGY FUND SEED ACCOUNT, LLC Financial Vehicles 561 3 GOLDMAN SACHS 2007 LIQUIDITY ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 562 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 563 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 564 4 GS CREDIT OPPORTUNITIES 2007, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 565 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 566 6 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 567 7 GS MEZZANINE PARTNERS V ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 568 8 GSMP V ONSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 569 8 GSMP V ONSHORE INVESTMENT FUND, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 570 8 GSMP V ONSHORE S.a. r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 571 8 GSMP V ONSHORE SENIOR S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 572 8 GSMP V ONSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 573 9 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 574 6 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 575 3 GOLDMAN SACHS 49 FUND, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 576 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 523920 - Portfolio Sao Paulo BRAZIL Management 577 4 GOLDMAN SACHS IBOVESPA PLUS FUNDO DE 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE Investment Funds INVESTIMENTO EM ACOES 578 5 GOLDMAN SACHS MASTER IBOVESPA ATIVO - 525910 - Open-End Rio de Janeiro BRAZIL FUNDO DE INVESTIMENTO EM ACOES Investment Funds 579 4 GOLDMAN SACHS KISTA - FUNDO EXCLUSIVO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE Investment Funds INVESTIMENTO EM ACOES 580 5 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO 525910 - Open-End Rio de Janeiro BRAZIL DE INVESTIMENTO EM ACOES Investment Funds 581 4 GOLDMAN SACHS MULTIESTRATEGIA FUNDO DE 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO Investment Funds MULTIMERCADO 582 5 GOLDMAN SACHS MASTER HEDGE FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO MULTIMERCADO Investment Funds 583 4 GOLDMAN SACHS RENDA FIXA IMAB ATIVO FUNDO 525910 - Open-End Rio de Janeiro BRAZIL DE INVESTIMENTO EM COTAS DE FUNDOS DE Investment Funds INVESTIMENTO 584 5 GOLDMAN SACHS MASTER IMA-B ATIVO FUNDO 525910 - Open-End Rio de Janeiro BRAZIL DE INVESTIMENTO RENDA FIXA Investment Funds 585 4 GOLDMAN SACHS RENDA FIXA PLUS FUNDO DE 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE Investment Funds INVESTIMENTO 586 5 GOLDMAN SACHS MASTER RENDA FIXA FUNDO 525910 - Open-End Rio de Janeiro BRAZIL DE INVESTIMENTO Investment Funds 587 3 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 523920 - Portfolio Tokyo JAPAN Management 588 3 GOLDMAN SACHS ASSET MANAGEMENT KOREA CO., 523920 - Portfolio Chong Ro-Gu KOREA, SOUTH LTD. Management 589 4 CREDIT HOLEINONE PP FI 525910 - Open-End Chong Ro-Gu KOREA, SOUTH Investment Funds 590 4 HANA FINANCIAL GROUP INC. 523110 - Investment Seoul KOREA, SOUTH Banking and Securities Dealing 591 4 HOLEINONE PP DERIV. 3 525910 - Open-End Chong Ro-Gu KOREA, SOUTH Investment Funds 592 3 GOLDMAN SACHS BANK LOAN SUB-TRUST (IN JAPAN 525910 - Open-End George Town CAYMAN ISLANDS FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 593 4 GOLDMAN SACHS BANK LOAN PORTFOLIO (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Investment Funds FUNDS II PLC) 594 5 ABS Loans 2007 Limited 525910 - Open-End Dublin IRELAND Investment Funds 595 3 GOLDMAN SACHS CANADIAN LONG DURATION PLUS 525910 - Open-End Toronto ON CANADA FIXED INCOME FUND Investment Funds 596 3 GOLDMAN SACHS CATASTROPHE RISK PREMIUM 525990 - Other Wilmington DE UNITED STATES OPPORTUNITIES ADVISORS III, L.L.C. Financial Vehicles 597 3 GOLDMAN SACHS COMMODITIES FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 598 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 599 3 GOLDMAN SACHS CONCENTRATED MEZZANINE AND 525990 - Other New York NY UNITED STATES DISTRESSED FUND, LLC Financial Vehicles 600 4 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 601 5 GS MEZZANINE PARTNERS 2006 ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 602 6 GS MEZZANINE PARTNERS 2006 ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 603 7 GSMP 2006 ONSHORE INVESTMENT FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 604 8 GSMP 2006 ONSHORE INTERNATIONAL, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 605 9 GSMP 2006 ONSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL, LTD. Financial Vehicles 606 10 GSMP 2006 ONSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL (BRENNTAG), Financial Vehicles LTD. 607 10 GSMP 2006 Onshore Holdings 525990 - Other Luxembourg LUXEMBOURG S.a r.l. Financial Vehicles 608 9 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 609 10 MEDIANNUAIRE HOLDING 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 610 11 MEDIANNUAIRE 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 611 12 PAGESJAUNES GROUPE 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 612 8 GSMP 2006 ONSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 613 9 GSMP 2006 ONSHORE HOLDINGS US, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 614 7 GSMP 2006 ONSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 615 5 GS MEZZANINE PARTNERS 2006 ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 616 3 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES GP, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 617 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 618 3 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 619 3 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 GP, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 620 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 525910 - Open-End George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Investment Funds 621 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 622 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 525910 - Open-End New York NY UNITED STATES FUND, L.P. Investment Funds 623 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 624 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 625 3 GOLDMAN SACHS CREDIT OPPORTUNITIES 525990 - Other Wilmington DE UNITED STATES INSTITUTIONAL 2008 ADVISORS, L.L.C. Financial Vehicles 626 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL 2008 FUND, L.P. Investment Funds 627 3 GOLDMAN SACHS DIRECT STRATEGIES EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, LLC Financial Vehicles 628 3 GOLDMAN SACHS DIRECT STRATEGIES QEP 525910 - Open-End New York NY UNITED STATES EMPLOYEE FUND, LLC Investment Funds 629 3 GOLDMAN SACHS EMERGING MARKET BOND LOCAL 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 630 3 GOLDMAN SACHS EMERGING MARKET BOND PLUS 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 631 3 GOLDMAN SACHS EMERGING MARKET BOND 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST (IN JAPAN FOR QUALIFIED Investment Funds INSTITUTIONAL INVESTORS ONLY) 632 3 GOLDMAN SACHS EMERGING MARKETS GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 633 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES 525910 - Open-End George Town CAYMAN ISLANDS EMERGING MARKETS MASTER FUND, L.P. Investment Funds 634 3 GOLDMAN SACHS EMERGING MARKETS INVESTMENT 525910 - Open-End George Town CAYMAN ISLANDS GRADE BOND SUB-TRUST Investment Funds 635 3 GOLDMAN SACHS EMERGING MARKETS 525910 - Open-End New York NY UNITED STATES OPPORTUNITIES FUND, LLC Investment Funds
508 5 GS FUNDING MANAGEMENT LIMITED 100 N/A 509 5 HECHSHIRE 100 100 510 5 SHIRE ASSETS 100 N/A 511 5 SHIRE FUNDING LIMITED 100 N/A 512 6 KILLINGHOLME GENERATION LIMITED 99 N/A This holding represents ownership in Ordinary shares. 513 6 SHIRE ASSETS 100 N/A 514 5 SHIRE II ASSETS LIMITED 100 N/A 515 3 GOLDMAN SACHS PROPERTY MANAGEMENT 100 N/A 516 2 GOLDMAN SACHS 1, L.P. N/A N/A The direct holder is a General Partner. 517 2 GOLDMAN SACHS 2, L.P. N/A N/A The direct holder is a General Partner. 518 2 GOLDMAN SACHS 2002 EXCHANGE FUND ADVISORS, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 519 3 GOLDMAN SACHS 2002 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 520 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, N/A N/A The direct holder is a L.P. Limited Partner. 521 2 GOLDMAN SACHS 2004 EXCHANGE FUND ADVISORS, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 522 3 GOLDMAN SACHS 2004 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 523 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, N/A N/A The direct holder is a L.P. Limited Partner. 524 4 GSEP 2004 REALTY CORP. 100 N/A 525 2 GOLDMAN SACHS 2005 EXCHANGE FUND ADVISORS, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 526 3 GOLDMAN SACHS 2005 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 527 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, N/A N/A The direct holder is a L.P. Limited Partner. 528 4 GSEP 2005 REALTY CORP. 100 N/A 529 2 GOLDMAN SACHS 230 PARK INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 530 3 W2007 230 PARK, LLC N/A N/A The direct holder is a Non-Managing Member. 531 2 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a General Partner. 532 2 GOLDMAN SACHS 4, L.P. N/A N/A The direct holder is a General Partner. 533 2 GOLDMAN SACHS 49 FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 534 2 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a General Partner. 535 2 GOLDMAN SACHS ARGENTINA L.L.C. N/A N/A The direct holder is a Non-Managing Member. 536 2 GOLDMAN SACHS ASSET BACKED SECURITIES CORP. 100 N/A 537 2 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 100 N/A 538 3 GS JAPAN FIXED INCOME PLUS FUND 100 N/A 539 2 GOLDMAN SACHS ASSET MANAGEMENT, L.P. N/A N/A The direct holder is a General Partner. 540 3 ACADIAN: NON-US EQUITY [SERIES], A SERIES N/A N/A The direct holder is a OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Managing Member. MANAGED PORTFOLIOS, L.L.C. 541 3 ALTRINSIC: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 542 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. Limited Partner. 543 3 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 544 3 DONALD SMITH: SMALL CAP VALUE [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER Managing Member. STRATEGIES MANAGED PORTFOLIOS, L.L.C. 545 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: N/A N/A The direct holder is a PORTFOLIO 3 [SERIES], A SERIES OF GOLDMAN Managing Member. SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 546 4 GMS DISCOVERY FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 547 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: N/A N/A The direct holder is a PORTFOLIO 5 [SERIES], A SERIES OF GOLDMAN Managing Member. SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 548 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 549 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 N/A N/A The direct holder is a [SERIES], SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 550 4 GMS DISCOVERY FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 551 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 552 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 LLC N/A N/A The direct holder is a Managing Member. 553 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 554 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 LLC N/A N/A The direct holder is a Managing Member. 555 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 556 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a LLC Managing Member. 557 4 EMERGING MARKETS EQUITY MANAGERS: N/A N/A The direct holder is a PORTFOLIO 1 OFFSHORE MASTER L.P. Limited Partner. 558 3 FAIRHOLME: DYNAMIC EQUITY [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER Managing Member. STRATEGIES MANAGED PORTFOLIOS, L.L.C. 559 3 GMS DISCOVERY FUND, LLC N/A N/A The direct holder is a Managing Member. 560 3 GOLDMAN SACHS 130/30 FUNDAMENTAL EQUITY N/A N/A The direct holder is a STRATEGY FUND SEED ACCOUNT, LLC Managing Member. 561 3 GOLDMAN SACHS 2007 LIQUIDITY ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 562 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 563 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007, N/A N/A The direct holder is a L.P. General Partner. 564 4 GS CREDIT OPPORTUNITIES 2007, L.P. N/A N/A The direct holder is a General Partner. 565 5 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 566 6 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 567 7 GS MEZZANINE PARTNERS V ONSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 568 8 GSMP V ONSHORE INTERNATIONAL, LTD. 100 N/A 569 8 GSMP V ONSHORE INVESTMENT FUND, 100 N/A LTD. 570 8 GSMP V ONSHORE S.a. r.l. 100 N/A 571 8 GSMP V ONSHORE SENIOR S.A R.L. 100 N/A 572 8 GSMP V ONSHORE US, LTD. 100 N/A 573 9 MONEYGRAM INTERNATIONAL, INC. 100 N/A 574 6 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 575 3 GOLDMAN SACHS 49 FUND, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 576 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 100 N/A 577 4 GOLDMAN SACHS IBOVESPA PLUS FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE Control through a INVESTIMENTO EM ACOES Management Agreement or other arrangements. 578 5 GOLDMAN SACHS MASTER IBOVESPA ATIVO - 100 N/A FUNDO DE INVESTIMENTO EM ACOES 579 4 GOLDMAN SACHS KISTA - FUNDO EXCLUSIVO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE Control through a INVESTIMENTO EM ACOES Management Agreement or other arrangements. 580 5 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO 100 N/A DE INVESTIMENTO EM ACOES 581 4 GOLDMAN SACHS MULTIESTRATEGIA FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO Control through a MULTIMERCADO Management Agreement or other arrangements. 582 5 GOLDMAN SACHS MASTER HEDGE FUNDO DE 100 N/A INVESTIMENTO MULTIMERCADO 583 4 GOLDMAN SACHS RENDA FIXA IMAB ATIVO FUNDO N/A N/A The direct holder has DE INVESTIMENTO EM COTAS DE FUNDOS DE Control through a INVESTIMENTO Management Agreement or other arrangements. 584 5 GOLDMAN SACHS MASTER IMA-B ATIVO FUNDO 100 N/A DE INVESTIMENTO RENDA FIXA 585 4 GOLDMAN SACHS RENDA FIXA PLUS FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE Control through a INVESTIMENTO Management Agreement or other arrangements. 586 5 GOLDMAN SACHS MASTER RENDA FIXA FUNDO 100 N/A DE INVESTIMENTO 587 3 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 100 N/A 588 3 GOLDMAN SACHS ASSET MANAGEMENT KOREA CO., 100 N/A LTD. 589 4 CREDIT HOLEINONE PP FI N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 590 4 HANA FINANCIAL GROUP INC. 10 N/A 591 4 HOLEINONE PP DERIV. 3 N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 592 3 GOLDMAN SACHS BANK LOAN SUB-TRUST (IN JAPAN N/A N/A The direct holder has FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 593 4 GOLDMAN SACHS BANK LOAN PORTFOLIO (A 75 N/A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS II PLC) 594 5 ABS Loans 2007 Limited 100 N/A 595 3 GOLDMAN SACHS CANADIAN LONG DURATION PLUS N/A N/A The direct holder has FIXED INCOME FUND Control through a Management Agreement or other arrangements. 596 3 GOLDMAN SACHS CATASTROPHE RISK PREMIUM N/A N/A The direct holder is a OPPORTUNITIES ADVISORS III, L.L.C. Managing Member. 597 3 GOLDMAN SACHS COMMODITIES FUND, LLC N/A N/A The direct holder is a Managing Member. 598 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND, N/A N/A The direct holder is a LLC Managing Member. 599 3 GOLDMAN SACHS CONCENTRATED MEZZANINE AND N/A N/A The direct holder is a DISTRESSED FUND, LLC Managing Member. 600 4 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 601 5 GS MEZZANINE PARTNERS 2006 ONSHORE N/A N/A The direct holder is a FUND, L.L.C. Non-Managing Member. 602 6 GS MEZZANINE PARTNERS 2006 ONSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 603 7 GSMP 2006 ONSHORE INVESTMENT FUND, N/A N/A The direct holder is a L.L.C. Managing Member. 604 8 GSMP 2006 ONSHORE INTERNATIONAL, 100 N/A LTD. 605 9 GSMP 2006 ONSHORE HOLDINGS 100 N/A INTERNATIONAL, LTD. 606 10 GSMP 2006 ONSHORE HOLDINGS 100 N/A INTERNATIONAL (BRENNTAG), LTD. 607 10 GSMP 2006 Onshore Holdings 100 N/A S.a r.l. 608 9 SEVRES II S.A.R.L. 73 73 609 10 MEDIANNUAIRE HOLDING 29 N/A 610 11 MEDIANNUAIRE 100 N/A 611 12 PAGESJAUNES GROUPE 54 N/A 612 8 GSMP 2006 ONSHORE US, LTD. 100 N/A 613 9 GSMP 2006 ONSHORE HOLDINGS US, 100 N/A LTD. 614 7 GSMP 2006 ONSHORE S.A.R.L. 100 N/A 615 5 GS MEZZANINE PARTNERS 2006 ONSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 616 3 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES GP, N/A N/A The direct holder is a LLC Managing Member. 617 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES N/A N/A The direct holder is a MASTER FUND, L.P. General Partner. 618 3 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT N/A N/A The direct holder is a FUND, LLC Managing Member. 619 3 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 GP, N/A N/A The direct holder is a L.L.C. Managing Member. 620 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 621 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 622 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a FUND, L.P. General Partner. 623 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 624 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a MASTER FUND, L.P. General Partner. 625 3 GOLDMAN SACHS CREDIT OPPORTUNITIES N/A N/A The direct holder is a INSTITUTIONAL 2008 ADVISORS, L.L.C. Managing Member. 626 4 GOLDMAN SACHS CREDIT OPPORTUNITIES N/A N/A The direct holder is a INSTITUTIONAL 2008 FUND, L.P. General Partner. 627 3 GOLDMAN SACHS DIRECT STRATEGIES EMPLOYEE N/A N/A The direct holder is a FUND, LLC Managing Member. 628 3 GOLDMAN SACHS DIRECT STRATEGIES QEP N/A N/A The direct holder is a EMPLOYEE FUND, LLC Managing Member. 629 3 GOLDMAN SACHS EMERGING MARKET BOND LOCAL N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 630 3 GOLDMAN SACHS EMERGING MARKET BOND PLUS N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 631 3 GOLDMAN SACHS EMERGING MARKET BOND N/A N/A The direct holder has SUB-TRUST (IN JAPAN FOR QUALIFIED Control through a INSTITUTIONAL INVESTORS ONLY) Management Agreement or other arrangements. 632 3 GOLDMAN SACHS EMERGING MARKETS GP, LLC N/A N/A The direct holder is a Managing Member. 633 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES N/A N/A The direct holder is a EMERGING MARKETS MASTER FUND, L.P. General Partner. 634 3 GOLDMAN SACHS EMERGING MARKETS INVESTMENT N/A N/A The direct holder has GRADE BOND SUB-TRUST Control through a Management Agreement or other arrangements. 635 3 GOLDMAN SACHS EMERGING MARKETS N/A N/A The direct holder is a OPPORTUNITIES FUND, LLC Managing Member.
636 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 637 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES 525910 - Open-End George Town CAYMAN ISLANDS EMERGING MARKETS MASTER FUND, L.P. Investment Funds 638 3 GOLDMAN SACHS ENHANCED COMMODITY SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS (IN JAPAN FOR QUALIFIED INSTITUTIONAL Investment Funds INVESTORS ONLY) 639 3 GOLDMAN SACHS EXOTIC BALANCE FUND (IN JAPAN 525910 - Open-End George Town CAYMAN ISLANDS FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 640 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 641 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD Investment Funds 642 3 GOLDMAN SACHS GLOBAL ALPHA EMPLOYEE FUND, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 643 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES 525910 - Open-End Dublin IRELAND FUND PLC Investment Funds 644 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 645 3 GOLDMAN SACHS GLOBAL EQUITY PARTNERS I, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 646 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY 525990 - Other Wilmington DE UNITED STATES LONG/SHORT FUND, LLC Financial Vehicles 647 3 GOLDMAN SACHS GLOBAL HIGH YIELD BOND 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST (IN JAPAN FOR QUALIFIED Investment Funds INSTITUTIONAL INVESTORS ONLY) 648 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 649 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 650 3 GOLDMAN SACHS GLOBAL VOLATILITY GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 651 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 652 3 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 523930 - Investment New York NY UNITED STATES Advice 653 4 GOLDMAN SACHS ACCESS FUND GSIP/LH GP, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 654 5 Goldman Sachs Access - Goldman Sachs 525910 - Open-End New York NY UNITED STATES Investment Partners/Liberty Harbor, Investment Funds L.P. 655 4 GOLDMAN SACHS ACCESS FUNDS GP, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 656 5 GOLDMAN SACHS DIVERSIFIED STRATEGIES 525910 - Open-End New York NY UNITED STATES FUND, L.P. Investment Funds 657 4 GOLDMAN SACHS BH FUND ONSHORE, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 658 4 GOLDMAN SACHS CLASSIC OFFSHORE HOLDINGS, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 659 5 GOLDMAN SACHS CLASSIC HOLDINGS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 660 4 GOLDMAN SACHS DEWORDE ONSHORE, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 661 4 GOLDMAN SACHS DIRECT STRATEGIES PLC 525910 - Open-End Dublin IRELAND Investment Funds 662 4 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO YEN FUND (FOR QUALIFIED Investment Funds INSTITUTIONAL INVESTORS) 663 5 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 664 4 GOLDMAN SACHS EOR FUND (FOR QUALIFIED 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL INVESTORS) Investment Funds 665 4 GOLDMAN SACHS EP PARTNERS SPC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 666 4 GOLDMAN SACHS EP PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 667 4 GOLDMAN SACHS FUNDS II SICAV - GOLDMAN 525990 - Other Luxembourg LUXEMBOURG SACHS DYNAMIC ALTERNATIVE STRATEGIES Financial Vehicles PORTFOLIO 668 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 525910 - Open-End Dublin IRELAND II PLC Investment Funds 669 5 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 670 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 525910 - Open-End New York NY UNITED STATES II, LLC Investment Funds 671 5 TE HAYGROUND COVE PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 672 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC 525910 - Open-End Dublin IRELAND Investment Funds 673 5 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 674 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 675 5 TE HAYGROUND COVE PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 676 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES (IRELAND) Investment Funds 677 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES II (IRELAND) Investment Funds 678 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End New York NY UNITED STATES STRATEGIES II, LLC Investment Funds 679 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End New York NY UNITED STATES STRATEGIES, LLC Investment Funds 680 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE II, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 681 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 682 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 683 4 GOLDMAN SACHS GLOBAL STRATEGIC 525910 - Open-End New York NY UNITED STATES COMMODITIES FUND, LLC Investment Funds 684 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II 525910 - Open-End Dublin IRELAND PLC Investment Funds 685 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 686 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End New York NY UNITED STATES III, LLC Investment Funds 687 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND INSTITUTIONAL PLC Investment Funds 688 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 689 5 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 690 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 691 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 692 4 GOLDMAN SACHS GLOBAL TRADING ADVISORS LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 693 4 GOLDMAN SACHS GREEN ORCHARD FUND (FOR 525910 - Open-End George Town CAYMAN ISLANDS QUALIFIED INSTITUTIONAL INVESTORS) Investment Funds 694 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN FUND, 525910 - Open-End Dublin IRELAND A SUB-FUND OF GOLDMAN SACHS MULTI MANAGER Investment Funds FUNDS 695 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND INSTITUTIONAL PLC Investment Funds 696 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN UNIT 525910 - Open-End George Town CAYMAN ISLANDS TRUST (FOR QUALIFIED INSTITUTIONAL Investment Funds INVESTORS) 697 4 GOLDMAN SACHS GTT YEN (PA) FUND, A 525910 - Open-End Dublin IRELAND SUB-FUND OF GOLDMAN SACHS MULTI MANAGER Investment Funds FUNDS 698 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND PLC Investment Funds 699 4 GOLDMAN SACHS GTT YEN FUND, A SUB-FUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS MULTI MANAGER FUNDS Investment Funds 700 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND PLC Investment Funds 701 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES 525910 - Open-End New York NY UNITED STATES (2007), LLC Investment Funds 702 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 703 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES 525910 - Open-End New York NY UNITED STATES (2008), LLC Investment Funds 704 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 705 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 706 4 GOLDMAN SACHS HEDGE FUND PARTNERS II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 707 4 GOLDMAN SACHS HEDGE FUND PARTNERS III, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 708 4 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 709 4 GOLDMAN SACHS HEDGE FUND PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 710 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO II PLC 525910 - Open-End Dublin IRELAND Investment Funds 711 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 525910 - Open-End Dublin IRELAND PLC Investment Funds 712 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES (IRELAND) Investment Funds 713 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES SPV LIMITED Investment Funds 714 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II 525910 - Open-End Dublin IRELAND PLC Investment Funds 715 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 716 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND II PLC Investment Funds 717 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND PLC Investment Funds 718 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 719 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO III PLC 525910 - Open-End Dublin IRELAND Investment Funds 720 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 525910 - Open-End Dublin IRELAND II PLC Investment Funds 721 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES II (IRELAND) Investment Funds 722 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES II SPV LIMITED Investment Funds 723 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II 525910 - Open-End Dublin IRELAND PLC Investment Funds 724 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 725 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND III PLC Investment Funds 726 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND PLC Investment Funds 727 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 728 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO 525910 - Open-End Dublin IRELAND INSTITUTIONAL PLC Investment Funds 729 5 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 730 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO PLC 525910 - Open-End Dublin IRELAND Investment Funds 731 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 525910 - Open-End Dublin IRELAND PLC Investment Funds 732 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES (IRELAND) Investment Funds 733 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES SPV LIMITED Investment Funds 734 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 735 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND PLC Investment Funds 736 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 737 4 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 738 4 GOLDMAN SACHS MARKET INDEPENDENT FUND 525910 - Open-End New York NY UNITED STATES (2007), LLC Investment Funds 739 4 GOLDMAN SACHS MARKET INDEPENDENT FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 740 4 GOLDMAN SACHS MULTI-STRATEGY DILLON TRUST 525910 - Open-End New York NY UNITED STATES PORTFOLIO, LLC Investment Funds 741 4 GOLDMAN SACHS MULTI-STRATEGY G-FAMILY 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 742 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 743 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES (NJ), LLC Investment Funds 744 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 745 5 TE HAYGROUND COVE PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 746 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525990 - Other New York NY UNITED STATES FDEG FAMILY, LLC Financial Vehicles 747 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES II-A (BROADSCOPE) HOLDINGS, LLC Investment Funds 748 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES III, L.P. Investment Funds 749 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525990 - Other New York NY UNITED STATES MAGUIRE, LLC Financial Vehicles 750 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES SMG FAMILY FUND, LLC Investment Funds 751 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 752 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES WST, LLC Investment Funds 753 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES XI, LLC Investment Funds 754 4 GOLDMAN SACHS PRINCETON FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 755 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 756 4 GOLDMAN SACHS PROPRIETARY ACCESS FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 757 4 GOLDMAN SACHS RP PARTNERS SPC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 758 4 GOLDMAN SACHS RP PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 759 4 GOLDMAN SACHS SELECT ACCESS FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 760 4 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 761 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS 525910 - Open-End New York NY UNITED STATES EMPLOYEE FUND, LLC Investment Funds 762 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 763 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, 525910 - Open-End New York NY UNITED STATES L.P. Investment Funds
636 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE N/A N/A The direct holder is a FUND, LLC Managing Member. 637 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES N/A N/A The direct holder is a EMERGING MARKETS MASTER FUND, L.P. Limited Partner. 638 3 GOLDMAN SACHS ENHANCED COMMODITY SUB-TRUST N/A N/A The direct holder has (IN JAPAN FOR QUALIFIED INSTITUTIONAL Control through a INVESTORS ONLY) Management Agreement or other arrangements. 639 3 GOLDMAN SACHS EXOTIC BALANCE FUND (IN JAPAN N/A N/A The direct holder has FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 640 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK N/A N/A The direct holder is a FUND, LLC Managing Member. 641 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND N/A N/A The direct holder is a OFFSHORE, LTD Managing Member. 642 3 GOLDMAN SACHS GLOBAL ALPHA EMPLOYEE FUND, N/A N/A The direct holder is a LLC Managing Member. 643 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES N/A N/A The direct holder has FUND PLC Control through a Management Agreement or other arrangements. 644 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES N/A N/A The direct holder is a FUND, LLC Managing Member. 645 3 GOLDMAN SACHS GLOBAL EQUITY PARTNERS I, LLC N/A N/A The direct holder is a Managing Member. 646 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY N/A N/A The direct holder has LONG/SHORT FUND, LLC Control through a Management Agreement or other arrangements. 647 3 GOLDMAN SACHS GLOBAL HIGH YIELD BOND N/A N/A The direct holder has SUB-TRUST (IN JAPAN FOR QUALIFIED Control through a INSTITUTIONAL INVESTORS ONLY) Management Agreement or other arrangements. 648 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND, LLC N/A N/A The direct holder is a Managing Member. 649 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 650 3 GOLDMAN SACHS GLOBAL VOLATILITY GP, LLC N/A N/A The direct holder is a Managing Member. 651 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER N/A N/A The direct holder is a FUND, L.P. General Partner. 652 3 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC N/A N/A The direct holder is a Non-Managing Member. 653 4 GOLDMAN SACHS ACCESS FUND GSIP/LH GP, LLC N/A N/A The direct holder is a Managing Member. 654 5 Goldman Sachs Access - Goldman Sachs N/A N/A The direct holder is a Investment Partners/Liberty Harbor, General Partner. L.P. 655 4 GOLDMAN SACHS ACCESS FUNDS GP, LLC N/A N/A The direct holder is a Managing Member. 656 5 GOLDMAN SACHS DIVERSIFIED STRATEGIES N/A N/A The direct holder is a FUND, L.P. General Partner. 657 4 GOLDMAN SACHS BH FUND ONSHORE, LLC N/A N/A The direct holder is a Managing Member. 658 4 GOLDMAN SACHS CLASSIC OFFSHORE HOLDINGS, N/A N/A The direct holder has LTD. Control through a Management Agreement or other arrangements. 659 5 GOLDMAN SACHS CLASSIC HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 660 4 GOLDMAN SACHS DEWORDE ONSHORE, LLC N/A N/A The direct holder is a Managing Member. 661 4 GOLDMAN SACHS DIRECT STRATEGIES PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 662 4 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR N/A N/A The direct holder has PORTFOLIO YEN FUND (FOR QUALIFIED Control through a INSTITUTIONAL INVESTORS) Management Agreement or other arrangements. 663 5 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 664 4 GOLDMAN SACHS EOR FUND (FOR QUALIFIED N/A N/A The direct holder has INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 665 4 GOLDMAN SACHS EP PARTNERS SPC 100 N/A 666 4 GOLDMAN SACHS EP PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 667 4 GOLDMAN SACHS FUNDS II SICAV - GOLDMAN N/A N/A The direct holder is a SACHS DYNAMIC ALTERNATIVE STRATEGIES Managing Member. PORTFOLIO 668 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT N/A N/A The direct holder has II PLC Control through a Management Agreement or other arrangements. 669 5 TE HAYGROUND COVE INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 670 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT N/A N/A The direct holder is a II, LLC Managing Member. 671 5 TE HAYGROUND COVE PORTFOLIO, LTD. N/A N/A The direct holder is a Managing Member. 672 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 673 5 TE HAYGROUND COVE INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 674 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT, N/A N/A The direct holder is a LLC Managing Member. 675 5 TE HAYGROUND COVE PORTFOLIO, LTD. N/A N/A The direct holder is a Managing Member. 676 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL N/A N/A The direct holder has STRATEGIES (IRELAND) Control through a Management Agreement or other arrangements. 677 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL N/A N/A The direct holder has STRATEGIES II (IRELAND) Control through a Management Agreement or other arrangements. 678 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL N/A N/A The direct holder is a STRATEGIES II, LLC Managing Member. 679 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL N/A N/A The direct holder is a STRATEGIES, LLC Managing Member. 680 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE II, N/A N/A The direct holder is a LLC Managing Member. 681 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 682 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE, LLC N/A N/A The direct holder is a Managing Member. 683 4 GOLDMAN SACHS GLOBAL STRATEGIC N/A N/A The direct holder is a COMMODITIES FUND, LLC Managing Member. 684 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II N/A N/A The direct holder has PLC Control through a Management Agreement or other arrangements. 685 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II, N/A N/A The direct holder is a LLC Managing Member. 686 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING N/A N/A The direct holder is a III, LLC Managing Member. 687 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING N/A N/A The direct holder has INSTITUTIONAL PLC Control through a Management Agreement or other arrangements. 688 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 689 5 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 690 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING, LLC N/A N/A The direct holder is a Managing Member. 691 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 692 4 GOLDMAN SACHS GLOBAL TRADING ADVISORS LLC N/A N/A The direct holder is a Managing Member. 693 4 GOLDMAN SACHS GREEN ORCHARD FUND (FOR N/A N/A The direct holder has QUALIFIED INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 694 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN FUND, N/A N/A The direct holder has A SUB-FUND OF GOLDMAN SACHS MULTI MANAGER Control through a FUNDS Management Agreement or other arrangements. 695 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 100 N/A INSTITUTIONAL PLC 696 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN UNIT N/A N/A The direct holder has TRUST (FOR QUALIFIED INSTITUTIONAL Control through a INVESTORS) Management Agreement or other arrangements. 697 4 GOLDMAN SACHS GTT YEN (PA) FUND, A N/A N/A The direct holder has SUB-FUND OF GOLDMAN SACHS MULTI MANAGER Control through a FUNDS Management Agreement or other arrangements. 698 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 57 N/A PLC 699 4 GOLDMAN SACHS GTT YEN FUND, A SUB-FUND OF N/A N/A The direct holder has GOLDMAN SACHS MULTI MANAGER FUNDS Control through a Management Agreement or other arrangements. 700 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 57 N/A PLC 701 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES N/A N/A The direct holder is a (2007), LLC Managing Member. 702 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 703 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES N/A N/A The direct holder is a (2008), LLC Managing Member. 704 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 705 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LLC N/A N/A The direct holder is a Managing Member. 706 4 GOLDMAN SACHS HEDGE FUND PARTNERS II, LLC N/A N/A The direct holder is a Managing Member. 707 4 GOLDMAN SACHS HEDGE FUND PARTNERS III, LLC N/A N/A The direct holder is a Managing Member. 708 4 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LLC N/A N/A The direct holder is a Managing Member. 709 4 GOLDMAN SACHS HEDGE FUND PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 710 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO II PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 711 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 57 N/A PLC 712 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 34 N/A STRATEGIES (IRELAND) 713 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 59 N/A STRATEGIES SPV LIMITED 714 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II 83 N/A PLC 715 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 36 N/A 716 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 23 N/A II PLC 717 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 57 N/A PLC 718 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, N/A N/A The direct holder is a LTD. Managing Member. 719 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO III PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 720 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 57 N/A II PLC 721 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 35 N/A STRATEGIES II (IRELAND) 722 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 32 N/A STRATEGIES II SPV LIMITED 723 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II 83 N/A PLC 724 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 36 N/A 725 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 85 N/A III PLC 726 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 57 N/A PLC 727 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, N/A N/A The direct holder is a LTD. Managing Member. 728 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO N/A N/A The direct holder has INSTITUTIONAL PLC Control through a Management Agreement or other arrangements. 729 5 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 730 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 731 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 57 N/A PLC 732 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 34 N/A STRATEGIES (IRELAND) 733 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL 59 N/A STRATEGIES SPV LIMITED 734 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 36 N/A 735 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 57 N/A PLC 736 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, N/A N/A The direct holder is a LTD. Managing Member. 737 4 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LLC N/A N/A The direct holder is a Managing Member. 738 4 GOLDMAN SACHS MARKET INDEPENDENT FUND N/A N/A The direct holder is a (2007), LLC Managing Member. 739 4 GOLDMAN SACHS MARKET INDEPENDENT FUND, LLC N/A N/A The direct holder is a Managing Member. 740 4 GOLDMAN SACHS MULTI-STRATEGY DILLON TRUST N/A N/A The direct holder is a PORTFOLIO, LLC Managing Member. 741 4 GOLDMAN SACHS MULTI-STRATEGY G-FAMILY N/A N/A The direct holder is a FUND, LLC Managing Member. 742 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 743 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a (NJ), LLC Managing Member. 744 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 745 5 TE HAYGROUND COVE PORTFOLIO, LTD. N/A N/A The direct holder is a Managing Member. 746 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a FDEG FAMILY, LLC Managing Member. 747 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a II-A (BROADSCOPE) HOLDINGS, LLC Managing Member. 748 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a III, L.P. General Partner. 749 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a MAGUIRE, LLC Managing Member. 750 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a SMG FAMILY FUND, LLC Managing Member. 751 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 752 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a WST, LLC Managing Member. 753 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a XI, LLC Managing Member. 754 4 GOLDMAN SACHS PRINCETON FUND, LLC N/A N/A The direct holder is a Managing Member. 755 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 756 4 GOLDMAN SACHS PROPRIETARY ACCESS FUND, LLC N/A N/A The direct holder is a Managing Member. 757 4 GOLDMAN SACHS RP PARTNERS SPC 100 N/A 758 4 GOLDMAN SACHS RP PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 759 4 GOLDMAN SACHS SELECT ACCESS FUND, L.P. N/A N/A The direct holder is a General Partner. 760 4 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Managing Member. 761 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS N/A N/A The direct holder is a EMPLOYEE FUND, LLC Managing Member. 762 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 763 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, N/A N/A The direct holder is a L.P. General Partner.
764 4 GOLDMAN SACHS STRATEGIC U.S. LONG/SHORT 525910 - Open-End New York NY UNITED STATES PARTNERS, LLC Investment Funds 765 5 TE HAYGROUND COVE PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 766 4 GOLDMAN SACHS SYM FUND (FOR QUALIFIED 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL INVESTORS) Investment Funds 767 4 GOLDMAN SACHS WEST STREET PARTNERS 525910 - Open-End New York NY UNITED STATES EMPLOYEE FUND, LLC Investment Funds 768 5 GOLDMAN SACHS WEST STREET PARTNERS 525910 - Open-End New York NY UNITED STATES MASTER FUND, LLC Investment Funds 769 4 GOLDMAN SACHS WEST STREET PARTNERS II 525910 - Open-End New York NY UNITED STATES EMPLOYEE FUND 2006, LLC Investment Funds 770 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 771 4 GOLDMAN SACHS WEST STREET PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 772 5 GOLDMAN SACHS WEST STREET PARTNERS 525910 - Open-End New York NY UNITED STATES MASTER FUND, LLC Investment Funds 773 4 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD 525910 - Open-End New York NY UNITED STATES FUND 2007, LLC Investment Funds 774 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 525910 - Open-End New York NY UNITED STATES 2006 SEGREGATED PORTFOLIO Investment Funds 775 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 525910 - Open-End New York NY UNITED STATES 2007 SEGREGATED PORTFOLIO Investment Funds 776 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 525910 - Open-End George Town CAYMAN ISLANDS 2006 SEGREGATED PORTFOLIO Investment Funds 777 4 GS EH HOLDINGS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 778 4 Goldman Sachs Multi-Strategy Portfolio 525910 - Open-End New York NY UNITED STATES RT, LLC Investment Funds 779 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 780 4 HIGHBRIDGE MANAGED PORTFOLIO FEEDER, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 781 4 HIGHBRIDGE MANAGED PORTFOLIO MASTER, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 782 4 MULTI-STRATEGY PORTFOLIO UNION BLUE FUND 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 783 4 SELECT FUNDAMENTAL STRATEGIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 784 4 SELECT TRADING STRATEGIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 785 4 TE CALEL INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 786 4 TE CALEL PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 787 4 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 788 4 TE HAYGROUND COVE PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 789 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 790 4 TE JENKINS PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 791 4 THEOREMA MANAGED PORTFOLIO FEEDER, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 792 4 THEOREMA MANAGED PORTFOLIO MASTER, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 793 3 GOLDMAN SACHS INDIA FUND LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 794 3 GOLDMAN SACHS KOKUSAI EQUITY MASTER FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Investment Funds FUNDS PLC) 795 3 GOLDMAN SACHS KOKUSAI FIXED INCOME PASSIVE 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST (IN JAPAN FOR QUALIFIED Investment Funds INSTITUTIONAL INVESTORS ONLY) 796 3 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 2008 525990 - Other Wilmington DE UNITED STATES ADVISORS, L.L.C. Financial Vehicles 797 4 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS 2008 FUND, L.P. Investment Funds 798 3 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 PMD 525990 - Other New York NY UNITED STATES FUND, LLC Financial Vehicles 799 3 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES 525990 - Other Wilmington DE UNITED STATES ADVISORS, L.L.C. Financial Vehicles 800 4 GOLDMAN SACHS MORTGAGE CREDIT 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND, L.P. Financial Vehicles 801 4 GOLDMAN SACHS MORTGAGE CREDIT 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE FUND, L.P. Financial Vehicles 802 3 GOLDMAN SACHS SMC CREDIT OPPORTUNITIES 2008 525990 - Other Wilmington DE UNITED STATES ADVISORS, L.L.C. Financial Vehicles 803 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 804 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 805 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH GP, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 806 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH 525910 - Open-End George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Investment Funds 807 5 GOLDMAN SACHS SUPERCONCENTRATED GROWTH 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 808 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 809 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 810 3 GOLDMAN SACHS US EQUITY MARKET NEUTRAL FUND 525910 - Open-End Dublin IRELAND (UNIT TRUST) (IN JAPAN CLASS B FOR Investment Funds QUALIFIED INSTITUTIONAL INVESTORS ONLY) (A SUBFUND OF GOLDMAN SACHS SELECT INVESTMENT FUNDS) 811 3 GOLDMAN SACHS YEN LIBOR PLUS FUND #1 (IN 525910 - Open-End George Town CAYMAN ISLANDS JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS Investment Funds ONLY) 812 3 GS CREDIT BALANCE FUND 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 813 3 GS GLOBAL SUBORDINATED DEBT SECURITIES FX 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 814 3 GS TACS ACTIVE CONTINUOUS (INTERNATIONAL), 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 815 3 GS TACS ACTIVE CONTINUOUS (U.S. LARGE CAP), 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 816 3 GS TACS ENHANCED DIVIDEND (U.S. LARGE CAP), 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 817 3 GS TACS MARKET CONTINUOUS (INTERNATIONAL), 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 818 3 GS TACS MARKET CONTINUOUS (U.S. LARGE CAP), 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 819 3 GS TC ADVISORS, L.L.C. 525990 - Other George Town Cayman Islands Financial Vehicles 820 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 821 3 GSAM (GMS Cayman GP) Ltd. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 822 4 ACADIAN: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 823 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 824 4 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 825 4 DONALD SMITH: SMALL CAP VALUE OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 826 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO 3 OFFSHORE L.P. Investment Funds 827 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO 5 OFFSHORE L.P. Investment Funds 828 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 829 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 830 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 831 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 832 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 833 4 EMERGING MARKETS EQUITY MANAGERS: 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO 1 OFFSHORE L.P. Investment Funds 834 5 EMERGING MARKETS EQUITY MANAGERS: 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO 1 OFFSHORE MASTER L.P. Investment Funds 835 4 EMERGING MARKETS EQUITY MANAGERS: 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO 1 OFFSHORE MASTER L.P. Investment Funds 836 4 FAIRHOLME: DYNAMIC EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 837 4 LARGE CAP GROWTH MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 838 4 LARGE CAP VALUE MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 839 4 LATEEF: DYNAMIC EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 840 4 LATEEF: DYNAMIC EQUITY OFFSHORE MASTER 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 841 4 LSV: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 842 4 NON-US EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 843 4 NON-US EQUITY MANAGERS: PORTFOLIO 2 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 844 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 845 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 846 5 NON-US EQUITY MANAGERS: PORTFOLIO 4 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 847 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 848 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 849 5 NON-US EQUITY MANAGERS: PORTFOLIO 5 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 850 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 851 4 PICTET: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 852 5 PICTET: NON-US EQUITY OFFSHORE MASTER 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 853 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 854 4 SMALL CAP MANAGERS: PORTFOLIO 1 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 855 4 SPRUCEGROVE: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 856 4 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS 1 OFFSHORE L.P. Investment Funds 857 4 TRILOGY: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 858 4 VONTOBEL: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 859 5 VONTOBEL: NON-US EQUITY OFFSHORE MASTER 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 860 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 861 4 WILLIAM BLAIR: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 862 3 GSAM INDIA HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 863 4 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) 523920 - Portfolio Mumbai INDIA (OTHER) PRIVATE LIMITED Management 864 4 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) 523991 - Trust, Mumbai INDIA (OTHER) PRIVATE LIMITED Fiduciary, and Custody Activities 865 3 LARGE CAP GROWTH MANAGERS: PORTFOLIO 1 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 866 3 LARGE CAP VALUE MANAGERS: PORTFOLIO 1 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 867 3 LATEEF: DYNAMIC EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 868 3 LIBERTY HARBOR I AGGREGATING FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 869 4 LIBERTY HARBOR MASTER FUND I, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 870 5 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 871 5 LH (MAURITIUS) II LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 872 5 LH (MAURITIUS) LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 873 3 LIBERTY HARBOR I GP, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 874 4 LIBERTY HARBOR MASTER FUND I, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 875 4 LIBERTY HARBOR OFFSHORE I AGGREGATING 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 876 5 LIBERTY HARBOR MASTER FUND I, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 877 3 LIBERTY HARBOR I QP FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 878 4 LIBERTY HARBOR I AGGREGATING FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 879 3 LIBERTY HARBOR I, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 880 4 LIBERTY HARBOR I AGGREGATING FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 881 3 LIBERTY HARBOR SPECIAL INVESTMENTS, LLC 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 882 3 LSV: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 883 3 Liberty Harbor Distressed Credit 525990 - Other New York NY UNITED STATES Opportunities Advisors, LLC Financial Vehicles 884 4 LIBERTY HARBOR DISTRESSED CREDIT 525990 - Other George Town CAYMAN ISLANDS AGGREGATOR I, L.P. Financial Vehicles 885 4 LIBERTY HARBOR DISTRESSED CREDIT 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE, L.P. Financial Vehicles 886 5 LIBERTY HARBOR DISTRESSED CREDIT 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE HOLDINGS, LTD. Financial Vehicles 887 6 LIBERTY HARBOR DISTRESSED CREDIT 525990 - Other George Town CAYMAN ISLANDS AGGREGATOR I, L.P. Financial Vehicles 888 4 Liberty Harbor Distressed Credit 525990 - Other New York NY UNITED STATES Opportunities Fund, L.P. Financial Vehicles 889 5 LIBERTY HARBOR DISTRESSED CREDIT 525990 - Other George Town CAYMAN ISLANDS AGGREGATOR I, L.P. Financial Vehicles 890 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] 525910 - Open-End New York NY UNITED STATES Investment Funds 891 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C.
764 4 GOLDMAN SACHS STRATEGIC U.S. LONG/SHORT N/A N/A The direct holder is a PARTNERS, LLC Managing Member. 765 5 TE HAYGROUND COVE PORTFOLIO, LTD. N/A N/A The direct holder is a Managing Member. 766 4 GOLDMAN SACHS SYM FUND (FOR QUALIFIED N/A N/A The direct holder has INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 767 4 GOLDMAN SACHS WEST STREET PARTNERS N/A N/A The direct holder is a EMPLOYEE FUND, LLC Managing Member. 768 5 GOLDMAN SACHS WEST STREET PARTNERS N/A N/A The direct holder is a MASTER FUND, LLC Non-Managing Member. 769 4 GOLDMAN SACHS WEST STREET PARTNERS II N/A N/A The direct holder is a EMPLOYEE FUND 2006, LLC Managing Member. 770 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER N/A N/A The direct holder is a FUND, LLC Managing Member. 771 4 GOLDMAN SACHS WEST STREET PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 772 5 GOLDMAN SACHS WEST STREET PARTNERS N/A N/A The direct holder is a MASTER FUND, LLC Non-Managing Member. 773 4 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD N/A N/A The direct holder is a FUND 2007, LLC Managing Member. 774 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC N/A N/A The direct holder is a 2006 SEGREGATED PORTFOLIO Managing Member. 775 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC N/A N/A The direct holder is a 2007 SEGREGATED PORTFOLIO Managing Member. 776 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC N/A N/A The direct holder is a 2006 SEGREGATED PORTFOLIO Managing Member. 777 4 GS EH HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 778 4 Goldman Sachs Multi-Strategy Portfolio N/A N/A The direct holder is a RT, LLC Managing Member. 779 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 780 4 HIGHBRIDGE MANAGED PORTFOLIO FEEDER, LTD. 100 N/A 781 4 HIGHBRIDGE MANAGED PORTFOLIO MASTER, LTD. 100 N/A 782 4 MULTI-STRATEGY PORTFOLIO UNION BLUE FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 783 4 SELECT FUNDAMENTAL STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 784 4 SELECT TRADING STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 785 4 TE CALEL INVESTORS, LTD. 100 N/A 786 4 TE CALEL PORTFOLIO, LTD. 100 N/A 787 4 TE HAYGROUND COVE INVESTORS, LTD. 100 N/A 788 4 TE HAYGROUND COVE PORTFOLIO, LTD. 100 N/A 789 4 TE JENKINS INVESTORS, LTD. 100 N/A 790 4 TE JENKINS PORTFOLIO, LTD. N/A N/A The direct holder is a Managing Member. 791 4 THEOREMA MANAGED PORTFOLIO FEEDER, LTD. 100 N/A 792 4 THEOREMA MANAGED PORTFOLIO MASTER, LTD. 100 N/A 793 3 GOLDMAN SACHS INDIA FUND LIMITED N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 794 3 GOLDMAN SACHS KOKUSAI EQUITY MASTER FUND (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Control through a FUNDS PLC) Management Agreement or other arrangements. 795 3 GOLDMAN SACHS KOKUSAI FIXED INCOME PASSIVE N/A N/A The direct holder has SUB-TRUST (IN JAPAN FOR QUALIFIED Control through a INSTITUTIONAL INVESTORS ONLY) Management Agreement or other arrangements. 796 3 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 797 4 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES N/A N/A The direct holder is a 2008 FUND, L.P. General Partner. 798 3 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 PMD N/A N/A The direct holder is a FUND, LLC Managing Member. 799 3 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 800 4 GOLDMAN SACHS MORTGAGE CREDIT N/A N/A The direct holder is a OPPORTUNITIES FUND, L.P. General Partner. 801 4 GOLDMAN SACHS MORTGAGE CREDIT N/A N/A The direct holder is a OPPORTUNITIES OFFSHORE FUND, L.P. General Partner. 802 3 GOLDMAN SACHS SMC CREDIT OPPORTUNITIES 2008 N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 803 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH N/A N/A The direct holder is a FUND, LLC Managing Member. 804 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 805 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH GP, N/A N/A The direct holder is a LLC Managing Member. 806 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 807 5 GOLDMAN SACHS SUPERCONCENTRATED GROWTH N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 808 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH N/A N/A The direct holder is a MASTER FUND, L.P. General Partner. 809 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN N/A N/A The direct holder is a FUND, LLC Managing Member. 810 3 GOLDMAN SACHS US EQUITY MARKET NEUTRAL FUND N/A N/A The direct holder has (UNIT TRUST) (IN JAPAN CLASS B FOR Control through a QUALIFIED INSTITUTIONAL INVESTORS ONLY) Management Agreement or (A SUBFUND OF GOLDMAN SACHS SELECT other arrangements. INVESTMENT FUNDS) 811 3 GOLDMAN SACHS YEN LIBOR PLUS FUND #1 (IN N/A N/A The direct holder has JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS Control through a ONLY) Management Agreement or other arrangements. 812 3 GS CREDIT BALANCE FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 813 3 GS GLOBAL SUBORDINATED DEBT SECURITIES FX N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 814 3 GS TACS ACTIVE CONTINUOUS (INTERNATIONAL), N/A N/A The direct holder is a LLC Managing Member. 815 3 GS TACS ACTIVE CONTINUOUS (U.S. LARGE CAP), N/A N/A The direct holder is a LLC Managing Member. 816 3 GS TACS ENHANCED DIVIDEND (U.S. LARGE CAP), N/A N/A The direct holder is a LLC Managing Member. 817 3 GS TACS MARKET CONTINUOUS (INTERNATIONAL), N/A N/A The direct holder is a LLC Managing Member. 818 3 GS TACS MARKET CONTINUOUS (U.S. LARGE CAP), N/A N/A The direct holder is a LLC Managing Member. 819 3 GS TC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 820 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. N/A N/A The direct holder is a General Partner. 821 3 GSAM (GMS Cayman GP) Ltd. 100 N/A 822 4 ACADIAN: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 823 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. General Partner. 824 4 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 825 4 DONALD SMITH: SMALL CAP VALUE OFFSHORE N/A N/A The direct holder is a L.P. General Partner. 826 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: N/A N/A The direct holder is a PORTFOLIO 3 OFFSHORE L.P. General Partner. 827 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: N/A N/A The direct holder is a PORTFOLIO 5 OFFSHORE L.P. General Partner. 828 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 829 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 830 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 831 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 N/A N/A The direct holder is a OFFSHORE MASTER L.P. General Partner. 832 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 N/A N/A The direct holder is a OFFSHORE MASTER L.P. General Partner. 833 4 EMERGING MARKETS EQUITY MANAGERS: N/A N/A The direct holder is a PORTFOLIO 1 OFFSHORE L.P. General Partner. 834 5 EMERGING MARKETS EQUITY MANAGERS: N/A N/A The direct holder is a PORTFOLIO 1 OFFSHORE MASTER L.P. Limited Partner. 835 4 EMERGING MARKETS EQUITY MANAGERS: N/A N/A The direct holder is a PORTFOLIO 1 OFFSHORE MASTER L.P. General Partner. 836 4 FAIRHOLME: DYNAMIC EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 837 4 LARGE CAP GROWTH MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 838 4 LARGE CAP VALUE MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 839 4 LATEEF: DYNAMIC EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 840 4 LATEEF: DYNAMIC EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. General Partner. 841 4 LSV: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 842 4 NON-US EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 843 4 NON-US EQUITY MANAGERS: PORTFOLIO 2 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 844 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 N/A N/A The direct holder is a OFFSHORE MASTER L.P. General Partner. 845 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 846 5 NON-US EQUITY MANAGERS: PORTFOLIO 4 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 847 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 N/A N/A The direct holder is a OFFSHORE MASTER L.P. General Partner. 848 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 849 5 NON-US EQUITY MANAGERS: PORTFOLIO 5 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 850 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 N/A N/A The direct holder is a OFFSHORE MASTER L.P. General Partner. 851 4 PICTET: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 852 5 PICTET: NON-US EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. Limited Partner. 853 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a General Partner. 854 4 SMALL CAP MANAGERS: PORTFOLIO 1 OFFSHORE N/A N/A The direct holder is a L.P. General Partner. 855 4 SPRUCEGROVE: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 856 4 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO N/A N/A The direct holder is a 1 OFFSHORE L.P. General Partner. 857 4 TRILOGY: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 858 4 VONTOBEL: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 859 5 VONTOBEL: NON-US EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. Limited Partner. 860 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. General Partner. 861 4 WILLIAM BLAIR: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 862 3 GSAM INDIA HOLDINGS LIMITED 100 N/A 863 4 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) 100 N/A PRIVATE LIMITED 864 4 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) 100 N/A PRIVATE LIMITED 865 3 LARGE CAP GROWTH MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 866 3 LARGE CAP VALUE MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 867 3 LATEEF: DYNAMIC EQUITY LLC N/A N/A The direct holder is a Managing Member. 868 3 LIBERTY HARBOR I AGGREGATING FUND, LLC N/A N/A The direct holder is a Managing Member. 869 4 LIBERTY HARBOR MASTER FUND I, L.P. N/A N/A The direct holder is a Limited Partner. 870 5 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 871 5 LH (MAURITIUS) II LIMITED 100 N/A 872 5 LH (MAURITIUS) LIMITED 100 N/A 873 3 LIBERTY HARBOR I GP, LLC N/A N/A The direct holder is a Managing Member. 874 4 LIBERTY HARBOR MASTER FUND I, L.P. N/A N/A The direct holder is a General Partner. 875 4 LIBERTY HARBOR OFFSHORE I AGGREGATING N/A N/A The direct holder is a FUND, L.P. General Partner. 876 5 LIBERTY HARBOR MASTER FUND I, L.P. N/A N/A The direct holder is a Limited Partner. 877 3 LIBERTY HARBOR I QP FUND, LLC N/A N/A The direct holder is a Managing Member. 878 4 LIBERTY HARBOR I AGGREGATING FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 879 3 LIBERTY HARBOR I, LLC N/A N/A The direct holder is a Managing Member. 880 4 LIBERTY HARBOR I AGGREGATING FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 881 3 LIBERTY HARBOR SPECIAL INVESTMENTS, LLC N/A N/A The direct holder is a Managing Member. 882 3 LSV: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 883 3 Liberty Harbor Distressed Credit N/A N/A The direct holder is a Opportunities Advisors, LLC Managing Member. 884 4 LIBERTY HARBOR DISTRESSED CREDIT N/A N/A The direct holder is a AGGREGATOR I, L.P. General Partner. 885 4 LIBERTY HARBOR DISTRESSED CREDIT N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE, L.P. General Partner. 886 5 LIBERTY HARBOR DISTRESSED CREDIT 100 N/A OPPORTUNITIES OFFSHORE HOLDINGS, LTD. 887 6 LIBERTY HARBOR DISTRESSED CREDIT N/A N/A The direct holder is a AGGREGATOR I, L.P. Limited Partner. 888 4 Liberty Harbor Distressed Credit N/A N/A The direct holder is a Opportunities Fund, L.P. General Partner. 889 5 LIBERTY HARBOR DISTRESSED CREDIT N/A N/A The direct holder is a AGGREGATOR I, L.P. Limited Partner. 890 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 891 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C.
892 3 NON-US EQUITY MANAGERS: PORTFOLIO 2 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 893 3 NON-US EQUITY MANAGERS: PORTFOLIO 3 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 894 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 895 3 NON-US EQUITY MANAGERS: PORTFOLIO 4 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 896 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 897 3 NON-US EQUITY MANAGERS: PORTFOLIO 5 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 898 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 899 3 PICTET: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 900 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 901 3 RA Program (A) Unit Trust (for Qualified 525990 - Other George Town CAYMAN ISLANDS Institutional Investors only) Financial Vehicles 902 4 RA PROGRAM (B) UNIT TRUST 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 903 5 GS RA Program I Trading, Inc. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 904 6 GS RA PROGRAM I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 905 7 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 906 8 GSPEH RAVEN MANAGER STAKE LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 907 8 GSVF-IV OFFSHORE RAVEN MANAGER 525990 - Other New York NY UNITED STATES STAKE LLC Financial Vehicles 908 3 SMALL CAP MANAGERS: PORTFOLIO 1 [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 909 3 SPRUCEGROVE: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 910 3 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Investment Funds MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 911 3 TRILOGY: NON-US EQUITY [SERIES], A SERIES 525910 - Open-End New York NY UNITED STATES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 912 3 VONTOBEL: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 913 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 914 3 WILLIAM BLAIR: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 915 2 GOLDMAN SACHS BANK AG 522110 - Commercial Zurich SWITZERLAND (OTHER) Banking 916 2 GOLDMAN SACHS BANK USA 522110 - Commercial New York NY UNITED STATES Banking 917 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, 522292 - Real Estate Irving TX UNITED STATES L.P. Credit 918 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, 551112 - Offices of Irving TX UNITED STATES LLC Other Holding Companies 919 4 GOLDMAN SACHS COMMERCIAL MORTGAGE 522292 - Real Estate Irving TX UNITED STATES CAPITAL, L.P. Credit 920 3 GOLDMAN SACHS HOLDINGS (NETHERLANDS) B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 921 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE 523110 - Investment New York NY UNITED STATES PRODUCTS, L.P. Banking and Securities Dealing 922 3 GOLDMAN SACHS MORTGAGE COMPANY 522294 - Secondary New York NY UNITED STATES Market Financing 923 4 A/C GP (NON-POOLING), L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 924 5 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 925 4 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 926 4 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 927 4 GS MEZZCO GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 928 4 GS MEZZCO GP, L.L.C. II 525990 - Other New York NY UNITED STATES Financial Vehicles 929 5 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 930 4 GSMC SPECIALTY LLC 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 931 3 GOLDMAN SACHS REAL ESTATE FUNDING CORP. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 932 4 GOLDMAN SACHS MORTGAGE COMPANY 522294 - Secondary New York NY UNITED STATES Market Financing 933 3 GSCP (DEL) INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 934 4 GOLDMAN SACHS CREDIT PARTNERS L.P. 522294 - Secondary New York NY UNITED STATES Market Financing 935 5 GS LOAN PARTNERS HOLDINGS LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 936 6 GS LOAN PARTNERS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 937 5 GSFS INVESTMENTS IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 938 4 GSCP (DEL) LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 939 5 GOLDMAN SACHS CREDIT PARTNERS L.P. 522294 - Secondary New York NY UNITED STATES Market Financing 940 3 GSMMDPGP, INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 941 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE 523110 - Investment New York NY UNITED STATES PRODUCTS, L.P. Banking and Securities Dealing 942 3 LITTON CONSUMER AND CORPORATE SERVICING, LLC 551112 - Offices of Salt Lake City UT UNITED STATES Other Holding Companies 943 4 LITTON LOAN SERVICING LP 522390 - Other Houston TX UNITED STATES Activities Related to Credit Intermediation 944 5 LLS COMMERCIAL SERVICING INC. 522390 - Other Houston TX UNITED STATES Activities Related to Credit Intermediation 945 5 PROPERTY VIII LLC 531210 - Offices of Houston TX UNITED STATES Real Estate Agents and Brokers 946 3 LITTON MORTGAGE SERVICING, LLC 551112 - Offices of Salt Lake City UT UNITED STATES Other Holding Companies 947 4 LITTON LOAN SERVICING LP 522390 - Other Houston TX UNITED STATES Activities Related to Credit Intermediation 948 3 WILLIAM STREET COMMITMENT CORPORATION 522298 - All Other New York NY UNITED STATES Nondepository Credit Intermediation 949 3 WILLIAM STREET CREDIT CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 950 3 WILLIAM STREET EQUITY LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 951 4 WILLIAM STREET FUNDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 952 3 WILLIAM STREET LLC 522298 - All Other New York NY UNITED STATES Nondepository Credit Intermediation 953 2 GOLDMAN SACHS BMET INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 954 3 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 955 4 LVB ACQUISITION, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 956 5 BIOMET, INC. 525990 - Other Warsaw IN UNITED STATES Financial Vehicles 957 2 GOLDMAN SACHS BMET INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 958 3 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 959 2 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 960 2 GOLDMAN SACHS CANADA FINANCE CO. 525990 - Other Halifax NS CANADA Financial Vehicles 961 2 GOLDMAN SACHS CANADA FINANCE INC. 551112 - Offices of Calgary AB CANADA Other Holding Companies 962 3 GOLDMAN SACHS CANADA FINANCE CO. 525990 - Other Halifax NS CANADA Financial Vehicles 963 2 GOLDMAN SACHS CANADA INC. 523110 - Investment Toronto ON CANADA Banking and Securities Dealing 964 3 GS GLOBAL FUNDING II, CO. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 965 4 GS GLOBAL FUNDING III, CO. 525990 - Other New York NY UNITED STATES Financial Vehicles 966 5 GS GLOBAL FUNDING IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 967 2 GOLDMAN SACHS CAPITAL I 525990 - Other New York NY UNITED STATES Financial Vehicles 968 2 GOLDMAN SACHS CAPITAL II 525990 - Other New York NY UNITED STATES Financial Vehicles 969 2 GOLDMAN SACHS CAPITAL III 525990 - Other New York NY UNITED STATES Financial Vehicles 970 2 GOLDMAN SACHS CAPITAL PARTNERS V-I GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 971 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 972 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 973 3 GOLDMAN SACHS CAPITAL PARTNERS V-IA, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 974 4 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 975 4 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 976 4 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 977 3 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 978 4 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 979 4 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 980 4 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 981 4 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 982 4 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 983 2 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 984 2 GOLDMAN SACHS CAPITAL PARTNERS V-II GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 985 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other George Town CAYMAN ISLANDS COMPANY Financial Vehicles 986 3 Goldman Sachs Developing Markets Real 525990 - Other London UNITED KINGDOM Estate Cooperatief U.A. Financial Vehicles (OTHER) 987 4 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 988 4 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Amsterdam NETHERLANDS ESTATE PARTNERS (US) B.V. Financial Vehicles 989 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Wilmington DE UNITED STATES COMPANY VOTECO, LLC Financial Vehicles 990 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other New York NY UNITED STATES FUND GP, L.L.C. Financial Vehicles 991 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other New York NY UNITED STATES ESTATE PARTNERS PMD ESC FUND, L.P. Financial Vehicles 992 4 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other New York NY UNITED STATES ESTATE PARTNERS PMD QP FUND, L.P. Financial Vehicles 993 5 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other George Town CAYMAN ISLANDS ESTATE PARTNERS (US), L.P. Financial Vehicles 994 6 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Amsterdam NETHERLANDS ESTATE PARTNERS (US) COOPERATIEF U.A. Financial Vehicles 995 7 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 996 7 GOLDMAN SACHS DEVELOPING MARKETS 525990 - Other Amsterdam NETHERLANDS REAL ESTATE PARTNERS (US) B.V. Financial Vehicles 997 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other New York NY UNITED STATES ESTATE PARTNERS PMD QP FUND, L.P. Financial Vehicles 998 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other George Town CAYMAN ISLANDS ESTATE PMD ESC FUND OFFSHORE, LTD. Financial Vehicles 999 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other George Town CAYMAN ISLANDS ESTATE PMD QP FUND OFFSHORE, LTD. Financial Vehicles 1000 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS PARTNERS (GERMANY) COOPERATIEF U.A. Financial Vehicles 1001 3 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1002 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other New York NY UNITED STATES PARTNERS (GERMANY) GP, LLC Financial Vehicles 1003 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other George Town CAYMAN ISLANDS ESTATE PARTNERS (GERMANY), L.P. Financial Vehicles 1004 4 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Amsterdam NETHERLANDS ESTATE PARTNERS (GERMANY) COOPERATIEF Financial Vehicles U.A. 1005 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS PARTNERS (US) COOPERATIEF U.A. Financial Vehicles 1006 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other New York NY UNITED STATES PARTNERS (US) GP, LLC Financial Vehicles 1007 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other George Town CAYMAN ISLANDS ESTATE PARTNERS (US), L.P. Financial Vehicles 1008 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Luxembourg LUXEMBOURG SCA Financial Vehicles 1009 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Amsterdam NETHERLANDS ESTATE SCA COOPERATIEF U.A. Financial Vehicles 1010 4 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1011 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS SCA COOPERATIEF U.A. Financial Vehicles 1012 2 GOLDMAN SACHS DEVELOPING MARKETS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1013 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Luxembourg LUXEMBOURG ESTATE SCA Financial Vehicles 1014 2 GOLDMAN SACHS DGC INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1015 3 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1016 3 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1017 4 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1018 2 GOLDMAN SACHS DGC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1019 3 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
892 3 NON-US EQUITY MANAGERS: PORTFOLIO 2 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 893 3 NON-US EQUITY MANAGERS: PORTFOLIO 3 LLC N/A N/A The direct holder is a Managing Member. 894 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 895 3 NON-US EQUITY MANAGERS: PORTFOLIO 4 LLC N/A N/A The direct holder is a Managing Member. 896 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 897 3 NON-US EQUITY MANAGERS: PORTFOLIO 5 LLC N/A N/A The direct holder is a Managing Member. 898 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 899 3 PICTET: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 900 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a Limited Partner. 901 3 RA Program (A) Unit Trust (for Qualified N/A N/A The direct holder has Institutional Investors only) Control through a Management Agreement or other arrangements. 902 4 RA PROGRAM (B) UNIT TRUST 100 N/A 903 5 GS RA Program I Trading, Inc. 100 N/A 904 6 GS RA PROGRAM I, L.P. N/A N/A The direct holder is a Limited Partner. 905 7 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 906 8 GSPEH RAVEN MANAGER STAKE LLC N/A N/A The direct holder is a Managing Member. 907 8 GSVF-IV OFFSHORE RAVEN MANAGER N/A N/A The direct holder is a STAKE LLC Managing Member. 908 3 SMALL CAP MANAGERS: PORTFOLIO 1 [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER Managing Member. STRATEGIES MANAGED PORTFOLIOS, L.L.C. 909 3 SPRUCEGROVE: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 910 3 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL Managing Member. MANAGER STRATEGIES MANAGED PORTFOLIOS, L.L.C. 911 3 TRILOGY: NON-US EQUITY [SERIES], A SERIES N/A N/A The direct holder is a OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Managing Member. MANAGED PORTFOLIOS, L.L.C. 912 3 VONTOBEL: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 913 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER N/A N/A The direct holder is a L.P. Limited Partner. 914 3 WILLIAM BLAIR: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 915 2 GOLDMAN SACHS BANK AG 100 N/A 916 2 GOLDMAN SACHS BANK USA 100 N/A 917 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, N/A N/A The direct holder is a L.P. Limited Partner. 918 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, N/A N/A The direct holder is a LLC Non-Managing Member. 919 4 GOLDMAN SACHS COMMERCIAL MORTGAGE N/A N/A The direct holder is a CAPITAL, L.P. General Partner. 920 3 GOLDMAN SACHS HOLDINGS (NETHERLANDS) B.V. 100 N/A 921 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE N/A N/A The direct holder is a PRODUCTS, L.P. Limited Partner. 922 3 GOLDMAN SACHS MORTGAGE COMPANY N/A N/A The direct holder is a Limited Partner. 923 4 A/C GP (NON-POOLING), L.L.C. N/A N/A The direct holder is a Managing Member. 924 5 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a General Partner. 925 4 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a Limited Partner. 926 4 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a Limited Partner. 927 4 GS MEZZCO GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 928 4 GS MEZZCO GP, L.L.C. II N/A N/A The direct holder is a Managing Member. 929 5 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a General Partner. 930 4 GSMC SPECIALTY LLC N/A N/A The direct holder is a Managing Member. 931 3 GOLDMAN SACHS REAL ESTATE FUNDING CORP. 100 N/A 932 4 GOLDMAN SACHS MORTGAGE COMPANY N/A N/A The direct holder is a General Partner. 933 3 GSCP (DEL) INC. 100 N/A 934 4 GOLDMAN SACHS CREDIT PARTNERS L.P. N/A N/A The direct holder is a General Partner. 935 5 GS LOAN PARTNERS HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 936 6 GS LOAN PARTNERS LLC N/A N/A The direct holder is a Managing Member. 937 5 GSFS INVESTMENTS IV, LLC N/A N/A The direct holder is a Non-Managing Member. 938 4 GSCP (DEL) LLC N/A N/A The direct holder is a Non-Managing Member. 939 5 GOLDMAN SACHS CREDIT PARTNERS L.P. N/A N/A The direct holder is a Limited Partner. 940 3 GSMMDPGP, INC. 100 N/A 941 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE N/A N/A The direct holder is a PRODUCTS, L.P. General Partner. 942 3 LITTON CONSUMER AND CORPORATE SERVICING, LLC N/A N/A The direct holder is a Non-Managing Member. 943 4 LITTON LOAN SERVICING LP N/A N/A The direct holder is a General Partner. 944 5 LLS COMMERCIAL SERVICING INC. 100 N/A 945 5 PROPERTY VIII LLC N/A N/A The direct holder is a Managing Member. 946 3 LITTON MORTGAGE SERVICING, LLC N/A N/A The direct holder is a Managing Member. 947 4 LITTON LOAN SERVICING LP N/A N/A The direct holder is a Limited Partner. 948 3 WILLIAM STREET COMMITMENT CORPORATION 100 N/A 949 3 WILLIAM STREET CREDIT CORPORATION 100 N/A 950 3 WILLIAM STREET EQUITY LLC N/A N/A The direct holder is a Non-Managing Member. 951 4 WILLIAM STREET FUNDING CORPORATION 100 N/A 952 3 WILLIAM STREET LLC N/A N/A The direct holder is a Managing Member. 953 2 GOLDMAN SACHS BMET INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 954 3 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 955 4 LVB ACQUISITION, INC. 97 N/A 956 5 BIOMET, INC. 100 N/A 957 2 GOLDMAN SACHS BMET INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 958 3 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 959 2 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 100 N/A 960 2 GOLDMAN SACHS CANADA FINANCE CO. 100 N/A 961 2 GOLDMAN SACHS CANADA FINANCE INC. 100 N/A 962 3 GOLDMAN SACHS CANADA FINANCE CO. 100 N/A 963 2 GOLDMAN SACHS CANADA INC. 100 N/A 964 3 GS GLOBAL FUNDING II, CO. 100 N/A 965 4 GS GLOBAL FUNDING III, CO. 100 N/A 966 5 GS GLOBAL FUNDING IV, LLC N/A N/A The direct holder is a Non-Managing Member. 967 2 GOLDMAN SACHS CAPITAL I 100 N/A 968 2 GOLDMAN SACHS CAPITAL II 100 N/A 969 2 GOLDMAN SACHS CAPITAL III 100 N/A 970 2 GOLDMAN SACHS CAPITAL PARTNERS V-I GP, L.L.C. N/A N/A The direct holder is a Managing Member. 971 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, L.P. N/A N/A The direct holder is a General Partner. 972 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, LTD. 100 N/A 973 3 GOLDMAN SACHS CAPITAL PARTNERS V-IA, L.P. N/A N/A The direct holder is a General Partner. 974 4 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a Limited Partner. 975 4 GOLDMAN SACHS 4, L.P. N/A N/A The direct holder is a Limited Partner. 976 4 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a Limited Partner. 977 3 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, N/A N/A The direct holder is a L.P. General Partner. 978 4 GOLDMAN SACHS 1, L.P. N/A N/A The direct holder is a Limited Partner. 979 4 GOLDMAN SACHS 2, L.P. N/A N/A The direct holder is a Limited Partner. 980 4 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a Limited Partner. 981 4 GOLDMAN SACHS 4, L.P. N/A N/A The direct holder is a Limited Partner. 982 4 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a Limited Partner. 983 2 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. N/A N/A The direct holder is a Limited Partner. 984 2 GOLDMAN SACHS CAPITAL PARTNERS V-II GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 985 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 100 N/A COMPANY 986 3 Goldman Sachs Developing Markets Real N/A N/A The direct holder is a Estate Cooperatief U.A. Non-Managing Member. 987 4 DMREF ADMIN CAYMAN 99 N/A 988 4 GOLDMAN SACHS DEVELOPING MARKETS REAL 75 N/A ESTATE PARTNERS (US) B.V. 989 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a COMPANY VOTECO, LLC Managing Member. 990 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a FUND GP, L.L.C. Non-Managing Member. 991 3 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE PARTNERS PMD ESC FUND, L.P. General Partner. 992 4 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE PARTNERS PMD QP FUND, L.P. Limited Partner. 993 5 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE PARTNERS (US), L.P. Limited Partner. 994 6 GOLDMAN SACHS DEVELOPING MARKETS REAL 100 N/A ESTATE PARTNERS (US) COOPERATIEF U.A. 995 7 DMREF ADMIN CAYMAN 99 N/A 996 7 GOLDMAN SACHS DEVELOPING MARKETS 75 N/A REAL ESTATE PARTNERS (US) B.V. 997 3 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE PARTNERS PMD QP FUND, L.P. General Partner. 998 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 100 N/A ESTATE PMD ESC FUND OFFSHORE, LTD. 999 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 100 N/A ESTATE PMD QP FUND OFFSHORE, LTD. 1000 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 99 N/A PARTNERS (GERMANY) COOPERATIEF U.A. 1001 3 DMREF ADMIN CAYMAN 99 N/A 1002 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a PARTNERS (GERMANY) GP, LLC Non-Managing Member. 1003 3 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE PARTNERS (GERMANY), L.P. General Partner. 1004 4 GOLDMAN SACHS DEVELOPING MARKETS REAL 99 N/A ESTATE PARTNERS (GERMANY) COOPERATIEF U.A. 1005 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 100 N/A PARTNERS (US) COOPERATIEF U.A. 1006 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a PARTNERS (US) GP, LLC Non-Managing Member. 1007 3 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE PARTNERS (US), L.P. General Partner. 1008 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 100 N/A This holding represents SCA ownership in A-2 shares. 1009 3 GOLDMAN SACHS DEVELOPING MARKETS REAL N/A N/A The direct holder is a ESTATE SCA COOPERATIEF U.A. Non-Managing Member. 1010 4 DMREF ADMIN CAYMAN 99 N/A 1011 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a SCA COOPERATIEF U.A. Non-Managing Member. 1012 2 GOLDMAN SACHS DEVELOPING MARKETS S.A.R.L. 100 N/A 1013 3 GOLDMAN SACHS DEVELOPING MARKETS REAL 100 N/A This holding represents ESTATE SCA ownership in A-1 shares. 1014 2 GOLDMAN SACHS DGC INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1015 3 BUCK HOLDINGS L.P. 100 12 1016 3 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 1017 4 BUCK HOLDINGS L.P. 100 12 1018 2 GOLDMAN SACHS DGC INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1019 3 BUCK HOLDINGS L.P. 100 12
1020 3 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1021 2 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1022 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1023 3 FREEDOMPAY, INC. 525990 - Other Newtown Square PA UNITED STATES Financial Vehicles 1024 3 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1025 3 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1026 3 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 1027 3 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1028 4 OCNS CAYMAN GP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1029 5 OCNS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1030 2 GOLDMAN SACHS DIRECT STRATEGIES FUND II 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1031 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 525990 - Other New York NY UNITED STATES EMPLOYEE FUNDS GP, L.L.C. Financial Vehicles 1032 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, L.P. Financial Vehicles 1033 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 1034 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 525990 - Other New York NY UNITED STATES EMPLOYEE FUND GP, L.L.C. Financial Vehicles 1035 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, LTD. Financial Vehicles 1036 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 1037 2 GOLDMAN SACHS DYNAMIC OPPORTUNITIES LIMITED 525910 - Open-End St. Peter Port GUERNSEY Investment Funds 1038 2 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1039 3 GS ESF QEP OFFSHORE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1040 2 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1041 2 GOLDMAN SACHS EDMC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1042 3 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1043 2 GOLDMAN SACHS EUR EURIBOR TRACKER - 6 MONTHS 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 1044 2 GOLDMAN SACHS EURO EURIBOR TRACKER 3 MONTHS 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 1045 2 GOLDMAN SACHS EUSA OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1046 3 GOLDMAN SACHS EUSA INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1047 3 GOLDMAN SACHS EUSA INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1048 2 GOLDMAN SACHS FINANCIAL MARKETS L.L.C. 551114 - Corporate, New York NY UNITED STATES Subsidiary, and Regional Managing Offices 1049 3 GOLDMAN SACHS FINANCIAL MARKETS, L.P. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 1050 2 GOLDMAN SACHS FINANCIAL MARKETS, L.P. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 1051 2 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1052 2 GOLDMAN SACHS FINANZPRODUKTE GMBH 525990 - Other Eschborn GERMANY Financial Vehicles 1053 2 GOLDMAN SACHS GBP LIBOR TRACKER - 6 MONTHS 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS Investment Funds INSTITUTIONAL FUNDS PLC) 1054 2 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 551112 - Offices of New York NY UNITED STATES HOLDINGS, LP Other Holding Companies 1055 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 523130 - Commodity Halifax NS CANADA CORPORATION Contracts Dealing 1056 2 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY 525990 - Other Wilmington DE UNITED STATES LONG/SHORT FUND, LLC Financial Vehicles 1057 2 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1058 3 ARROW CORPORATE MEMBER HOLDINGS LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1059 3 CER HOLDINGS GP 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1060 4 CER HOLDINGS LP 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1061 5 CER INVESTMENTS 1 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 1062 3 GOLDMAN SACHS (AO) L.L.C. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 1063 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1064 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1065 4 BEIJING DE SHANG VENTURE CAPITAL COMPANY 551112 - Offices of Beijing CHINA, PEOPLES LIMITED Other Holding REPUBLIC OF Companies 1066 5 BEIJING GAO HUA SECURITIES COMPANY 523120 - Securities Beijing CHINA, PEOPLES LIMITED Brokerage REPUBLIC OF 1067 6 GOLDMAN SACHS GAO HUA SECURITIES 523110 - Investment Beijing CHINA, PEOPLES COMPANY LIMITED Banking and REPUBLIC OF Securities Dealing 1068 4 BEIJING GAO WANG VENTURE CAPITAL COMPANY 551112 - Offices of Beijing CHINA, PEOPLES LIMITED Other Holding REPUBLIC OF Companies 1069 5 BEIJING GAO HUA SECURITIES COMPANY 523120 - Securities Beijing CHINA, PEOPLES LIMITED Brokerage REPUBLIC OF 1070 4 BEIJING HOU FENG VENTURE CAPITAL COMPANY 551112 - Offices of Beijing CHINA, PEOPLES LIMITED Other Holding REPUBLIC OF Companies 1071 5 BEIJING GAO HUA SECURITIES COMPANY 523120 - Securities Beijing CHINA, PEOPLES LIMITED Brokerage REPUBLIC OF 1072 4 CORNWALL INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 1073 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS 551112 - Offices of New York NY UNITED STATES L.P. Other Holding Companies 1074 4 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1075 5 AKIMOTOKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1076 5 AQUAMARINE (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1077 5 EXPRESS INVESTMENTS II PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 1078 5 EXPRESS INVESTMENTS III PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 1079 5 KAGAWA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1080 5 KATSUO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1081 5 KIRORO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1082 5 MATSU (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1083 5 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 1084 6 RONG SHENG ASSET MANAGEMENT CO. LTD. 525990 - Other Hong Kong HONG KONG Financial Vehicles 1085 5 MERCER INVESTMENTS V PRIVATE LTD. 551114 - Corporate, Federal MALAYSIA (OTHER) Subsidiary, and Territory of Regional Managing Labuan Offices 1086 6 BEIJING GOLDMAN SACHS CONSULTING CO., 525990 - Other Beijing CHINA, PEOPLES LTD. Financial Vehicles REPUBLIC OF 1087 5 SAGAMIKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1088 5 SHIKOTSUKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1089 5 TOWADAKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1090 4 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1091 5 DHONI CAYMAN GP LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1092 6 DHONI CAYMAN LIMITED PARTNERSHIP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1093 5 DHONI CAYMAN HOLDINGS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1094 6 DHONI CAYMAN LIMITED PARTNERSHIP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1095 5 GOLDMAN SACHS CHINA INVESTMENTS 525990 - Other Ebene MAURITIUS (MAURITIUS) LIMITED Financial Vehicles 1096 5 GOLDMAN SACHS RE INVESTMENTS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS LIMITED Financial Vehicles 1097 5 GS COMMODITY ASSET HOLDINGS (CAYMAN) 523999 - George Town CAYMAN ISLANDS LTD. Miscellaneous Financial Investment Activities 1098 5 GS HONY HOLDINGS I LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1099 5 GS HONY HOLDINGS II LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1100 5 GSPS ASIA LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1101 6 GREEN LOTUS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1102 6 GSPS DAI VIET LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 1103 6 NAM VIET LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 1104 5 TIGER STRATEGIC INVESTMENTS LTD 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1105 6 JADE DRAGON (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1106 7 GOLDMAN SACHS CHINA STRATEGIC 525990 - Other Ebene MAURITIUS INVESTMENTS LIMITED Financial Vehicles 1107 7 GOLDMAN SACHS CHINA VENTURE I 551112 - Offices of Ebene MAURITIUS (MAURITIUS) LIMITED Other Holding Companies 1108 8 JADE DRAGON VENTURE INVESTMENT 525990 - Other Beijing CHINA, PEOPLES LIMITED Financial Vehicles REPUBLIC OF 1109 7 GOLDMAN SACHS CHINA VENTURE II 551112 - Offices of Ebene MAURITIUS (MAURITIUS) LIMITED Other Holding Companies 1110 8 JADE DRAGON VENTURE INVESTMENT 525990 - Other Beijing CHINA, PEOPLES LIMITED Financial Vehicles REPUBLIC OF 1111 7 ZAHEER HOLDINGS (MAURITIUS) 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1112 8 ZAHEER MAURITIUS 525990 - Other Ebene MAURITIUS Financial Vehicles 1113 6 PANDA INVESTMENTS LTD 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1114 7 GOLDMAN SACHS STRATEGIC HOLDINGS 525990 - Other Ebene MAURITIUS LIMITED Financial Vehicles 1115 7 GOLDMAN SACHS STRATEGIC INVESTMENTS 525990 - Other Ebene MAURITIUS II LIMITED Financial Vehicles 1116 7 GS STRATEGIC INVESTMENTS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1117 8 M. PALLONJI ENTERPRISES PRIVATE 525990 - Other Mumbai INDIA (OTHER) LIMITED Financial Vehicles 1118 5 TRIUMPH II INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1119 5 VANTAGE QUEST (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1120 5 VANTAGE STRIDE (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1121 6 WWD RUBY LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1122 4 GSAF HOLDINGS NOMINEE I LIMITED 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1123 4 GSAF HOLDINGS NOMINEE II LIMITED 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1124 4 KIRI (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1125 4 SHIGA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1126 3 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1127 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 525990 - Other Camana Bay CAYMAN ISLANDS Financial Vehicles 1128 3 GOLDMAN SACHS (CHINA) L.L.C. 551114 - Corporate, New York NY UNITED STATES Subsidiary, and Regional Managing Offices 1129 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1130 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS 551112 - Offices of New York NY UNITED STATES L.P. Other Holding Companies 1131 3 GOLDMAN SACHS ADMINISTRATION SERVICES 551112 - Offices of NEW YORK NY UNITED STATES (CANADA) HOLDINGS LP Other Holding Companies 1132 4 GOLDMAN SACHS ADMINISTRATION SERVICES 523999 - Halifax NS CANADA (CANADA) CO. Miscellaneous Financial Investment Activities 1133 3 GOLDMAN SACHS ARGENTINA L.L.C. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 1134 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 523920 - Portfolio Sao Paulo BRAZIL Management 1135 3 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 523920 - Portfolio New York NY UNITED STATES Management 1136 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 551112 - Offices of New York NY UNITED STATES HOLDINGS, LP Other Holding Companies 1137 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 541990 - All Other George Town CAYMAN ISLANDS Professional, Scientific, and Technical Services 1138 3 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. 551114 - Corporate, Col Lomas de MEXICO DE C.V. Subsidiary, and Chapultepec Regional Managing Offices 1139 4 GS SERVICIOS FINANCIEROS DE MEXICO, 523120 - Securities Mexico City MEXICO SOCIEDAD ANONIMA DE CAPITAL VARIABLE, Brokerage SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 1140 4 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 522298 - All Other Mexico City MEXICO Nondepository Credit Intermediation 1141 3 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1142 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1143 4 GOLDMAN SACHS (RUSSIA) 523110 - Investment London UNITED KINGDOM Banking and (OTHER) Securities Dealing 1144 4 GOLDMAN SACHS STRATEGIC INVESTMENTS 523999 - London UNITED KINGDOM (U.K.) LIMITED Miscellaneous (OTHER) Financial Investment Activities 1145 5 CMC Markets PLC 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 1146 6 CMC MARKETS UK HOLDINGS LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 1147 7 CMC Group Limited 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation
1020 3 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 1021 2 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, N/A N/A The direct holder is a L.P. Limited Partner. 1022 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 36 N/A 1023 3 FREEDOMPAY, INC. 32 N/A 1024 3 FS INVEST SARL 44 N/A 1025 3 GS 2000-I, L.L.C. N/A N/A The direct holder is a Managing Member. 1026 3 SUNGARD CAPITAL CORP. 99 N/A 1027 3 UES OCNS HOLDINGS 99 N/A 1028 4 OCNS CAYMAN GP 70 N/A 1029 5 OCNS CAYMAN, L.P. N/A N/A The direct holder is a General Partner. 1030 2 GOLDMAN SACHS DIRECT STRATEGIES FUND II 100 N/A OFFSHORE, LTD. 1031 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II N/A N/A The direct holder is a EMPLOYEE FUNDS GP, L.L.C. Non-Managing Member. 1032 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II N/A N/A The direct holder is a EMPLOYEE FUND OFFSHORE, L.P. General Partner. 1033 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 1034 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III N/A N/A The direct holder is a EMPLOYEE FUND GP, L.L.C. Non-Managing Member. 1035 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 100 N/A EMPLOYEE FUND OFFSHORE, LTD. 1036 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 1037 2 GOLDMAN SACHS DYNAMIC OPPORTUNITIES LIMITED 100 N/A 1038 2 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1039 3 GS ESF QEP OFFSHORE HOLDINGS CORP. 100 N/A 1040 2 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1041 2 GOLDMAN SACHS EDMC INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1042 3 EDUCATION MANAGEMENT CORPORATION 42 N/A 1043 2 GOLDMAN SACHS EUR EURIBOR TRACKER - 6 MONTHS 100 N/A FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1044 2 GOLDMAN SACHS EURO EURIBOR TRACKER 3 MONTHS 100 N/A FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1045 2 GOLDMAN SACHS EUSA OFFSHORE ADVISORS, INC. 100 N/A 1046 3 GOLDMAN SACHS EUSA INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 1047 3 GOLDMAN SACHS EUSA INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 1048 2 GOLDMAN SACHS FINANCIAL MARKETS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1049 3 GOLDMAN SACHS FINANCIAL MARKETS, L.P. N/A N/A The direct holder is a General Partner. 1050 2 GOLDMAN SACHS FINANCIAL MARKETS, L.P. N/A N/A The direct holder is a Limited Partner. 1051 2 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 1052 2 GOLDMAN SACHS FINANZPRODUKTE GMBH N/A N/A Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 1053 2 GOLDMAN SACHS GBP LIBOR TRACKER - 6 MONTHS 28 N/A FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1054 2 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) N/A N/A The direct holder is a HOLDINGS, LP Limited Partner. 1055 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 100 N/A CORPORATION 1056 2 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY N/A N/A The direct holder is a LONG/SHORT FUND, LLC Non-Managing Member. 1057 2 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1058 3 ARROW CORPORATE MEMBER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 1059 3 CER HOLDINGS GP 100 N/A 1060 4 CER HOLDINGS LP N/A N/A The direct holder is a General Partner. 1061 5 CER INVESTMENTS 1 100 N/A 1062 3 GOLDMAN SACHS (AO) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1063 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1064 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1065 4 BEIJING DE SHANG VENTURE CAPITAL COMPANY N/A N/A The direct holder has LIMITED Control through a Management Agreement or other arrangements. 1066 5 BEIJING GAO HUA SECURITIES COMPANY 75 N/A LIMITED 1067 6 GOLDMAN SACHS GAO HUA SECURITIES N/A N/A The direct holder is a COMPANY LIMITED Non-Managing Member. 1068 4 BEIJING GAO WANG VENTURE CAPITAL COMPANY N/A N/A The direct holder has LIMITED Control through a Management Agreement or other arrangements. 1069 5 BEIJING GAO HUA SECURITIES COMPANY 75 N/A LIMITED 1070 4 BEIJING HOU FENG VENTURE CAPITAL COMPANY N/A N/A The direct holder has LIMITED Control through a Management Agreement or other arrangements. 1071 5 BEIJING GAO HUA SECURITIES COMPANY 75 N/A LIMITED 1072 4 CORNWALL INVESTMENTS LIMITED 100 N/A 1073 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS N/A N/A The direct holder is a L.P. Limited Partner. 1074 4 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 100 N/A 1075 5 AKIMOTOKO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1076 5 AQUAMARINE (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1077 5 EXPRESS INVESTMENTS II PRIVATE LTD. 100 N/A 1078 5 EXPRESS INVESTMENTS III PRIVATE LTD. 100 N/A 1079 5 KAGAWA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1080 5 KATSUO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1081 5 KIRORO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1082 5 MATSU (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1083 5 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Ordinary shares. 1084 6 RONG SHENG ASSET MANAGEMENT CO. LTD. N/A N/A The direct holder is a Non-Managing Member. 1085 5 MERCER INVESTMENTS V PRIVATE LTD. 100 N/A 1086 6 BEIJING GOLDMAN SACHS CONSULTING CO., N/A N/A The direct holder is a LTD. Non-Managing Member. 1087 5 SAGAMIKO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1088 5 SHIKOTSUKO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1089 5 TOWADAKO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1090 4 GS ASIAN VENTURE (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1091 5 DHONI CAYMAN GP LTD. 100 N/A 1092 6 DHONI CAYMAN LIMITED PARTNERSHIP N/A N/A The direct holder is a General Partner. 1093 5 DHONI CAYMAN HOLDINGS LTD. 100 N/A 1094 6 DHONI CAYMAN LIMITED PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 1095 5 GOLDMAN SACHS CHINA INVESTMENTS 100 N/A (MAURITIUS) LIMITED 1096 5 GOLDMAN SACHS RE INVESTMENTS HOLDINGS 100 N/A LIMITED 1097 5 GS COMMODITY ASSET HOLDINGS (CAYMAN) 100 N/A LTD. 1098 5 GS HONY HOLDINGS I LTD. 100 N/A 1099 5 GS HONY HOLDINGS II LTD. 100 N/A 1100 5 GSPS ASIA LIMITED 100 N/A 1101 6 GREEN LOTUS LIMITED 100 N/A 1102 6 GSPS DAI VIET LTD. 100 N/A 1103 6 NAM VIET LTD. 100 N/A 1104 5 TIGER STRATEGIC INVESTMENTS LTD 100 N/A 1105 6 JADE DRAGON (MAURITIUS) LIMITED 100 N/A 1106 7 GOLDMAN SACHS CHINA STRATEGIC 100 N/A INVESTMENTS LIMITED 1107 7 GOLDMAN SACHS CHINA VENTURE I 100 N/A (MAURITIUS) LIMITED 1108 8 JADE DRAGON VENTURE INVESTMENT 100 N/A LIMITED 1109 7 GOLDMAN SACHS CHINA VENTURE II 100 N/A (MAURITIUS) LIMITED 1110 8 JADE DRAGON VENTURE INVESTMENT 100 N/A LIMITED 1111 7 ZAHEER HOLDINGS (MAURITIUS) 98 N/A 1112 8 ZAHEER MAURITIUS 100 N/A 1113 6 PANDA INVESTMENTS LTD 100 N/A 1114 7 GOLDMAN SACHS STRATEGIC HOLDINGS 100 N/A LIMITED 1115 7 GOLDMAN SACHS STRATEGIC INVESTMENTS 100 N/A II LIMITED 1116 7 GS STRATEGIC INVESTMENTS LIMITED 100 N/A 1117 8 M. PALLONJI ENTERPRISES PRIVATE 39 N/A LIMITED 1118 5 TRIUMPH II INVESTMENTS (IRELAND) LIMITED 100 N/A 1119 5 VANTAGE QUEST (MAURITIUS) LIMITED 100 N/A 1120 5 VANTAGE STRIDE (MAURITIUS) LIMITED 100 N/A 1121 6 WWD RUBY LIMITED 100 N/A 1122 4 GSAF HOLDINGS NOMINEE I LIMITED 100 N/A 1123 4 GSAF HOLDINGS NOMINEE II LIMITED 100 N/A 1124 4 KIRI (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1125 4 SHIGA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1126 3 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 100 N/A 1127 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 100 N/A 1128 3 GOLDMAN SACHS (CHINA) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1129 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 100 N/A 1130 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS N/A N/A The direct holder is a L.P. Limited Partner. 1131 3 GOLDMAN SACHS ADMINISTRATION SERVICES N/A N/A The direct holder is a (CANADA) HOLDINGS LP Limited Partner. 1132 4 GOLDMAN SACHS ADMINISTRATION SERVICES 100 N/A (CANADA) CO. 1133 3 GOLDMAN SACHS ARGENTINA L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1134 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 100 N/A 1135 3 GOLDMAN SACHS ASSET MANAGEMENT, L.P. N/A N/A The direct holder is a Limited Partner. 1136 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) N/A N/A The direct holder is a HOLDINGS, LP Limited Partner. 1137 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 100 N/A 1138 3 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. N/A N/A The direct holder is a DE C.V. Limited Partner. 1139 4 GS SERVICIOS FINANCIEROS DE MEXICO, 100 N/A SOCIEDAD ANONIMA DE CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 1140 4 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 100 100 1141 3 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 100 N/A 1142 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 1143 4 GOLDMAN SACHS (RUSSIA) 99 N/A 1144 4 GOLDMAN SACHS STRATEGIC INVESTMENTS 100 N/A (U.K.) LIMITED 1145 5 CMC Markets PLC 9 N/A 1146 6 CMC MARKETS UK HOLDINGS LIMITED 100 N/A 1147 7 CMC Group Limited 100 N/A
1148 7 CMC MARKETS UK PLC 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1149 8 CMC Markets US LLC 523910 - New York NY UNITED STATES Miscellaneous Intermediation 1150 7 CMC Spreadbet Plc 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1151 7 CMC Trustees Limited 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1152 7 Information Internet Limited 541511 - Computer London UNITED KINGDOM program or software (OTHER) development 1153 6 CMC Markets (Finance) Limited 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1154 6 CMC Markets Overseas Holdings Limited 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 1155 7 CMC Markets Asia Limited 523910 - Wan Chai HONG KONG Miscellaneous Intermediation 1156 7 CMC Markets Canada Inc 523910 - Toronto ON CANADA Miscellaneous Intermediation 1157 7 CMC Markets Development (pty) 523910 - Sunninghill SOUTH AFRICA Limited Miscellaneous Intermediation 1158 7 CMC Markets Digital Options GmbH 541511 - Computer Vienna AUSTRIA program or software development 1159 7 CMC Markets Group Australia Pty Ltd. 551112 - Offices of Sydney AUSTRALIA Other Holding Companies 1160 8 CMC MARKETS ASIA PACIFIC PTY 541990 - All Other Sydney AUSTRALIA LIMITED Professional, Scientific, and Technical Services 1161 9 CMC Markets Pty Ltd 523910 - Sydney AUSTRALIA Miscellaneous Intermediation 1162 10 CMC International Financial 541990 - All Other Dong Cheng CHINA, PEOPLES Consulting (Beijing) Co., Ltd Professional, District REPUBLIC OF Scientific, and Technical Services 1163 8 CMC Markets Stockbroking Limited 523120 - Securities Sydney AUSTRALIA Brokerage 1164 8 CMC Markets Stockbroking Limited 522320 - Financial Sydney AUSTRALIA Nominees (No.2 Account) Pty Transactions Limited Processing, Reserve, and Clearinghouse Activities 1165 8 CMC Markets Stockbroking Limited 522320 - Financial Sydney AUSTRALIA Nominees Pty Limited Transactions Processing, Reserve, and Clearinghouse Activities 1166 7 CMC Markets Japan KK 523910 - Tokyo JAPAN Miscellaneous Intermediation 1167 7 CMC Markets NZ Limited 523910 - Auckland NEW ZEALAND (OTHER) Miscellaneous Intermediation 1168 7 CMC Markets Singapore Pte. Ltd 541990 - All Other Singapore SINGAPORE Professional, Scientific, and Technical Services 1169 7 CMC Markets South Africa (pty) 523910 - Sunninghill SOUTH AFRICA Limited Miscellaneous Intermediation 1170 4 TEX FUNDING 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1171 3 GOLDMAN SACHS IRELAND LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1172 4 GOLDMAN SACHS IRELAND GROUP LIMITED 551112 - Offices of Dublin IRELAND Other Holding Companies 1173 5 GOLDMAN SACHS IRELAND HOLDINGS LIMITED 551112 - Offices of Dublin IRELAND Other Holding Companies 1174 6 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 1175 3 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1176 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS 525910 - Open-End Dublin IRELAND EURO FUND, A SUB-FUND OF GOLDMAN SACHS Investment Funds GLOBAL MULTI MANAGER FUNDS 1177 3 GOLDMAN SACHS PARIS INC. ET CIE 522110 - Commercial Paris FRANCE (OTHER) Banking 1178 3 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1179 3 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 522110 - Commercial Sao Paulo BRAZIL Banking 1180 4 GARDA FUNDO DE INVESTIMENTO EM DIREITOS 525910 - Open-End Osasco BRAZIL CREDITORIOS NAO-PADRONIZADOS Investment Funds MULTICARTEIRA 1181 4 GOLDMAN SACHS DO BRASIL CORRETORA DE 523120 - Securities Sao Paulo BRAZIL TITULOS E VALORES MOBILIARIOS S/A Brokerage 1182 3 GS (ASIA) L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1183 4 GOLDMAN SACHS (JAPAN) LTD. 551112 - Offices of Tortola BRITISH VIRGIN Other Holding ISLANDS Companies 1184 5 GOLDMAN SACHS JAPAN CO., LTD. 523110 - Investment Tokyo JAPAN Banking and Securities Dealing 1185 6 GOLDMAN SACHS DIVERSIFIED 525910 - Open-End George Town CAYMAN ISLANDS MULTI-SECTOR PORTFOLIO YEN FUND Investment Funds (FOR QUALIFIED INSTITUTIONAL INVESTORS) 1186 5 GOLDMAN SACHS JAPAN HOLDINGS, LTD. 541990 - All Other Tokyo JAPAN Professional, Scientific, and Technical Services 1187 5 MLT INVESTMENTS LTD. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1188 6 ELEVATECH LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 1189 6 GLOBAL TECHNOLOGIES INTERNATIONAL 525990 - Other Tortola BRITISH VIRGIN LIMITED Financial Vehicles ISLANDS 1190 6 GOLDMAN SACHS STRATEGIC INVESTMENTS 525990 - Other Wilmington DE UNITED STATES (ASIA) L.L.C. Financial Vehicles 1191 7 AGALIA CAPITAL LTD. 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1192 3 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1193 3 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1194 4 BEST II INVESTMENTS (DELAWARE) L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1195 5 TRIUMPH III INVESTMENTS (IRELAND) 525990 - Other Dublin IRELAND LIMITED Financial Vehicles 1196 5 TRIUMPH INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1197 4 BEST INVESTMENTS (DELAWARE) L.L.C. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 1198 4 CAPITAL INVESTMENTS (U.S.) III, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1199 4 FRANKFURTER MOBILIEN LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 1200 4 GOLDMAN SACHS ADMINISTRATION SERVICES 551112 - Offices of NEW YORK NY UNITED STATES (CANADA) HOLDINGS LLC Other Holding Companies 1201 5 GOLDMAN SACHS ADMINISTRATION SERVICES 551112 - Offices of NEW YORK NY UNITED STATES (CANADA) HOLDINGS LP Other Holding Companies 1202 4 GOLDMAN SACHS ADMINISTRATION SERVICES 551112 - Offices of NEW YORK NY UNITED STATES (CANADA) HOLDINGS LP Other Holding Companies 1203 4 GOLDMAN SACHS CAPITAL INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1204 5 GOLDMAN SACHS CAPITAL INVESTMENTS II 525990 - Other London UNITED KINGDOM LIMITED Financial Vehicles (OTHER) 1205 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 551112 - Offices of NEW YORK NY UNITED STATES HOLDINGS LLC Other Holding Companies 1206 5 GOLDMAN SACHS GLOBAL COMMODITIES 551112 - Offices of New York NY UNITED STATES (CANADA) HOLDINGS, LP Other Holding Companies 1207 4 GOLDMAN SACHS STRATEGIC INVESTMENTS 525990 - Other Wilmington DE UNITED STATES (ASIA) L.L.C. Financial Vehicles 1208 4 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1209 4 GS CAPITAL FUNDING, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1210 5 GS CAPITAL FUNDING (UK) II LIMITED 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 1211 6 GS CAPITAL FUNDING (CAYMAN) LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1212 4 GS DIVERSIFIED FINANCE III, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1213 5 GS DIVERSIFIED HOLDINGS II LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1214 4 GS DIVERSIFIED FINANCE V, LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1215 4 GS DIVERSIFIED HOLDINGS II LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1216 4 GS GLOBAL FUNDING II, CO. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1217 4 GS LONGPORT INVESTMENT CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1218 4 GS Wind Power I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1219 4 GSFS (CAYMAN) 2002 A LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1220 4 JLQ LLC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1221 5 GK SPICA 525990 - Other Tokyo JAPAN Financial Vehicles 1222 5 JUPITER INVESTMENT CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1223 6 GK BLUE SQUARE 525990 - Other Tokyo JAPAN Financial Vehicles 1224 6 I PET CO., LTD 524128 - Other Direct Tokyo JAPAN Insurance (except life, health, and medical) Carriers 1225 7 I PET CLUB KENKO SOKUSHIN KYOSAI 524128 - Other Direct Tokyo JAPAN JIGYO Insurance (except life, health, and medical) Carriers 1226 4 JTGLQ COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1227 5 GS STRATEGIC INVESTMENTS JAPAN LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1228 4 KEYAKIZAKA FINANCE CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1229 4 LANDPRO INVESTMENTS (DELAWARE) L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1230 5 BAEKDU INVESTMENTS LIMITED 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1231 4 LANSDALE INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 1232 4 MHLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 1233 4 MLQ2 (DELAWARE) LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1234 5 MBD Holdings GK 551112 - Offices of Tokyo JAPAN Other Holding Companies 1235 6 GK IZUMO CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1236 6 GK JUPITER INVESTMENT II 525990 - Other Tokyo JAPAN Financial Vehicles 1237 6 GK JUPITER INVESTMENT III 525990 - Other Tokyo JAPAN Financial Vehicles 1238 6 GK MISHIMA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1239 6 GK OUKA 525990 - Other Tokyo JAPAN Financial Vehicles 1240 6 GK SHIROKAWA 525990 - Other Tokyo JAPAN Financial Vehicles 1241 6 GK TERAMACHI CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1242 6 SH OUKA HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1243 7 GK OUKA 525990 - Other Tokyo JAPAN Financial Vehicles 1244 6 YK HOLDINGS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1245 4 NAEBA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1246 4 NJLQ (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1247 4 RESTAMOVE IRELAND LIMITED 523110 - Investment Dublin IRELAND Banking and Securities Dealing 1248 4 SENNA INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1249 4 SHIMANE (DELAWARE) LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 1250 4 SHIZUOKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1251 4 SINGEL COOL ONE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1252 5 ARCHON GROUP (FRANCE) 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1253 6 Archon Group Gestion 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1254 6 GESTION IMMOBILIERE HAUSSMANN 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1255 4 SINGEL COOL TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1256 5 ARCHON GROUP (FRANCE) 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1257 4 STRATEGIC INVESTMENT JV LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1258 4 UNI OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1259 3 GS INDIA HOLDINGS L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1260 4 GOLDMAN SACHS (MAURITIUS) NBFC L.L.C. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1261 5 GOLDMAN SACHS SERVICES PRIVATE LIMITED 541990 - All Other Bangalore INDIA (OTHER) Professional, Scientific, and Technical Services 1262 6 Goldman Sachs (India) Finance Private 522294 - Secondary Mumbai INDIA (OTHER) Limited Market Financing 1263 5 Goldman Sachs (India) Finance Private 522294 - Secondary Mumbai INDIA (OTHER) Limited Market Financing 1264 4 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I 523110 - Investment Ebene MAURITIUS LIMITED Banking and Securities Dealing 1265 5 GOLDMAN SACHS (MAURITIUS) L.L.C. 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1266 6 GOLDMAN SACHS (INDIA) SECURITIES 523110 - Investment Mumbai INDIA (OTHER) PRIVATE LIMITED Banking and Securities Dealing 1267 6 GOLDMAN SACHS SERVICES PRIVATE LIMITED 541990 - All Other Bangalore INDIA (OTHER) Professional, Scientific, and Technical Services 1268 6 TALBOT INVESTMENTS LIMITED 523110 - Investment George Town CAYMAN ISLANDS Banking and Securities Dealing 1269 4 VANTAGE GROUND (MAURITIUS) LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 1270 3 GSEM (DEL) HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1271 4 CER HOLDINGS LP 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1272 4 GOLDMAN SACHS FINANCIAL MARKETS PTY LTD 523130 - Commodity Sydney AUSTRALIA Contracts Dealing 1273 4 GOLDMAN SACHS INVESTMENT PARTNERS HOLDCO 551112 - Offices of George Town CAYMAN ISLANDS CAYMAN LTD. Other Holding Companies 1274 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE AGGREGATING FUND, L.P. Investment Funds 1275 6 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND HOLDINGS OFFSHORE, Investment Funds L.P.
1148 7 CMC MARKETS UK PLC 100 N/A 1149 8 CMC Markets US LLC N/A N/A The direct holder is a Managing Member. 1150 7 CMC Spreadbet Plc 100 N/A 1151 7 CMC Trustees Limited 100 N/A 1152 7 Information Internet Limited 100 N/A 1153 6 CMC Markets (Finance) Limited 100 N/A 1154 6 CMC Markets Overseas Holdings Limited 100 N/A 1155 7 CMC Markets Asia Limited 100 N/A 1156 7 CMC Markets Canada Inc 100 N/A 1157 7 CMC Markets Development (pty) 100 N/A Limited 1158 7 CMC Markets Digital Options GmbH N/A N/A The direct holder is a Managing Member. 1159 7 CMC Markets Group Australia Pty Ltd. 100 N/A 1160 8 CMC MARKETS ASIA PACIFIC PTY 100 N/A LIMITED 1161 9 CMC Markets Pty Ltd 100 N/A 1162 10 CMC International Financial N/A N/A The direct holder is a Consulting (Beijing) Co., Ltd Managing Member. 1163 8 CMC Markets Stockbroking Limited 100 N/A 1164 8 CMC Markets Stockbroking Limited 100 N/A Nominees (No.2 Account) Pty Limited 1165 8 CMC Markets Stockbroking Limited 100 N/A Nominees Pty Limited 1166 7 CMC Markets Japan KK 100 N/A 1167 7 CMC Markets NZ Limited 100 N/A 1168 7 CMC Markets Singapore Pte. Ltd 100 N/A 1169 7 CMC Markets South Africa (pty) 100 N/A Limited 1170 4 TEX FUNDING 100 N/A 1171 3 GOLDMAN SACHS IRELAND LLC N/A N/A The direct holder is a Managing Member. 1172 4 GOLDMAN SACHS IRELAND GROUP LIMITED 100 N/A 1173 5 GOLDMAN SACHS IRELAND HOLDINGS LIMITED 100 N/A 1174 6 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 1175 3 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 100 N/A 1176 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS N/A N/A The direct holder has EURO FUND, A SUB-FUND OF GOLDMAN SACHS Control through a GLOBAL MULTI MANAGER FUNDS Management Agreement or other arrangements. 1177 3 GOLDMAN SACHS PARIS INC. ET CIE N/A N/A The direct holder is a General Partner. 1178 3 GOLDMAN SACHS SAUDI ARABIA 100 N/A 1179 3 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 100 N/A 1180 4 GARDA FUNDO DE INVESTIMENTO EM DIREITOS 100 N/A CREDITORIOS NAO-PADRONIZADOS MULTICARTEIRA 1181 4 GOLDMAN SACHS DO BRASIL CORRETORA DE 100 N/A TITULOS E VALORES MOBILIARIOS S/A 1182 3 GS (ASIA) L.P. N/A N/A The direct holder is a General Partner. 1183 4 GOLDMAN SACHS (JAPAN) LTD. 100 N/A 1184 5 GOLDMAN SACHS JAPAN CO., LTD. 100 N/A 1185 6 GOLDMAN SACHS DIVERSIFIED 100 N/A MULTI-SECTOR PORTFOLIO YEN FUND (FOR QUALIFIED INSTITUTIONAL INVESTORS) 1186 5 GOLDMAN SACHS JAPAN HOLDINGS, LTD. 100 N/A 1187 5 MLT INVESTMENTS LTD. 100 N/A 1188 6 ELEVATECH LIMITED 100 N/A 1189 6 GLOBAL TECHNOLOGIES INTERNATIONAL 100 N/A LIMITED 1190 6 GOLDMAN SACHS STRATEGIC INVESTMENTS N/A N/A The direct holder is a (ASIA) L.L.C. Managing Member. 1191 7 AGALIA CAPITAL LTD. 75 N/A 1192 3 GS ASIAN VENTURE (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1193 3 GS FINANCIAL SERVICES L.P. (DEL) N/A N/A The direct holder is a General Partner. 1194 4 BEST II INVESTMENTS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1195 5 TRIUMPH III INVESTMENTS (IRELAND) 100 N/A LIMITED 1196 5 TRIUMPH INVESTMENTS (IRELAND) LIMITED 100 N/A 1197 4 BEST INVESTMENTS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1198 4 CAPITAL INVESTMENTS (U.S.) III, L.L.C. N/A N/A The direct holder is a Managing Member. 1199 4 FRANKFURTER MOBILIEN LIMITED 99 N/A 1200 4 GOLDMAN SACHS ADMINISTRATION SERVICES N/A N/A The direct holder is a (CANADA) HOLDINGS LLC Managing Member. 1201 5 GOLDMAN SACHS ADMINISTRATION SERVICES N/A N/A The direct holder is a (CANADA) HOLDINGS LP General Partner. 1202 4 GOLDMAN SACHS ADMINISTRATION SERVICES N/A N/A The direct holder is a (CANADA) HOLDINGS LP Limited Partner. 1203 4 GOLDMAN SACHS CAPITAL INVESTMENTS LIMITED 100 N/A 1204 5 GOLDMAN SACHS CAPITAL INVESTMENTS II 100 N/A LIMITED 1205 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) N/A N/A The direct holder is a HOLDINGS LLC Non-Managing Member. 1206 5 GOLDMAN SACHS GLOBAL COMMODITIES N/A N/A The direct holder is a (CANADA) HOLDINGS, LP General Partner. 1207 4 GOLDMAN SACHS STRATEGIC INVESTMENTS N/A N/A The direct holder is a (ASIA) L.L.C. Managing Member. 1208 4 GS ASIAN VENTURE (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1209 4 GS CAPITAL FUNDING, INC. 100 N/A 1210 5 GS CAPITAL FUNDING (UK) II LIMITED 100 N/A 1211 6 GS CAPITAL FUNDING (CAYMAN) LIMITED 100 N/A 1212 4 GS DIVERSIFIED FINANCE III, LLC N/A N/A The direct holder is a Managing Member. 1213 5 GS DIVERSIFIED HOLDINGS II LLC N/A N/A The direct holder is a Non-Managing Member. 1214 4 GS DIVERSIFIED FINANCE V, LLC N/A N/A The direct holder is a Managing Member. 1215 4 GS DIVERSIFIED HOLDINGS II LLC N/A N/A The direct holder is a Non-Managing Member. 1216 4 GS GLOBAL FUNDING II, CO. 100 N/A 1217 4 GS LONGPORT INVESTMENT CORPORATION 100 N/A 1218 4 GS Wind Power I, LLC N/A N/A The direct holder is a Managing Member. 1219 4 GSFS (CAYMAN) 2002 A LIMITED 100 N/A 1220 4 JLQ LLC 100 N/A 1221 5 GK SPICA N/A N/A The direct holder is a Managing Member. 1222 5 JUPITER INVESTMENT CO., LTD. N/A N/A The direct holder is a Non-Managing Member. 1223 6 GK BLUE SQUARE N/A N/A The direct holder is a Managing Member. 1224 6 I PET CO., LTD 83 N/A 1225 7 I PET CLUB KENKO SOKUSHIN KYOSAI N/A N/A The direct holder is a JIGYO General Partner. 1226 4 JTGLQ COMPANY 100 N/A 1227 5 GS STRATEGIC INVESTMENTS JAPAN LLC N/A N/A The direct holder is a Managing Member. 1228 4 KEYAKIZAKA FINANCE CO., LTD. 100 N/A 1229 4 LANDPRO INVESTMENTS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1230 5 BAEKDU INVESTMENTS LIMITED 100 N/A 1231 4 LANSDALE INVESTMENTS LIMITED 100 N/A 1232 4 MHLQ, S. DE R.L. DE C.V. N/A N/A The direct holder is a Non-Managing Member. 1233 4 MLQ2 (DELAWARE) LLC N/A N/A The direct holder is a Non-Managing Member. 1234 5 MBD Holdings GK N/A N/A The direct holder is a Managing Member. 1235 6 GK IZUMO CAPITAL N/A N/A The direct holder is a Managing Member. 1236 6 GK JUPITER INVESTMENT II N/A N/A The direct holder is a Managing Member. 1237 6 GK JUPITER INVESTMENT III N/A N/A The direct holder is a Managing Member. 1238 6 GK MISHIMA CAPITAL N/A N/A The direct holder is a Managing Member. 1239 6 GK OUKA N/A N/A The direct holder is a Non-Managing Member. 1240 6 GK SHIROKAWA N/A N/A The direct holder is a Managing Member. 1241 6 GK TERAMACHI CAPITAL N/A N/A The direct holder is a Non-Managing Member. 1242 6 SH OUKA HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1243 7 GK OUKA N/A N/A The direct holder is a Managing Member. 1244 6 YK HOLDINGS CO., LTD. 100 N/A 1245 4 NAEBA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1246 4 NJLQ (IRELAND) LIMITED 100 N/A 1247 4 RESTAMOVE IRELAND LIMITED 100 N/A 1248 4 SENNA INVESTMENTS (IRELAND) LIMITED 100 N/A 1249 4 SHIMANE (DELAWARE) LLC N/A N/A The direct holder is a Managing Member. 1250 4 SHIZUOKA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1251 4 SINGEL COOL ONE B.V. 100 N/A 1252 5 ARCHON GROUP (FRANCE) 100 N/A 1253 6 Archon Group Gestion 100 N/A 1254 6 GESTION IMMOBILIERE HAUSSMANN 100 N/A 1255 4 SINGEL COOL TWO B.V. 100 N/A 1256 5 ARCHON GROUP (FRANCE) 100 N/A 1257 4 STRATEGIC INVESTMENT JV LLC N/A N/A The direct holder is a Managing Member. 1258 4 UNI OCNS HOLDINGS 100 N/A 1259 3 GS INDIA HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 1260 4 GOLDMAN SACHS (MAURITIUS) NBFC L.L.C. 100 N/A 1261 5 GOLDMAN SACHS SERVICES PRIVATE LIMITED 100 99 1262 6 Goldman Sachs (India) Finance Private 100 N/A Limited 1263 5 Goldman Sachs (India) Finance Private 100 100 Limited 1264 4 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I 100 N/A LIMITED 1265 5 GOLDMAN SACHS (MAURITIUS) L.L.C. 100 N/A 1266 6 GOLDMAN SACHS (INDIA) SECURITIES 100 N/A PRIVATE LIMITED 1267 6 GOLDMAN SACHS SERVICES PRIVATE LIMITED 100 99 1268 6 TALBOT INVESTMENTS LIMITED 100 N/A 1269 4 VANTAGE GROUND (MAURITIUS) LIMITED 100 N/A 1270 3 GSEM (DEL) HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 1271 4 CER HOLDINGS LP N/A N/A The direct holder is a Limited Partner. 1272 4 GOLDMAN SACHS FINANCIAL MARKETS PTY LTD 100 N/A 1273 4 GOLDMAN SACHS INVESTMENT PARTNERS HOLDCO 100 N/A CAYMAN LTD. 1274 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a OFFSHORE AGGREGATING FUND, L.P. Limited Partner. 1275 6 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS OFFSHORE, Limited Partner. L.P.
1276 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) Investment Funds I, LLC 1277 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) Investment Funds II, LLC 1278 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) Investment Funds III, LLC 1279 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) Investment Funds IV, LLC 1280 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) Investment Funds V, LLC 1281 6 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 1282 7 GOLDMAN SACHS GSIP FUND (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1283 8 GOLDMAN SACHS GSIP MASTER COMPANY 525910 - Open-End Dublin IRELAND (IRELAND) LIMITED Investment Funds 1284 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Luxembourg LUXEMBOURG HOLDINGS (LUX) OFFSHORE S.A.R.L Investment Funds 1285 7 GS INVESTMENT PARTNERS (MAURITIUS) 525910 - Open-End Ebene MAURITIUS I LIMITED Investment Funds 1286 8 GS INVESTMENT PARTNERS 525910 - Open-End Ebene MAURITIUS (MAURITIUS) II LIMITED Investment Funds 1287 8 Goldman Sachs TDN Investors 525990 - Other George Town CAYMAN ISLANDS Offshore, L.P. Financial Vehicles 1288 9 GS INVESTMENT PARTNERS 525990 - Other Ebene MAURITIUS (MAURITIUS) IV LIMITED Financial Vehicles 1289 4 GOLDMAN SACHS MIDDLE EAST (CAYMAN) LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1290 5 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1291 4 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1292 4 GS INVESTMENTS (CAYMAN) LTD. 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 1293 5 SOURCE HOLDINGS LIMITED 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1294 6 Source Investment Management Limited 523920 - Portfolio George Town CAYMAN ISLANDS Management 1295 6 Source UK Services Limited 522294 - Secondary London UNITED KINGDOM Market Financing (OTHER) 1296 4 GSEM BERMUDA HOLDINGS, L.P. 551112 - Offices of Hamilton BERMUDA Other Holding Companies 1297 5 GS EQUITY MARKETS, L.P. 525990 - Other Hamilton BERMUDA Financial Vehicles 1298 3 GSEM BERMUDA HOLDINGS, L.P. 551112 - Offices of Hamilton BERMUDA Other Holding Companies 1299 3 GSPS (DEL) L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1300 4 GSPS BERMUDA CORPORATION LIMITED 525990 - Other Hamilton BERMUDA Financial Vehicles 1301 3 J. ARON (CHINA) HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1302 4 J. ARON (CHINA) COMMODITIES TRADING 523130 - Commodity Shanghai CHINA, PEOPLES COMPANY LIMITED Contracts Dealing REPUBLIC OF 1303 3 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1304 3 MEP GS INVESTOR (GP) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1305 4 MEP GS INVESTOR L.P. 525990 - Other LONDON UNITED KINGDOM Financial Vehicles (OTHER) 1306 5 MERCHANT EQUITY PARTNERS, L.P. 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 1307 3 MLQ, L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1308 4 CMLQ INVESTORS COMPANY 525990 - Other Halifax NS CANADA Financial Vehicles 1309 4 ELQ HOLDINGS (DEL) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1310 4 MEP GS INVESTOR (CAYCO) LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1311 5 MEP GS INVESTOR L.P. 525990 - Other LONDON UNITED KINGDOM Financial Vehicles (OTHER) 1312 4 MLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1313 5 AR HOLDINGS (DELAWARE) L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1314 6 AR HOLDINGS GK 551114 - Corporate, Tokyo JAPAN Subsidiary, and Regional Managing Offices 1315 7 GK GOLDMAN SACHS SSG I 525990 - Other Tokyo JAPAN Financial Vehicles 1316 7 GK KAGURAZAKA HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1317 8 GK ARISUGAWA FINANCE 525990 - Other Tokyo JAPAN Financial Vehicles 1318 8 GK SAKURAZAKA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1319 7 GK NISHI-AZABU SHINYO HOSHOU 525990 - Other Tokyo JAPAN Financial Vehicles 1320 7 GS PSI HOLDINGS GK 551112 - Offices of Tokyo JAPAN Other Holding Companies 1321 8 GOLDMAN SACHS PSI JAPAN GK 525990 - Other Tokyo JAPAN Financial Vehicles 1322 7 JUPITER INVESTMENT CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1323 7 SH ERF HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1324 6 GK YAMAMOTO KAIUN HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1325 7 YAMAMOTO KAIUN CO., LTD. 525990 - Other Kure-shi JAPAN Financial Vehicles 1326 5 BLUE SKY FUND CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1327 5 CITRINE CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1328 5 DOTONBORI KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1329 5 ENDEAVOR CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1330 5 FOREST GREEN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1331 5 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1332 5 GK KAGURAZAKA HOLDINGS 551112 - Offices of Tokyo JAPAN Other Holding Companies 1333 5 GK YAMAMOTO KAIUN HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1334 5 GOLDMAN SACHS REALTY JAPAN LTD. 551112 - Offices of Tokyo JAPAN Other Holding Companies 1335 6 BLUE DAISY CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1336 6 DANDELION INVESTMENTS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1337 6 GAC PERSONAL CO., LTD. 52399 - All Other Tokyo JAPAN Financial Investment Activities 1338 7 HYOGO WIDE SERVICE CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1339 7 MIDORI DATA CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1340 7 WAKABA HOKEN DAIKO CO., LTD. 524210 - Insurance Tokyo JAPAN Agencies and Brokerages 1341 6 GK ARISUGAWA FINANCE 525990 - Other Tokyo JAPAN Financial Vehicles 1342 6 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1343 6 GLOBE INVESTMENT CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1344 6 GOLDMAN SACHS CREDIT PARTNERS 523910 - Tokyo JAPAN (JAPAN), LTD. Miscellaneous Intermediation 1345 7 ROPPONGI DOMAIN LLC 551114 - Corporate, George Town CAYMAN ISLANDS Subsidiary, and Regional Managing Offices 1346 6 JUPITER INVESTMENT CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1347 6 MERCHANT CAPITAL CO., LTD. 522298 - All Other Tokyo JAPAN Nondepository Credit Intermediation 1348 6 MERCHANT SUPPORT CO., LTD. 522298 - All Other Tokyo JAPAN Nondepository Credit Intermediation 1349 6 PALMWOOD CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1350 6 REAL ESTATE CREATION FUND CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1351 6 REC INVESTMENTS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1352 6 S.H. MINATO HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1353 7 GREEN MOUNTAIN ONE CO., LTD 525990 - Other Tokyo JAPAN Financial Vehicles 1354 6 SAKURAZAKA KAIHATSU CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1355 6 SH WHITE FLOWER 525990 - Other Tokyo JAPAN Financial Vehicles 1356 7 GK FRANGIPANI 525990 - Other Tokyo JAPAN Financial Vehicles 1357 6 WHITE OCEAN CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1358 5 GS GFKL INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1359 5 GS PIA HOLDINGS GK 525990 - Other Tokyo JAPAN Financial Vehicles 1360 6 CRANE HOLDINGS LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1361 7 SG INVESTMENTS KK 525990 - Other Tokyo JAPAN Financial Vehicles 1362 6 GS TK HOLDINGS I GK 525990 - Other Tokyo JAPAN Financial Vehicles 1363 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1364 6 GS TK HOLDINGS III GK 525990 - Other Tokyo JAPAN Financial Vehicles 1365 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1366 6 GS TK HOLDINGS V GK 525990 - Other Tokyo JAPAN Financial Vehicles 1367 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1368 6 OCEANS HOLDINGS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1369 5 HEAVENLY LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1370 6 UNIVERSAL REALTY CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1371 5 Impact Holding Cayman Co., Ltd. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1372 5 JUPITER INVESTMENT CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1373 5 K.K. MINATO SAIKEN KAISHU 551114 - Corporate, Tokyo JAPAN Subsidiary, and Regional Managing Offices 1374 5 KAIHIN CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1375 5 KANAGAWA HOLDING CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1376 5 KEISEN KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1377 5 KINMIRAI CAYMAN CO., LTD 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1378 5 KITANOMARU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1379 5 KUROBE CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1380 5 LINDEN WOOD IIS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1381 6 CMA CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1382 5 LINDEN WOOD, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1383 5 LUIGI CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1384 5 MDL SEVEN (CAYMAN) HOLDINGS LLC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1385 6 MDL SEVEN (CAYMAN) LLC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1386 5 MDL SIX (CAYMAN) HOLDINGS LLC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1387 6 MDL SIX (CAYMAN) LLC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1388 5 MUSASHI CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1389 5 MUSASHINO CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1390 5 PIA HOLDINGS CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1391 6 GS PIA HOLDINGS GK 525990 - Other Tokyo JAPAN Financial Vehicles 1392 5 RUBY REALTY CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1393 5 SAYAMA CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1394 5 SHINING PARTNERS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1395 5 SHIOHAMA CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1396 5 SOLAR WIND II LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1397 5 SOLAR WIND LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1398 5 SOUTH WIND REALTY FINANCE (CAYMAN) 525990 - Other George Town CAYMAN ISLANDS COMPANY Financial Vehicles 1399 6 ISEZAKI KAIHATSU CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1400 6 SPORTS SHINKO FINANCE CO., LTD. 522298 - All Other Tokyo JAPAN Nondepository Credit Intermediation 1401 5 SP CAYMAN 2 LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1402 5 TAIYO KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1403 5 TAKAHAMA KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles
1276 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) Non-Managing Member. I, LLC 1277 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) Non-Managing Member. II, LLC 1278 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) Non-Managing Member. III, LLC 1279 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) Non-Managing Member. IV, LLC 1280 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) Non-Managing Member. V, LLC 1281 6 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 1282 7 GOLDMAN SACHS GSIP FUND (IRELAND) 100 N/A 1283 8 GOLDMAN SACHS GSIP MASTER COMPANY 100 N/A (IRELAND) LIMITED 1284 7 GOLDMAN SACHS INVESTMENT PARTNERS 100 N/A HOLDINGS (LUX) OFFSHORE S.A.R.L 1285 7 GS INVESTMENT PARTNERS (MAURITIUS) 100 N/A I LIMITED 1286 8 GS INVESTMENT PARTNERS 100 N/A (MAURITIUS) II LIMITED 1287 8 Goldman Sachs TDN Investors N/A N/A The direct holder is a Offshore, L.P. Limited Partner. 1288 9 GS INVESTMENT PARTNERS 100 N/A (MAURITIUS) IV LIMITED 1289 4 GOLDMAN SACHS MIDDLE EAST (CAYMAN) LIMITED 100 N/A 1290 5 GOLDMAN SACHS SAUDI ARABIA 100 N/A 1291 4 GOLDMAN SACHS SAUDI ARABIA 100 N/A 1292 4 GS INVESTMENTS (CAYMAN) LTD. 100 N/A 1293 5 SOURCE HOLDINGS LIMITED 40 N/A 1294 6 Source Investment Management Limited N/A N/A The direct holder is a Non-Managing Member. 1295 6 Source UK Services Limited 100 N/A 1296 4 GSEM BERMUDA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1297 5 GS EQUITY MARKETS, L.P. N/A N/A The direct holder is a General Partner. 1298 3 GSEM BERMUDA HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 1299 3 GSPS (DEL) L.P. N/A N/A The direct holder is a General Partner. 1300 4 GSPS BERMUDA CORPORATION LIMITED 100 N/A 1301 3 J. ARON (CHINA) HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 1302 4 J. ARON (CHINA) COMMODITIES TRADING 100 N/A COMPANY LIMITED 1303 3 LS UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 1304 3 MEP GS INVESTOR (GP) LLC N/A N/A The direct holder is a Managing Member. 1305 4 MEP GS INVESTOR L.P. N/A N/A The direct holder is a General Partner. 1306 5 MERCHANT EQUITY PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1307 3 MLQ, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1308 4 CMLQ INVESTORS COMPANY 100 N/A 1309 4 ELQ HOLDINGS (DEL) LLC N/A N/A The direct holder is a Managing Member. 1310 4 MEP GS INVESTOR (CAYCO) LIMITED 100 N/A 1311 5 MEP GS INVESTOR L.P. N/A N/A The direct holder is a Limited Partner. 1312 4 MLQ INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 1313 5 AR HOLDINGS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1314 6 AR HOLDINGS GK N/A N/A The direct holder is a Managing Member. 1315 7 GK GOLDMAN SACHS SSG I N/A N/A The direct holder is a Managing Member. 1316 7 GK KAGURAZAKA HOLDINGS N/A N/A The direct holder is a Managing Member. 1317 8 GK ARISUGAWA FINANCE N/A N/A The direct holder is a Managing Member. 1318 8 GK SAKURAZAKA CAPITAL N/A N/A The direct holder is a Managing Member. 1319 7 GK NISHI-AZABU SHINYO HOSHOU N/A N/A The direct holder is a Managing Member. 1320 7 GS PSI HOLDINGS GK N/A N/A The direct holder is a Managing Member. 1321 8 GOLDMAN SACHS PSI JAPAN GK N/A N/A The direct holder is a Managing Member. 1322 7 JUPITER INVESTMENT CO., LTD. N/A N/A The direct holder is a Non-Managing Member. 1323 7 SH ERF HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1324 6 GK YAMAMOTO KAIUN HOLDINGS N/A N/A The direct holder is a Managing Member. 1325 7 YAMAMOTO KAIUN CO., LTD. 100 N/A 1326 5 BLUE SKY FUND CAYMAN LTD. N/A N/A The direct holder has Other Management Control 1327 5 CITRINE CAYMAN CO., LTD. 100 N/A 1328 5 DOTONBORI KAIHATSU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1329 5 ENDEAVOR CAYMAN LTD. N/A N/A The direct holder has Other Management Control 1330 5 FOREST GREEN LTD. N/A N/A The direct holder has Other Management Control 1331 5 GK CRYSTAL INVESTMENT N/A N/A The direct holder is a Non-Managing Member. 1332 5 GK KAGURAZAKA HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1333 5 GK YAMAMOTO KAIUN HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1334 5 GOLDMAN SACHS REALTY JAPAN LTD. 100 N/A 1335 6 BLUE DAISY CO., LTD. 100 N/A 1336 6 DANDELION INVESTMENTS CO., LTD. 100 N/A 1337 6 GAC PERSONAL CO., LTD. 100 N/A 1338 7 HYOGO WIDE SERVICE CO., LTD. 100 N/A 1339 7 MIDORI DATA CO., LTD. 100 N/A 1340 7 WAKABA HOKEN DAIKO CO., LTD. 100 N/A 1341 6 GK ARISUGAWA FINANCE N/A N/A The direct holder is a Non-Managing Member. 1342 6 GK CRYSTAL INVESTMENT N/A N/A The direct holder is a Managing Member. 1343 6 GLOBE INVESTMENT CO., LTD. 100 N/A 1344 6 GOLDMAN SACHS CREDIT PARTNERS 100 N/A (JAPAN), LTD. 1345 7 ROPPONGI DOMAIN LLC 100 N/A 1346 6 JUPITER INVESTMENT CO., LTD. N/A N/A The direct holder is a Managing Member. 1347 6 MERCHANT CAPITAL CO., LTD. 100 N/A 1348 6 MERCHANT SUPPORT CO., LTD. 100 N/A 1349 6 PALMWOOD CO., LTD. 100 N/A 1350 6 REAL ESTATE CREATION FUND CO., LTD. 100 N/A 1351 6 REC INVESTMENTS CO., LTD. 100 N/A 1352 6 S.H. MINATO HOLDINGS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1353 7 GREEN MOUNTAIN ONE CO., LTD 100 N/A 1354 6 SAKURAZAKA KAIHATSU CO., LTD. 100 N/A 1355 6 SH WHITE FLOWER N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1356 7 GK FRANGIPANI N/A N/A The direct holder is a Managing Member. 1357 6 WHITE OCEAN CO., LTD. 100 N/A 1358 5 GS GFKL INVESTOR LLC N/A N/A The direct holder is a Non-Managing Member. 1359 5 GS PIA HOLDINGS GK N/A N/A The direct holder is a Non-Managing Member. 1360 6 CRANE HOLDINGS LTD. 100 N/A 1361 7 SG INVESTMENTS KK 61 N/A 1362 6 GS TK HOLDINGS I GK N/A N/A The direct holder is a Managing Member. 1363 7 EACCESS LTD. 30 N/A 1364 6 GS TK HOLDINGS III GK N/A N/A The direct holder is a Managing Member. 1365 7 EACCESS LTD. 30 N/A 1366 6 GS TK HOLDINGS V GK N/A N/A The direct holder is a Managing Member. 1367 7 EACCESS LTD. 30 N/A 1368 6 OCEANS HOLDINGS CO., LTD. 100 N/A 1369 5 HEAVENLY LTD. N/A N/A The direct holder has Other Management Control 1370 6 UNIVERSAL REALTY CO., LTD. 100 N/A 1371 5 Impact Holding Cayman Co., Ltd. 100 N/A 1372 5 JUPITER INVESTMENT CO., LTD. N/A N/A The direct holder is a Non-Managing Member. 1373 5 K.K. MINATO SAIKEN KAISHU 100 N/A 1374 5 KAIHIN CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1375 5 KANAGAWA HOLDING CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1376 5 KEISEN KAIHATSU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1377 5 KINMIRAI CAYMAN CO., LTD N/A N/A The direct holder has Other Management Control 1378 5 KITANOMARU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1379 5 KUROBE CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1380 5 LINDEN WOOD IIS LTD. 100 N/A 1381 6 CMA CO., LTD. 100 N/A 1382 5 LINDEN WOOD, LTD. 100 N/A 1383 5 LUIGI CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1384 5 MDL SEVEN (CAYMAN) HOLDINGS LLC 100 N/A 1385 6 MDL SEVEN (CAYMAN) LLC 100 N/A 1386 5 MDL SIX (CAYMAN) HOLDINGS LLC 100 N/A 1387 6 MDL SIX (CAYMAN) LLC 100 N/A 1388 5 MUSASHI CAYMAN CO., LTD. 100 N/A 1389 5 MUSASHINO CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1390 5 PIA HOLDINGS CAYMAN 100 N/A 1391 6 GS PIA HOLDINGS GK N/A N/A The direct holder is a Managing Member. 1392 5 RUBY REALTY CAYMAN LTD. N/A N/A The direct holder has Other Management Control 1393 5 SAYAMA CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1394 5 SHINING PARTNERS LTD. 100 N/A 1395 5 SHIOHAMA CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1396 5 SOLAR WIND II LTD. 100 N/A 1397 5 SOLAR WIND LTD. 100 N/A 1398 5 SOUTH WIND REALTY FINANCE (CAYMAN) 100 N/A COMPANY 1399 6 ISEZAKI KAIHATSU CO., LTD. 100 N/A 1400 6 SPORTS SHINKO FINANCE CO., LTD. 100 N/A 1401 5 SP CAYMAN 2 LTD. N/A N/A The direct holder has Other Management Control 1402 5 TAIYO KAIHATSU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1403 5 TAKAHAMA KAIHATSU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control
1404 5 UMEDA KAIHATSU CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1405 4 MTGLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1406 5 AMARANTH HOLDING, LLC 522292 - Real Estate New York NY UNITED STATES Credit 1407 6 AMARANTH LAND, LLC 522292 - Real Estate New York NY UNITED STATES Credit 1408 5 ASSET MANAGEMENT COMPANY OF AMERICA, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 1409 5 CDMC HOLDING COMPANY GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1410 6 CDMC, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1411 7 DEMAC FINANCIAL SERVICES, s.r.o. 525990 - Other Praha CZECH REPUBLIC Financial Vehicles 1412 5 CDMC, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1413 5 CDV-1 HOLDING COMPANY GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1414 6 CDV-1 HOLDING COMPANY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1415 7 CDV-1, LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1416 8 CRE-1 a.s. 525990 - Other Praha CZECH REPUBLIC Financial Vehicles 1417 5 CDV-1 HOLDING COMPANY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1418 5 CENTERLINE HOUSING PARTNERSHIP XI LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1419 5 CMLQ INVESTORS COMPANY 525990 - Other Halifax NS CANADA Financial Vehicles 1420 5 DADELAND RETAIL LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1421 5 DECO PROPERTY, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1422 5 ELQ INVESTORS, LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1423 6 CDV-2, LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1424 7 QAF ASSETS s.r.o. 525990 - Other Praha CZECH REPUBLIC Financial Vehicles 1425 6 CONRAD P4 LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1426 6 G.S.Q SPV (1) LIMITED 525990 - Other Lagos NIGERIA Financial Vehicles 1427 6 GOLDMAN SACHS CREDIT PARTNERS 523999 - London UNITED KINGDOM (EUROPE) LTD Miscellaneous (OTHER) Financial Investment Activities 1428 6 GS EUROPEAN OPPORTUNITIES FUND B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1429 7 BLOSSOM HOLDING III BV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1430 7 GS EUROPEAN STRATEGIC INVESTMENT 525990 - Other London UNITED KINGDOM GROUP (2009) LTD Financial Vehicles (OTHER) 1431 7 GS EUROPEAN STRATEGIC INVESTMENT 525990 - Other Amsterdam NETHERLANDS GROUP B.V. Financial Vehicles 1432 7 MATTERHORN ACQUISITIONS LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1433 7 PMF-2, LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1434 7 YELLOW ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1435 6 GS EUROPEAN OPPORTUNITIES FUND II GP 525990 - Other London UNITED KINGDOM LTD Financial Vehicles (OTHER) 1436 7 GS EUROPEAN OPPORTUNITIES FUND II 525990 - Other London UNITED KINGDOM L.P. Financial Vehicles (OTHER) 1437 8 GS EUROPEAN INVESTMENT GROUP II 525990 - Other London UNITED KINGDOM LTD Financial Vehicles (OTHER) 1438 8 POSEIDON ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1439 7 KRETA ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1440 7 KYPRIS ACQUISITIONS LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1441 7 SANA ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1442 6 GS EUROPEAN OPPORTUNITIES FUND II L.P. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1443 6 KILLINGHOLME POWER 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1444 6 MB ACQUISITIONS B.V. 525990 - Other Baarn NETHERLANDS Financial Vehicles 1445 7 MB CAPITAL GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 1446 6 MONT BLANC ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1447 7 KILLINGHOLME POWER 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1448 6 NEG (TPL) LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1449 6 PMF-1, LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1450 6 QMH LIMITED 525990 - Other Essex UNITED KINGDOM Financial Vehicles (OTHER) 1451 6 SCC SEQUOIA CREDIT CONSOLIDATION 525990 - Other Limassol CYPRUS LIMITED Financial Vehicles 1452 7 CROMAN INVESTMENTS LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1453 7 RINANI INVESTMENTS LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1454 7 SCC ASSETS MANAGEMENT 525990 - Other Moscow RUSSIA Financial Vehicles 1455 6 SOUTH WALES TPL INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1456 6 TELE SPV LIMITED 525990 - Other Lagos NIGERIA Financial Vehicles 1457 6 THO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1458 6 WESTERN POWER INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1459 6 YORAM LIMITED 525990 - Other Lagos NIGERIA Financial Vehicles 1460 6 YPSILON PORTFOLIO LTD 525990 - Other LONDON UNITED KINGDOM Financial Vehicles (OTHER) 1461 7 YPSILON PORTFOLIO BETEILIGUNGS GMBH 525990 - Other Hof GERMANY Financial Vehicles 1462 5 EMBARGO, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1463 5 FAIRWAY RESOURCES GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1464 6 FAIRWAY RESOURCES PARTNERS, LP 525990 - Other Southlake TX UNITED STATES Financial Vehicles 1465 7 FAIRWAY RESOURCES OPERATING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1466 5 FAIRWAY RESOURCES PARTNERS, LP 525990 - Other Southlake TX UNITED STATES Financial Vehicles 1467 5 GCN HOLDING LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1468 6 GCN HOLDING (CANADA) ULC 525990 - Other Halifax NS CANADA Financial Vehicles 1469 5 GOLDMAN SACHS LENDING PARTNERS LLC 522294 - Secondary New York NY UNITED STATES Market Financing 1470 6 DAC HOLDINGS I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1471 7 DAC HOLDINGS VII, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1472 8 FARRAGUT INVESTMENTS UK 1 LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1473 9 FARRAGUT INVESTMENTS UK 2 LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1474 9 POWER BIRD LIMITED PARTNERSHIP 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1475 7 DAC HOLDINGS VIII, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1476 8 POWER BIRD LIMITED PARTNERSHIP 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1477 6 NCS I LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1478 7 NCS Holding Company, Inc. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1479 8 ACFI Funding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1480 8 ACLC Funding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1481 8 Amresco Commercial Finance, LLC 525990 - Other Boise ID UNITED STATES Financial Vehicles 1482 8 Amresco SBA Holdings, Inc. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1483 9 40 Maplecrest Road, LLC 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1484 9 Independence Funding Holding 525990 - Other Dallas TX UNITED STATES Company, LLC Financial Vehicles 1485 8 CLC Funding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1486 8 NCS Securities Holding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1487 6 PNW, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1488 6 REP PEB REALTY, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1489 5 GS EUROPEAN OPPORTUNITIES FUND B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1490 5 GS EUROPEAN OPPORTUNITIES FUND GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1491 6 GS EUROPEAN OPPORTUNITIES FUND L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1492 5 GS EUROPEAN OPPORTUNITIES FUND L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1493 5 GS GUERNSEY INVESTMENTS LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 1494 5 GS MACRO INVESTMENTS LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1495 6 GS MACRO INVESTMENTS II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1496 6 GS MACRO INVESTMENTS III, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1497 6 GS MACRO INVESTMENTS IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1498 6 GS MACRO INVESTMENTS V, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1499 5 GSEMI HOLDINGS CORPORATION 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1500 6 GS Euro Investments 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1501 6 GS Euro Management 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1502 5 HILTON GLOBAL HOLDINGS LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1503 5 LIQUIDITY ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1504 5 MLQ-BEL HOLDCO, L.L.C. 551112 - Offices of Irving TX UNITED STATES Other Holding Companies 1505 5 MLQ-ELD HOLDCO, L.L.C. 551112 - Offices of Irving TX UNITED STATES Other Holding Companies 1506 5 MLQ-MLL, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1507 5 MTGRP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1508 5 POWER RECEIVABLE FINANCE, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1509 5 PRESIDIO, LLC 525990 - Other Los Angeles CA UNITED STATES Financial Vehicles 1510 5 REMARK CAPITAL GROUP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1511 5 REP MCR REALTY, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 1512 5 SCLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 1513 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 52399 - All Other Milan ITALY (OTHER) CREDITI SRL Financial Investment Activities 1514 5 SPARTA INSURANCE HOLDINGS, INC. 551112 - Offices of Hartford CT UNITED STATES Other Holding Companies 1515 6 SPARTA Insurance Company 524126 - Direct Hartford CT UNITED STATES Property and Casualty Insurance Carriers 1516 7 SPARTA AMERICAN INSURANCE COMPANY 524126 - Direct Hartford CT UNITED STATES Property and Casualty Insurance Carriers 1517 7 SPARTA SPECIALTY INSURANCE COMPANY 524126 - Direct Hartford CT UNITED STATES Property and Casualty Insurance Carriers 1518 5 SPF ONE IL, LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 1519 3 MLQ2 (DELAWARE) LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1520 3 NATURAL RESOURCES INVESTMENTS S.L. 551112 - Offices of Madrid SPAIN Other Holding Companies 1521 3 ROTHESAY LIFE, L.L.C. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1522 4 ROTHESAY LIFE (CAYMAN) LIMITED 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 1523 5 ROTHESAY LIFE LIMITED 524210 - Insurance London UNITED KINGDOM Agencies and (OTHER) Brokerages 1524 3 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1525 3 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 1526 2 GOLDMAN SACHS GLOBAL SERVICES I LIMITED 541990 - All Other George Town CAYMAN ISLANDS Professional, Scientific, and Technical Services 1527 2 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 1528 2 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE 551114 - Corporate, Col Lomas de MEXICO C.V. Subsidiary, and Chapultepec Regional Managing Offices 1529 2 GOLDMAN SACHS HEADQUARTERS LLC 531390 - Other New York NY UNITED STATES activities related to real estate 1530 2 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 523930 - Investment New York NY UNITED STATES Advice 1531 2 GOLDMAN SACHS HEDGE INSTITUCIONAL FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM COTAS DE FUNDO DE Investment Funds INVESTIMENTO MULTIMERCADO
1404 5 UMEDA KAIHATSU CAYMAN N/A N/A The direct holder has Other Management Control 1405 4 MTGLQ INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 1406 5 AMARANTH HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 1407 6 AMARANTH LAND, LLC N/A N/A The direct holder is a Managing Member. 1408 5 ASSET MANAGEMENT COMPANY OF AMERICA, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1409 5 CDMC HOLDING COMPANY GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1410 6 CDMC, L.P. N/A N/A The direct holder is a General Partner. 1411 7 DEMAC FINANCIAL SERVICES, s.r.o. N/A N/A The direct holder is a Managing Member. 1412 5 CDMC, L.P. N/A N/A The direct holder is a Limited Partner. 1413 5 CDV-1 HOLDING COMPANY GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1414 6 CDV-1 HOLDING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 1415 7 CDV-1, LTD. 100 100 1416 8 CRE-1 a.s. 100 N/A 1417 5 CDV-1 HOLDING COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 1418 5 CENTERLINE HOUSING PARTNERSHIP XI LP N/A N/A The direct holder is a Limited Partner. 1419 5 CMLQ INVESTORS COMPANY 100 N/A 1420 5 DADELAND RETAIL LLC N/A N/A The direct holder is a Non-Managing Member. 1421 5 DECO PROPERTY, LLC N/A N/A The direct holder is a Non-Managing Member. 1422 5 ELQ INVESTORS, LTD 100 100 1423 6 CDV-2, LTD. 100 N/A 1424 7 QAF ASSETS s.r.o. N/A N/A The direct holder is a Managing Member. 1425 6 CONRAD P4 LTD. 100 N/A 1426 6 G.S.Q SPV (1) LIMITED 100 N/A 1427 6 GOLDMAN SACHS CREDIT PARTNERS 100 N/A (EUROPE) LTD 1428 6 GS EUROPEAN OPPORTUNITIES FUND B.V. 100 N/A 1429 7 BLOSSOM HOLDING III BV 100 N/A 1430 7 GS EUROPEAN STRATEGIC INVESTMENT 100 N/A GROUP (2009) LTD 1431 7 GS EUROPEAN STRATEGIC INVESTMENT 100 N/A GROUP B.V. 1432 7 MATTERHORN ACQUISITIONS LTD. 100 N/A 1433 7 PMF-2, LTD 100 N/A 1434 7 YELLOW ACQUISITIONS LTD 100 N/A 1435 6 GS EUROPEAN OPPORTUNITIES FUND II GP 100 N/A LTD 1436 7 GS EUROPEAN OPPORTUNITIES FUND II N/A N/A The direct holder is a L.P. General Partner. 1437 8 GS EUROPEAN INVESTMENT GROUP II 100 N/A LTD 1438 8 POSEIDON ACQUISITIONS LTD 100 N/A 1439 7 KRETA ACQUISITIONS LTD 100 N/A 1440 7 KYPRIS ACQUISITIONS LTD. 100 N/A 1441 7 SANA ACQUISITIONS LTD 100 N/A 1442 6 GS EUROPEAN OPPORTUNITIES FUND II L.P. N/A N/A The direct holder is a Limited Partner. 1443 6 KILLINGHOLME POWER 99 100 1444 6 MB ACQUISITIONS B.V. 100 N/A 1445 7 MB CAPITAL GMBH N/A N/A The direct holder is a Managing Member. 1446 6 MONT BLANC ACQUISITIONS LTD 100 N/A 1447 7 KILLINGHOLME POWER 99 N/A 1448 6 NEG (TPL) LIMITED 100 N/A 1449 6 PMF-1, LTD 100 N/A 1450 6 QMH LIMITED 90 N/A 1451 6 SCC SEQUOIA CREDIT CONSOLIDATION 45 N/A LIMITED 1452 7 CROMAN INVESTMENTS LIMITED 100 N/A 1453 7 RINANI INVESTMENTS LIMITED 100 N/A 1454 7 SCC ASSETS MANAGEMENT 100 N/A 1455 6 SOUTH WALES TPL INVESTMENTS LIMITED 100 N/A 1456 6 TELE SPV LIMITED 100 N/A 1457 6 THO B.V. 100 N/A 1458 6 WESTERN POWER INVESTMENTS LIMITED 100 N/A 1459 6 YORAM LIMITED 100 N/A 1460 6 YPSILON PORTFOLIO LTD 100 100 1461 7 YPSILON PORTFOLIO BETEILIGUNGS GMBH N/A N/A The direct holder is a Managing Member. 1462 5 EMBARGO, LLC N/A N/A The direct holder is a Managing Member. 1463 5 FAIRWAY RESOURCES GP, LLC N/A N/A The direct holder is a Managing Member. 1464 6 FAIRWAY RESOURCES PARTNERS, LP N/A N/A The direct holder is a General Partner. 1465 7 FAIRWAY RESOURCES OPERATING, LLC N/A N/A The direct holder is a Managing Member. 1466 5 FAIRWAY RESOURCES PARTNERS, LP N/A N/A The direct holder is a Limited Partner. 1467 5 GCN HOLDING LLC N/A N/A The direct holder is a Non-Managing Member. 1468 6 GCN HOLDING (CANADA) ULC 100 N/A 1469 5 GOLDMAN SACHS LENDING PARTNERS LLC N/A N/A The direct holder is a Non-Managing Member. 1470 6 DAC HOLDINGS I, L.L.C. N/A N/A The direct holder is a Managing Member. 1471 7 DAC HOLDINGS VII, L.L.C. N/A N/A The direct holder is a Managing Member. 1472 8 FARRAGUT INVESTMENTS UK 1 LLC N/A N/A The direct holder is a Managing Member. 1473 9 FARRAGUT INVESTMENTS UK 2 LLC N/A N/A The direct holder is a Managing Member. 1474 9 POWER BIRD LIMITED PARTNERSHIP N/A N/A The direct holder is a General Partner. 1475 7 DAC HOLDINGS VIII, L.L.C. N/A N/A The direct holder is a Managing Member. 1476 8 POWER BIRD LIMITED PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 1477 6 NCS I LLC N/A N/A The direct holder is a Non-Managing Member. 1478 7 NCS Holding Company, Inc. 100 N/A 1479 8 ACFI Funding Corp. 100 N/A 1480 8 ACLC Funding Corp. 100 N/A 1481 8 Amresco Commercial Finance, LLC N/A N/A The direct holder is a Managing Member. 1482 8 Amresco SBA Holdings, Inc. 100 N/A 1483 9 40 Maplecrest Road, LLC N/A N/A The direct holder is a Managing Member. 1484 9 Independence Funding Holding N/A N/A The direct holder is a Company, LLC Managing Member. 1485 8 CLC Funding Corp. 100 N/A 1486 8 NCS Securities Holding Corp. 100 N/A 1487 6 PNW, LLC N/A N/A The direct holder is a Non-Managing Member. 1488 6 REP PEB REALTY, L.L.C. N/A N/A The direct holder is a Managing Member. 1489 5 GS EUROPEAN OPPORTUNITIES FUND B.V. 100 N/A 1490 5 GS EUROPEAN OPPORTUNITIES FUND GP, LLC N/A N/A The direct holder is a Managing Member. 1491 6 GS EUROPEAN OPPORTUNITIES FUND L.P. N/A N/A The direct holder is a General Partner. 1492 5 GS EUROPEAN OPPORTUNITIES FUND L.P. N/A N/A The direct holder is a Limited Partner. 1493 5 GS GUERNSEY INVESTMENTS LIMITED 99 N/A 1494 5 GS MACRO INVESTMENTS LLC N/A N/A The direct holder is a Managing Member. 1495 6 GS MACRO INVESTMENTS II, LLC N/A N/A The direct holder is a Non-Managing Member. 1496 6 GS MACRO INVESTMENTS III, LLC N/A N/A The direct holder is a Non-Managing Member. 1497 6 GS MACRO INVESTMENTS IV, LLC N/A N/A The direct holder is a Managing Member. 1498 6 GS MACRO INVESTMENTS V, LLC N/A N/A The direct holder is a Managing Member. 1499 5 GSEMI HOLDINGS CORPORATION 100 N/A 1500 6 GS Euro Investments 100 N/A 1501 6 GS Euro Management 100 N/A 1502 5 HILTON GLOBAL HOLDINGS LLC 26 N/A 1503 5 LIQUIDITY ASSETS LIMITED 100 N/A 1504 5 MLQ-BEL HOLDCO, L.L.C. N/A N/A The direct holder is a Managing Member. 1505 5 MLQ-ELD HOLDCO, L.L.C. N/A N/A The direct holder is a Managing Member. 1506 5 MLQ-MLL, LLC N/A N/A The direct holder is a Managing Member. 1507 5 MTGRP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1508 5 POWER RECEIVABLE FINANCE, LLC N/A N/A The direct holder is a Managing Member. 1509 5 PRESIDIO, LLC N/A N/A The direct holder is a Non-Managing Member. 1510 5 REMARK CAPITAL GROUP, LLC N/A N/A The direct holder is a Managing Member. 1511 5 REP MCR REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1512 5 SCLQ, S. DE R.L. DE C.V. 100 N/A 1513 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 100 N/A CREDITI SRL 1514 5 SPARTA INSURANCE HOLDINGS, INC. 25 N/A 1515 6 SPARTA Insurance Company 100 N/A 1516 7 SPARTA AMERICAN INSURANCE COMPANY 100 N/A 1517 7 SPARTA SPECIALTY INSURANCE COMPANY 100 N/A 1518 5 SPF ONE IL, LLC N/A N/A The direct holder is a Non-Managing Member. 1519 3 MLQ2 (DELAWARE) LLC N/A N/A The direct holder is a Non-Managing Member. 1520 3 NATURAL RESOURCES INVESTMENTS S.L. 100 N/A 1521 3 ROTHESAY LIFE, L.L.C. 100 N/A 1522 4 ROTHESAY LIFE (CAYMAN) LIMITED 100 N/A 1523 5 ROTHESAY LIFE LIMITED 100 N/A 1524 3 SPA UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 1525 3 SPA UNIT TRUST 2009-II N/A N/A The direct holder is a Trustee. 1526 2 GOLDMAN SACHS GLOBAL SERVICES I LIMITED 100 N/A 1527 2 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 100 N/A This holding represents ownership in Ordinary shares. 1528 2 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE N/A N/A The direct holder is a C.V. Limited Partner. 1529 2 GOLDMAN SACHS HEADQUARTERS LLC N/A N/A The direct holder is a Managing Member. 1530 2 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC N/A N/A The direct holder is a Non-Managing Member. 1531 2 GOLDMAN SACHS HEDGE INSTITUCIONAL FUNDO DE 100 N/A INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO MULTIMERCADO
1532 3 GOLDMAN SACHS MASTER HEDGE INSTITUCIONAL 525910 - Open-End Rio de Janeiro BRAZIL FUNDO DE INVESTIMENTO MULTIMERCADO Investment Funds 1533 2 GOLDMAN SACHS HEDGE QUALIFICADO FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM COTAS DE FUNDO DE Investment Funds INVESTIMENTO MULTIMERCADO 1534 3 GOLDMAN SACHS MASTER HEDGE FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO MULTIMERCADO Investment Funds 1535 2 GOLDMAN SACHS HOUSING AND HEALTH CARE CAPITAL 551112 - Offices of New York NY UNITED STATES CORPORATION Other Holding Companies 1536 3 GOLDMAN SACHS HOUSING AND HEALTH CARE 525990 - Other New York NY UNITED STATES FUNDING COMPANY Financial Vehicles 1537 2 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING 525990 - Other New York NY UNITED STATES COMPANY Financial Vehicles 1538 2 GOLDMAN SACHS IBOVESPA ATIVO - FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE Investment Funds INVESTIMENTO EM ACOES 1539 3 GOLDMAN SACHS MASTER IBOVESPA ATIVO - FUNDO 525910 - Open-End Rio de Janeiro BRAZIL DE INVESTIMENTO EM ACOES Investment Funds 1540 2 GOLDMAN SACHS IBX ATIVO - FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE Investment Funds INVESTIMENTO EM ACOES 1541 3 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM ACOES Investment Funds 1542 2 GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1543 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other New York NY UNITED STATES OPPORTUNITIES ADVISORS, L.L.C. Financial Vehicles 1544 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND, L.P. Financial Vehicles 1545 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE ADVISORS, INC. Financial Vehicles 1546 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1547 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other Wilmington DE UNITED STATES OPPORTUNITIES HOLDINGS I CORP. Financial Vehicles 1548 2 GOLDMAN SACHS INVESTMENTS LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 1549 3 SHIGAKOGEN (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1550 2 GOLDMAN SACHS IRELAND GROUP HOLDINGS LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 1551 3 GOLDMAN SACHS IRELAND LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1552 2 GOLDMAN SACHS ISRAEL LLC 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 1553 2 GOLDMAN SACHS IUT MANAGEMENT LIMITED 523920 - Portfolio Dublin IRELAND Management 1554 3 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1555 3 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1556 3 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 1557 2 GOLDMAN SACHS KMI INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1558 3 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1559 2 GOLDMAN SACHS KOREA EQUITY FEEDER INVESTMENT 525910 - Open-End Chong Ro-Gu KOREA, SOUTH TRUST NO.1 Investment Funds 1560 2 GOLDMAN SACHS LONDON PROPERTY LIMITED 531120 - Lessors of London UNITED KINGDOM nonresidential (OTHER) buildings (except mini warehouses) 1561 2 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1562 2 GOLDMAN SACHS MANAGEMENT, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1563 3 GOLDMAN SACHS 2006 EXCHANGE FUND ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 1564 4 GOLDMAN SACHS 2006 EXCHANGE PLACE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1565 5 GOLDMAN SACHS EXCHANGE PLACE MASTER 525990 - Other Dover DE UNITED STATES FUND, L.P. Financial Vehicles 1566 5 GSEP 2006 REALTY CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1567 3 GOLDMAN SACHS ABSOLUTE RETURN FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1568 3 GOLDMAN SACHS ALPHA LIMITED PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS STRATEGIES, LTD. Investment Funds 1569 4 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1570 3 GOLDMAN SACHS ALPHA-BETA CONTINUUM FUND 525990 - Other George Town CAYMAN ISLANDS SPV, LTD. Financial Vehicles 1571 3 GOLDMAN SACHS BH FUND OFFSHORE, SPC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1572 3 GOLDMAN SACHS COMMODITIES FUND OFFSHORE, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1573 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND INSTITUTIONAL, LTD. Investment Funds 1574 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1575 3 GOLDMAN SACHS DIRECT STRATEGIES - 525990 - Other George Town CAYMAN ISLANDS QUANTITATIVE AND ACTIVE FUND OFFSHORE (L Financial Vehicles HOLDINGS), LTD. 1576 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE (L HOLDINGS), LTD. Financial Vehicles 1577 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD Investment Funds 1578 3 GOLDMAN SACHS DIRECT STRATEGIES OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS EMPLOYEE FUND, LTD. Investment Funds 1579 3 GOLDMAN SACHS DIRECT STRATEGIES 525990 - Other George Town CAYMAN ISLANDS QUANTITATIVE FUND OFFSHORE (L HOLDINGS), Financial Vehicles LTD. 1580 3 GOLDMAN SACHS DIRECT STRATEGIES 525910 - Open-End George Town CAYMAN ISLANDS QUANTITATIVE FUND OFFSHORE, LTD. Investment Funds 1581 3 GOLDMAN SACHS DYNAMIC RISK MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD Investment Funds 1582 3 GOLDMAN SACHS EMERGING MARKETS 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE SPV, LTD. Financial Vehicles 1583 3 GOLDMAN SACHS EMERGING MARKETS 525910 - Open-End George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE, LTD. Investment Funds 1584 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE 525910 - Open-End George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Investment Funds 1585 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES 525910 - Open-End George Town CAYMAN ISLANDS EMERGING MARKETS MASTER FUND, L.P. Investment Funds 1586 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK 525910 - Open-End George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Investment Funds 1587 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD Investment Funds 1588 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK YEN 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1589 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD Investment Funds 1590 3 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1591 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1592 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1593 3 GOLDMAN SACHS GLOBAL RELATIVE VALUE 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1594 3 GOLDMAN SACHS GLOBAL STRATEGIC COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1595 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1596 3 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1597 3 GOLDMAN SACHS GLOBAL TRADING ADVISORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1598 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1599 3 GOLDMAN SACHS GLOBAL VOLATILITY FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1600 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 1601 3 GOLDMAN SACHS HEDGE FUND DYNAMIC 525990 - Other George Town CAYMAN ISLANDS STRATEGIES, LTD. Financial Vehicles 1602 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1603 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1604 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1605 3 GOLDMAN SACHS HEDGE FUND PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1606 3 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1607 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES SPV LIMITED Investment Funds 1608 3 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1609 3 GOLDMAN SACHS HFS STRATEGIC EMERGING 525910 - Open-End George Town CAYMAN ISLANDS MARKETS FUND, LTD. Investment Funds 1610 3 GOLDMAN SACHS INVESTMENT PARTNERS ERISA 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1611 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 1612 5 GSIP ERISA FUND (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1613 6 GSIP ERISA MASTER COMPANY (IRELAND) 525910 - Open-End Dublin IRELAND LIMITED Investment Funds 1614 3 GOLDMAN SACHS INVESTMENT PARTNERS JAPAN 525910 - Open-End Camana Bay CAYMAN ISLANDS MANAGER OFFSHORE EMPLOYEE FUND, LTD. Investment Funds 1615 3 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 525910 - Open-End Camana Bay CAYMAN ISLANDS EMPLOYEE FUND, LTD. Investment Funds 1616 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE AGGREGATING FUND, L.P. Investment Funds 1617 3 GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1618 4 GOLDMAN SACHS 1998 EXCHANGE PLACE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1619 4 GOLDMAN SACHS 1999 EXCHANGE PLACE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1620 4 GOLDMAN SACHS 2000 EXCHANGE PLACE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1621 5 GOLDMAN SACHS EXCHANGE PLACE MASTER 525990 - Other Dover DE UNITED STATES FUND, L.P. Financial Vehicles 1622 4 GOLDMAN SACHS 2001 EXCHANGE PLACE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1623 5 GOLDMAN SACHS EXCHANGE PLACE MASTER 525990 - Other Dover DE UNITED STATES FUND, L.P. Financial Vehicles 1624 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, 525990 - Other Dover DE UNITED STATES L.P. Financial Vehicles 1625 4 GOLDMAN SACHS GLOBAL ALPHA FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 1626 4 MANAGING DIRECTOR INVESTMENT FUND I, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1627 3 GOLDMAN SACHS MARKET INDEPENDENT FUND 525910 - Open-End George Town CAYMAN ISLANDS (2007) LTD. Investment Funds 1628 3 GOLDMAN SACHS MARKET INDEPENDENT FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1629 3 GOLDMAN SACHS MULTI-STRATEGY OPPORTUNISTIC 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1630 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS COIS, LTD. Investment Funds 1631 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1632 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End George Town CAYMAN ISLANDS (BROADSCOPE), LTD. Investment Funds 1633 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS II-A (BROADSCOPE) HOLDINGS A, LTD. Investment Funds 1634 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES II-A (BROADSCOPE) HOLDINGS, LLC Investment Funds 1635 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS II-A (BROADSCOPE) HOLDINGS B, LTD. Investment Funds 1636 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End New York NY UNITED STATES II-A (BROADSCOPE) HOLDINGS, LLC Investment Funds 1637 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IV, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1638 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO NG, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1639 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SAF 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1640 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO V, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1641 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VI, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1642 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VII, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1643 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS VIII, LTD. Investment Funds 1644 4 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1645 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO X, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1646 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1647 3 GOLDMAN SACHS MULTI-U PORTFOLIO LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1648 4 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1649 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE FUND, LTD. Investment Funds 1650 3 GOLDMAN SACHS PRINCETON FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1651 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Dublin IRELAND STRATEGIES SPV LIMITED Investment Funds 1652 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS ALPHA FUND OFFSHORE, LTD. Investment Funds 1653 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND INSTITUTIONAL, LTD. Investment Funds 1654 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES FUND 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1655 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND INSTITUTIONAL, LTD. Investment Funds 1656 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND INSTITUTIONAL, LTD. Investment Funds 1657 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND OFFSHORE, LTD. Investment Funds 1658 3 GOLDMAN SACHS SELECT FUND II, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1659 3 GOLDMAN SACHS SELECT FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds
1532 3 GOLDMAN SACHS MASTER HEDGE INSTITUCIONAL 100 N/A FUNDO DE INVESTIMENTO MULTIMERCADO 1533 2 GOLDMAN SACHS HEDGE QUALIFICADO FUNDO DE 100 N/A INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO MULTIMERCADO 1534 3 GOLDMAN SACHS MASTER HEDGE FUNDO DE 100 N/A INVESTIMENTO MULTIMERCADO 1535 2 GOLDMAN SACHS HOUSING AND HEALTH CARE CAPITAL 100 N/A CORPORATION 1536 3 GOLDMAN SACHS HOUSING AND HEALTH CARE N/A N/A The direct holder is a FUNDING COMPANY General Partner. 1537 2 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING N/A N/A The direct holder is a COMPANY Limited Partner. 1538 2 GOLDMAN SACHS IBOVESPA ATIVO - FUNDO DE 100 N/A INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO EM ACOES 1539 3 GOLDMAN SACHS MASTER IBOVESPA ATIVO - FUNDO 100 N/A DE INVESTIMENTO EM ACOES 1540 2 GOLDMAN SACHS IBX ATIVO - FUNDO DE 100 N/A INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO EM ACOES 1541 3 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO DE 100 N/A INVESTIMENTO EM ACOES 1542 2 GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO 38 N/A 1543 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES ADVISORS, L.L.C. Managing Member. 1544 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND, L.P. General Partner. 1545 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 100 N/A OPPORTUNITIES OFFSHORE ADVISORS, INC. 1546 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. General Partner. 1547 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 100 N/A OPPORTUNITIES HOLDINGS I CORP. 1548 2 GOLDMAN SACHS INVESTMENTS LTD. 100 N/A 1549 3 SHIGAKOGEN (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1550 2 GOLDMAN SACHS IRELAND GROUP HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 1551 3 GOLDMAN SACHS IRELAND LLC N/A N/A The direct holder is a Managing Member. 1552 2 GOLDMAN SACHS ISRAEL LLC N/A N/A The direct holder is a Non-Managing Member. 1553 2 GOLDMAN SACHS IUT MANAGEMENT LIMITED 100 N/A 1554 3 LS UNIT TRUST 2009-I N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1555 3 SPA UNIT TRUST 2009-I N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1556 3 SPA UNIT TRUST 2009-II N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1557 2 GOLDMAN SACHS KMI INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1558 3 Kinder Morgan Holdco LLC 25 N/A 1559 2 GOLDMAN SACHS KOREA EQUITY FEEDER INVESTMENT 90 N/A TRUST NO.1 1560 2 GOLDMAN SACHS LONDON PROPERTY LIMITED 100 N/A 1561 2 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 100 N/A 1562 2 GOLDMAN SACHS MANAGEMENT, INC. 100 N/A 1563 3 GOLDMAN SACHS 2006 EXCHANGE FUND ADVISORS, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1564 4 GOLDMAN SACHS 2006 EXCHANGE PLACE FUND, N/A N/A The direct holder is a L.P. General Partner. 1565 5 GOLDMAN SACHS EXCHANGE PLACE MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1566 5 GSEP 2006 REALTY CORP. 100 N/A 1567 3 GOLDMAN SACHS ABSOLUTE RETURN FUND 100 N/A OFFSHORE, LTD. 1568 3 GOLDMAN SACHS ALPHA LIMITED PARTNERS 100 N/A STRATEGIES, LTD. 1569 4 TE HAYGROUND COVE INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1570 3 GOLDMAN SACHS ALPHA-BETA CONTINUUM FUND 100 N/A SPV, LTD. 1571 3 GOLDMAN SACHS BH FUND OFFSHORE, SPC 100 N/A 1572 3 GOLDMAN SACHS COMMODITIES FUND OFFSHORE, 100 N/A LTD. 1573 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES N/A N/A The direct holder is a MASTER FUND INSTITUTIONAL, LTD. Non-Managing Member. 1574 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND 100 N/A OFFSHORE, LTD. 1575 3 GOLDMAN SACHS DIRECT STRATEGIES - 100 N/A QUANTITATIVE AND ACTIVE FUND OFFSHORE (L HOLDINGS), LTD. 1576 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND 100 N/A OFFSHORE (L HOLDINGS), LTD. 1577 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND 100 N/A OFFSHORE, LTD 1578 3 GOLDMAN SACHS DIRECT STRATEGIES OFFSHORE 100 N/A EMPLOYEE FUND, LTD. 1579 3 GOLDMAN SACHS DIRECT STRATEGIES 100 N/A QUANTITATIVE FUND OFFSHORE (L HOLDINGS), LTD. 1580 3 GOLDMAN SACHS DIRECT STRATEGIES 100 N/A QUANTITATIVE FUND OFFSHORE, LTD. 1581 3 GOLDMAN SACHS DYNAMIC RISK MASTER FUND 100 N/A OFFSHORE, LTD 1582 3 GOLDMAN SACHS EMERGING MARKETS 100 N/A OPPORTUNITIES FUND OFFSHORE SPV, LTD. 1583 3 GOLDMAN SACHS EMERGING MARKETS 100 N/A OPPORTUNITIES FUND OFFSHORE, LTD. 1584 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE 100 N/A FUND OFFSHORE, LTD. 1585 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES N/A N/A The direct holder is a EMERGING MARKETS MASTER FUND, L.P. Limited Partner. 1586 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK 100 N/A FUND OFFSHORE, LTD. 1587 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND N/A N/A The direct holder is a OFFSHORE, LTD Managing Member. 1588 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK YEN 100 N/A FUND, LTD. 1589 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND N/A N/A The direct holder is a OFFSHORE, LTD Managing Member. 1590 3 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT 100 N/A INSTITUTIONAL, LTD. 1591 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 100 N/A INSTITUTIONAL, LTD. 1592 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND 100 N/A OFFSHORE, LTD. 1593 3 GOLDMAN SACHS GLOBAL RELATIVE VALUE 100 N/A INSTITUTIONAL, LTD. 1594 3 GOLDMAN SACHS GLOBAL STRATEGIC COMMODITIES 100 N/A FUND, LTD. 1595 4 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1596 3 GOLDMAN SACHS GLOBAL TACTICAL TRADING 100 N/A INSTITUTIONAL, LTD. 1597 3 GOLDMAN SACHS GLOBAL TRADING ADVISORS, LTD. 100 N/A 1598 4 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1599 3 GOLDMAN SACHS GLOBAL VOLATILITY FUND 100 N/A OFFSHORE, LTD. 1600 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1601 3 GOLDMAN SACHS HEDGE FUND DYNAMIC 100 N/A STRATEGIES, LTD. 1602 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES 100 N/A FUND, LTD. 1603 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES 100 N/A INSTITUTIONAL, LTD. 1604 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LTD. 100 N/A 1605 3 GOLDMAN SACHS HEDGE FUND PARTNERS 100 N/A INSTITUTIONAL, LTD. 1606 3 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LTD. 100 N/A 1607 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 59 N/A STRATEGIES SPV LIMITED 1608 3 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 100 N/A 1609 3 GOLDMAN SACHS HFS STRATEGIC EMERGING 100 N/A MARKETS FUND, LTD. 1610 3 GOLDMAN SACHS INVESTMENT PARTNERS ERISA 100 N/A FUND, LTD. 1611 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1612 5 GSIP ERISA FUND (IRELAND) 100 N/A 1613 6 GSIP ERISA MASTER COMPANY (IRELAND) 100 N/A LIMITED 1614 3 GOLDMAN SACHS INVESTMENT PARTNERS JAPAN 100 N/A MANAGER OFFSHORE EMPLOYEE FUND, LTD. 1615 3 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 100 N/A EMPLOYEE FUND, LTD. 1616 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a OFFSHORE AGGREGATING FUND, L.P. Limited Partner. 1617 3 GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 1618 4 GOLDMAN SACHS 1998 EXCHANGE PLACE FUND, N/A N/A The direct holder is a L.P. General Partner. 1619 4 GOLDMAN SACHS 1999 EXCHANGE PLACE FUND, N/A N/A The direct holder is a L.P. General Partner. 1620 4 GOLDMAN SACHS 2000 EXCHANGE PLACE FUND, N/A N/A The direct holder is a L.P. General Partner. 1621 5 GOLDMAN SACHS EXCHANGE PLACE MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1622 4 GOLDMAN SACHS 2001 EXCHANGE PLACE FUND, N/A N/A The direct holder is a L.P. General Partner. 1623 5 GOLDMAN SACHS EXCHANGE PLACE MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1624 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, N/A N/A The direct holder is a L.P. General Partner. 1625 4 GOLDMAN SACHS GLOBAL ALPHA FUND, L.P. N/A N/A The direct holder is a General Partner. 1626 4 MANAGING DIRECTOR INVESTMENT FUND I, L.P. N/A N/A The direct holder is a General Partner. 1627 3 GOLDMAN SACHS MARKET INDEPENDENT FUND 100 N/A (2007) LTD. 1628 3 GOLDMAN SACHS MARKET INDEPENDENT FUND, LTD. 100 N/A 1629 3 GOLDMAN SACHS MULTI-STRATEGY OPPORTUNISTIC 100 N/A FUND, LTD. 1630 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 100 N/A COIS, LTD. 1631 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II, 100 N/A LTD. 1632 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 100 N/A (BROADSCOPE), LTD. 1633 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 100 N/A II-A (BROADSCOPE) HOLDINGS A, LTD. 1634 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a II-A (BROADSCOPE) HOLDINGS, LLC Non-Managing Member. 1635 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 100 N/A II-A (BROADSCOPE) HOLDINGS B, LTD. 1636 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO N/A N/A The direct holder is a II-A (BROADSCOPE) HOLDINGS, LLC Non-Managing Member. 1637 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IV, 100 N/A LTD. 1638 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO NG, 100 N/A LTD. 1639 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SAF 100 N/A FUND, LTD. 1640 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO V, 100 N/A LTD. 1641 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VI, 100 N/A LTD. 1642 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VII, 100 N/A LTD. 1643 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO 100 N/A VIII, LTD. 1644 4 TE HAYGROUND COVE INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1645 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO X, 100 N/A LTD. 1646 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO, LTD. 100 N/A 1647 3 GOLDMAN SACHS MULTI-U PORTFOLIO LTD. 100 N/A 1648 4 TE HAYGROUND COVE INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1649 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY 100 N/A OFFSHORE FUND, LTD. 1650 3 GOLDMAN SACHS PRINCETON FUND, LTD. 100 N/A 1651 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 59 N/A STRATEGIES SPV LIMITED 1652 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES 100 N/A ALPHA FUND OFFSHORE, LTD. 1653 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES N/A N/A The direct holder is a MASTER FUND INSTITUTIONAL, LTD. Non-Managing Member. 1654 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES FUND 100 N/A INSTITUTIONAL, LTD. 1655 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES N/A N/A The direct holder is a MASTER FUND INSTITUTIONAL, LTD. Non-Managing Member. 1656 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES 100 N/A MASTER FUND INSTITUTIONAL, LTD. 1657 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES 100 N/A MASTER FUND OFFSHORE, LTD. 1658 3 GOLDMAN SACHS SELECT FUND II, LTD. 100 N/A 1659 3 GOLDMAN SACHS SELECT FUND, LTD. 100 N/A
1660 3 GOLDMAN SACHS STRATEGIC ALTERNATIVES FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1661 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS EMPLOYEE FUND, LTD. Investment Funds 1662 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1663 3 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1664 3 GOLDMAN SACHS STRATEGIC U.S. LONG/SHORT 525910 - Open-End George Town CAYMAN ISLANDS PARTNERS, LTD. Investment Funds 1665 4 TE HAYGROUND COVE INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1666 3 GOLDMAN SACHS TC FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1667 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1668 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN 525910 - Open-End George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Investment Funds 1669 3 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1670 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1671 3 GOLDMAN SACHS WEST STREET PARTNERS II 525910 - Open-End George Town CAYMAN ISLANDS EMPLOYEE FUND 2006, LTD Investment Funds 1672 3 GOLDMAN SACHS WEST STREET PARTNERS MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1673 3 GOLDMAN SACHS WEST STREET PARTNERS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1674 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1675 3 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD 525910 - Open-End George Town CAYMAN ISLANDS FUND 2007, LTD. Investment Funds 1676 3 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 525910 - Open-End George Town CAYMAN ISLANDS 2007 SEGREGATED PORTFOLIO Investment Funds 1677 3 GS DEWORDE PORTFOLIO SPC LLC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1678 3 GS DIRECT STRATEGIES FUND II OFFSHORE (L 525990 - Other George Town CAYMAN ISLANDS HOLDINGS), LTD. Financial Vehicles 1679 3 Goldman Sachs Sherwood Fund, Ltd. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1680 3 LIBERTY HARBOR I OFFSHORE PMD FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1681 4 LIBERTY HARBOR OFFSHORE I AGGREGATING 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 1682 3 LIBERTY HARBOR OFFSHORE I, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1683 4 LIBERTY HARBOR OFFSHORE I AGGREGATING 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 1684 2 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IX, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1685 2 GOLDMAN SACHS NEW JERSEY L.L.C. 541990 - All Other Jersey City NJ UNITED STATES Professional, Scientific, and Technical Services 1686 2 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1687 3 GOLDMAN SACHS PEG COMBO KE FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 1688 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES ENERGY FUND, L.P. Financial Vehicles 1689 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1690 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 1691 6 YANKEES ENTERTAINMENT AND SPORTS 525990 - Other New York NY UNITED STATES NETWORK, LLC Financial Vehicles 1692 4 GOLDMAN SACHS VINTAGE FUND V, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1693 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 1694 2 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES EMPLOYEE FUND GP, L.L.C. Financial Vehicles 1695 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, L.P. Financial Vehicles 1696 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 1697 2 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE 525990 - Other New York NY UNITED STATES FUND IV, LLC Financial Vehicles 1698 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525990 - Other New York NY UNITED STATES FUND I, LLC Financial Vehicles 1699 3 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1700 3 GS PRIVATE EQUITY PARTNERS III OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 1701 4 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1702 5 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1703 3 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1704 3 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1705 3 NBK/GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1706 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525990 - Other New York NY UNITED STATES FUND II, LLC Financial Vehicles 1707 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS II OFFSHORE HOLDINGS, L.P. Financial Vehicles 1708 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 1709 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND (AP) OFFSHORE HOLDINGS, L.P. Financial Vehicles 1710 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1711 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1712 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1713 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1714 3 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1715 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525990 - Other New York NY UNITED STATES FUND III, LLC Financial Vehicles 1716 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 1717 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1718 3 GOLDMAN SACHS VINTAGE FUND III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1719 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1720 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525990 - Other New York NY UNITED STATES FUND IV, LLC Financial Vehicles 1721 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS ENERGY FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1722 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1723 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525990 - Other New York NY UNITED STATES FUND V, LLC Financial Vehicles 1724 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525910 - Open-End New York NY UNITED STATES FUND VII, LLC Investment Funds 1725 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 525990 - Other New York NY UNITED STATES EMPLOYEE FUND GP, L.L.C. Financial Vehicles 1726 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, LTD. Financial Vehicles 1727 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 1728 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA 525990 - Other New York NY UNITED STATES EMPLOYEE FUND GP, L.L.C. Financial Vehicles 1729 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, LTD. Financial Vehicles 1730 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 1731 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA 525990 - Other New York NY UNITED STATES PMD QP FUND, L.P. Financial Vehicles 1732 3 Goldman Sachs Private Equity Partners Asia 525990 - Other George Town CAYMAN ISLANDS PMD QP Fund Offshore, Ltd. Financial Vehicles 1733 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other New York NY UNITED STATES EMPLOYEE FUND GP, L.L.C. Financial Vehicles 1734 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 1735 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 1736 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other George Town CAYMAN ISLANDS PMD QP FUND OFFSHORE, LTD. Financial Vehicles 1737 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other New York NY UNITED STATES PMD QP FUND, L.P. Financial Vehicles 1738 2 GOLDMAN SACHS PROPERTY MANAGEMENT 53131 - London UNITED KINGDOM Nonresidential (OTHER) property managers 1739 2 GOLDMAN SACHS PROPRIETARY ACCESS FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1740 3 GOLDMAN SACHS GLOBAL ALPHA FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 1741 2 GOLDMAN SACHS REAL ESTATE ADVISORS GERMANY 525990 - Other London UNITED KINGDOM GMBH Financial Vehicles (OTHER) 1742 3 LHI Goldman Sachs Real Estate Parallel Fund 525990 - Other London UNITED KINGDOM GmbH & Co. KG Financial Vehicles (OTHER) 1743 2 GOLDMAN SACHS REAL ESTATE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1744 3 GOLDMAN SACHS REAL ESTATE PARTNERS 525990 - Other New York NY UNITED STATES INSTITUTIONAL, L.P. Financial Vehicles 1745 4 GOLDMAN SACHS REAL ESTATE OPERATOR 525990 - Other Wilmington DE UNITED STATES INTEREST HOLDINGS, L.L.C. Financial Vehicles 1746 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1747 3 LHI Goldman Sachs Real Estate Parallel Fund 525990 - Other London UNITED KINGDOM GmbH & Co. KG Financial Vehicles (OTHER) 1748 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other George Town CAYMAN ISLANDS (CAYMAN) LIMITED PARTNERSHIP Financial Vehicles 1749 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 1750 4 GSREMP DB ATP POOL 1 GP-B, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1751 5 GSREMP DB ATP POOL 1-B, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1752 4 GSREMP DB ATP POOL 1-B, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1753 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE 525990 - Other Wilmington DE UNITED STATES GP, LLC Financial Vehicles 1754 4 GS REAL ESTATE MEZZANINE PARTNERS 525990 - Other George Town CAYMAN ISLANDS OFFSHORE FUND, L.P. Financial Vehicles 1755 3 GSREMP ASSET HOLDING OFFSHORE GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1756 4 GSREMP ASSET HOLDING OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1757 5 GSREMP ACQUISITION JOINT HOLDING GP, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 1758 6 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1759 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1760 3 GSREMP ASSET HOLDING OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1761 3 GSREMP FINANCE OFFSHORE GP, LLC 525990 - Other Irving TX UNITED STATES Financial Vehicles 1762 4 GSREMP FINANCE OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1763 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX UNITED STATES Financial Vehicles 1764 6 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1765 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1766 3 GSREMP FINANCE OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1767 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other New York NY UNITED STATES (TREATY) LIMITED PARTNERSHIP Financial Vehicles 1768 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1769 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY 525990 - Other Wilmington DE UNITED STATES ORIGINATION GP, L.L.C. Financial Vehicles 1770 5 GS Real Estate Mezzanine Partners 525990 - Other Wilmington DE UNITED STATES Treaty Origination, L.P. Financial Vehicles 1771 4 GS Real Estate Mezzanine Partners Treaty 525990 - Other Wilmington DE UNITED STATES Origination, L.P. Financial Vehicles 1772 4 GSREMP DB ATP POOL 1 GP-C, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1773 5 GSREMP DB ATP POOL 1-C, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1774 4 GSREMP DB ATP POOL 1-C, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1775 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY 525990 - Other Wilmington DE UNITED STATES GP, LLC Financial Vehicles 1776 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1777 3 GSREMP ASSET HOLDING TREATY GP, LLC 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1778 4 GSREMP ASSET HOLDING TREATY, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1779 5 GSREMP ACQUISITION JOINT HOLDING GP, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 1780 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1781 5 GSREMP ASSET HOLDING FUNDING TREATY, 551112 - Offices of New York NY UNITED STATES L.P. Other Holding Companies 1782 6 GSREMP ORIGINATION JOINT HOLDING GP, 551112 - Offices of Wilmington DE UNITED STATES L.L.C. Other Holding Companies 1783 7 GSREMP ORIGINATION JOINT HOLDING, 522292 - Real Estate Wilmington DE UNITED STATES L.P. Credit 1784 6 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Estate Wilmington DE UNITED STATES Credit 1785 5 GSREMP Asset Holding Funding Treaty GP, 551112 - Offices of Wilmington DE UNITED STATES LLC Other Holding Companies 1786 6 GSREMP ASSET HOLDING FUNDING TREATY, 551112 - Offices of New York NY UNITED STATES L.P. Other Holding Companies 1787 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
1660 3 GOLDMAN SACHS STRATEGIC ALTERNATIVES FUND 100 N/A OFFSHORE, LTD. 1661 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS 100 N/A EMPLOYEE FUND, LTD. 1662 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LTD. 100 N/A 1663 3 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, 100 N/A LTD. 1664 3 GOLDMAN SACHS STRATEGIC U.S. LONG/SHORT 100 N/A PARTNERS, LTD. 1665 4 TE HAYGROUND COVE INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1666 3 GOLDMAN SACHS TC FUND OFFSHORE, LTD. 100 N/A 1667 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. N/A N/A The direct holder is a Limited Partner. 1668 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN 100 N/A FUND OFFSHORE, LTD. 1669 3 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE 100 N/A FUND, LTD. 1670 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER N/A N/A The direct holder is a FUND, LTD. Managing Member. 1671 3 GOLDMAN SACHS WEST STREET PARTNERS II 100 N/A EMPLOYEE FUND 2006, LTD 1672 3 GOLDMAN SACHS WEST STREET PARTNERS MASTER N/A N/A The direct holder is a FUND, LTD. Managing Member. 1673 3 GOLDMAN SACHS WEST STREET PARTNERS, LTD. 100 N/A 1674 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER N/A N/A The direct holder is a FUND, LTD. Managing Member. 1675 3 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD 100 N/A FUND 2007, LTD. 1676 3 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 100 N/A 2007 SEGREGATED PORTFOLIO 1677 3 GS DEWORDE PORTFOLIO SPC LLC 100 N/A 1678 3 GS DIRECT STRATEGIES FUND II OFFSHORE (L 100 N/A HOLDINGS), LTD. 1679 3 Goldman Sachs Sherwood Fund, Ltd. 100 N/A 1680 3 LIBERTY HARBOR I OFFSHORE PMD FUND, LTD. 100 N/A 1681 4 LIBERTY HARBOR OFFSHORE I AGGREGATING N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1682 3 LIBERTY HARBOR OFFSHORE I, LTD. 100 N/A 1683 4 LIBERTY HARBOR OFFSHORE I AGGREGATING N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1684 2 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IX, 100 N/A LTD. 1685 2 GOLDMAN SACHS NEW JERSEY L.L.C. N/A N/A The direct holder is a Managing Member. 1686 2 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1687 3 GOLDMAN SACHS PEG COMBO KE FUND, L.P. N/A N/A The direct holder is a General Partner. 1688 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND, L.P. Limited Partner. 1689 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, N/A N/A The direct holder is a L.P. Limited Partner. 1690 5 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 1691 6 YANKEES ENTERTAINMENT AND SPORTS 100 N/A NETWORK, LLC 1692 4 GOLDMAN SACHS VINTAGE FUND V, L.P. N/A N/A The direct holder is a Limited Partner. 1693 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 1694 2 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a EMPLOYEE FUND GP, L.L.C. Managing Member. 1695 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a EMPLOYEE FUND OFFSHORE, L.P. General Partner. 1696 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 1697 2 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE N/A N/A The direct holder is a FUND IV, LLC Non-Managing Member. 1698 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder is a FUND I, LLC Managing Member. 1699 3 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1700 3 GS PRIVATE EQUITY PARTNERS III OFFSHORE, N/A N/A The direct holder is a L.P. Limited Partner. 1701 4 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1702 5 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 1703 3 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1704 3 GS VINTAGE FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1705 3 NBK/GS PRIVATE EQUITY PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1706 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder is a FUND II, LLC Managing Member. 1707 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND N/A N/A The direct holder is a II OFFSHORE HOLDINGS, L.P. Limited Partner. 1708 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 1709 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY N/A N/A The direct holder is a FUND (AP) OFFSHORE HOLDINGS, L.P. Limited Partner. 1710 4 MULTI-STRATEGY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1711 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 1712 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1713 4 MULTI-STRATEGY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1714 3 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1715 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder is a FUND III, LLC Managing Member. 1716 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 1717 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1718 3 GOLDMAN SACHS VINTAGE FUND III OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1719 4 VF III HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1720 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder is a FUND IV, LLC Managing Member. 1721 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1722 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1723 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder is a FUND V, LLC Managing Member. 1724 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder is a FUND VII, LLC Non-Managing Member. 1725 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 N/A N/A The direct holder is a EMPLOYEE FUND GP, L.L.C. Non-Managing Member. 1726 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 100 N/A EMPLOYEE FUND OFFSHORE, LTD. 1727 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 1728 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA N/A N/A The direct holder is a EMPLOYEE FUND GP, L.L.C. Non-Managing Member. 1729 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA 100 N/A EMPLOYEE FUND OFFSHORE, LTD. 1730 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 1731 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA N/A N/A The direct holder is a PMD QP FUND, L.P. General Partner. 1732 3 Goldman Sachs Private Equity Partners Asia 100 N/A PMD QP Fund Offshore, Ltd. 1733 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a EMPLOYEE FUND GP, L.L.C. Non-Managing Member. 1734 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 1735 4 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 1736 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 100 N/A PMD QP FUND OFFSHORE, LTD. 1737 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a PMD QP FUND, L.P. General Partner. 1738 2 GOLDMAN SACHS PROPERTY MANAGEMENT 100 N/A 1739 2 GOLDMAN SACHS PROPRIETARY ACCESS FUND 100 N/A OFFSHORE, LTD. 1740 3 GOLDMAN SACHS GLOBAL ALPHA FUND PLC 1 N/A 1741 2 GOLDMAN SACHS REAL ESTATE ADVISORS GERMANY N/A N/A The direct holder is a GMBH Non-Managing Member. 1742 3 LHI Goldman Sachs Real Estate Parallel Fund N/A N/A The direct holder is a GmbH & Co. KG General Partner. 1743 2 GOLDMAN SACHS REAL ESTATE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 1744 3 GOLDMAN SACHS REAL ESTATE PARTNERS N/A N/A The direct holder is a INSTITUTIONAL, L.P. General Partner. 1745 4 GOLDMAN SACHS REAL ESTATE OPERATOR N/A N/A The direct holder is a INTEREST HOLDINGS, L.L.C. Non-Managing Member. 1746 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 1747 3 LHI Goldman Sachs Real Estate Parallel Fund N/A N/A The direct holder is a GmbH & Co. KG General Partner. 1748 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a (CAYMAN) LIMITED PARTNERSHIP Limited Partner. 1749 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1750 4 GSREMP DB ATP POOL 1 GP-B, L.L.C. N/A N/A The direct holder is a Managing Member. 1751 5 GSREMP DB ATP POOL 1-B, L.P. N/A N/A The direct holder is a General Partner. 1752 4 GSREMP DB ATP POOL 1-B, L.P. N/A N/A The direct holder is a Limited Partner. 1753 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE N/A N/A The direct holder is a GP, LLC Managing Member. 1754 4 GS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a OFFSHORE FUND, L.P. General Partner. 1755 3 GSREMP ASSET HOLDING OFFSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1756 4 GSREMP ASSET HOLDING OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 1757 5 GSREMP ACQUISITION JOINT HOLDING GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1758 6 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a General Partner. 1759 5 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1760 3 GSREMP ASSET HOLDING OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1761 3 GSREMP FINANCE OFFSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1762 4 GSREMP FINANCE OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 1763 5 GSREMP BWY POOL 1 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1764 6 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a General Partner. 1765 5 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a Limited Partner. 1766 3 GSREMP FINANCE OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1767 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a (TREATY) LIMITED PARTNERSHIP Limited Partner. 1768 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1769 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY N/A N/A The direct holder is a ORIGINATION GP, L.L.C. Managing Member. 1770 5 GS Real Estate Mezzanine Partners N/A N/A The direct holder is a Treaty Origination, L.P. General Partner. 1771 4 GS Real Estate Mezzanine Partners Treaty N/A N/A The direct holder is a Origination, L.P. Limited Partner. 1772 4 GSREMP DB ATP POOL 1 GP-C, L.L.C. N/A N/A The direct holder is a Managing Member. 1773 5 GSREMP DB ATP POOL 1-C, L.P. N/A N/A The direct holder is a General Partner. 1774 4 GSREMP DB ATP POOL 1-C, L.P. N/A N/A The direct holder is a Limited Partner. 1775 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY N/A N/A The direct holder is a GP, LLC Managing Member. 1776 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY N/A N/A The direct holder is a FUND, L.P. General Partner. 1777 3 GSREMP ASSET HOLDING TREATY GP, LLC N/A N/A The direct holder is a Managing Member. 1778 4 GSREMP ASSET HOLDING TREATY, L.P. N/A N/A The direct holder is a General Partner. 1779 5 GSREMP ACQUISITION JOINT HOLDING GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1780 5 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1781 5 GSREMP ASSET HOLDING FUNDING TREATY, N/A N/A The direct holder is a L.P. Limited Partner. 1782 6 GSREMP ORIGINATION JOINT HOLDING GP, N/A N/A The direct holder is a L.L.C. Managing Member. 1783 7 GSREMP ORIGINATION JOINT HOLDING, N/A N/A The direct holder is a L.P. General Partner. 1784 6 GSREMP ORIGINATION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1785 5 GSREMP Asset Holding Funding Treaty GP, N/A N/A The direct holder is a LLC Managing Member. 1786 6 GSREMP ASSET HOLDING FUNDING TREATY, N/A N/A The direct holder is a L.P. General Partner. 1787 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Managing Member.
1788 6 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1789 5 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1790 3 GSREMP ASSET HOLDING TREATY, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1791 3 GSREMP FINANCE TREATY GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1792 4 GSREMP FINANCE TREATY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1793 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX UNITED STATES Financial Vehicles 1794 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1795 3 GSREMP FINANCE TREATY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1796 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other New York NY UNITED STATES (U.S.) LIMITED PARTNERSHIP Financial Vehicles 1797 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1798 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other Wilmington DE UNITED STATES ORIGINATION GP, L.L.C. Financial Vehicles 1799 5 GS REAL ESTATE MEZZANINE PARTNERS 525990 - Other Wilmington DE UNITED STATES ONSHORE ORIGINATION, L.P. Financial Vehicles 1800 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other Wilmington DE UNITED STATES ORIGINATION, L.P. Financial Vehicles 1801 4 GSREMP DB ATP POOL 1 GP-A, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1802 5 GSREMP DB ATP POOL 1-A, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1803 4 GSREMP DB ATP POOL 1-A, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1804 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other Wilmington DE UNITED STATES GP, LLC Financial Vehicles 1805 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1806 3 GSREMP ASSET HOLDING ONSHORE GP, LLC 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1807 4 GSREMP ASSET HOLDING ONSHORE, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1808 5 GSREMP ACQUISITION JOINT HOLDING GP, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 1809 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1810 5 GSREMP ASSET HOLDING FUNDING ONSHORE 551112 - Offices of Wilmington DE UNITED STATES GP, LLC Other Holding Companies 1811 6 GSREMP ASSET HOLDING FUNDING ONSHORE, 551112 - Offices of New York NY UNITED STATES L.P. Other Holding Companies 1812 7 GSREMP ORIGINATION JOINT HOLDING 551112 - Offices of Wilmington DE UNITED STATES GP, L.L.C. Other Holding Companies 1813 7 GSREMP ORIGINATION JOINT HOLDING, 522292 - Real Estate Wilmington DE UNITED STATES L.P. Credit 1814 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1815 5 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1816 3 GSREMP ASSET HOLDING ONSHORE, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 1817 3 GSREMP FINANCE ONSHORE GP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1818 4 GSREMP FINANCE ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1819 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX UNITED STATES Financial Vehicles 1820 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1821 3 GSREMP FINANCE ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1822 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other New York NY UNITED STATES PMD FUNDS G.P., L.L.C. Financial Vehicles 1823 3 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other New York NY UNITED STATES PARTNERS PMD QP FUND, L.P. Financial Vehicles 1824 4 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other New York NY UNITED STATES PARTNERS (U.S.) LIMITED PARTNERSHIP Financial Vehicles 1825 3 Goldman Sachs Real Estate Mezzanine 525990 - Other George Town CAYMAN ISLANDS Partners Employee Holdings, LP Financial Vehicles 1826 4 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other George Town CAYMAN ISLANDS PARTNERS (CAYMAN) LIMITED PARTNERSHIP Financial Vehicles 1827 3 Goldman Sachs Real Estate Mezzanine 525990 - Other New York NY UNITED STATES Partners Override Fund 2008, L.P. Financial Vehicles 1828 3 Goldman Sachs Real Estate Mezzanine 525990 - Other George Town CAYMAN ISLANDS Partners Override Offshore Fund 2008, LTD. Financial Vehicles 1829 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other George Town CAYMAN ISLANDS PMD QP FUND OFFSHORE, LTD. Financial Vehicles 1830 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other New York NY UNITED STATES PMD QP FUND, L.P. Financial Vehicles 1831 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1832 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1833 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE 525990 - Other New York NY UNITED STATES FUNDS GP, L.L.C. Financial Vehicles 1834 3 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1835 2 GOLDMAN SACHS REAL ESTATE PARTNERS 525990 - Other New York NY UNITED STATES INSTITUTIONAL, L.P. Financial Vehicles 1836 2 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1837 2 GOLDMAN SACHS RENDA FIXA FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM COTAS DE FUNDO DE Investment Funds INVESTIMENTO 1838 3 GOLDMAN SACHS MASTER RENDA FIXA FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO Investment Funds 1839 2 GOLDMAN SACHS REPRESENTACOES LTDA. 523110 - Investment Sao Paulo BRAZIL Banking and Securities Dealing 1840 2 GOLDMAN SACHS RETIREMENT STRATEGY 2010 525910 - Open-End New York NY UNITED STATES PORTFOLIO Investment Funds 1841 2 GOLDMAN SACHS RETIREMENT STRATEGY 2015 525910 - Open-End New York NY UNITED STATES PORTFOLIO Investment Funds 1842 2 GOLDMAN SACHS RETIREMENT STRATEGY 2020 525910 - Open-End New York NY UNITED STATES PORTFOLIO Investment Funds 1843 2 GOLDMAN SACHS RETIREMENT STRATEGY 2030 525910 - Open-End New York NY UNITED STATES PORTFOLIO Investment Funds 1844 2 GOLDMAN SACHS RETIREMENT STRATEGY 2040 525910 - Open-End New York NY UNITED STATES PORTFOLIO Investment Funds 1845 2 GOLDMAN SACHS RETIREMENT STRATEGY 2050 525910 - Open-End New York NY UNITED STATES PORTFOLIO Investment Funds 1846 2 GOLDMAN SACHS RISK ADVISORS, L.P. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 1847 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 524298 - All Other Hamilton BERMUDA Insurance Related Activities 1848 3 ARROW CAPITAL RISK SERVICES LIMITED 524298 - All Other Hamilton BERMUDA Insurance Related Activities 1849 2 GOLDMAN SACHS RISK BROKERS, INC. 524210 - Insurance New York NY UNITED STATES Agencies and Brokerages 1850 2 GOLDMAN SACHS RISK SERVICES L.L.C. 524210 - Insurance NEW YORK NY UNITED STATES Agencies and Brokerages 1851 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1852 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, 525990 - Other Wilmington DE UNITED STATES INC. II Financial Vehicles 1853 3 GOLDMAN SACHS SPECIALTY LENDING CLO-I, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1854 2 GOLDMAN SACHS TRUST - GOLDMAN SACHS U.S. 525910 - Open-End Wilmington DE UNITED STATES EQUITY FUND Investment Funds 1855 2 GOLDMAN SACHS TXU INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1856 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1857 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 1858 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 1859 2 GOLDMAN SACHS TXU INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1860 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1861 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 1862 2 GOLDMAN SACHS U.S. LARGE CAP EQUITY ALPHA 525910 - Open-End George Town CAYMAN ISLANDS TRANSPORT FUND, LTD. Investment Funds 1863 3 GOLDMAN SACHS MASTER ALPHA TRANSPORT FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1864 2 GOLDMAN SACHS US DOLLAR LIBOR TRACKER 6 525910 - Open-End Dublin IRELAND MONTHS FUND Investment Funds 1865 2 GOLDMAN SACHS VINTAGE III EMPLOYEE FUNDS GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 1866 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 1867 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1868 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1869 2 GOLDMAN SACHS VOL-HOLDINGS, LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1870 3 VOLBROKER.COM LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1871 4 TFS-ICAP Limited 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1872 4 TFS-ICAP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1873 2 GOLDMAN SACHS YES INVESTORS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1874 3 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1875 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 1876 2 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1877 2 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 522110 - Commercial Sao Paulo BRAZIL Banking 1878 2 GOLDMAN, SACHS & CO. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 1879 3 APX, INC. 551112 - Offices of Santa Clara CA UNITED STATES Other Holding Companies 1880 3 ATLANTIC CAPITAL BANCSHARES, INC. 522110 - Commercial Atlanta GA UNITED STATES Banking 1881 3 AUGUSTA ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1882 3 AVENUE FINANCIAL HOLDINGS, INC. 522110 - Commercial Nashville TN UNITED STATES Banking 1883 3 BAMM HOLLOW, LLC 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 1884 3 BLUEPAY PROCESSING, LLC 525990 - Other Oak Brook IL UNITED STATES Financial Vehicles 1885 3 BluePay, Inc. 525990 - Other Oak Brook IL UNITED STATES Financial Vehicles 1886 3 CHILTERN TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 1887 3 DERIVIX CORP. 541990 - All Other New York NY UNITED STATES Professional, Scientific, and Technical Services 1888 3 FLURET TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 1889 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 1890 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices of New York NY UNITED STATES Other Holding Companies 1891 3 GOLDMAN SACHS HOPU I PMD FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1892 4 GOLDMAN SACHS HOPU I PMD QP FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1893 3 GOLDMAN SACHS PARENTIS LIMITED 551114 - Corporate, George Town CAYMAN ISLANDS Subsidiary, and Regional Managing Offices 1894 4 GOLDMAN SACHS SERVICES LIMITED 54121 - Accounting, Tortola BRITISH VIRGIN Tax Preparation, ISLANDS Bookkeeping and Payroll Services 1895 3 GOLDMAN SACHS PARIS INC. ET CIE 522110 - Commercial Paris FRANCE (OTHER) Banking 1896 3 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1897 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY FUND, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 1898 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other New York NY UNITED STATES EMPLOYEE FUND GP, L.L.C. Financial Vehicles 1899 3 GOLDMAN SACHS REPRESENTACOES LTDA. 523110 - Investment Sao Paulo BRAZIL Banking and Securities Dealing 1900 3 GS CAPITAL PARTNERS V EMPLOYEE FUNDS GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 1901 4 GS CAPITAL PARTNERS V EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 1902 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1903 6 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1904 7 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1905 8 Nybrojarl New1 AB 525990 - Other Stockholm SWEDEN Financial Vehicles 1906 9 AHLSELL AB (PUBL) 525990 - Other Mumbai INDIA (OTHER) Financial Vehicles 1907 10 Nybrojarl New3 AB 525990 - Other Stockholm SWEDEN Financial Vehicles 1908 11 NYBROJARL HOLDING AB 525990 - Other Stockholm SWEDEN Financial Vehicles 1909 12 NYBROJARL INVEST AB 525990 - Other Stockholm SWEDEN Financial Vehicles 1910 13 Ahlsell Group AB 525990 - Other Stockholm SWEDEN Financial Vehicles 1911 7 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 1912 7 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1913 8 PRYSMIAN (LUX) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1914 7 EDAM HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1915 8 EDAM ACQUISITION HOLDING I 525990 - Other Hilversum NETHERLANDS COOPERATIEF U.A. Financial Vehicles
1788 6 GSREMP MONTAGE JOINT HOLDING, L.P. N/A N/A The direct holder is a General Partner. 1789 5 GSREMP MONTAGE JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1790 3 GSREMP ASSET HOLDING TREATY, L.P. N/A N/A The direct holder is a Limited Partner. 1791 3 GSREMP FINANCE TREATY GP, LLC N/A N/A The direct holder is a Managing Member. 1792 4 GSREMP FINANCE TREATY, L.P. N/A N/A The direct holder is a General Partner. 1793 5 GSREMP BWY POOL 1 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1794 5 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a Limited Partner. 1795 3 GSREMP FINANCE TREATY, L.P. N/A N/A The direct holder is a Limited Partner. 1796 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a (U.S.) LIMITED PARTNERSHIP Limited Partner. 1797 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1798 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a ORIGINATION GP, L.L.C. Managing Member. 1799 5 GS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a ONSHORE ORIGINATION, L.P. General Partner. 1800 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a ORIGINATION, L.P. Limited Partner. 1801 4 GSREMP DB ATP POOL 1 GP-A, L.L.C. N/A N/A The direct holder is a Managing Member. 1802 5 GSREMP DB ATP POOL 1-A, L.P. N/A N/A The direct holder is a General Partner. 1803 4 GSREMP DB ATP POOL 1-A, L.P. N/A N/A The direct holder is a Limited Partner. 1804 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a GP, LLC Managing Member. 1805 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 1806 3 GSREMP ASSET HOLDING ONSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1807 4 GSREMP ASSET HOLDING ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 1808 5 GSREMP ACQUISITION JOINT HOLDING GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1809 5 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1810 5 GSREMP ASSET HOLDING FUNDING ONSHORE N/A N/A The direct holder is a GP, LLC Managing Member. 1811 6 GSREMP ASSET HOLDING FUNDING ONSHORE, N/A N/A The direct holder is a L.P. General Partner. 1812 7 GSREMP ORIGINATION JOINT HOLDING N/A N/A The direct holder is a GP, L.L.C. Managing Member. 1813 7 GSREMP ORIGINATION JOINT HOLDING, N/A N/A The direct holder is a L.P. Limited Partner. 1814 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Managing Member. 1815 5 GSREMP MONTAGE JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1816 3 GSREMP ASSET HOLDING ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1817 3 GSREMP FINANCE ONSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1818 4 GSREMP FINANCE ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 1819 5 GSREMP BWY POOL 1 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1820 5 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a Limited Partner. 1821 3 GSREMP FINANCE ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1822 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a PMD FUNDS G.P., L.L.C. Non-Managing Member. 1823 3 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS PMD QP FUND, L.P. General Partner. 1824 4 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS (U.S.) LIMITED PARTNERSHIP Limited Partner. 1825 3 Goldman Sachs Real Estate Mezzanine N/A N/A The direct holder is a Partners Employee Holdings, LP General Partner. 1826 4 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS (CAYMAN) LIMITED PARTNERSHIP Limited Partner. 1827 3 Goldman Sachs Real Estate Mezzanine N/A N/A The direct holder is a Partners Override Fund 2008, L.P. General Partner. 1828 3 Goldman Sachs Real Estate Mezzanine 100 N/A Partners Override Offshore Fund 2008, LTD. 1829 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 100 N/A PMD QP FUND OFFSHORE, LTD. 1830 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a PMD QP FUND, L.P. Limited Partner. 1831 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1832 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1833 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE N/A N/A The direct holder is a FUNDS GP, L.L.C. Non-Managing Member. 1834 3 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1835 2 GOLDMAN SACHS REAL ESTATE PARTNERS N/A N/A The direct holder is a INSTITUTIONAL, L.P. Limited Partner. 1836 2 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1837 2 GOLDMAN SACHS RENDA FIXA FUNDO DE 100 N/A INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO 1838 3 GOLDMAN SACHS MASTER RENDA FIXA FUNDO DE 100 N/A INVESTIMENTO 1839 2 GOLDMAN SACHS REPRESENTACOES LTDA. N/A N/A The direct holder is a Limited Partner. 1840 2 GOLDMAN SACHS RETIREMENT STRATEGY 2010 61 N/A PORTFOLIO 1841 2 GOLDMAN SACHS RETIREMENT STRATEGY 2015 60 N/A PORTFOLIO 1842 2 GOLDMAN SACHS RETIREMENT STRATEGY 2020 50 N/A PORTFOLIO 1843 2 GOLDMAN SACHS RETIREMENT STRATEGY 2030 33 N/A PORTFOLIO 1844 2 GOLDMAN SACHS RETIREMENT STRATEGY 2040 51 N/A PORTFOLIO 1845 2 GOLDMAN SACHS RETIREMENT STRATEGY 2050 74 N/A PORTFOLIO 1846 2 GOLDMAN SACHS RISK ADVISORS, L.P. N/A N/A The direct holder is a Limited Partner. 1847 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 100 N/A 1848 3 ARROW CAPITAL RISK SERVICES LIMITED 100 N/A 1849 2 GOLDMAN SACHS RISK BROKERS, INC. 100 N/A 1850 2 GOLDMAN SACHS RISK SERVICES L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1851 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. 100 N/A 1852 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, 100 N/A INC. II 1853 3 GOLDMAN SACHS SPECIALTY LENDING CLO-I, LTD. 100 N/A 1854 2 GOLDMAN SACHS TRUST - GOLDMAN SACHS U.S. 100 N/A EQUITY FUND 1855 2 GOLDMAN SACHS TXU INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1856 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 1857 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 1858 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 1859 2 GOLDMAN SACHS TXU INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1860 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 1861 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 1862 2 GOLDMAN SACHS U.S. LARGE CAP EQUITY ALPHA 100 N/A TRANSPORT FUND, LTD. 1863 3 GOLDMAN SACHS MASTER ALPHA TRANSPORT FUND, 100 N/A LTD. 1864 2 GOLDMAN SACHS US DOLLAR LIBOR TRACKER 6 100 N/A MONTHS FUND 1865 2 GOLDMAN SACHS VINTAGE III EMPLOYEE FUNDS GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1866 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 1867 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND, N/A N/A The direct holder is a L.P. General Partner. 1868 4 VF III HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1869 2 GOLDMAN SACHS VOL-HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 1870 3 VOLBROKER.COM LIMITED 21 N/A 1871 4 TFS-ICAP Limited 100 N/A 1872 4 TFS-ICAP, LLC N/A N/A The direct holder is a Managing Member. 1873 2 GOLDMAN SACHS YES INVESTORS ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1874 3 GOLDMAN SACHS YES INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 1875 4 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 1876 2 GOLDMAN SACHS YES INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1877 2 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 100 N/A 1878 2 GOLDMAN, SACHS & CO. N/A N/A The direct holder is a Limited Partner. 1879 3 APX, INC. 60 N/A 1880 3 ATLANTIC CAPITAL BANCSHARES, INC. 9 N/A 1881 3 AUGUSTA ADVISORS, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1882 3 AVENUE FINANCIAL HOLDINGS, INC. 9 N/A 1883 3 BAMM HOLLOW, LLC N/A N/A The direct holder is a Non-Managing Member. 1884 3 BLUEPAY PROCESSING, LLC N/A N/A The direct holder is a Non-Managing Member. 1885 3 BluePay, Inc. 100 N/A 1886 3 CHILTERN TRUST N/A N/A The direct holder is a Trustee. 1887 3 DERIVIX CORP. 42 N/A 1888 3 FLURET TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1889 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1890 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 100 N/A 1891 3 GOLDMAN SACHS HOPU I PMD FUND GP, L.L.C. N/A N/A The direct holder is a Managing Member. 1892 4 GOLDMAN SACHS HOPU I PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 1893 3 GOLDMAN SACHS PARENTIS LIMITED 100 N/A 1894 4 GOLDMAN SACHS SERVICES LIMITED 100 N/A 1895 3 GOLDMAN SACHS PARIS INC. ET CIE N/A N/A The direct holder is a Limited Partner. 1896 3 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1897 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY FUND, N/A N/A The direct holder is a LLC Managing Member. 1898 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder has EMPLOYEE FUND GP, L.L.C. Control through a Management Agreement or other arrangements. 1899 3 GOLDMAN SACHS REPRESENTACOES LTDA. N/A N/A The direct holder is a Non-Managing Member. 1900 3 GS CAPITAL PARTNERS V EMPLOYEE FUNDS GP, N/A N/A The direct holder is a L.L.C. Managing Member. 1901 4 GS CAPITAL PARTNERS V EMPLOYEE FUND 100 N/A OFFSHORE, LTD. 1902 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 1903 6 GS CAPITAL PARTNERS V FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1904 7 ALCHEMY HOLDING S.A.R.L. 99 N/A 1905 8 Nybrojarl New1 AB 100 N/A 1906 9 AHLSELL AB (PUBL) 100 N/A 1907 10 Nybrojarl New3 AB 100 N/A 1908 11 NYBROJARL HOLDING AB 100 N/A 1909 12 NYBROJARL INVEST AB 100 N/A 1910 13 Ahlsell Group AB 100 N/A 1911 7 ARAMARK HOLDINGS CORPORATION 20 N/A 1912 7 ATHENA PIKCO LUX S.A R.L. 100 N/A 1913 8 PRYSMIAN (LUX) S.A R.L. 100 N/A 1914 7 EDAM HOLDING S.A R.L. 100 N/A 1915 8 EDAM ACQUISITION HOLDING I N/A N/A The direct holder is a COOPERATIEF U.A. Non-Managing Member.
1916 9 EDAM ACQUISITION HOLDING II B.V. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 1917 10 EDAM ACQUISITION HOLDING III 525990 - Other Hilversum NETHERLANDS B.V. Financial Vehicles 1918 11 EDAM ACQUISITION HOLDING IV 525990 - Other Hilversum NETHERLANDS B.V. Financial Vehicles 1919 12 ENDEMOL B.V. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 1920 10 EDAM MFA I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1921 10 EDAM MFA II B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1922 10 EDAM MFA III B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1923 10 EDAM MFA IV B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1924 10 EDAM MFA VI B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1925 10 EDAM MFA VII B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1926 7 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1927 7 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1928 7 GOLDMAN SACHS CAPITAL PARTNERS V-II 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 1929 7 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1930 8 OCNS CAYMAN GP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1931 7 GS DEJAKOO II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1932 8 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1933 9 HANA FINANCIAL GROUP INC. 523110 - Investment Seoul KOREA, SOUTH Banking and Securities Dealing 1934 7 GS PRYSMIAN CO-INVEST LP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1935 8 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1936 7 GSCP V CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1937 8 GSCP V CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1938 9 CEQUEL COMMUNICATIONS HOLDINGS, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 1939 7 GSCP V CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1940 7 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1941 8 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1942 9 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1943 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1944 7 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1945 8 OCNS CAYMAN GP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1946 7 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1947 7 OCNS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1948 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1949 7 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1950 6 GSCP V ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1951 7 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1952 7 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1953 8 GS PRYSMIAN CO-INVEST LP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1954 6 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1955 6 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 1956 6 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1957 7 KION HOLDING 1 GMBH 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1958 8 KION HOLDING 2 GMBH 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1959 9 KION Group GmbH 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1960 7 SUPERLIFT FUNDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1961 4 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1962 4 GS CAPITAL PARTNERS V EMPLOYEE JAPAN 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 1963 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1964 4 GS CAPITAL PARTNERS V PCP FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 1965 5 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1966 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1967 6 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 1968 7 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1969 7 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 1970 7 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1971 7 DEJAKOO CAYMAN I CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1972 8 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1973 7 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1974 7 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1975 7 GOLDMAN SACHS CAPITAL PARTNERS V-II 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 1976 7 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1977 7 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1978 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1979 7 GSCP V GERMANY CEBRIDGE HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 1980 8 GSCP V GERMANY CEBRIDGE HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 1981 9 CEQUEL COMMUNICATIONS HOLDINGS, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 1982 7 GSCP V GERMANY KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1983 8 GSCP V GERMANY KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 1984 9 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1985 7 GSCP V GMBH KNIGHT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1986 8 GSCP V GERMANY KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 1987 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1988 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1989 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 1990 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1991 7 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1992 6 GS CAPITAL PARTNERS V INSTITUTIONAL, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1993 7 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1994 7 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 1995 7 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 1996 7 DEJAKOO CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1997 8 HANA FINANCIAL GROUP INC. 523110 - Investment Seoul KOREA, SOUTH Banking and Securities Dealing 1998 7 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1999 7 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2000 7 GOLDMAN SACHS CAPITAL PARTNERS V-II 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2001 7 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2002 7 GS DEJAKOO I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2003 8 DEJAKOO CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2004 8 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2005 7 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2006 7 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2007 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2008 7 GSCP V INSTITUTIONAL CEBRIDGE 525990 - Other Wilmington DE UNITED STATES HOLDINGS CORP. Financial Vehicles 2009 8 GSCP V INSTITUTIONAL CEBRIDGE 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.P. Financial Vehicles 2010 9 CEQUEL COMMUNICATIONS HOLDINGS, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 2011 7 GSCP V INSTITUTIONAL CEBRIDGE 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.P. Financial Vehicles 2012 7 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2013 7 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2014 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2015 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2016 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2017 7 GS CAPITAL PARTNERS V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2018 8 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2019 8 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2020 8 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2021 8 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 2022 8 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2023 8 GOLDMAN SACHS CAPITAL PARTNERS 525990 - Other George Town CAYMAN ISLANDS V-II FUND, L.P. Financial Vehicles 2024 8 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2025 8 GS DEJAKOO II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2026 8 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2027 8 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2028 8 GSCP V OFFSHORE CEBRIDGE HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 2029 9 GSCP V OFFSHORE CEBRIDGE 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.P. Financial Vehicles 2030 10 CEQUEL COMMUNICATIONS 525990 - Other Wilmington DE UNITED STATES HOLDINGS, LLC Financial Vehicles 2031 8 GSCP V OFFSHORE CEBRIDGE 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.P. Financial Vehicles 2032 8 GSCP V OFFSHORE KNIGHT HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 2033 9 GSCP V OFFSHORE KNIGHT 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.P. Financial Vehicles 2034 10 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2035 8 GSCP V OFFSHORE KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2036 8 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2037 8 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2038 8 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2039 7 GSCP V OFFSHORE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2040 8 GS CAPITAL PARTNERS V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2041 8 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2042 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2043 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services
1916 9 EDAM ACQUISITION HOLDING II B.V. 100 N/A 1917 10 EDAM ACQUISITION HOLDING III 100 N/A B.V. 1918 11 EDAM ACQUISITION HOLDING IV 100 N/A B.V. 1919 12 ENDEMOL B.V. 100 N/A 1920 10 EDAM MFA I B.V. 100 N/A 1921 10 EDAM MFA II B.V. 100 N/A 1922 10 EDAM MFA III B.V. 100 N/A 1923 10 EDAM MFA IV B.V. 100 N/A 1924 10 EDAM MFA VI B.V. 100 N/A 1925 10 EDAM MFA VII B.V. 100 N/A 1926 7 EDUCATION MANAGEMENT CORPORATION 42 N/A 1927 7 FS INVEST SARL 44 N/A 1928 7 GOLDMAN SACHS CAPITAL PARTNERS V-II N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1929 7 GRE OCNS HOLDINGS 100 N/A 1930 8 OCNS CAYMAN GP 70 N/A 1931 7 GS DEJAKOO II, LLC N/A N/A The direct holder is a Managing Member. 1932 8 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Managing Member. 1933 9 HANA FINANCIAL GROUP INC. 10 N/A 1934 7 GS PRYSMIAN CO-INVEST LP N/A N/A The direct holder is a Limited Partner. 1935 8 ATHENA PIKCO LUX S.A R.L. 100 N/A 1936 7 GSCP V CEBRIDGE HOLDINGS CORP. 100 N/A 1937 8 GSCP V CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1938 9 CEQUEL COMMUNICATIONS HOLDINGS, 36 N/A LLC 1939 7 GSCP V CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 1940 7 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1941 8 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 1942 9 EDUCATION MANAGEMENT CORPORATION 42 N/A 1943 7 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1944 7 HAR JPN CAYMAN HOLDINGS 100 N/A 1945 8 OCNS CAYMAN GP 70 N/A 1946 7 Kinder Morgan Holdco LLC 25 N/A 1947 7 OCNS CAYMAN, L.P. N/A N/A The direct holder is a Limited Partner. 1948 7 PVF HOLDINGS LLC 63 N/A 1949 7 UES OCNS HOLDINGS 99 N/A 1950 6 GSCP V ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1951 7 GS CAPITAL PARTNERS V FUND, L.P. N/A N/A The direct holder is a General Partner. 1952 7 GS PRYSMIAN CO-INVEST GP LIMITED 100 N/A 1953 8 GS PRYSMIAN CO-INVEST LP N/A N/A The direct holder is a General Partner. 1954 6 SEVRES II S.A.R.L. 73 73 1955 6 SUNGARD CAPITAL CORP. 99 N/A 1956 6 SUPERLIFT HOLDING S.A R.L. 44 N/A This holding represents ownership in Preferred A shares. 1957 7 KION HOLDING 1 GMBH 100 N/A 1958 8 KION HOLDING 2 GMBH 100 N/A 1959 9 KION Group GmbH 100 N/A 1960 7 SUPERLIFT FUNDING S.A R.L. 100 N/A 1961 4 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 1962 4 GS CAPITAL PARTNERS V EMPLOYEE JAPAN N/A N/A The direct holder is a FUND, L.P. General Partner. 1963 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 1964 4 GS CAPITAL PARTNERS V PCP FUND OFFSHORE, 100 N/A LTD. 1965 5 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1966 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 1967 6 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 1968 7 ALCHEMY HOLDING S.A.R.L. 99 N/A 1969 7 ARAMARK HOLDINGS CORPORATION 20 N/A 1970 7 ATHENA PIKCO LUX S.A R.L. 100 N/A 1971 7 DEJAKOO CAYMAN I CORP. 100 N/A 1972 8 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1973 7 EDUCATION MANAGEMENT CORPORATION 42 N/A 1974 7 FS INVEST SARL 44 N/A 1975 7 GOLDMAN SACHS CAPITAL PARTNERS V-II N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1976 7 GRE OCNS HOLDINGS 100 N/A 1977 7 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1978 7 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1979 7 GSCP V GERMANY CEBRIDGE HOLDINGS 100 N/A CORP. 1980 8 GSCP V GERMANY CEBRIDGE HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 1981 9 CEQUEL COMMUNICATIONS HOLDINGS, 36 N/A LLC 1982 7 GSCP V GERMANY KNIGHT HOLDINGS CORP. 100 N/A 1983 8 GSCP V GERMANY KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 1984 9 Kinder Morgan Holdco LLC 25 N/A 1985 7 GSCP V GMBH KNIGHT HOLDINGS 100 N/A 1986 8 GSCP V GERMANY KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 1987 7 PVF HOLDINGS LLC 63 N/A 1988 7 SEVRES II S.A.R.L. 73 73 1989 7 SUNGARD CAPITAL CORP. 99 N/A 1990 7 SUPERLIFT HOLDING S.A R.L. 44 N/A This holding represents ownership in Preferred B shares. 1991 7 UES OCNS HOLDINGS 99 N/A 1992 6 GS CAPITAL PARTNERS V INSTITUTIONAL, N/A N/A The direct holder is a L.P. Limited Partner. 1993 7 ALCHEMY HOLDING S.A.R.L. 99 N/A 1994 7 ARAMARK HOLDINGS CORPORATION 20 N/A 1995 7 ATHENA PIKCO LUX S.A R.L. 100 N/A 1996 7 DEJAKOO CAYMAN CORP. 100 N/A 1997 8 HANA FINANCIAL GROUP INC. 10 N/A 1998 7 EDUCATION MANAGEMENT CORPORATION 42 N/A 1999 7 FS INVEST SARL 44 N/A 2000 7 GOLDMAN SACHS CAPITAL PARTNERS V-II N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2001 7 GRE OCNS HOLDINGS 100 N/A 2002 7 GS DEJAKOO I, LLC N/A N/A The direct holder is a Managing Member. 2003 8 DEJAKOO CAYMAN CORP. 100 N/A 2004 8 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2005 7 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2006 7 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2007 7 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2008 7 GSCP V INSTITUTIONAL CEBRIDGE 100 N/A HOLDINGS CORP. 2009 8 GSCP V INSTITUTIONAL CEBRIDGE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 2010 9 CEQUEL COMMUNICATIONS HOLDINGS, 36 N/A LLC 2011 7 GSCP V INSTITUTIONAL CEBRIDGE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 2012 7 HAR JPN CAYMAN HOLDINGS 100 N/A 2013 7 Kinder Morgan Holdco LLC 25 N/A 2014 7 PVF HOLDINGS LLC 63 N/A 2015 7 SUNGARD CAPITAL CORP. 99 N/A 2016 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2017 7 GS CAPITAL PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2018 8 ALCHEMY HOLDING S.A.R.L. 99 N/A 2019 8 ARAMARK HOLDINGS CORPORATION 20 N/A 2020 8 ATHENA PIKCO LUX S.A R.L. 100 N/A 2021 8 EDUCATION MANAGEMENT CORPORATION 42 N/A 2022 8 FS INVEST SARL 44 N/A 2023 8 GOLDMAN SACHS CAPITAL PARTNERS N/A N/A The direct holder is a V-II FUND, L.P. Limited Partner. 2024 8 GRE OCNS HOLDINGS 100 N/A 2025 8 GS DEJAKOO II, LLC N/A N/A The direct holder is a Non-Managing Member. 2026 8 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2027 8 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2028 8 GSCP V OFFSHORE CEBRIDGE HOLDINGS 100 N/A CORP. 2029 9 GSCP V OFFSHORE CEBRIDGE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 2030 10 CEQUEL COMMUNICATIONS 36 N/A HOLDINGS, LLC 2031 8 GSCP V OFFSHORE CEBRIDGE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 2032 8 GSCP V OFFSHORE KNIGHT HOLDINGS 100 N/A CORP. 2033 9 GSCP V OFFSHORE KNIGHT N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 2034 10 Kinder Morgan Holdco LLC 25 N/A 2035 8 GSCP V OFFSHORE KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 2036 8 HAR JPN CAYMAN HOLDINGS 100 N/A 2037 8 PVF HOLDINGS LLC 63 N/A 2038 8 UES OCNS HOLDINGS 99 N/A 2039 7 GSCP V OFFSHORE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2040 8 GS CAPITAL PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 2041 8 GS PRYSMIAN CO-INVEST GP LIMITED 100 N/A 2042 7 SEVRES II S.A.R.L. 73 73 2043 7 SUNGARD CAPITAL CORP. 99 N/A
2044 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2045 6 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2046 7 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2047 7 GSCP V ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2048 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2049 6 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2050 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2051 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2052 6 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2053 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2054 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2055 4 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2056 4 GS CAPITAL PARTNERS V PIA FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2057 5 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2058 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2059 6 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2060 6 GS CAPITAL PARTNERS V INSTITUTIONAL, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2061 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2062 6 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2063 6 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2064 6 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2065 4 GSCP V OVERRIDE OFFSHORE, LTD 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2066 4 GSCP V OVERRIDE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2067 3 GS CAPITAL PARTNERS VI EMPLOYEE FUNDS GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2068 4 GS CAPITAL PARTNERS V PCP JAPAN FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2069 5 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2070 4 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2071 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2072 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2073 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2074 6 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2075 7 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2076 7 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2077 7 COMPASS DELAWARE HOLDINGS I CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2078 7 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2079 8 COMPASS ACQUISITION HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2080 9 USI HOLDINGS CORPORATION 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2081 10 USI Insurance Services LLC 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2082 11 AMERICAN INSURANCE 525990 - Other Columbus OH UNITED STATES ADMINISTRATORS, INC. Financial Vehicles 2083 11 ANCO CORPORATION 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2084 12 ANCO INSURANCE SERVICES 525990 - Other Briarcliff NY UNITED STATES OF HOUSTON, INC. Financial Vehicles Manor 2085 12 INTER/NATIONAL RENTAL 525990 - Other Briarcliff NY UNITED STATES INSURANCE SERVICES, INC. Financial Vehicles Manor 2086 12 MD PREMIUM FINANCE 525990 - Other Houston TX UNITED STATES CORPORATION Financial Vehicles 2087 12 REGIONAL INSURANCE 525990 - Other Houston TX UNITED STATES MANAGEMENT SERVICES, INC. Financial Vehicles 2088 11 BMI INSURANCE SERVICES, INC 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2089 11 CAMPBELL, GALT & NEWLANDS, 525990 - Other Portland OR UNITED STATES INC. Financial Vehicles 2090 11 COLONIAL PREMIUM FINANCE 525990 - Other Norfolk VA UNITED STATES COMPANY Financial Vehicles 2091 11 CUSTOM BENEFIT PROGRAMS, 525990 - Other Hammonton NJ UNITED STATES INC. Financial Vehicles 2092 12 TURNER P. WILLIAMS & 525990 - Other Hammonton NJ UNITED STATES ASSOCIATES, LLC Financial Vehicles 2093 11 EMERSON REID LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2094 12 MY BENEFIT ADVISOR, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2095 11 KIBBLE & PRENTICE HOLDING 524210 - Insurance Seattle WA UNITED STATES COMPANY Agencies and Brokerages 2096 11 SIGNATURE PREMIUM FINANCE, 525990 - Other Philadelphia PA UNITED STATES INC. Financial Vehicles 2097 11 SUMMIT GLOBAL PARTNERS, INC. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 2098 12 MERIDIAN CREDIT SERVICES, 525990 - Other Dallas TX UNITED STATES INC. Financial Vehicles 2099 12 SGP BENEFITS OF TEXAS, 525990 - Other Dallas TX UNITED STATES INC. Financial Vehicles 2100 12 SUMMIT GLOBAL PARTNERS OF 525990 - Other Dallas TX UNITED STATES TEXAS, INC. Financial Vehicles 2101 12 USI SOUTHWEST, INC. 525990 - Other Albuquerque NM UNITED STATES Financial Vehicles 2102 12 USI of Tennessee, Inc. 525990 - Other Memphis TN UNITED STATES Financial Vehicles 2103 12 VISTA INSURANCE PARTNERS 525990 - Other Chicago IL UNITED STATES OF ILLINOIS, INC. Financial Vehicles 2104 12 VISTA INSURANCE PARTNERS, 525990 - Other San Antonio TX UNITED STATES INC. Financial Vehicles 2105 13 SUMMIT GLOBAL PARTNERS 525990 - Other Dallas TX UNITED STATES OF OKLAHOMA, INC. Financial Vehicles 2106 11 U.S.I. INSURANCE SERVICES 525990 - Other Woburn MA UNITED STATES OF MASSACHUSETTS, INC. Financial Vehicles 2107 12 NETCARE SERVICES, INC. 525990 - Other Woburn MA UNITED STATES Financial Vehicles 2108 11 USI CONSULTING GROUP, INC. 525990 - Other Glastonbury CT UNITED STATES Financial Vehicles 2109 12 BENEFIT STRATEGIES OF 525990 - Other Manchester NH UNITED STATES MAINE, INC. Financial Vehicles 2110 12 USI ADVISORS, INC. 525990 - Other Glastonbury CT UNITED STATES Financial Vehicles 2111 12 USI CONSULTING GROUP OF 525990 - Other New York NY UNITED STATES NEW YORK, INC. Financial Vehicles 2112 12 USI SECURITIES, INC. 525990 - Other Glastonbury CT UNITED STATES Financial Vehicles 2113 11 USI INSURANCE SERVICES 525990 - Other Briarcliff NY UNITED STATES CORPORATION OF ILLINOIS, Financial Vehicles Manor INC. 2114 11 USI INSURANCE SERVICES OF 525990 - Other Bedford NH UNITED STATES NEW ENGLAND, INC. Financial Vehicles 2115 12 INEX ALTERNATIVE 525990 - Other Manchester NH UNITED STATES PROGRAMS, INC. Financial Vehicles 2116 12 USI INSURANCE SERVICES OF 525990 - Other Briarcliff NY UNITED STATES RHODE ISLAND, INC. Financial Vehicles Manor 2117 11 USI INSURANCE SERVICES OF 525990 - Other Briarcliff NY UNITED STATES NORTHERN CALIFORNIA, INC. Financial Vehicles Manor 2118 11 USI Insurance Services of 525990 - Other Meriden CT UNITED STATES Connecticut, Inc. Financial Vehicles 2119 11 USI MIDATLANTIC, INC. 525990 - Other Plymouth PA UNITED STATES Financial Vehicles Meeting 2120 11 USI MIDWEST, INC. 525990 - Other Cincinnati OH UNITED STATES Financial Vehicles 2121 11 USI OF SOUTHERN CALIFORNIA 525990 - Other Woodland Hills CA UNITED STATES INSURANCE SERVICES, INC. Financial Vehicles 2122 11 USI of San Diego Insurance 525990 - Other Woodland Hills CA UNITED STATES Services, Inc. Financial Vehicles 2123 7 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2124 7 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2125 7 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2126 7 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2127 7 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2128 7 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2129 8 GS SUNRAY HOLDINGS SUBCO I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2130 9 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 2131 8 GS SUNRAY HOLDINGS SUBCO II, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 2132 9 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 2133 7 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2134 7 GS TREASURE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2135 7 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2136 8 CW INVESTMENTS CO. 525990 - Other New York NY UNITED STATES Financial Vehicles 2137 9 4414624 Canada Inc. 525990 - Other New York NY UNITED STATES Financial Vehicles 2138 10 CW MEDIA HOLDINGS INC. 525990 - Other New York NY UNITED STATES Financial Vehicles 2139 7 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2140 8 GSCP VI NORTH HOLDINGS CORP. 525990 - Other New York NY UNITED STATES Financial Vehicles 2141 9 RED SKY ACQUISITION CORP. 525990 - Other Calgary AB CANADA Financial Vehicles 2142 10 RED SKY HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2143 9 RED SKY HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2144 7 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2145 7 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2146 7 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2147 8 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2148 7 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2149 7 INVESTMENT HOLDING ENTITY GP, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2150 8 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2151 7 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2152 7 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2153 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2154 7 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2155 7 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 2156 7 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2157 7 OCEANS14 HOLDINGS, L.L.C. 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 2158 7 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2159 7 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 2160 8 PROSIGHT GLOBAL, INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2161 9 ProSight Specialty Insurance 551112 - Offices of New York NY UNITED STATES Holdings, Inc. Other Holding Companies 2162 10 PROSIGHT SPECIALTY INSURANCE 551112 - Offices of New York NY UNITED STATES GROUP, INC. Other Holding Companies 2163 11 GOTHAM INSURANCE COMPANY 524150 - New York NY UNITED STATES Insurance/Reinsurance Carriers 2164 11 MUTUAL MARINE OFFICE OF THE 524210 - Insurance New York NY UNITED STATES MIDWEST, INC. Agencies and Brokerages 2165 11 NEW YORK MARINE AND GENERAL 524150 - New York NY UNITED STATES INSURANCE COMPANY Insurance/Reinsurance Carriers 2166 12 GOTHAM INSURANCE COMPANY 524150 - New York NY UNITED STATES Insurance/Reinsurance Carriers 2167 12 SOUTHWEST MARINE AND 524150 - New York NY UNITED STATES GENERAL INSURANCE COMPANY Insurance/Reinsurance Carriers 2168 11 PACIFIC MUTUAL MARINE 524210 - Insurance New York NY UNITED STATES OFFICE, INC. Agencies and Brokerages 2169 11 PROSIGHT SPECIALTY 524210 - Insurance New York NY UNITED STATES MANAGEMENT COMPANY, INC. Agencies and Brokerages 2170 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2171 7 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
2044 7 SUPERLIFT HOLDING S.A R.L. 44 N/A This holding represents ownership in Ordinary shares. 2045 6 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2046 7 GS CAPITAL PARTNERS V FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2047 7 GSCP V ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2048 7 SUNGARD CAPITAL CORP. 99 N/A 2049 6 GSCP V AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2050 7 SEVRES II S.A.R.L. 73 73 2051 7 SUPERLIFT HOLDING S.A R.L. 44 N/A This holding represents ownership in Preferred A shares. 2052 6 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2053 7 SEVRES II S.A.R.L. 73 73 2054 7 SUPERLIFT HOLDING S.A R.L. 44 N/A This holding represents ownership in Ordinary shares. 2055 4 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a General Partner. 2056 4 GS CAPITAL PARTNERS V PIA FUND OFFSHORE, 100 N/A LTD. 2057 5 GS CAPITAL PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2058 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2059 6 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2060 6 GS CAPITAL PARTNERS V INSTITUTIONAL, N/A N/A The direct holder is a L.P. Limited Partner. 2061 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2062 6 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2063 6 GSCP V AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2064 6 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2065 4 GSCP V OVERRIDE OFFSHORE, LTD 100 N/A 2066 4 GSCP V OVERRIDE, L.P. N/A N/A The direct holder is a General Partner. 2067 3 GS CAPITAL PARTNERS VI EMPLOYEE FUNDS GP, N/A N/A The direct holder is a L.L.C. Managing Member. 2068 4 GS CAPITAL PARTNERS V PCP JAPAN FUND, L.P. N/A N/A The direct holder is a General Partner. 2069 5 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2070 4 GS CAPITAL PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2071 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND 100 N/A OFFSHORE, LTD. 2072 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2073 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2074 6 GS CAPITAL PARTNERS VI FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2075 7 BUCK HOLDINGS L.P. 100 12 2076 7 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 2077 7 COMPASS DELAWARE HOLDINGS I CORP. 100 N/A 2078 7 COMPASS INVESTORS INC. 85 N/A 2079 8 COMPASS ACQUISITION HOLDINGS CORP. 100 N/A 2080 9 USI HOLDINGS CORPORATION 87 N/A 2081 10 USI Insurance Services LLC N/A N/A The direct holder is a Managing Member. 2082 11 AMERICAN INSURANCE 100 N/A ADMINISTRATORS, INC. 2083 11 ANCO CORPORATION 100 N/A 2084 12 ANCO INSURANCE SERVICES 100 N/A OF HOUSTON, INC. 2085 12 INTER/NATIONAL RENTAL 100 N/A INSURANCE SERVICES, INC. 2086 12 MD PREMIUM FINANCE 100 N/A CORPORATION 2087 12 REGIONAL INSURANCE 100 N/A MANAGEMENT SERVICES, INC. 2088 11 BMI INSURANCE SERVICES, INC 100 N/A 2089 11 CAMPBELL, GALT & NEWLANDS, 100 N/A INC. 2090 11 COLONIAL PREMIUM FINANCE 100 N/A COMPANY 2091 11 CUSTOM BENEFIT PROGRAMS, 100 N/A INC. 2092 12 TURNER P. WILLIAMS & 100 N/A ASSOCIATES, LLC 2093 11 EMERSON REID LLC N/A N/A The direct holder is a Managing Member. 2094 12 MY BENEFIT ADVISOR, LLC N/A N/A The direct holder is a Managing Member. 2095 11 KIBBLE & PRENTICE HOLDING 100 N/A COMPANY 2096 11 SIGNATURE PREMIUM FINANCE, 100 N/A INC. 2097 11 SUMMIT GLOBAL PARTNERS, INC. 100 N/A 2098 12 MERIDIAN CREDIT SERVICES, 100 N/A INC. 2099 12 SGP BENEFITS OF TEXAS, 100 N/A INC. 2100 12 SUMMIT GLOBAL PARTNERS OF 100 N/A TEXAS, INC. 2101 12 USI SOUTHWEST, INC. 100 N/A 2102 12 USI of Tennessee, Inc. 100 N/A 2103 12 VISTA INSURANCE PARTNERS 100 N/A OF ILLINOIS, INC. 2104 12 VISTA INSURANCE PARTNERS, 100 N/A INC. 2105 13 SUMMIT GLOBAL PARTNERS 100 N/A OF OKLAHOMA, INC. 2106 11 U.S.I. INSURANCE SERVICES 100 N/A OF MASSACHUSETTS, INC. 2107 12 NETCARE SERVICES, INC. 100 N/A 2108 11 USI CONSULTING GROUP, INC. 100 N/A 2109 12 BENEFIT STRATEGIES OF 100 N/A MAINE, INC. 2110 12 USI ADVISORS, INC. 100 N/A 2111 12 USI CONSULTING GROUP OF 100 N/A NEW YORK, INC. 2112 12 USI SECURITIES, INC. 100 N/A 2113 11 USI INSURANCE SERVICES 100 N/A CORPORATION OF ILLINOIS, INC. 2114 11 USI INSURANCE SERVICES OF 100 N/A NEW ENGLAND, INC. 2115 12 INEX ALTERNATIVE 100 N/A PROGRAMS, INC. 2116 12 USI INSURANCE SERVICES OF 100 N/A RHODE ISLAND, INC. 2117 11 USI INSURANCE SERVICES OF 100 N/A NORTHERN CALIFORNIA, INC. 2118 11 USI Insurance Services of 100 N/A Connecticut, Inc. 2119 11 USI MIDATLANTIC, INC. 100 N/A 2120 11 USI MIDWEST, INC. 100 N/A 2121 11 USI OF SOUTHERN CALIFORNIA 100 N/A INSURANCE SERVICES, INC. 2122 11 USI of San Diego Insurance 100 N/A Services, Inc. 2123 7 CUCINA HOLDINGS SARL 100 N/A 2124 7 GS EDAM DEBT HOLDINGS 99 N/A 2125 7 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2126 7 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2127 7 GS MACE HOLDINGS LIMITED 100 N/A 2128 7 GS SUNRAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2129 8 GS SUNRAY HOLDINGS SUBCO I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2130 9 Hyatt Hotels Corporation 7 N/A 2131 8 GS SUNRAY HOLDINGS SUBCO II, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2132 9 Hyatt Hotels Corporation 7 N/A 2133 7 GS TELE CAYMAN 100 N/A 2134 7 GS TREASURE S.A R.L. 100 N/A 2135 7 GSCP VI AA ONE HOLDING SARL 100 N/A 2136 8 CW INVESTMENTS CO. 33 100 2137 9 4414624 Canada Inc. 100 N/A 2138 10 CW MEDIA HOLDINGS INC. 100 N/A 2139 7 GSCP VI NORTH HOLDINGS S.A R.L. 100 N/A 2140 8 GSCP VI NORTH HOLDINGS CORP. 100 N/A 2141 9 RED SKY ACQUISITION CORP. 15 N/A 2142 10 RED SKY HOLDINGS L.P. 100 11 2143 9 RED SKY HOLDINGS L.P. 100 11 2144 7 GSCPVI BHC CAYMAN LTD. 100 N/A 2145 7 HAWKER BEECHCRAFT, INC 46 N/A 2146 7 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2147 8 HWBCC LP N/A N/A The direct holder is a General Partner. 2148 7 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2149 7 INVESTMENT HOLDING ENTITY GP, LTD. 100 N/A 2150 8 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2151 7 KAR HOLDINGS II, LLC 34 N/A 2152 7 Kinder Morgan Holdco LLC 25 N/A 2153 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2154 7 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 2155 7 MONEYGRAM INTERNATIONAL, INC. 100 N/A 2156 7 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2157 7 OCEANS14 HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2158 7 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2159 7 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Non-Managing Member. 2160 8 PROSIGHT GLOBAL, INC. 51 N/A 2161 9 ProSight Specialty Insurance 100 N/A Holdings, Inc. 2162 10 PROSIGHT SPECIALTY INSURANCE 100 N/A GROUP, INC. 2163 11 GOTHAM INSURANCE COMPANY 100 N/A 2164 11 MUTUAL MARINE OFFICE OF THE 100 N/A MIDWEST, INC. 2165 11 NEW YORK MARINE AND GENERAL 100 N/A INSURANCE COMPANY 2166 12 GOTHAM INSURANCE COMPANY 100 N/A 2167 12 SOUTHWEST MARINE AND 100 N/A GENERAL INSURANCE COMPANY 2168 11 PACIFIC MUTUAL MARINE 100 N/A OFFICE, INC. 2169 11 PROSIGHT SPECIALTY 100 N/A MANAGEMENT COMPANY, INC. 2170 7 PVF HOLDINGS LLC 63 N/A 2171 7 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Managing Member.
2172 7 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2173 8 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2174 7 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2175 7 TEXAS ENERGY FUTURE CAPITAL 525990 - Other Wilmington DE UNITED STATES HOLDINGS LLC Financial Vehicles 2176 7 TEXAS ENERGY FUTURE HOLDINGS 525990 - Other Fort Worth TX UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 2177 7 WHITELABEL I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2178 8 WHITELABEL II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2179 9 WHITELABEL II-A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2180 10 WHITELABEL III S.A. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2181 11 WHITELABEL IV S.A. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2182 12 ONV TOPCO N.V. 551112 - Offices of Zele BELGIUM Other Holding Companies 2183 7 Xella International Holdings 525990 - Other Luxembourg LUXEMBOURG S.a.r.l. Financial Vehicles 2184 8 Xella International S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2185 6 UMBRELLASTREAM GENERAL PARTNER LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2186 7 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2187 6 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2188 4 GS CAPITAL PARTNERS VI EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2189 4 GS CAPITAL PARTNERS VI PIA FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2190 4 GS CAPITAL PARTNERS VI PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2191 5 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2192 6 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2193 6 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2194 6 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2195 6 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2196 6 EDAM ACQUISITION HOLDING I 525990 - Other Hilversum NETHERLANDS COOPERATIEF U.A. Financial Vehicles 2197 6 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2198 6 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2199 6 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2200 6 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2201 6 GS SUNRAY GERMAN FUND I, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2202 7 GS SUNRAY GERMAN FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2203 8 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2204 6 GS SUNRAY GERMAN FUND II, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2205 7 GS SUNRAY GERMAN FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2206 6 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2207 6 GS TREASURE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2208 6 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2209 6 GSCP VI GERMANY KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2210 7 GSCP VI GERMANY KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2211 8 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2212 6 GSCP VI GERMANY TXU HOLDINGS CAYMAN, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2213 7 GSCP VI GERMANY TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2214 8 TEXAS ENERGY FUTURE CAPITAL 525990 - Other Wilmington DE UNITED STATES HOLDINGS LLC Financial Vehicles 2215 8 TEXAS ENERGY FUTURE HOLDINGS 525990 - Other Fort Worth TX UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 2216 6 GSCP VI GERMANY TXU HOLDINGS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2217 7 GSCP VI GERMANY TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2218 6 GSCP VI GMBH COMPASS CAYMAN GP CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2219 7 GSCP VI GMBH COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2220 8 COMPASS CAYMAN HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2221 6 GSCP VI GMBH COMPASS CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2222 7 GSCP VI GMBH COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2223 6 GSCP VI GMBH KNIGHT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2224 7 GSCP VI GERMANY KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2225 6 GSCP VI GMBH PAPERCO INVESTMENTS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 2226 7 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2227 6 GSCP VI GMBH STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2228 6 GSCP VI GmbH Investment Holdings 525990 - Other George Town CAYMAN ISLANDS (Cayman) Ltd. Financial Vehicles 2229 7 GSCP VI GMBH PAPERCO HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 2230 8 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2231 7 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2232 6 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2233 6 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2234 6 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2235 6 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2236 6 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2237 6 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2238 6 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2239 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2240 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2241 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2242 6 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 2243 6 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2244 6 OCEANS14 GMBH, L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 2245 7 OCEANS14 HOLDINGS IV, L.L.C. 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 2246 6 OCEANS14 GMBH, LTD. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 2247 7 OCEANS14 HOLDINGS IV, L.L.C. 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 2248 6 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 2249 6 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2250 6 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2251 6 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2252 6 UMBRELLASTREAM GENERAL PARTNER LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2253 6 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2254 6 WHITELABEL I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2255 6 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2256 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2257 6 GS CAPITAL PARTNERS VI OFFSHORE FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2258 7 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2259 7 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2260 7 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2261 7 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2262 7 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2263 7 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2264 7 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2265 7 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2266 7 GS SUNRAY OFFSHORE FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2267 8 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2268 7 GS SUNRAY OFFSHORE FUND, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2269 8 GS SUNRAY OFFSHORE FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2270 7 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2271 7 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2272 7 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2273 7 GSCP VI OFFSHORE COMPASS CAYMAN GP 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 2274 8 GSCP VI OFFSHORE COMPASS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2275 9 COMPASS CAYMAN HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2276 7 GSCP VI OFFSHORE COMPASS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2277 7 GSCP VI OFFSHORE KNIGHT HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 2278 8 GSCP VI OFFSHORE KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2279 9 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2280 7 GSCP VI OFFSHORE KNIGHT HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2281 7 GSCP VI OFFSHORE PAPERCO HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 2282 8 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2283 7 GSCP VI OFFSHORE PAPERCO 525990 - Other Wilmington DE UNITED STATES INVESTMENTS, L.L.C. Financial Vehicles 2284 8 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2285 7 GSCP VI OFFSHORE STEEL HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 2286 7 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2287 7 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2288 7 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2289 7 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2290 7 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2291 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2292 7 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2293 7 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 2294 7 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2295 7 OCEANS14 HOLDINGS II, L.L.C. 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 2296 7 OCEANS14 OFFSHORE, L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 2297 8 OCEANS14 HOLDINGS II, L.L.C. 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 2298 7 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 2299 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles
2172 7 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2173 8 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a General Partner. 2174 7 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2175 7 TEXAS ENERGY FUTURE CAPITAL N/A N/A The direct holder is a HOLDINGS LLC Non-Managing Member. 2176 7 TEXAS ENERGY FUTURE HOLDINGS 100 11 LIMITED PARTNERSHIP 2177 7 WHITELABEL I S.A R.L. 50 N/A 2178 8 WHITELABEL II S.A R.L. 100 N/A 2179 9 WHITELABEL II-A S.A R.L. 100 N/A 2180 10 WHITELABEL III S.A. 100 N/A 2181 11 WHITELABEL IV S.A. 100 N/A 2182 12 ONV TOPCO N.V. 100 N/A 2183 7 Xella International Holdings 50 N/A S.a.r.l. 2184 8 Xella International S.a r.l. 100 N/A 2185 6 UMBRELLASTREAM GENERAL PARTNER LIMITED 50 N/A 2186 7 UMBRELLASTREAM LIMITED PARTNERSHIP 100 16 INCORPORATED 2187 6 UMBRELLASTREAM LIMITED PARTNERSHIP 100 16 INCORPORATED 2188 4 GS CAPITAL PARTNERS VI EMPLOYEE MASTER N/A N/A The direct holder is a FUND, L.P. General Partner. 2189 4 GS CAPITAL PARTNERS VI PIA FUND OFFSHORE, 100 N/A LTD. 2190 4 GS CAPITAL PARTNERS VI PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2191 5 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2192 6 BUCK HOLDINGS L.P. 100 12 2193 6 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 2194 6 COMPASS INVESTORS INC. 85 N/A 2195 6 CUCINA HOLDINGS SARL 100 N/A 2196 6 EDAM ACQUISITION HOLDING I N/A N/A The direct holder is a COOPERATIEF U.A. Non-Managing Member. 2197 6 GS EDAM DEBT HOLDINGS 99 N/A 2198 6 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2199 6 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2200 6 GS MACE HOLDINGS LIMITED 100 N/A 2201 6 GS SUNRAY GERMAN FUND I, LTD. 100 N/A 2202 7 GS SUNRAY GERMAN FUND, L.P. N/A N/A The direct holder is a General Partner. 2203 8 GS SUNRAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2204 6 GS SUNRAY GERMAN FUND II, LTD. 100 N/A 2205 7 GS SUNRAY GERMAN FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2206 6 GS TELE CAYMAN 100 N/A 2207 6 GS TREASURE S.A R.L. 100 N/A 2208 6 GSCP VI AA ONE HOLDING SARL 100 N/A 2209 6 GSCP VI GERMANY KNIGHT HOLDINGS CORP. 100 N/A 2210 7 GSCP VI GERMANY KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 2211 8 Kinder Morgan Holdco LLC 25 N/A 2212 6 GSCP VI GERMANY TXU HOLDINGS CAYMAN, 100 N/A LTD. 2213 7 GSCP VI GERMANY TXU HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2214 8 TEXAS ENERGY FUTURE CAPITAL N/A N/A The direct holder is a HOLDINGS LLC Non-Managing Member. 2215 8 TEXAS ENERGY FUTURE HOLDINGS 100 11 LIMITED PARTNERSHIP 2216 6 GSCP VI GERMANY TXU HOLDINGS, LTD. 100 N/A 2217 7 GSCP VI GERMANY TXU HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2218 6 GSCP VI GMBH COMPASS CAYMAN GP CORP. 100 N/A 2219 7 GSCP VI GMBH COMPASS HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2220 8 COMPASS CAYMAN HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2221 6 GSCP VI GMBH COMPASS CAYMAN LTD. 100 N/A 2222 7 GSCP VI GMBH COMPASS HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2223 6 GSCP VI GMBH KNIGHT HOLDINGS 100 N/A 2224 7 GSCP VI GERMANY KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 2225 6 GSCP VI GMBH PAPERCO INVESTMENTS, N/A N/A The direct holder is a L.L.C. Managing Member. 2226 7 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2227 6 GSCP VI GMBH STEEL HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2228 6 GSCP VI GmbH Investment Holdings 100 N/A (Cayman) Ltd. 2229 7 GSCP VI GMBH PAPERCO HOLDINGS, N/A N/A The direct holder is a L.L.C. Managing Member. 2230 8 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2231 7 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2232 6 GSCP VI NORTH HOLDINGS S.A R.L. 100 N/A 2233 6 GSCPVI BHC CAYMAN LTD. 100 N/A 2234 6 HAR JPN CAYMAN HOLDINGS 100 N/A 2235 6 HAWKER BEECHCRAFT, INC 46 N/A 2236 6 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2237 6 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2238 6 KAR HOLDINGS II, LLC 34 N/A 2239 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2240 6 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 2241 6 MFI HOLDING CORPORATION 72 N/A 2242 6 MONEYGRAM INTERNATIONAL, INC. 100 N/A 2243 6 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2244 6 OCEANS14 GMBH, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2245 7 OCEANS14 HOLDINGS IV, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2246 6 OCEANS14 GMBH, LTD. 100 N/A 2247 7 OCEANS14 HOLDINGS IV, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2248 6 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Non-Managing Member. 2249 6 PVF HOLDINGS LLC 63 N/A 2250 6 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2251 6 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2252 6 UMBRELLASTREAM GENERAL PARTNER LIMITED 50 N/A 2253 6 UMBRELLASTREAM LIMITED PARTNERSHIP 100 16 INCORPORATED 2254 6 WHITELABEL I S.A R.L. 50 N/A 2255 6 Xella International Holdings S.a.r.l. 50 N/A 2256 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2257 6 GS CAPITAL PARTNERS VI OFFSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2258 7 BUCK HOLDINGS L.P. 100 12 2259 7 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 2260 7 COMPASS INVESTORS INC. 85 N/A 2261 7 CUCINA HOLDINGS SARL 100 N/A 2262 7 GS EDAM DEBT HOLDINGS 99 N/A 2263 7 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2264 7 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2265 7 GS MACE HOLDINGS LIMITED 100 N/A 2266 7 GS SUNRAY OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2267 8 GS SUNRAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2268 7 GS SUNRAY OFFSHORE FUND, LTD. 100 N/A 2269 8 GS SUNRAY OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2270 7 GS TELE CAYMAN 100 N/A 2271 7 GSCP VI AA ONE HOLDING SARL 100 N/A 2272 7 GSCP VI NORTH HOLDINGS S.A R.L. 100 N/A 2273 7 GSCP VI OFFSHORE COMPASS CAYMAN GP 100 N/A CORP. 2274 8 GSCP VI OFFSHORE COMPASS HOLDINGS N/A N/A The direct holder is a L.P. General Partner. 2275 9 COMPASS CAYMAN HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2276 7 GSCP VI OFFSHORE COMPASS HOLDINGS N/A N/A The direct holder is a L.P. Limited Partner. 2277 7 GSCP VI OFFSHORE KNIGHT HOLDINGS 100 N/A CORP. 2278 8 GSCP VI OFFSHORE KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 2279 9 Kinder Morgan Holdco LLC 25 N/A 2280 7 GSCP VI OFFSHORE KNIGHT HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 2281 7 GSCP VI OFFSHORE PAPERCO HOLDINGS, N/A N/A The direct holder is a L.L.C. Managing Member. 2282 8 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2283 7 GSCP VI OFFSHORE PAPERCO N/A N/A The direct holder is a INVESTMENTS, L.L.C. Managing Member. 2284 8 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2285 7 GSCP VI OFFSHORE STEEL HOLDINGS, N/A N/A The direct holder is a L.L.C. Managing Member. 2286 7 GSCPVI BHC CAYMAN LTD. 100 N/A 2287 7 HAWKER BEECHCRAFT, INC 46 N/A 2288 7 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2289 7 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2290 7 KAR HOLDINGS II, LLC 34 N/A 2291 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2292 7 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 2293 7 MONEYGRAM INTERNATIONAL, INC. 100 N/A 2294 7 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2295 7 OCEANS14 HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2296 7 OCEANS14 OFFSHORE, L.L.C. N/A N/A The direct holder is a Managing Member. 2297 8 OCEANS14 HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2298 7 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Non-Managing Member. 2299 7 PVF HOLDINGS LLC 63 N/A
2300 7 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2301 7 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2302 7 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2303 7 WHITELABEL I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2304 7 Xella International Holdings 525990 - Other Luxembourg LUXEMBOURG S.a.r.l. Financial Vehicles 2305 6 GS TREASURE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2306 6 GSCP VI OFFSHORE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2307 7 GS CAPITAL PARTNERS VI OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2308 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN 525990 - Other Wilmington DE UNITED STATES GP, LLC Financial Vehicles 2309 7 GSCP VI OFFSHORE TXU HOLDINGS 525990 - Other George Town CAYMAN ISLANDS CAYMAN, L.P. Financial Vehicles 2310 8 GSCP VI OFFSHORE TXU HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2311 9 TEXAS ENERGY FUTURE CAPITAL 525990 - Other Wilmington DE UNITED STATES HOLDINGS LLC Financial Vehicles 2312 9 TEXAS ENERGY FUTURE HOLDINGS 525990 - Other Fort Worth TX UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 2313 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2314 6 GSCP VI OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2315 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2316 6 UMBRELLASTREAM GENERAL PARTNER LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2317 6 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2318 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2319 6 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2320 6 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2321 6 COMPASS DELAWARE HOLDINGS II CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2322 6 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2323 6 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2324 6 EDAM ACQUISITION HOLDING I 525990 - Other Hilversum NETHERLANDS COOPERATIEF U.A. Financial Vehicles 2325 6 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2326 6 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2327 6 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2328 6 GS MACE HOLDINGS LIMITED 551112 - Offices of Ebene MAURITIUS Other Holding Companies 2329 6 GS SUNRAY HOLDINGS PARALLEL, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2330 7 GS SUNRAY HOLDINGS PARALLEL SUBCO, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 2331 8 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 2332 6 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2333 6 GS TREASURE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2334 6 GSCP VI AA ONE PARALLEL HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2335 7 CW INVESTMENTS CO. 525990 - Other New York NY UNITED STATES Financial Vehicles 2336 6 GSCP VI PARALLEL NORTH HOLDINGS 525990 - Other Luxembourg LUXEMBOURG S.A.R.L. Financial Vehicles 2337 7 GSCP VI PARALLEL NORTH HOLDING CORP. 525990 - Other Halifax NS CANADA Financial Vehicles 2338 8 RED SKY ACQUISITION CORP. 525990 - Other Calgary AB CANADA Financial Vehicles 2339 8 RED SKY HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2340 6 GSCP VI PARALLEL WHITELABEL B LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2341 7 GSCP VI PARALLEL WHITELABEL S LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2342 8 WHITELABEL I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2343 6 GSCP VI PARALLEL WHITELABEL S LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2344 6 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2345 6 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2346 6 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2347 6 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2348 6 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2349 6 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2350 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2351 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2352 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2353 6 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 2354 6 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2355 6 OCEANS14 HOLDINGS III, L.L.C. 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 2356 6 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2357 6 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2358 6 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2359 6 ProSight Parallel Investment LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2360 7 PROSIGHT GLOBAL, INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2361 6 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2362 6 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2363 6 TEXAS ENERGY FUTURE CAPITAL HOLDINGS 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 2364 6 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2365 6 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2366 5 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2367 6 GS CAPITAL PARTNERS TWO HOLDINGS 551112 - Offices of Ebene MAURITIUS LIMITED Other Holding Companies 2368 7 XENOK LIMITED 525990 - Other Nicosia CYPRUS Financial Vehicles 2369 6 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2370 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2371 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2372 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2373 4 GS CAPITAL PARTNERS VI PMD ESC FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2374 4 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2375 4 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2376 4 GS CAPITAL PARTNERS VI PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2377 4 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2378 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2379 5 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2380 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2381 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2382 5 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2383 3 GS DIRECT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2384 4 GS CHROMA HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2385 4 GS DIRECT GD LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2386 4 GS DIRECT PHARMA LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2387 4 GS LOGISTICS HOLDINGS LTD 525990 - Other Ebene MAURITIUS Financial Vehicles 2388 4 GS PHERECLUS HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2389 4 VGG HOLDING LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 2390 5 AEROFLEX HOLDING CORP. 525990 - Other Dover DE UNITED STATES Financial Vehicles 2391 6 AEROFLEX INCORPORATED 525990 - Other New York NY UNITED STATES Financial Vehicles 2392 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 2393 3 GS LOAN PARTNERS I EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2394 4 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2395 5 GS LOAN PARTNERS I EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2396 6 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2397 7 GSLP I ONSHORE INVESTMENT FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2398 8 GSLP I ONSHORE HOLDINGS FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2399 8 GSLP I ONSHORE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2400 9 GSLP I ONSHORE (BRENNTAG) S.A 525990 - Other Luxembourg LUXEMBOURG R.L. Financial Vehicles 2401 4 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2402 3 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUNDS 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 2403 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2404 5 GS MEZZANINE PARTNERS 2006 OFFSHORE 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 2405 6 GS MEZZANINE PARTNERS 2006 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2406 7 GSMP 2006 OFFSHORE INTERNATIONAL, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2407 8 GSMP 2006 OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL, LTD. Financial Vehicles 2408 9 GSMP 2006 OFFSHORE HOLDINGS 525990 - Other Luxembourg LUXEMBOURG S.A.R.L. Financial Vehicles 2409 8 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2410 7 GSMP 2006 OFFSHORE INVESTMENT FUND, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2411 7 GSMP 2006 OFFSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2412 7 GSMP 2006 OFFSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2413 8 GSMP 2006 OFFSHORE HARRAH'S 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 2414 8 GSMP 2006 OFFSHORE HOLDINGS US, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2415 8 GSMP 2006 OFFSHORE SBI HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2416 5 GS MEZZANINE PARTNERS 2006 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2417 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2418 5 GS MEZZANINE PARTNERS 2006 ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 2419 5 GS MEZZANINE PARTNERS 2006 ONSHORE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2420 4 GS MEZZANINE PARTNERS 2006 PCP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2421 5 GS MEZZANINE PARTNERS 2006 525990 - Other George Town CAYMAN ISLANDS INSTITUTIONAL, L.P. Financial Vehicles 2422 6 GS MEZZANINE PARTNERS 2006 525990 - Other New York NY UNITED STATES INSTITUTIONAL FUND, L.L.C. Financial Vehicles 2423 7 GS MEZZANINE PARTNERS 2006 525990 - Other George Town CAYMAN ISLANDS INSTITUTIONAL FUND, L.P. Financial Vehicles 2424 8 GSMP 2006 INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS INVESTMENT FUND, LTD. Financial Vehicles 2425 9 GSMP 2006 INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL, LTD. Financial Vehicles 2426 10 GSMP 2006 INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS HOLDINGS INTERNATIONAL, LTD. Financial Vehicles 2427 11 GSMP 2006 OFFSHORE HOLDINGS 525990 - Other Luxembourg LUXEMBOURG S.A R.L. Financial Vehicles
2300 7 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2301 7 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2302 7 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2303 7 WHITELABEL I S.A R.L. 50 N/A 2304 7 Xella International Holdings 50 N/A S.a.r.l. 2305 6 GS TREASURE S.A R.L. 100 N/A 2306 6 GSCP VI OFFSHORE ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2307 7 GS CAPITAL PARTNERS VI OFFSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 2308 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN N/A N/A The direct holder is a GP, LLC Managing Member. 2309 7 GSCP VI OFFSHORE TXU HOLDINGS N/A N/A The direct holder is a CAYMAN, L.P. General Partner. 2310 8 GSCP VI OFFSHORE TXU HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 2311 9 TEXAS ENERGY FUTURE CAPITAL N/A N/A The direct holder is a HOLDINGS LLC Non-Managing Member. 2312 9 TEXAS ENERGY FUTURE HOLDINGS 100 11 LIMITED PARTNERSHIP 2313 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, N/A N/A The direct holder is a L.P. Limited Partner. 2314 6 GSCP VI OFFSHORE TXU HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2315 6 MFI HOLDING CORPORATION 72 N/A 2316 6 UMBRELLASTREAM GENERAL PARTNER LIMITED 50 N/A 2317 6 UMBRELLASTREAM LIMITED PARTNERSHIP 100 16 INCORPORATED 2318 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a Limited Partner. 2319 6 BUCK HOLDINGS L.P. 100 12 2320 6 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 2321 6 COMPASS DELAWARE HOLDINGS II CORP. 100 N/A 2322 6 COMPASS INVESTORS INC. 85 N/A 2323 6 CUCINA HOLDINGS SARL 100 N/A 2324 6 EDAM ACQUISITION HOLDING I N/A N/A The direct holder is a COOPERATIEF U.A. Non-Managing Member. 2325 6 GS EDAM DEBT HOLDINGS 99 N/A 2326 6 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2327 6 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2328 6 GS MACE HOLDINGS LIMITED 100 N/A 2329 6 GS SUNRAY HOLDINGS PARALLEL, L.L.C. N/A N/A The direct holder is a Managing Member. 2330 7 GS SUNRAY HOLDINGS PARALLEL SUBCO, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2331 8 Hyatt Hotels Corporation 7 N/A 2332 6 GS TELE CAYMAN 100 N/A 2333 6 GS TREASURE S.A R.L. 100 N/A 2334 6 GSCP VI AA ONE PARALLEL HOLDING SARL 100 N/A 2335 7 CW INVESTMENTS CO. 33 100 2336 6 GSCP VI PARALLEL NORTH HOLDINGS 100 N/A S.A.R.L. 2337 7 GSCP VI PARALLEL NORTH HOLDING CORP. 100 N/A 2338 8 RED SKY ACQUISITION CORP. 15 N/A 2339 8 RED SKY HOLDINGS L.P. 100 11 2340 6 GSCP VI PARALLEL WHITELABEL B LLC N/A N/A The direct holder is a Managing Member. 2341 7 GSCP VI PARALLEL WHITELABEL S LLC N/A N/A The direct holder is a Non-Managing Member. 2342 8 WHITELABEL I S.A R.L. 50 N/A 2343 6 GSCP VI PARALLEL WHITELABEL S LLC N/A N/A The direct holder is a Managing Member. 2344 6 GSCPVI BHC CAYMAN LTD. 100 N/A 2345 6 HAWKER BEECHCRAFT, INC 46 N/A 2346 6 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2347 6 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2348 6 KAR HOLDINGS II, LLC 34 N/A 2349 6 Kinder Morgan Holdco LLC 25 N/A 2350 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2351 6 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 2352 6 MFI HOLDING CORPORATION 72 N/A 2353 6 MONEYGRAM INTERNATIONAL, INC. 100 N/A 2354 6 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2355 6 OCEANS14 HOLDINGS III, L.L.C. N/A N/A The direct holder is a Managing Member. 2356 6 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2357 6 PVF HOLDINGS LLC 63 N/A 2358 6 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2359 6 ProSight Parallel Investment LLC N/A N/A The direct holder is a Non-Managing Member. 2360 7 PROSIGHT GLOBAL, INC. 51 N/A 2361 6 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2362 6 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2363 6 TEXAS ENERGY FUTURE CAPITAL HOLDINGS N/A N/A The direct holder is a LLC Managing Member. 2364 6 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2365 6 Xella International Holdings S.a.r.l. 50 N/A 2366 5 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a Limited Partner. 2367 6 GS CAPITAL PARTNERS TWO HOLDINGS 100 N/A LIMITED 2368 7 XENOK LIMITED 100 N/A 2369 6 GS CAPITAL PARTNERS VI FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2370 6 MFI HOLDING CORPORATION 72 N/A 2371 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND 100 N/A OFFSHORE, LTD. 2372 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND, N/A N/A The direct holder is a L.P. General Partner. 2373 4 GS CAPITAL PARTNERS VI PMD ESC FUND 100 N/A OFFSHORE, LTD. 2374 4 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. N/A N/A The direct holder is a General Partner. 2375 4 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2376 4 GS CAPITAL PARTNERS VI PMD QP FUND 100 N/A OFFSHORE, LTD. 2377 4 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2378 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2379 5 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2380 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2381 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a Limited Partner. 2382 5 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a Limited Partner. 2383 3 GS DIRECT, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2384 4 GS CHROMA HOLDINGS LIMITED 100 N/A 2385 4 GS DIRECT GD LIMITED 100 N/A 2386 4 GS DIRECT PHARMA LIMITED 100 N/A 2387 4 GS LOGISTICS HOLDINGS LTD 100 N/A 2388 4 GS PHERECLUS HOLDINGS LIMITED 100 N/A 2389 4 VGG HOLDING LLC N/A N/A The direct holder is a Managing Member. 2390 5 AEROFLEX HOLDING CORP. 79 N/A 2391 6 AEROFLEX INCORPORATED 100 N/A 2392 4 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 2393 3 GS LOAN PARTNERS I EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2394 4 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2395 5 GS LOAN PARTNERS I EMPLOYEE MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2396 6 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2397 7 GSLP I ONSHORE INVESTMENT FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2398 8 GSLP I ONSHORE HOLDINGS FUND, N/A N/A The direct holder is a L.L.C. Managing Member. 2399 8 GSLP I ONSHORE S.A R.L. 100 N/A 2400 9 GSLP I ONSHORE (BRENNTAG) S.A 100 N/A R.L. 2401 4 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, N/A N/A The direct holder is a L.P. General Partner. 2402 3 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUNDS N/A N/A The direct holder is a GP, L.L.C. Managing Member. 2403 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND 100 N/A OFFSHORE, LTD. 2404 5 GS MEZZANINE PARTNERS 2006 OFFSHORE N/A N/A The direct holder is a FUND, L.L.C. Non-Managing Member. 2405 6 GS MEZZANINE PARTNERS 2006 OFFSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 2406 7 GSMP 2006 OFFSHORE INTERNATIONAL, 100 N/A LTD. 2407 8 GSMP 2006 OFFSHORE HOLDINGS 100 N/A INTERNATIONAL, LTD. 2408 9 GSMP 2006 OFFSHORE HOLDINGS 100 N/A S.A.R.L. 2409 8 SEVRES II S.A.R.L. 73 73 2410 7 GSMP 2006 OFFSHORE INVESTMENT FUND, 100 N/A LTD. 2411 7 GSMP 2006 OFFSHORE S.A.R.L. 100 N/A 2412 7 GSMP 2006 OFFSHORE US, LTD. 100 N/A 2413 8 GSMP 2006 OFFSHORE HARRAH'S 100 N/A HOLDINGS, LTD. 2414 8 GSMP 2006 OFFSHORE HOLDINGS US, 100 N/A LTD. 2415 8 GSMP 2006 OFFSHORE SBI HOLDINGS, 100 N/A LTD. 2416 5 GS MEZZANINE PARTNERS 2006 OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2417 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, N/A N/A The direct holder is a L.P. General Partner. 2418 5 GS MEZZANINE PARTNERS 2006 ONSHORE N/A N/A The direct holder is a FUND, L.L.C. Non-Managing Member. 2419 5 GS MEZZANINE PARTNERS 2006 ONSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2420 4 GS MEZZANINE PARTNERS 2006 PCP FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2421 5 GS MEZZANINE PARTNERS 2006 N/A N/A The direct holder is a INSTITUTIONAL, L.P. Limited Partner. 2422 6 GS MEZZANINE PARTNERS 2006 N/A N/A The direct holder is a INSTITUTIONAL FUND, L.L.C. Managing Member. 2423 7 GS MEZZANINE PARTNERS 2006 N/A N/A The direct holder is a INSTITUTIONAL FUND, L.P. General Partner. 2424 8 GSMP 2006 INSTITUTIONAL 100 N/A INVESTMENT FUND, LTD. 2425 9 GSMP 2006 INSTITUTIONAL 100 N/A INTERNATIONAL, LTD. 2426 10 GSMP 2006 INSTITUTIONAL 100 N/A HOLDINGS INTERNATIONAL, LTD. 2427 11 GSMP 2006 OFFSHORE HOLDINGS 100 N/A S.A R.L.
2428 10 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2429 9 GSMP 2006 INSTITUTIONAL US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2430 10 GSMP 2006 INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS HARRAH'S HOLDINGS, LTD. Financial Vehicles 2431 10 GSMP 2006 INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS HOLDINGS US, LTD. Financial Vehicles 2432 8 GSMP 2006 INSTITUTIONAL S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2433 6 GS MEZZANINE PARTNERS 2006 525990 - Other George Town CAYMAN ISLANDS INSTITUTIONAL FUND, L.P. Financial Vehicles 2434 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2435 6 GS MEZZANINE PARTNERS 2006 OFFSHORE 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 2436 6 GS MEZZANINE PARTNERS 2006 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2437 4 GS MEZZANINE PARTNERS 2006 PCP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2438 4 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2439 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2440 5 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2441 4 GS MEZZANINE PARTNERS 2006 PIA FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2442 5 GS MEZZANINE PARTNERS 2006 525990 - Other George Town CAYMAN ISLANDS INSTITUTIONAL, L.P. Financial Vehicles 2443 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2444 4 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2445 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2446 5 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2447 3 GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2448 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2449 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 2450 6 GS MEZZANINE PARTNERS V OFFSHORE 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 2451 7 GS MEZZANINE PARTNERS V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2452 8 GSMP V OFFSHORE INTERNATIONAL, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2453 8 GSMP V OFFSHORE INVESTMENT FUND, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2454 8 GSMP V OFFSHORE S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2455 8 GSMP V OFFSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2456 9 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 2457 6 GS MEZZANINE PARTNERS V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2458 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2459 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND ONSHORE, L.P. Financial Vehicles 2460 6 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2461 6 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2462 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND OFFSHORE II, L.L.C. Financial Vehicles 2463 5 GS MEZZANINE PARTNERS V OFFSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2464 5 GS MEZZANINE PARTNERS V OFFSHORE FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2465 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 2466 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND ONSHORE II, L.L.C. Financial Vehicles 2467 5 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2468 5 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2469 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND ONSHORE, L.P. Financial Vehicles 2470 4 GS MEZZANINE PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2471 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND ONSHORE, L.P. Financial Vehicles 2472 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2473 4 GS MEZZANINE PARTNERS V PIA PMD QP FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2474 5 GS MEZZANINE PARTNERS V PMD QP FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2475 6 GS MEZZANINE PARTNERS V EMPLOYEE 525990 - Other New York NY UNITED STATES MASTER FUND ONSHORE, L.P. Financial Vehicles 2476 6 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2477 4 GS MEZZANINE PARTNERS V PMD ESC FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2478 5 GS MEZZANINE PARTNERS V PMD QP FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2479 4 GS MEZZANINE PARTNERS V PMD FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2480 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 2481 5 GS MEZZANINE PARTNERS V INSTITUTIONAL, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2482 6 GS MEZZANINE PARTNERS V INSTITUTIONAL 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 2483 7 GS MEZZANINE PARTNERS V 525990 - Other George Town CAYMAN ISLANDS INSTITUTIONAL FUND, L.P. Financial Vehicles 2484 8 GSMP V INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL, LTD. Financial Vehicles 2485 8 GSMP V INSTITUTIONAL INVESTMENT 525990 - Other George Town CAYMAN ISLANDS FUND, LTD. Financial Vehicles 2486 8 GSMP V INSTITUTIONAL S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2487 8 GSMP V INSTITUTIONAL US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2488 9 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 2489 6 GS MEZZANINE PARTNERS V INSTITUTIONAL 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2490 5 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2491 6 GS MEZZANINE PARTNERS V OFFSHORE 525990 - Other New York NY UNITED STATES FUND, L.L.C. Financial Vehicles 2492 6 GS MEZZANINE PARTNERS V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2493 4 GS MEZZANINE PARTNERS V PMD FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2494 5 GS MEZZANINE PARTNERS V PMD FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2495 4 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2496 3 GS MEZZANINE PARTNERS V OFFSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2497 3 GS MUNICIPAL PRODUCTS L.L.C. 523991 - Trust, New York NY UNITED STATES Fiduciary, and Custody Activities 2498 3 GS PEG EMPLOYEE FUNDS I ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2499 4 GOLDMAN SACHS PRIVATE EQUITY GROUP 525990 - Other New York NY UNITED STATES EMPLOYEE FUND I, LLC Financial Vehicles 2500 5 GOLDMAN SACHS PRIVATE EQUITY GROUP 525990 - Other New York NY UNITED STATES MASTER FUND I, LLC Financial Vehicles 2501 4 GOLDMAN SACHS PRIVATE EQUITY GROUP 525990 - Other New York NY UNITED STATES OVERRIDE FUND I, LLC Financial Vehicles 2502 3 GS PEG EMPLOYEE FUNDS II ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2503 4 GOLDMAN SACHS PRIVATE EQUITY GROUP 525990 - Other New York NY UNITED STATES EMPLOYEE FUND II, LLC Financial Vehicles 2504 4 GOLDMAN SACHS PRIVATE EQUITY GROUP 525990 - Other New York NY UNITED STATES OVERRIDE FUND II, LLC Financial Vehicles 2505 3 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2506 3 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2507 4 GOLDMAN SACHS PRIVATE EQUITY GROUP 525990 - Other New York NY UNITED STATES EMPLOYEE FUND VII, LLC Financial Vehicles 2508 5 GOLDMAN SACHS PRIVATE EQUITY GROUP 525910 - Open-End New York NY UNITED STATES MASTER FUND VII, LLC Investment Funds 2509 4 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER 525910 - Open-End New York NY UNITED STATES FUND VII, LLC Investment Funds 2510 3 GS TRUST, SERIES 2006-101G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2511 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2006-101G Estates, and Agency Accounts 2512 3 GS TRUST, SERIES 2006-49G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2513 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2006-49G Estates, and Agency Accounts 2514 3 GS TRUST, SERIES 2006-50G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2515 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2006-50G Estates, and Agency Accounts 2516 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2006-51G Estates, and Agency Accounts 2517 3 GS TRUST, SERIES 2006-51G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2518 3 GS TRUST, SERIES 2007-103G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2519 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-103G Estates, and Agency Accounts 2520 3 GS TRUST, SERIES 2007-122G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2521 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-122G Estates, and Agency Accounts 2522 3 GS TRUST, SERIES 2007-123G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2523 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-123G Estates, and Agency Accounts 2524 3 GS TRUST, SERIES 2007-29G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2525 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-29G Estates, and Agency Accounts 2526 3 GS TRUST, SERIES 2007-53G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2527 3 GS TRUST, SERIES 2007-57G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2528 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-57G Estates, and Agency Accounts 2529 3 GS TRUST, SERIES 2007-74G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2530 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-74G Estates, and Agency Accounts 2531 3 GS TRUST, SERIES 2007-75G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2532 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-75G Estates, and Agency Accounts 2533 3 GS TRUST, SERIES 2007-82G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2534 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-82G Estates, and Agency Accounts 2535 3 GS TRUST, SERIES 2007-92G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2536 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2007-92G Estates, and Agency Accounts 2537 3 GS TRUST, SERIES 2008-14G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2538 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-14G Estates, and Agency Accounts 2539 3 GS TRUST, SERIES 2008-23G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2540 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-23G Estates, and Agency Accounts 2541 3 GS TRUST, SERIES 2008-25G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2542 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-25G Estates, and Agency Accounts 2543 3 GS TRUST, SERIES 2008-26GZ 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2544 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-26GZ Estates, and Agency Accounts 2545 3 GS TRUST, SERIES 2008-2G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2546 4 GS MUNICIPAL GRANTOR TRUST, SERIES 2008-2G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2547 3 GS TRUST, SERIES 2008-34G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2548 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-34G Estates, and Agency Accounts 2549 3 GS TRUST, SERIES 2008-35G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2550 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-35G Estates, and Agency Accounts 2551 3 GS TRUST, SERIES 2008-36G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2552 4 GS MUNICIPAL GRANTOR TRUST, SERIES 525920 - Trusts, New York NY UNITED STATES 2008-36G Estates, and Agency Accounts 2553 3 GS TRUST, SERIES 2010-1G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2554 4 GS Municipal Grantor Trust, Series 2010-1G 525920 - Trusts, New York NY UNITED STATES Estates, and Agency Accounts 2555 3 Green Exchange Holdings LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies
2428 10 SEVRES II S.A.R.L. 73 73 2429 9 GSMP 2006 INSTITUTIONAL US, LTD. 100 N/A 2430 10 GSMP 2006 INSTITUTIONAL 100 N/A HARRAH'S HOLDINGS, LTD. 2431 10 GSMP 2006 INSTITUTIONAL 100 N/A HOLDINGS US, LTD. 2432 8 GSMP 2006 INSTITUTIONAL S.A.R.L. 100 N/A 2433 6 GS MEZZANINE PARTNERS 2006 N/A N/A The direct holder is a INSTITUTIONAL FUND, L.P. Limited Partner. 2434 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, N/A N/A The direct holder is a L.P. Limited Partner. 2435 6 GS MEZZANINE PARTNERS 2006 OFFSHORE N/A N/A The direct holder is a FUND, L.L.C. Non-Managing Member. 2436 6 GS MEZZANINE PARTNERS 2006 OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2437 4 GS MEZZANINE PARTNERS 2006 PCP FUND 100 N/A OFFSHORE, LTD. 2438 4 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. N/A N/A The direct holder is a General Partner. 2439 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2440 5 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 2441 4 GS MEZZANINE PARTNERS 2006 PIA FUND 100 N/A OFFSHORE, LTD. 2442 5 GS MEZZANINE PARTNERS 2006 N/A N/A The direct holder is a INSTITUTIONAL, L.P. Limited Partner. 2443 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, N/A N/A The direct holder is a L.P. Limited Partner. 2444 4 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2445 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2446 5 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 2447 3 GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, N/A N/A The direct holder is a L.L.C. Managing Member. 2448 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND 100 N/A OFFSHORE, LTD. 2449 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND OFFSHORE, L.P. Limited Partner. 2450 6 GS MEZZANINE PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.L.C. Non-Managing Member. 2451 7 GS MEZZANINE PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 2452 8 GSMP V OFFSHORE INTERNATIONAL, 100 N/A LTD. 2453 8 GSMP V OFFSHORE INVESTMENT FUND, 100 N/A LTD. 2454 8 GSMP V OFFSHORE S.a r.l. 100 N/A 2455 8 GSMP V OFFSHORE US, LTD. 100 N/A 2456 9 MONEYGRAM INTERNATIONAL, INC. 100 N/A 2457 6 GS MEZZANINE PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2458 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND, N/A N/A The direct holder is a L.P. General Partner. 2459 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND ONSHORE, L.P. Limited Partner. 2460 6 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2461 6 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2462 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder has FUND OFFSHORE II, L.L.C. Control through a Management Agreement or other arrangements. 2463 5 GS MEZZANINE PARTNERS V OFFSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2464 5 GS MEZZANINE PARTNERS V OFFSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2465 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 2466 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder has FUND ONSHORE II, L.L.C. Control through a Management Agreement or other arrangements. 2467 5 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2468 5 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2469 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND ONSHORE, L.P. General Partner. 2470 4 GS MEZZANINE PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2471 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND ONSHORE, L.P. Limited Partner. 2472 5 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2473 4 GS MEZZANINE PARTNERS V PIA PMD QP FUND, N/A N/A The direct holder is a L.P. General Partner. 2474 5 GS MEZZANINE PARTNERS V PMD QP FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2475 6 GS MEZZANINE PARTNERS V EMPLOYEE N/A N/A The direct holder is a MASTER FUND ONSHORE, L.P. Limited Partner. 2476 6 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2477 4 GS MEZZANINE PARTNERS V PMD ESC FUND, L.P. N/A N/A The direct holder is a General Partner. 2478 5 GS MEZZANINE PARTNERS V PMD QP FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2479 4 GS MEZZANINE PARTNERS V PMD FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2480 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND OFFSHORE, L.P. Limited Partner. 2481 5 GS MEZZANINE PARTNERS V INSTITUTIONAL, N/A N/A The direct holder is a L.P. Limited Partner. 2482 6 GS MEZZANINE PARTNERS V INSTITUTIONAL N/A N/A The direct holder is a FUND, L.L.C. Managing Member. 2483 7 GS MEZZANINE PARTNERS V N/A N/A The direct holder is a INSTITUTIONAL FUND, L.P. General Partner. 2484 8 GSMP V INSTITUTIONAL 100 N/A INTERNATIONAL, LTD. 2485 8 GSMP V INSTITUTIONAL INVESTMENT 100 N/A FUND, LTD. 2486 8 GSMP V INSTITUTIONAL S.A R.L. 100 N/A 2487 8 GSMP V INSTITUTIONAL US, LTD. 100 N/A 2488 9 MONEYGRAM INTERNATIONAL, INC. 100 N/A 2489 6 GS MEZZANINE PARTNERS V INSTITUTIONAL N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2490 5 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2491 6 GS MEZZANINE PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.L.C. Non-Managing Member. 2492 6 GS MEZZANINE PARTNERS V OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2493 4 GS MEZZANINE PARTNERS V PMD FUND 100 N/A OFFSHORE, LTD. 2494 5 GS MEZZANINE PARTNERS V PMD FUND N/A N/A The direct holder is a OFFSHORE, L.P. Limited Partner. 2495 4 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2496 3 GS MEZZANINE PARTNERS V OFFSHORE FUND, N/A N/A The direct holder is a L.L.C. Managing Member. 2497 3 GS MUNICIPAL PRODUCTS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2498 3 GS PEG EMPLOYEE FUNDS I ADVISORS, LLC N/A N/A The direct holder is a Managing Member. 2499 4 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a EMPLOYEE FUND I, LLC Managing Member. 2500 5 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a MASTER FUND I, LLC Non-Managing Member. 2501 4 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a OVERRIDE FUND I, LLC Managing Member. 2502 3 GS PEG EMPLOYEE FUNDS II ADVISORS, LLC N/A N/A The direct holder is a Managing Member. 2503 4 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a EMPLOYEE FUND II, LLC Managing Member. 2504 4 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a OVERRIDE FUND II, LLC Managing Member. 2505 3 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2506 3 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2507 4 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a EMPLOYEE FUND VII, LLC Managing Member. 2508 5 GOLDMAN SACHS PRIVATE EQUITY GROUP N/A N/A The direct holder is a MASTER FUND VII, LLC Non-Managing Member. 2509 4 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER N/A N/A The direct holder has FUND VII, LLC Control through a Management Agreement or other arrangements. 2510 3 GS TRUST, SERIES 2006-101G N/A N/A The direct holder is a Trustee. 2511 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2006-101G Trustee. 2512 3 GS TRUST, SERIES 2006-49G N/A N/A The direct holder is a Trustee. 2513 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2006-49G Trustee. 2514 3 GS TRUST, SERIES 2006-50G N/A N/A The direct holder is a Trustee. 2515 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2006-50G Trustee. 2516 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2006-51G Trustee. 2517 3 GS TRUST, SERIES 2006-51G N/A N/A The direct holder is a Trustee. 2518 3 GS TRUST, SERIES 2007-103G N/A N/A The direct holder is a Trustee. 2519 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-103G Trustee. 2520 3 GS TRUST, SERIES 2007-122G N/A N/A The direct holder is a Trustee. 2521 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-122G Trustee. 2522 3 GS TRUST, SERIES 2007-123G N/A N/A The direct holder is a Trustee. 2523 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-123G Trustee. 2524 3 GS TRUST, SERIES 2007-29G N/A N/A The direct holder is a Trustee. 2525 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-29G Trustee. 2526 3 GS TRUST, SERIES 2007-53G N/A N/A The direct holder is a Trustee. 2527 3 GS TRUST, SERIES 2007-57G N/A N/A The direct holder is a Trustee. 2528 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-57G Trustee. 2529 3 GS TRUST, SERIES 2007-74G N/A N/A The direct holder is a Trustee. 2530 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-74G Trustee. 2531 3 GS TRUST, SERIES 2007-75G N/A N/A The direct holder is a Trustee. 2532 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-75G Trustee. 2533 3 GS TRUST, SERIES 2007-82G N/A N/A The direct holder is a Trustee. 2534 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-82G Trustee. 2535 3 GS TRUST, SERIES 2007-92G N/A N/A The direct holder is a Trustee. 2536 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2007-92G Trustee. 2537 3 GS TRUST, SERIES 2008-14G N/A N/A The direct holder is a Trustee. 2538 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-14G Trustee. 2539 3 GS TRUST, SERIES 2008-23G N/A N/A The direct holder is a Trustee. 2540 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-23G Trustee. 2541 3 GS TRUST, SERIES 2008-25G N/A N/A The direct holder is a Trustee. 2542 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-25G Trustee. 2543 3 GS TRUST, SERIES 2008-26GZ N/A N/A The direct holder is a Trustee. 2544 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-26GZ Trustee. 2545 3 GS TRUST, SERIES 2008-2G N/A N/A The direct holder is a Trustee. 2546 4 GS MUNICIPAL GRANTOR TRUST, SERIES 2008-2G N/A N/A The direct holder is a Trustee. 2547 3 GS TRUST, SERIES 2008-34G N/A N/A The direct holder is a Trustee. 2548 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-34G Trustee. 2549 3 GS TRUST, SERIES 2008-35G N/A N/A The direct holder is a Trustee. 2550 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-35G Trustee. 2551 3 GS TRUST, SERIES 2008-36G N/A N/A The direct holder is a Trustee. 2552 4 GS MUNICIPAL GRANTOR TRUST, SERIES N/A N/A The direct holder is a 2008-36G Trustee. 2553 3 GS TRUST, SERIES 2010-1G N/A N/A The direct holder is a Trustee. 2554 4 GS Municipal Grantor Trust, Series 2010-1G N/A N/A The direct holder is a Trustee. 2555 3 Green Exchange Holdings LLC N/A N/A The direct holder is a Non-Managing Member.
2556 4 GREEN EXCHANGE LLC 523210 - Securities New York NY UNITED STATES and Commodity Exchanges 2557 5 GREEN EXCHANGE INTERNATIONAL, INC. 523210 - Securities New York NY UNITED STATES and Commodity Exchanges 2558 3 JEREZ FUNDO DE INVESTIMENTO EM DIREITOS 525910 - Open-End Osasco BRAZIL CREDITORIOS NAO-PADRONIZADOS MULTICARTEIRA Investment Funds 2559 3 LIFELOCK, INC. 525990 - Other Tempe AZ UNITED STATES Financial Vehicles 2560 4 IDENTITY ASSURANCE AND MANAGEMENT COMPANY 525990 - Other Missoula MT UNITED STATES Financial Vehicles 2561 3 M-CCP PARENT, INC. 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 2562 4 M-CCP HOLDINGS, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 2563 5 MERGENT, INC. 518210 - Data Charlotte NC UNITED STATES Processing, Hosting, and Related Services 2564 3 PATENT SKY LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2565 3 PIVOTAL HOLDINGS LTD. 525990 - Other Montreal QC CANADA Financial Vehicles 2566 4 PIVOTAL PAYMENTS INC. 525990 - Other Melville NY UNITED STATES Financial Vehicles 2567 4 Pivotal Payments Corporation 525990 - Other Montreal QC CANADA Financial Vehicles 2568 3 ProSight Equity Management Inc. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2569 4 PROSIGHT INVESTMENT LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 2570 4 ProSight Parallel Investment LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2571 3 READY CAPITAL GROUP LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2572 3 REDLINE TRADING SOLUTIONS, INC. 511210 - Applications Woburn MA UNITED STATES software, computer, packaged 2573 3 STONE STREET PEP TECHNOLOGY 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2574 4 BRIDGE STREET PEP TECHNOLOGY FUND 2000, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2575 4 STONE STREET PEP TECHNOLOGY FUND 2000, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2576 3 THE PORTAL ALLIANCE LLC 523210 - Securities New York NY UNITED STATES and Commodity Exchanges 2577 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2008 Financial Vehicles 2578 4 W2008 INTERNATIONAL FINANCE SUB LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2579 5 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2580 5 W2008 JUPITER INVESTMENT CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2581 5 W2008 OUKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2582 5 W2008 RAINBOW 1 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2583 5 W2008 RAINBOW 2 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2584 5 W2008 RAINBOW 3 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2585 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles s. 2586 6 WHITEHALL EUROPEAN RE 7A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2587 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2588 8 SATUREA B.V. 531390 - Other Amsterdam NETHERLANDS activities related to real estate 2589 9 LANCASTER GMBH & CO. KG 525990 - Other Dusseldorf GERMANY Financial Vehicles 2590 9 LANCASTER HOLDING GmbH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2591 10 LANCASTER GMBH & CO. KG 525990 - Other Dusseldorf GERMANY Financial Vehicles 2592 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles s. 2593 6 WHITEHALL EUROPEAN RE 8A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2594 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2595 5 WHITEHALL EUROPEAN RE 9 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2596 6 Whitehall European RE 9A S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2597 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2598 2 GOLDMAN, SACHS & CO. BETEILIGUNGS GMBH 551112 - Offices of Frankfurt am GERMANY Other Holding Main Companies 2599 3 Goldman Sachs Gives gemeinnutzige GmbH 523991 - Trust, Frankfurt am GERMANY Fiduciary, and Main Custody Activities 2600 2 GOLDMAN, SACHS & CO. FINANZ GMBH 551112 - Offices of Frankfurt am GERMANY Other Holding Main Companies 2601 3 GOLDMAN, SACHS & CO. OHG 522110 - Commercial Frankfurt am GERMANY Banking Main 2602 2 GOLDMAN, SACHS & CO. WERTPAPIER GMBH 523110 - Investment Frankfurt am GERMANY Banking and Main Securities Dealing 2603 2 GOLDMAN, SACHS MANAGEMENT GP GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2604 3 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 2605 3 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2606 2 GS (ASIA) L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2607 2 GS - MPIM I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2608 2 GS 2280 FDB MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2609 2 GS 230 PARK ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2610 3 GOLDMAN SACHS 230 PARK INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2611 2 GS 5555 HOLLYWOOD MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2612 2 GS ACA, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2613 2 GS ADMINISTRATIVE SERVICES, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2614 2 GS ADVISORS 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2615 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2616 4 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2617 4 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2618 4 GSCP 2000 OFFSHORE CCH HOLDING 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2619 5 GSCP 2000 OFFSHORE CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2620 6 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2621 5 GSCP 2000 OFFSHORE CEBRIDGE HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 2622 4 GSCP 2000 OFFSHORE CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2623 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2624 3 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2625 4 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2626 4 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2627 4 GSCP 2000 CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2628 5 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2629 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2630 2 GS ADVISORS II, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2631 2 GS ADVISORS III, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2632 3 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW 525990 - Other Berlin GERMANY PARTNERSHIP Financial Vehicles 2633 3 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2634 3 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2635 4 EACCESS HOLDINGS L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 2636 2 GS ADVISORS V AIV, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2637 3 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2638 3 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2639 2 GS ADVISORS V, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2640 3 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2641 3 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2642 3 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2643 3 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2644 3 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2645 2 GS ADVISORS VI AIV, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2646 3 GSCP VI AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2647 4 UMBRELLASTREAM GENERAL PARTNER LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2648 4 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2649 3 GSCP VI PARALLEL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2650 4 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2651 4 UMBRELLASTREAM GENERAL PARTNER LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2652 4 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2653 2 GS ADVISORS VI, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2654 3 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2655 3 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2656 3 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2657 3 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2658 2 GS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2659 2 GS AT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2660 2 GS AYCO HOLDING LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2661 3 MERCER ALLIED COMPANY, L.P. 523120 - Securities Saratoga NY UNITED STATES Brokerage Springs 2662 3 SARATOGA SPRINGS LLC 551112 - Offices of Saratoga NY UNITED STATES Other Holding Springs Companies 2663 4 THE AYCO COMPANY, L.P. 523930 - Investment Saratoga NY UNITED STATES Advice Springs 2664 5 MERCER ALLIED COMPANY, L.P. 523120 - Securities Saratoga NY UNITED STATES Brokerage Springs 2665 5 THE AYCO SERVICES AGENCY, L.P. 524210 - Insurance Saratoga NY UNITED STATES Agencies and Springs Brokerages 2666 6 MERCAY CORPORATION 551112 - Offices of Saratoga NY UNITED STATES Other Holding Springs Companies 2667 7 THE AYCO SERVICES INSURANCE AGENCY, 524210 - Insurance Saratoga NY UNITED STATES INC. Agencies and Springs Brokerages 2668 3 THE AYCO COMPANY, L.P. 523930 - Investment Saratoga NY UNITED STATES Advice Springs 2669 3 THE AYCO SERVICES AGENCY, L.P. 524210 - Insurance Saratoga NY UNITED STATES Agencies and Springs Brokerages 2670 2 GS BMET ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2671 3 GOLDMAN SACHS BMET INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2672 2 GS BMET OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2673 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 2674 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2675 4 GOLDMAN SACHS BMET INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 2676 2 GS BPC Parking Garage, LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 2677 2 GS CABLE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2678 3 GOLDMAN SACHS CABLE INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2679 4 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2680 2 GS CABLE INVESTORS SLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2681 3 GOLDMAN SACHS CABLE INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2682 2 GS CAPITAL OPPORTUNITIES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2683 3 GS FINANCING OPPORTUNITIES LLC 525990 - Other Wilmington DE UNITED STATES
2556 4 GREEN EXCHANGE LLC N/A N/A The direct holder is a Managing Member. 2557 5 GREEN EXCHANGE INTERNATIONAL, INC. 100 N/A 2558 3 JEREZ FUNDO DE INVESTIMENTO EM DIREITOS 100 N/A CREDITORIOS NAO-PADRONIZADOS MULTICARTEIRA 2559 3 LIFELOCK, INC. 70 N/A 2560 4 IDENTITY ASSURANCE AND MANAGEMENT COMPANY 100 N/A 2561 3 M-CCP PARENT, INC. 100 N/A 2562 4 M-CCP HOLDINGS, INC. 100 N/A 2563 5 MERGENT, INC. 100 N/A 2564 3 PATENT SKY LLC N/A N/A The direct holder is a Managing Member. 2565 3 PIVOTAL HOLDINGS LTD. 1 N/A 2566 4 PIVOTAL PAYMENTS INC. 100 N/A 2567 4 Pivotal Payments Corporation 100 N/A 2568 3 ProSight Equity Management Inc. 100 N/A 2569 4 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Managing Member. 2570 4 ProSight Parallel Investment LLC N/A N/A The direct holder is a Managing Member. 2571 3 READY CAPITAL GROUP LLC N/A N/A The direct holder is a Non-Managing Member. 2572 3 REDLINE TRADING SOLUTIONS, INC. 100 N/A 2573 3 STONE STREET PEP TECHNOLOGY 2000, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2574 4 BRIDGE STREET PEP TECHNOLOGY FUND 2000, N/A N/A The direct holder is a L.P. General Partner. 2575 4 STONE STREET PEP TECHNOLOGY FUND 2000, N/A N/A The direct holder is a L.P. General Partner. 2576 3 THE PORTAL ALLIANCE LLC N/A N/A The direct holder is a Non-Managing Member. 2577 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2008 Limited Partner. 2578 4 W2008 INTERNATIONAL FINANCE SUB LTD. 100 N/A 2579 5 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2580 5 W2008 JUPITER INVESTMENT CAYMAN LTD. 100 N/A 2581 5 W2008 OUKA (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2582 5 W2008 RAINBOW 1 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2583 5 W2008 RAINBOW 2 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2584 5 W2008 RAINBOW 3 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2585 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 22 N/A This holding represents ownership in Class C shares. 2586 6 WHITEHALL EUROPEAN RE 7A S.A R.L. 100 N/A 2587 7 RESTIO B.V. 100 N/A 2588 8 SATUREA B.V. 100 N/A 2589 9 LANCASTER GMBH & CO. KG 100 100 2590 9 LANCASTER HOLDING GmbH 100 N/A 2591 10 LANCASTER GMBH & CO. KG 100 100 2592 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 22 N/A This holding represents ownership in Class C shares. 2593 6 WHITEHALL EUROPEAN RE 8A S.A R.L. 100 N/A 2594 7 RESTIO B.V. 100 N/A 2595 5 WHITEHALL EUROPEAN RE 9 S.A R.L. 100 N/A 2596 6 Whitehall European RE 9A S.a r.l. 100 N/A 2597 7 RESTIO B.V. 100 N/A 2598 2 GOLDMAN, SACHS & CO. BETEILIGUNGS GMBH 100 N/A 2599 3 Goldman Sachs Gives gemeinnutzige GmbH 100 N/A 2600 2 GOLDMAN, SACHS & CO. FINANZ GMBH 100 N/A 2601 3 GOLDMAN, SACHS & CO. OHG N/A N/A The direct holder is a General Partner. 2602 2 GOLDMAN, SACHS & CO. WERTPAPIER GMBH 100 N/A 2603 2 GOLDMAN, SACHS MANAGEMENT GP GMBH 100 N/A 2604 3 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG General Partner. 2605 3 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a General Partner. 2606 2 GS (ASIA) L.P. N/A N/A The direct holder is a Limited Partner. 2607 2 GS - MPIM I, LLC N/A N/A The direct holder is a Non-Managing Member. 2608 2 GS 2280 FDB MEMBER LLC N/A N/A The direct holder is a Managing Member. 2609 2 GS 230 PARK ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2610 3 GOLDMAN SACHS 230 PARK INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2611 2 GS 5555 HOLLYWOOD MEMBER LLC N/A N/A The direct holder is a Managing Member. 2612 2 GS ACA, LLC N/A N/A The direct holder is a Non-Managing Member. 2613 2 GS ADMINISTRATIVE SERVICES, LLC N/A N/A The direct holder is a Managing Member. 2614 2 GS ADVISORS 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2615 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2616 4 FS INVEST SARL 44 N/A 2617 4 GS 2000-I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2618 4 GSCP 2000 OFFSHORE CCH HOLDING 100 N/A 2619 5 GSCP 2000 OFFSHORE CCH HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 2620 6 CEQUEL COMMUNICATIONS HOLDINGS, LLC 36 N/A 2621 5 GSCP 2000 OFFSHORE CEBRIDGE HOLDINGS 100 N/A CORP. 2622 4 GSCP 2000 OFFSHORE CCH HOLDING, L.P. N/A N/A The direct holder is a General Partner. 2623 4 SUNGARD CAPITAL CORP. 99 N/A 2624 3 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a General Partner. 2625 4 FS INVEST SARL 44 N/A 2626 4 GS 2000-I, L.L.C. N/A N/A The direct holder is a Managing Member. 2627 4 GSCP 2000 CEBRIDGE HOLDINGS CORP. 100 N/A 2628 5 CEQUEL COMMUNICATIONS HOLDINGS, LLC 36 N/A 2629 4 SUNGARD CAPITAL CORP. 99 N/A 2630 2 GS ADVISORS II, L.L.C. N/A N/A The direct holder is a Managing Member. 2631 2 GS ADVISORS III, L.L.C. N/A N/A The direct holder is a Managing Member. 2632 3 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW N/A N/A The direct holder is a PARTNERSHIP General Partner. 2633 3 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2634 3 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a General Partner. 2635 4 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 2636 2 GS ADVISORS V AIV, LTD. 100 N/A 2637 3 GSCP V AIV, L.P. N/A N/A The direct holder is a General Partner. 2638 3 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a General Partner. 2639 2 GS ADVISORS V, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2640 3 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Managing Member. 2641 3 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a General Partner. 2642 3 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2643 3 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a General Partner. 2644 3 GS PRYSMIAN CO-INVEST GP LIMITED 100 N/A 2645 2 GS ADVISORS VI AIV, LTD. 100 N/A 2646 3 GSCP VI AIV, L.P. N/A N/A The direct holder is a General Partner. 2647 4 UMBRELLASTREAM GENERAL PARTNER LIMITED 50 N/A 2648 4 UMBRELLASTREAM LIMITED PARTNERSHIP 100 16 INCORPORATED 2649 3 GSCP VI PARALLEL AIV, L.P. N/A N/A The direct holder is a General Partner. 2650 4 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2651 4 UMBRELLASTREAM GENERAL PARTNER LIMITED 50 N/A 2652 4 UMBRELLASTREAM LIMITED PARTNERSHIP 100 16 INCORPORATED 2653 2 GS ADVISORS VI, L.L.C. N/A N/A The direct holder is a Managing Member. 2654 3 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a General Partner. 2655 3 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2656 3 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a General Partner. 2657 3 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a General Partner. 2658 2 GS ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2659 2 GS AT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2660 2 GS AYCO HOLDING LLC N/A N/A The direct holder is a Managing Member. 2661 3 MERCER ALLIED COMPANY, L.P. N/A N/A The direct holder is a General Partner. 2662 3 SARATOGA SPRINGS LLC N/A N/A The direct holder is a Managing Member. 2663 4 THE AYCO COMPANY, L.P. N/A N/A The direct holder is a General Partner. 2664 5 MERCER ALLIED COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 2665 5 THE AYCO SERVICES AGENCY, L.P. N/A N/A The direct holder is a Limited Partner. 2666 6 MERCAY CORPORATION 100 N/A 2667 7 THE AYCO SERVICES INSURANCE AGENCY, 100 N/A INC. 2668 3 THE AYCO COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 2669 3 THE AYCO SERVICES AGENCY, L.P. N/A N/A The direct holder is a General Partner. 2670 2 GS BMET ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2671 3 GOLDMAN SACHS BMET INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2672 2 GS BMET OFFSHORE ADVISORS, INC. 100 N/A 2673 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 2674 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2675 4 GOLDMAN SACHS BMET INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 2676 2 GS BPC Parking Garage, LLC N/A N/A The direct holder is a Non-Managing Member. 2677 2 GS CABLE ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2678 3 GOLDMAN SACHS CABLE INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2679 4 CEQUEL COMMUNICATIONS HOLDINGS, LLC 36 N/A 2680 2 GS CABLE INVESTORS SLP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2681 3 GOLDMAN SACHS CABLE INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 2682 2 GS CAPITAL OPPORTUNITIES LLC N/A N/A The direct holder is a Non-Managing Member. 2683 3 GS FINANCING OPPORTUNITIES LLC N/A N/A The direct holder is a Managing Member.
2684 2 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2685 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2686 3 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2687 3 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2688 3 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 2689 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2690 3 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2691 3 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2692 2 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 2693 2 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2694 2 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2695 2 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW 525990 - Other Berlin GERMANY PARTNERSHIP Financial Vehicles 2696 2 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW 525990 - Other Berlin GERMANY PARTNERSHIP Financial Vehicles 2697 2 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2698 2 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2699 2 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2700 2 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2701 2 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2702 2 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2703 2 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2704 2 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2705 2 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2706 2 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2707 2 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2708 2 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2709 2 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2710 2 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2711 2 GS CAPITAL PARTNERS VI PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2712 2 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2713 2 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2714 2 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2715 2 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2716 2 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2717 2 GS CLEAN TECHNOLOGY & RENEWABLES, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2718 2 GS CORE INNOVATIONS INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2719 2 GS CORE PLUS REAL ESTATE INCOME FUND 2002, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2720 2 GS DGC ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2721 3 GOLDMAN SACHS DGC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2722 2 GS DGC OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2723 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 2724 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2725 4 GOLDMAN SACHS DGC INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 2726 2 GS DIRECT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2727 2 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUNDS 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 2728 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2729 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2730 2 GS DIVERSIFIED FUNDING LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2731 3 GS DIVERSIFIED HOLDINGS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2732 3 GS DIVERSIFIED INVESTMENTS LIMITED 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2733 4 GS CAPITAL FUNDING (UK) 1 LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2734 2 GS EDMC ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2735 3 GOLDMAN SACHS EDMC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2736 2 GS EDMC INVESTORS SLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2737 2 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2738 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2739 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 525990 - Other New York NY UNITED STATES 2000, L.P. Financial Vehicles 2740 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2741 2 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2742 2 GS EMPLOYEE FUNDS 2000 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2743 3 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2744 3 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2745 3 GS PIA 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2746 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 525990 - Other New York NY UNITED STATES 2000, L.P. Financial Vehicles 2747 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2748 3 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2749 4 GS EMPLOYEE FUND 2000 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS (CORPORATE), L.P. Financial Vehicles 2750 2 GS EMPLOYEE FUNDS 2000 OFFSHORE GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2751 3 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2752 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2753 2 GS FINANCE CORP. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 2754 2 GS FINANCIAL SERVICES II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2755 3 AMAGANSETT ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2756 3 ASSET FUNDING COMPANY IV LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2757 3 GS FUNDING EUROPE 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2758 4 AMAGANSETT FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2759 4 AMAGANSETT II ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2760 4 GS FUNDING EUROPE I LTD. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 2761 5 GS FUNDING EUROPE II LTD. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 2762 4 GS FUNDING EUROPE II LTD. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 2763 2 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2764 2 GS FUNDING OPPORTUNITIES II LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2765 3 GS FUNDING OPPORTUNITIES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2766 2 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2767 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 2768 4 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2769 5 GS GLOBAL INFRASTRUCTURE PARTNERS I 525990 - Other Amsterdam NETHERLANDS COOPERATIEVE U.A. Financial Vehicles 2770 6 MATADOR INFRA B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2771 7 RED DE CARRETERAS DE OCCIDENTE, S. 525910 - Open-End Mexico City MEXICO DE R.L. DE C.V. Investment Funds 2772 5 GS GLOBAL INFRASTRUCTURE PARTNERS I 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2773 5 GSIP GLOBAL ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2774 6 GS GLOBAL INFRASTRUCTURE PARTNERS I 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 2775 5 GSIP I Mezzanine Global and 525990 - Other Luxembourg LUXEMBOURG International S.a r.l. Financial Vehicles 2776 5 GSPX CARRIX LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2777 6 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2778 5 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2779 5 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2780 5 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2781 5 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2782 2 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2783 2 GS GLOBAL INVESTMENTS, CO. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2784 3 GS GLOBAL INVESTMENTS UK, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2785 4 COUNTY UK LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2786 5 COUNTY FUNDING 551112 - Offices of London UNITED KINGDOM Other Holding (OTHER) Companies 2787 6 COUNTY ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2788 2 GS GLOBAL MARKETS, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2789 2 GS HULL HOLDING, INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2790 3 THE HULL GROUP, L.L.C. 551112 - Offices of Chicago IL UNITED STATES Other Holding Companies 2791 4 SLK-HULL DERIVATIVES LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 2792 2 GS INDIA HOLDINGS (DELAWARE) L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 2793 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2794 3 GS INDIA HOLDINGS L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2795 2 GS INDIA HOLDINGS L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 2796 2 GS INFRASTRUCTURE ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2797 3 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2798 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2799 4 ADMIRAL INSTITUTIONAL S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2800 4 GS INSTITUTIONAL INFRASTRUCTURE MATADOR 525990 - Other Amsterdam NETHERLANDS C.V. Financial Vehicles 2801 5 MATADOR INFRA B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2802 4 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2803 4 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2804 4 MATADOR GEN PAR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2805 5 GS INSTITUTIONAL INFRASTRUCTURE MATADOR 525990 - Other Amsterdam NETHERLANDS C.V. Financial Vehicles 2806 4 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2807 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2808 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2809 4 GS CARRIX CAYMAN HOLDINGS ADVISORS 2007, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 2810 5 GS INFRASTRUCTURE CARRIX CAYMAN 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 2811 6 GS INFRASTRUCTURE CARRIX HOLDINGS, 525990 - Other Wilmington DE UNITED STATES
2684 2 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2685 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 36 N/A 2686 3 FS INVEST SARL 44 N/A 2687 3 GS 2000-I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2688 3 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG Limited Partner. 2689 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2690 3 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a Limited Partner. 2691 3 SUNGARD CAPITAL CORP. 99 N/A 2692 2 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG Limited Partner. 2693 2 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2694 2 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a Limited Partner. 2695 2 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW N/A N/A The direct holder is a PARTNERSHIP Limited Partner. 2696 2 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW N/A N/A The direct holder is a PARTNERSHIP Limited Partner. 2697 2 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2698 2 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 2699 2 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2700 2 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2701 2 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2702 2 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2703 2 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2704 2 GS CAPITAL PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2705 2 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2706 2 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2707 2 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2708 2 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2709 2 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2710 2 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a Limited Partner. 2711 2 GS CAPITAL PARTNERS VI PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2712 2 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2713 2 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2714 2 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND N/A N/A The direct holder is a OFFSHORE, L.P. Limited Partner. 2715 2 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2716 2 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a Limited Partner. 2717 2 GS CLEAN TECHNOLOGY & RENEWABLES, LLC N/A N/A The direct holder is a Managing Member. 2718 2 GS CORE INNOVATIONS INVESTOR LLC N/A N/A The direct holder is a Managing Member. 2719 2 GS CORE PLUS REAL ESTATE INCOME FUND 2002, N/A N/A The direct holder is a L.P. Limited Partner. 2720 2 GS DGC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2721 3 GOLDMAN SACHS DGC INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2722 2 GS DGC OFFSHORE ADVISORS, INC. 100 N/A 2723 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 2724 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2725 4 GOLDMAN SACHS DGC INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 2726 2 GS DIRECT, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2727 2 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUNDS N/A N/A The direct holder is a GP, L.L.C. Non-Managing Member. 2728 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2729 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND, N/A N/A The direct holder is a L.P. General Partner. 2730 2 GS DIVERSIFIED FUNDING LLC N/A N/A The direct holder is a Non-Managing Member. 2731 3 GS DIVERSIFIED HOLDINGS LIMITED 100 N/A 2732 3 GS DIVERSIFIED INVESTMENTS LIMITED 100 N/A 2733 4 GS CAPITAL FUNDING (UK) 1 LIMITED 100 N/A 2734 2 GS EDMC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2735 3 GOLDMAN SACHS EDMC INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2736 2 GS EDMC INVESTORS SLP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2737 2 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), N/A N/A The direct holder is a L.P. Limited Partner. 2738 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2739 4 GOLDMAN SACHS DIRECT INVESTMENT FUND N/A N/A The direct holder is a 2000, L.P. Limited Partner. 2740 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2741 2 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2742 2 GS EMPLOYEE FUNDS 2000 GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2743 3 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, N/A N/A The direct holder is a L.P. General Partner. 2744 3 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2745 3 GS PIA 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2746 4 GOLDMAN SACHS DIRECT INVESTMENT FUND N/A N/A The direct holder is a 2000, L.P. Limited Partner. 2747 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2748 3 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2749 4 GS EMPLOYEE FUND 2000 OFFSHORE N/A N/A The direct holder is a (CORPORATE), L.P. Limited Partner. 2750 2 GS EMPLOYEE FUNDS 2000 OFFSHORE GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2751 3 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), N/A N/A The direct holder is a L.P. General Partner. 2752 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2753 2 GS FINANCE CORP. 100 N/A 2754 2 GS FINANCIAL SERVICES II, LLC N/A N/A The direct holder is a Non-Managing Member. 2755 3 AMAGANSETT ASSETS 100 N/A 2756 3 ASSET FUNDING COMPANY IV LIMITED 100 N/A 2757 3 GS FUNDING EUROPE 100 N/A 2758 4 AMAGANSETT FUNDING LIMITED 100 N/A 2759 4 AMAGANSETT II ASSETS LIMITED 100 N/A 2760 4 GS FUNDING EUROPE I LTD. 100 N/A 2761 5 GS FUNDING EUROPE II LTD. 100 N/A This holding represents ownership in Ordinary shares. 2762 4 GS FUNDING EUROPE II LTD. 100 N/A This holding represents ownership in Redeemable shares. 2763 2 GS FINANCIAL SERVICES L.P. (DEL) N/A N/A The direct holder is a Limited Partner. 2764 2 GS FUNDING OPPORTUNITIES II LLC N/A N/A The direct holder is a Non-Managing Member. 2765 3 GS FUNDING OPPORTUNITIES LLC N/A N/A The direct holder is a Managing Member. 2766 2 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2767 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A N/A N/A The direct holder is a EMPLOYEE FUND, L.P. Limited Partner. 2768 4 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2769 5 GS GLOBAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a COOPERATIEVE U.A. Non-Managing Member. 2770 6 MATADOR INFRA B.V. 100 N/A 2771 7 RED DE CARRETERAS DE OCCIDENTE, S. 79 N/A DE R.L. DE C.V. 2772 5 GS GLOBAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a FUND, L.P. Limited Partner. 2773 5 GSIP GLOBAL ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Managing Member. 2774 6 GS GLOBAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a FUND, L.P. General Partner. 2775 5 GSIP I Mezzanine Global and 100 N/A International S.a r.l. 2776 5 GSPX CARRIX LLC N/A N/A The direct holder is a Non-Managing Member. 2777 6 GSPX, L.P. N/A N/A The direct holder is a General Partner. 2778 5 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 2779 5 Kinder Morgan Holdco LLC 25 N/A 2780 5 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2781 5 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2782 2 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2783 2 GS GLOBAL INVESTMENTS, CO. 100 N/A 2784 3 GS GLOBAL INVESTMENTS UK, INC. 100 N/A 2785 4 COUNTY UK LIMITED 100 100 2786 5 COUNTY FUNDING 100 N/A 2787 6 COUNTY ASSETS LIMITED 100 N/A 2788 2 GS GLOBAL MARKETS, INC. 100 N/A 2789 2 GS HULL HOLDING, INC. 100 N/A 2790 3 THE HULL GROUP, L.L.C. N/A N/A The direct holder is a Managing Member. 2791 4 SLK-HULL DERIVATIVES LLC N/A N/A The direct holder is a Managing Member. 2792 2 GS INDIA HOLDINGS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 2793 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2794 3 GS INDIA HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2795 2 GS INDIA HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2796 2 GS INFRASTRUCTURE ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2797 3 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 2798 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, N/A N/A The direct holder is a L.P. General Partner. 2799 4 ADMIRAL INSTITUTIONAL S.A.R.L. 100 N/A 2800 4 GS INSTITUTIONAL INFRASTRUCTURE MATADOR N/A N/A The direct holder is a C.V. Limited Partner. 2801 5 MATADOR INFRA B.V. 100 N/A 2802 4 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 2803 4 Kinder Morgan Holdco LLC 25 N/A 2804 4 MATADOR GEN PAR B.V. 100 N/A 2805 5 GS INSTITUTIONAL INFRASTRUCTURE MATADOR N/A N/A The direct holder is a C.V. General Partner. 2806 4 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 2807 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2808 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, N/A N/A The direct holder is a L.P. General Partner. 2809 4 GS CARRIX CAYMAN HOLDINGS ADVISORS 2007, N/A N/A The direct holder is a LLC Non-Managing Member. 2810 5 GS INFRASTRUCTURE CARRIX CAYMAN N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 2811 6 GS INFRASTRUCTURE CARRIX HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner.
2812 7 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2813 4 GS GLOBAL INFRASTRUCTURE PARTNERS I 525990 - Other Amsterdam NETHERLANDS COOPERATIEVE U.A. Financial Vehicles 2814 4 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2815 4 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2816 4 GS INFRASTRUCTURE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2817 5 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2818 6 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2819 4 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2820 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS 525990 - Other Wilmington DE UNITED STATES CAYMAN GP, LLC Financial Vehicles 2821 5 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS 525990 - Other George Town CAYMAN ISLANDS CAYMAN, L.P. Financial Vehicles 2822 6 GS INFRASTRUCTURE OFFSHORE TXU 525990 - Other New York NY UNITED STATES HOLDINGS DELAWARE, L.P. Financial Vehicles 2823 7 GS INFRASTRUCTURE OFFSHORE TXU 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.P. Financial Vehicles 2824 8 TEXAS ENERGY FUTURE CAPITAL 525990 - Other Wilmington DE UNITED STATES HOLDINGS LLC Financial Vehicles 2825 8 TEXAS ENERGY FUTURE HOLDINGS 525990 - Other Fort Worth TX UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 2826 6 GS INFRASTRUCTURE OFFSHORE TXU 525990 - Other Wilmington DE UNITED STATES HOLDINGS GP, LLC Financial Vehicles 2827 7 GS INFRASTRUCTURE OFFSHORE TXU 525990 - Other New York NY UNITED STATES HOLDINGS DELAWARE, L.P. Financial Vehicles 2828 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS 525990 - Other George Town CAYMAN ISLANDS CAYMAN, L.P. Financial Vehicles 2829 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, 525990 - Other Wilmington DE UNITED STATES L.P. Financial Vehicles 2830 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS 525990 - Other George Town CAYMAN ISLANDS I FUND, L.P. Financial Vehicles 2831 4 GSIP I Mezzanine Global and International 525990 - Other Luxembourg LUXEMBOURG S.a r.l. Financial Vehicles 2832 4 GSIP INTERNATIONAL ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2833 5 GS INTERNATIONAL INFRASTRUCTURE 525990 - Other George Town CAYMAN ISLANDS PARTNERS I FUND, L.P. Financial Vehicles 2834 2 GS INFRASTRUCTURE ADVISORS 2008, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2835 3 GS GLOBAL INFRASTRUCTURE PARTNERS II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2836 3 GS INFRASTRUCTURE PARTNERS II LUX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2837 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS 525990 - Other New York NY UNITED STATES II, L.P. Financial Vehicles 2838 2 GS INFRASTRUCTURE PARTNERS I EMPLOYEE FUNDS 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 2839 3 GS GLOBAL INFRASTRUCTURE PARTNERS I 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 2840 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 2841 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND, L.P. Financial Vehicles 2842 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS 525990 - Other George Town CAYMAN ISLANDS I-A EMPLOYEE FUND, L.P. Financial Vehicles 2843 5 GS INTERNATIONAL INFRASTRUCTURE 525990 - Other George Town CAYMAN ISLANDS PARTNERS I, L.P. Financial Vehicles 2844 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND, LTD. Financial Vehicles 2845 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS 525990 - Other George Town CAYMAN ISLANDS I EMPLOYEE FUND, L.P. Financial Vehicles 2846 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS 525990 - Other George Town CAYMAN ISLANDS I-A EMPLOYEE FUND, L.P. Financial Vehicles 2847 2 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2848 2 GS INTERNATIONAL INFRASTRUCTURE ADVISORS 525990 - Other George Town CAYMAN ISLANDS 2008, LTD. Financial Vehicles 2849 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS 525990 - Other George Town CAYMAN ISLANDS II, L.P. Financial Vehicles 2850 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND, L.P. Financial Vehicles 2851 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2852 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II 525990 - Other New York NY UNITED STATES LIQUIDATOR, L.L.C. Financial Vehicles 2853 2 GS INVESTMENT STRATEGIES CANADA INC. 523930 - Investment Toronto ON CANADA Advice 2854 2 GS INVESTMENT STRATEGIES, LLC 523920 - Portfolio New York NY UNITED STATES Management 2855 3 GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 2856 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND HOLDINGS OFFSHORE, L.P. Investment Funds 2857 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS, L.P. Investment Funds 2858 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND, L.P. Investment Funds 2859 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS, L.P. Investment Funds 2860 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS MASTER FUND, L.P. Investment Funds 2861 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 2862 4 GOLDMAN SACHS INVESTMENT PARTNERS ESC 525910 - Open-End New York NY UNITED STATES FUND, L.P. Investment Funds 2863 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND, L.P. Investment Funds 2864 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER 525910 - Open-End New York NY UNITED STATES EMPLOYEE FUND, L.P. Investment Funds 2865 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER 525910 - Open-End Camana Bay CAYMAN ISLANDS OFFSHORE EMPLOYEE FUND, L.P. Investment Funds 2866 4 GOLDMAN SACHS INVESTMENT PARTNERS MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 2867 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE AGGREGATING FUND, L.P. Investment Funds 2868 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, L.P. Investment Funds 2869 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE AGGREGATING FUND, L.P. Investment Funds 2870 4 GOLDMAN SACHS INVESTMENT PARTNERS QP 525910 - Open-End New York NY UNITED STATES FUND, L.P. Investment Funds 2871 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND, L.P. Investment Funds 2872 4 GOLDMAN SACHS INVESTMENT PARTNERS, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 2873 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND, L.P. Investment Funds 2874 3 GOLDMAN SACHS INVESTMENT PARTNERS SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 2875 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS INTERMEDIATE SUB-TRUST Investment Funds 2876 5 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE AGGREGATING FUND, L.P. Investment Funds 2877 3 GS TDN Advisors, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2878 4 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2879 2 GS ISS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2880 3 GOLDMAN SACHS ISS INVESTORS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2881 4 FS INVEST SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2882 2 GS JRVR OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2883 3 GOLDMAN SACHS JRVR INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2884 2 GS KMI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2885 3 GOLDMAN SACHS KMI INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2886 2 GS KMI INVESTORS SLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2887 2 GS LEG INVESTORS (EURO) COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2888 3 LANCASTER COINVESTORS A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2889 4 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2890 3 LANCASTER COINVESTORS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2891 4 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2892 2 GS LEG INVESTORS COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2893 3 LANCASTER COINVESTORS A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2894 3 LANCASTER COINVESTORS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2895 2 GS LOAN PARTNERS I ADVISORS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2896 3 GS LOAN PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2897 4 GSLP I OFFSHORE INVESTMENT FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2898 5 GSLP I OFFSHORE A S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2899 6 GSLP I OFFSHORE A (BRENNTAG) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2900 5 GSLP I OFFSHORE HOLDINGS FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2901 3 GSLP I OFFSHORE HOLDINGS FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2902 3 GSLP I OFFSHORE INVESTMENT FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2903 2 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2904 2 GS LOAN PARTNERS I OFFSHORE ADVISORS B, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2905 3 GS LOAN PARTNERS I OFFSHORE B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2906 4 GSLP I OFFSHORE INVESTMENT FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2907 5 GSLP I OFFSHORE B S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2908 6 GSLP I Offshore B (Brenntag) S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2909 5 GSLP I OFFSHORE HOLDINGS FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2910 3 GSLP I OFFSHORE HOLDINGS FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2911 3 GSLP I OFFSHORE INVESTMENT FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2912 2 GS LOAN PARTNERS I OFFSHORE ADVISORS C, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2913 3 GS LOAN PARTNERS I OFFSHORE C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2914 4 GSLP I OFFSHORE INVESTMENT FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2915 5 GSLP I OFFSHORE C S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2916 6 GSLP I Offshore C (Brenntag) S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2917 5 GSLP I OFFSHORE HOLDINGS FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2918 3 GSLP I OFFSHORE HOLDINGS FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2919 3 GSLP I OFFSHORE INVESTMENT FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2920 2 GS LOAN PARTNERS I OFFSHORE B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2921 2 GS LOAN PARTNERS I OFFSHORE C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2922 2 GS LOAN PARTNERS I ONSHORE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2923 3 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2924 2 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2925 2 GS LOAN PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2926 2 GS LVB ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2927 3 GS LVB CO-INVEST, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2928 2 GS MACRO INVESTMENTS LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 2929 2 GS MBA INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2930 2 GS MBEYE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2931 3 GOLDMAN SACHS MBEYE INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2932 2 GS MEHETIA CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2933 3 GS MEHETIA PARTNERSHIP LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2934 4 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2935 3 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2936 2 GS MEHETIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2937 3 GS MEHETIA PARTNERSHIP LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2938 3 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2939 2 GS MEZZANINE ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES
2812 7 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 2813 4 GS GLOBAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a COOPERATIEVE U.A. Non-Managing Member. 2814 4 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 2815 4 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2816 4 GS INFRASTRUCTURE KNIGHT HOLDINGS CORP. 100 N/A 2817 5 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2818 6 Kinder Morgan Holdco LLC 25 N/A 2819 4 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2820 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS N/A N/A The direct holder is a CAYMAN GP, LLC Managing Member. 2821 5 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS N/A N/A The direct holder is a CAYMAN, L.P. General Partner. 2822 6 GS INFRASTRUCTURE OFFSHORE TXU N/A N/A The direct holder is a HOLDINGS DELAWARE, L.P. Limited Partner. 2823 7 GS INFRASTRUCTURE OFFSHORE TXU N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 2824 8 TEXAS ENERGY FUTURE CAPITAL N/A N/A The direct holder is a HOLDINGS LLC Non-Managing Member. 2825 8 TEXAS ENERGY FUTURE HOLDINGS 100 11 LIMITED PARTNERSHIP 2826 6 GS INFRASTRUCTURE OFFSHORE TXU N/A N/A The direct holder is a HOLDINGS GP, LLC Managing Member. 2827 7 GS INFRASTRUCTURE OFFSHORE TXU N/A N/A The direct holder is a HOLDINGS DELAWARE, L.P. General Partner. 2828 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS N/A N/A The direct holder is a CAYMAN, L.P. Limited Partner. 2829 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 2830 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS N/A N/A The direct holder is a I FUND, L.P. Limited Partner. 2831 4 GSIP I Mezzanine Global and International 100 N/A S.a r.l. 2832 4 GSIP INTERNATIONAL ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Managing Member. 2833 5 GS INTERNATIONAL INFRASTRUCTURE N/A N/A The direct holder is a PARTNERS I FUND, L.P. General Partner. 2834 2 GS INFRASTRUCTURE ADVISORS 2008, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2835 3 GS GLOBAL INFRASTRUCTURE PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 2836 3 GS INFRASTRUCTURE PARTNERS II LUX, L.P. N/A N/A The direct holder is a General Partner. 2837 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS N/A N/A The direct holder is a II, L.P. General Partner. 2838 2 GS INFRASTRUCTURE PARTNERS I EMPLOYEE FUNDS N/A N/A The direct holder is a GP, L.L.C. Managing Member. 2839 3 GS GLOBAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 2840 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 2841 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 2842 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS N/A N/A The direct holder is a I-A EMPLOYEE FUND, L.P. Limited Partner. 2843 5 GS INTERNATIONAL INFRASTRUCTURE N/A N/A The direct holder is a PARTNERS I, L.P. Limited Partner. 2844 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I 100 N/A EMPLOYEE FUND, LTD. 2845 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS N/A N/A The direct holder is a I EMPLOYEE FUND, L.P. Limited Partner. 2846 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS N/A N/A The direct holder is a I-A EMPLOYEE FUND, L.P. General Partner. 2847 2 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, N/A N/A The direct holder is a L.P. Limited Partner. 2848 2 GS INTERNATIONAL INFRASTRUCTURE ADVISORS 100 N/A 2008, LTD. 2849 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS N/A N/A The direct holder is a II, L.P. General Partner. 2850 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a EMPLOYEE FUND, L.P. Limited Partner. 2851 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, N/A N/A The direct holder is a L.P. Limited Partner. 2852 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II N/A N/A The direct holder is a LIQUIDATOR, L.L.C. Non-Managing Member. 2853 2 GS INVESTMENT STRATEGIES CANADA INC. 100 N/A 2854 2 GS INVESTMENT STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 2855 3 GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC N/A N/A The direct holder is a Managing Member. 2856 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS OFFSHORE, L.P. General Partner. 2857 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS, L.P. General Partner. 2858 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND, L.P. General Partner. 2859 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS, L.P. Limited Partner. 2860 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a MASTER FUND, L.P. Limited Partner. 2861 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA N/A N/A The direct holder is a FUND, L.P. General Partner. 2862 4 GOLDMAN SACHS INVESTMENT PARTNERS ESC N/A N/A The direct holder is a FUND, L.P. General Partner. 2863 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 2864 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 2865 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER N/A N/A The direct holder is a OFFSHORE EMPLOYEE FUND, L.P. General Partner. 2866 4 GOLDMAN SACHS INVESTMENT PARTNERS MASTER N/A N/A The direct holder is a FUND, L.P. General Partner. 2867 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a OFFSHORE AGGREGATING FUND, L.P. General Partner. 2868 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2869 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a OFFSHORE AGGREGATING FUND, L.P. Limited Partner. 2870 4 GOLDMAN SACHS INVESTMENT PARTNERS QP N/A N/A The direct holder is a FUND, L.P. General Partner. 2871 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 2872 4 GOLDMAN SACHS INVESTMENT PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 2873 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 2874 3 GOLDMAN SACHS INVESTMENT PARTNERS SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2875 4 GOLDMAN SACHS INVESTMENT PARTNERS 100 N/A INTERMEDIATE SUB-TRUST 2876 5 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a OFFSHORE AGGREGATING FUND, L.P. Limited Partner. 2877 3 GS TDN Advisors, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2878 4 Goldman Sachs TDN Investors Offshore, L.P. N/A N/A The direct holder is a General Partner. 2879 2 GS ISS ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2880 3 GOLDMAN SACHS ISS INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2881 4 FS INVEST SARL 44 N/A 2882 2 GS JRVR OFFSHORE ADVISORS, INC. 100 N/A 2883 3 GOLDMAN SACHS JRVR INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2884 2 GS KMI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2885 3 GOLDMAN SACHS KMI INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2886 2 GS KMI INVESTORS SLP, L.L.C. N/A N/A The direct holder is a Managing Member. 2887 2 GS LEG INVESTORS (EURO) COMPANY 100 N/A 2888 3 LANCASTER COINVESTORS A S.A R.L. 100 N/A 2889 4 RESTIO B.V. 100 N/A 2890 3 LANCASTER COINVESTORS S.A R.L. N/A N/A The direct holder is a Non-Managing Member. 2891 4 RESTIO B.V. 100 N/A 2892 2 GS LEG INVESTORS COMPANY 100 N/A 2893 3 LANCASTER COINVESTORS A S.A R.L. 100 N/A 2894 3 LANCASTER COINVESTORS S.A R.L. N/A N/A The direct holder is a Non-Managing Member. 2895 2 GS LOAN PARTNERS I ADVISORS, LTD. 100 N/A 2896 3 GS LOAN PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 2897 4 GSLP I OFFSHORE INVESTMENT FUND A, L.P. N/A N/A The direct holder is a Limited Partner. 2898 5 GSLP I OFFSHORE A S.A.R.L. 100 N/A 2899 6 GSLP I OFFSHORE A (BRENNTAG) S.A R.L. 100 N/A 2900 5 GSLP I OFFSHORE HOLDINGS FUND A, L.P. N/A N/A The direct holder is a Limited Partner. 2901 3 GSLP I OFFSHORE HOLDINGS FUND A, L.P. N/A N/A The direct holder is a General Partner. 2902 3 GSLP I OFFSHORE INVESTMENT FUND A, L.P. N/A N/A The direct holder is a General Partner. 2903 2 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2904 2 GS LOAN PARTNERS I OFFSHORE ADVISORS B, LTD. 100 N/A 2905 3 GS LOAN PARTNERS I OFFSHORE B, L.P. N/A N/A The direct holder is a General Partner. 2906 4 GSLP I OFFSHORE INVESTMENT FUND B, L.P. N/A N/A The direct holder is a Limited Partner. 2907 5 GSLP I OFFSHORE B S.A.R.L. 100 N/A 2908 6 GSLP I Offshore B (Brenntag) S.a r.l. 100 N/A 2909 5 GSLP I OFFSHORE HOLDINGS FUND B, L.P. N/A N/A The direct holder is a Limited Partner. 2910 3 GSLP I OFFSHORE HOLDINGS FUND B, L.P. N/A N/A The direct holder is a General Partner. 2911 3 GSLP I OFFSHORE INVESTMENT FUND B, L.P. N/A N/A The direct holder is a General Partner. 2912 2 GS LOAN PARTNERS I OFFSHORE ADVISORS C, LTD. 100 N/A 2913 3 GS LOAN PARTNERS I OFFSHORE C, L.P. N/A N/A The direct holder is a General Partner. 2914 4 GSLP I OFFSHORE INVESTMENT FUND C, L.P. N/A N/A The direct holder is a Limited Partner. 2915 5 GSLP I OFFSHORE C S.A R.L. 100 N/A 2916 6 GSLP I Offshore C (Brenntag) S.a r.l. 100 N/A 2917 5 GSLP I OFFSHORE HOLDINGS FUND C, L.P. N/A N/A The direct holder is a Limited Partner. 2918 3 GSLP I OFFSHORE HOLDINGS FUND C, L.P. N/A N/A The direct holder is a General Partner. 2919 3 GSLP I OFFSHORE INVESTMENT FUND C, L.P. N/A N/A The direct holder is a General Partner. 2920 2 GS LOAN PARTNERS I OFFSHORE B, L.P. N/A N/A The direct holder is a Limited Partner. 2921 2 GS LOAN PARTNERS I OFFSHORE C, L.P. N/A N/A The direct holder is a Limited Partner. 2922 2 GS LOAN PARTNERS I ONSHORE ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2923 3 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 2924 2 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2925 2 GS LOAN PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2926 2 GS LVB ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2927 3 GS LVB CO-INVEST, L.P. N/A N/A The direct holder is a General Partner. 2928 2 GS MACRO INVESTMENTS LLC N/A N/A The direct holder is a Non-Managing Member. 2929 2 GS MBA INVESTOR LLC N/A N/A The direct holder is a Managing Member. 2930 2 GS MBEYE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2931 3 GOLDMAN SACHS MBEYE INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2932 2 GS MEHETIA CORP. 100 N/A 2933 3 GS MEHETIA PARTNERSHIP LP N/A N/A The direct holder is a Limited Partner. 2934 4 MEHETIA HOLDINGS INC. 100 N/A 2935 3 MEHETIA HOLDINGS INC. 100 N/A 2936 2 GS MEHETIA LLC N/A N/A The direct holder is a Managing Member. 2937 3 GS MEHETIA PARTNERSHIP LP N/A N/A The direct holder is a General Partner. 2938 3 MEHETIA HOLDINGS INC. 100 N/A 2939 2 GS MEZZANINE ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Non-Managing Member.
2940 3 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2941 3 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2942 3 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2943 2 GS MEZZANINE ADVISORS II, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2944 3 GS MEZZANINE PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2945 3 GS MEZZANINE PARTNERS II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2946 2 GS MEZZANINE ADVISORS III, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2947 3 GS MEZZANINE PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2948 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2949 5 GS MEZZANINE PARTNERS III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2950 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2951 6 GSMP 3 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2952 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2953 3 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2954 4 GS MEZZANINE PARTNERS III ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2955 5 GS MEZZANINE PARTNERS III ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2956 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2957 6 GSMP 3 ONSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2958 4 GS MEZZANINE PARTNERS III ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2959 2 GS MEZZANINE ADVISORS V, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2960 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2961 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2962 3 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2963 2 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2964 2 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2965 2 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2966 2 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2967 2 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2968 2 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2969 2 GS MEZZANINE PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2970 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2971 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2972 3 GS MEZZANINE PARTNERS III ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2973 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2974 3 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2975 2 GS MEZZANINE PARTNERS III EMPLOYEE FUNDS GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2976 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2977 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2978 3 GS MEZZANINE PARTNERS III PIA FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2979 4 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2980 3 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2981 2 GS MEZZANINE PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2982 2 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2983 2 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2984 2 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2985 2 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2986 2 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES OFFSHORE II, L.L.C. Financial Vehicles 2987 2 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES ONSHORE II, L.L.C. Financial Vehicles 2988 2 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2989 2 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2990 2 GS MEZZANINE PARTNERS V PIA FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2991 3 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 2992 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2993 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2994 2 GS MEZZANINE PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2995 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 2996 3 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2997 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2998 2 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2999 2 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3000 2 GS MORTGAGE DERIVATIVES, INC. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 3001 2 GS MORTGAGE SECURITIES CORP. 522320 - Financial New York NY UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 3002 2 GS MORTGAGE SECURITIES CORPORATION II 522320 - Financial New York NY UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 3003 2 GS MUNICIPAL PRODUCTS L.L.C. 523991 - Trust, New York NY UNITED STATES Fiduciary, and Custody Activities 3004 2 GS NEW MARKETS FUND PNR, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3005 3 GS NEW MARKETS FUND, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3006 2 GS NEW MARKETS FUND, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3007 2 GS OPPORTUNITY ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3008 3 GS OPPORTUNITY PARTNERS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3009 4 GSOP OFFSHORE PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3010 5 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3011 4 GSOP OFFSHORE PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3012 5 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3013 4 GSOP OFFSHORE STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3014 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3015 4 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3016 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3017 3 GS OPPORTUNITY PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3018 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3019 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3020 4 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3021 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3022 2 GS Opportunity Advisors, Ltd. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 3023 3 GS OPPORTUNITY PARTNERS OFFSHORE - C, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3024 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3025 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3026 4 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3027 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3028 3 GS Opportunity Partners Offshore - B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3029 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3030 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3031 4 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3032 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3033 2 GS PCP CORE PLUS 2002 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3034 3 GS PCP CORE PLUS REAL ESTATE INCOME FUND 525990 - Other New York NY UNITED STATES 2002, L.P. Financial Vehicles 3035 4 GS CORE PLUS REAL ESTATE INCOME FUND 525990 - Other New York NY UNITED STATES 2002, L.P. Financial Vehicles 3036 2 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3037 2 GS PEG EMPLOYEE FUNDS III ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3038 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE 525990 - Other New York NY UNITED STATES FUND III, LLC Financial Vehicles 3039 2 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3040 2 GS PEG EMPLOYEE FUNDS V ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3041 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE 525990 - Other New York NY UNITED STATES FUND V, L.L.C. Financial Vehicles 3042 2 GS PEG EMPLOYEE FUNDS VI ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3043 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE 525990 - Other New York NY UNITED STATES FUND VI, LLC Financial Vehicles 3044 4 Goldman Sachs Private Equity Group Master 525990 - Other New York NY UNITED STATES Fund VI, LLC Financial Vehicles 3045 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3046 6 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3047 5 GOLDMAN SACHS VINTAGE FUND V EUROPE 525990 - Other Edinburgh UNITED KINGDOM HOLDINGS, L.P. Financial Vehicles (OTHER) 3048 6 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3049 2 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 3050 2 GS PIA 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3051 2 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3052 2 GS PIA ADVISORS I, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3053 3 GS PIA PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3054 2 GS PIA PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3055 2 GS POWER HOLDINGS LLC 523999 - NEW YORK NY UNITED STATES Miscellaneous Financial Investment Activities 3056 3 COGENTRIX ENERGY, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3057 4 CALYPSO ENERGY HOLDINGS LLC 551114 - Corporate, Charlotte NC UNITED STATES Subsidiary, and Regional Managing Offices 3058 5 BEALE GENERATING COMPANY LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3059 6 JMC SELKIRK HOLDINGS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3060 7 JMC SELKIRK LLC 551114 - Corporate, Charlotte NC UNITED STATES Subsidiary, and Regional Managing Offices 3061 8 PENTAGEN INVESTORS, L.P. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3062 9 SELKIRK COGEN PARTNERS, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3063 10 SELKIRK COGEN FUNDING 525990 - Other Wilmington DE UNITED STATES CORPORATION Financial Vehicles 3064 8 SELKIRK COGEN PARTNERS, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3065 5 COGENTRIX MID-AMERICA, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3066 6 COGENTRIX COTTAGE GROVE, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3067 7 LSP-COTTAGE GROVE, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation
2940 3 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, N/A N/A The direct holder is a L.P. General Partner. 2941 3 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2942 3 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a General Partner. 2943 2 GS MEZZANINE ADVISORS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2944 3 GS MEZZANINE PARTNERS II OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2945 3 GS MEZZANINE PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 2946 2 GS MEZZANINE ADVISORS III, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2947 3 GS MEZZANINE PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2948 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, N/A N/A The direct holder is a L.L.C. Managing Member. 2949 5 GS MEZZANINE PARTNERS III OFFSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 2950 6 ALCHEMY HOLDING S.A.R.L. 99 N/A 2951 6 GSMP 3 S.A.R.L. 100 N/A 2952 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2953 3 GS MEZZANINE PARTNERS III, L.P. N/A N/A The direct holder is a General Partner. 2954 4 GS MEZZANINE PARTNERS III ONSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2955 5 GS MEZZANINE PARTNERS III ONSHORE FUND, N/A N/A The direct holder is a L.P. General Partner. 2956 6 ALCHEMY HOLDING S.A.R.L. 99 N/A 2957 6 GSMP 3 ONSHORE S.A.R.L. 100 N/A 2958 4 GS MEZZANINE PARTNERS III ONSHORE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2959 2 GS MEZZANINE ADVISORS V, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2960 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a General Partner. 2961 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2962 3 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a General Partner. 2963 2 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2964 2 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2965 2 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2966 2 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2967 2 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2968 2 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 2969 2 GS MEZZANINE PARTNERS II OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2970 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND N/A N/A The direct holder is a OFFSHORE, L.P. Limited Partner. 2971 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2972 3 GS MEZZANINE PARTNERS III ONSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2973 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2974 3 GS MEZZANINE PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 2975 2 GS MEZZANINE PARTNERS III EMPLOYEE FUNDS GP, N/A N/A The direct holder is a L.L.C. Managing Member. 2976 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2977 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND, N/A N/A The direct holder is a L.P. General Partner. 2978 3 GS MEZZANINE PARTNERS III PIA FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2979 4 GS MEZZANINE PARTNERS III PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2980 3 GS MEZZANINE PARTNERS III PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2981 2 GS MEZZANINE PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2982 2 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, N/A N/A The direct holder is a L.P. Limited Partner. 2983 2 GS MEZZANINE PARTNERS III PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2984 2 GS MEZZANINE PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 2985 2 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2986 2 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a OFFSHORE II, L.L.C. Non-Managing Member. 2987 2 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a ONSHORE II, L.L.C. Non-Managing Member. 2988 2 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2989 2 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2990 2 GS MEZZANINE PARTNERS V PIA FUND OFFSHORE, 100 N/A LTD. 2991 3 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND OFFSHORE, L.P. Limited Partner. 2992 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2993 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2994 2 GS MEZZANINE PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2995 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND 44 N/A OFFSHORE, LTD. 2996 3 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, N/A N/A The direct holder is a L.P. Limited Partner. 2997 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2998 2 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2999 2 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 3000 2 GS MORTGAGE DERIVATIVES, INC. 100 N/A 3001 2 GS MORTGAGE SECURITIES CORP. 100 N/A 3002 2 GS MORTGAGE SECURITIES CORPORATION II 100 N/A 3003 2 GS MUNICIPAL PRODUCTS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3004 2 GS NEW MARKETS FUND PNR, INC. 100 N/A 3005 3 GS NEW MARKETS FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 3006 2 GS NEW MARKETS FUND, LLC N/A N/A The direct holder is a Managing Member. 3007 2 GS OPPORTUNITY ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3008 3 GS OPPORTUNITY PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3009 4 GSOP OFFSHORE PAPERCO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3010 5 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3011 4 GSOP OFFSHORE PAPERCO INVESTMENTS, L.L.C. N/A N/A The direct holder is a Managing Member. 3012 5 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3013 4 GSOP OFFSHORE STEEL HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3014 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3015 4 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3016 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3017 3 GS OPPORTUNITY PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3018 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3019 4 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3020 4 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3021 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3022 2 GS Opportunity Advisors, Ltd. 100 N/A 3023 3 GS OPPORTUNITY PARTNERS OFFSHORE - C, L.P. N/A N/A The direct holder is a General Partner. 3024 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3025 4 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3026 4 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3027 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3028 3 GS Opportunity Partners Offshore - B, L.P. N/A N/A The direct holder is a General Partner. 3029 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3030 4 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3031 4 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3032 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3033 2 GS PCP CORE PLUS 2002 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3034 3 GS PCP CORE PLUS REAL ESTATE INCOME FUND N/A N/A The direct holder is a 2002, L.P. General Partner. 3035 4 GS CORE PLUS REAL ESTATE INCOME FUND N/A N/A The direct holder is a 2002, L.P. Limited Partner. 3036 2 GS PE CSEC OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3037 2 GS PEG EMPLOYEE FUNDS III ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3038 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE N/A N/A The direct holder is a FUND III, LLC Managing Member. 3039 2 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3040 2 GS PEG EMPLOYEE FUNDS V ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3041 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE N/A N/A The direct holder is a FUND V, L.L.C. Managing Member. 3042 2 GS PEG EMPLOYEE FUNDS VI ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3043 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE N/A N/A The direct holder is a FUND VI, LLC Managing Member. 3044 4 Goldman Sachs Private Equity Group Master N/A N/A The direct holder is a Fund VI, LLC Non-Managing Member. 3045 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3046 6 GS PEP SAFWAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3047 5 GOLDMAN SACHS VINTAGE FUND V EUROPE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3048 6 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3049 2 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3050 2 GS PIA 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3051 2 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3052 2 GS PIA ADVISORS I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3053 3 GS PIA PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 3054 2 GS PIA PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 3055 2 GS POWER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3056 3 COGENTRIX ENERGY, LLC N/A N/A The direct holder is a Non-Managing Member. 3057 4 CALYPSO ENERGY HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3058 5 BEALE GENERATING COMPANY LLC N/A N/A The direct holder is a Non-Managing Member. 3059 6 JMC SELKIRK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3060 7 JMC SELKIRK LLC N/A N/A The direct holder is a Non-Managing Member. 3061 8 PENTAGEN INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3062 9 SELKIRK COGEN PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 3063 10 SELKIRK COGEN FUNDING 100 N/A CORPORATION 3064 8 SELKIRK COGEN PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3065 5 COGENTRIX MID-AMERICA, LLC N/A N/A The direct holder is a Non-Managing Member. 3066 6 COGENTRIX COTTAGE GROVE, LLC N/A N/A The direct holder is a Managing Member. 3067 7 LSP-COTTAGE GROVE, L.P. N/A N/A The direct holder is a Limited Partner.
3068 8 LS POWER FUNDING CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3069 7 LSP-COTTAGE GROVE, LLC 551114 - Corporate, Charlotte NC UNITED STATES Subsidiary, and Regional Managing Offices 3070 8 LSP-COTTAGE GROVE, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3071 6 COGENTRIX WHITEWATER, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3072 7 LSP-WHITEWATER I LLC 551114 - Corporate, Charlotte NC UNITED STATES Subsidiary, and Regional Managing Offices 3073 8 LSP-WHITEWATER LIMITED PARTNERSHIP 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3074 9 LS POWER FUNDING CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3075 7 LSP-WHITEWATER LIMITED PARTNERSHIP 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3076 5 COGENTRIX OF RATHDRUM, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3077 6 RATHDRUM POWER, LLC 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 3078 5 COGENTRIX OF RICHMOND, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3079 6 SPRUANCE OPERATING SERVICES, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3080 5 COGENTRIX OF ROCKY MOUNT, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3081 6 EDGECOMBE OPERATING SERVICES, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3082 5 COGENTRIX/CARNEYS POINT, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3083 6 CHAMBERS COGENERATION LIMITED 221112 - Fossil Fuel Charlotte NC UNITED STATES PARTNERSHIP Electric Power Generation 3084 5 COGENTRIX/LOGAN, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3085 6 GRANITE GENERATING COMPANY, L.P. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3086 7 GRANITE WATER SUPPLY COMPANY, INC. 221310 - Water supply Charlotte NC UNITED STATES systems 3087 7 KEYSTONE URBAN RENEWAL LIMITED 22111 - Electric Charlotte NC UNITED STATES PARTNERSHIP Power Generation 3088 6 KEYSTONE COGENERATION COMPANY, L.P. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3089 7 KEYSTONE URBAN RENEWAL LIMITED 22111 - Electric Charlotte NC UNITED STATES PARTNERSHIP Power Generation 3090 6 LOGAN GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3091 5 COGENTRIX/NORTHAMPTON, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3092 6 NORTHAMPTON GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3093 7 NORTHAMPTON FUEL SUPPLY COMPANY, 213113 - Culm Bank Charlotte NC UNITED STATES INC. Recovery, Coal, on a contract basis 3094 7 NORTHAMPTON WATER SUPPLY, INC. 221310 - Water supply Charlotte NC UNITED STATES systems 3095 5 COGENTRIX/PLAINS END HOLDINGS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3096 5 COGENTRIX/SCRUBGRASS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3097 6 SCRUBGRASS GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3098 7 CLEARFIELD PROPERTIES, INC. 213113 - Culm Bank Charlotte NC UNITED STATES Recovery, Coal, on a contract basis 3099 7 LEECHBURG PROPERTIES, INC. 213113 - Culm Bank Charlotte NC UNITED STATES Recovery, Coal, on a contract basis 3100 5 COTTAGE GROVE OPERATING SERVICES, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3101 5 EAGLE POWER II LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3102 6 GRANITE GENERATING COMPANY, L.P. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3103 6 KEYSTONE COGENERATION COMPANY, L.P. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3104 6 LOGAN POWER LP 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3105 7 LOGAN GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3106 5 FALCON POWER LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3107 6 SCRUBGRASS GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3108 6 SCRUBGRASS POWER LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3109 7 SCRUBGRASS GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3110 5 GARNET POWER, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3111 6 CARNEYS POINT GENERATING COMPANY 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3112 5 HICKORY POWER LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3113 5 JAEGER II LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3114 6 NORTHAMPTON GENERATING COMPANY, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3115 5 JMCS I MANAGEMENT, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3116 5 LOGAN POWER LP 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3117 5 PALM POWER LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3118 6 INDIANTOWN COGENERATION, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3119 7 INDIANTOWN COGENERATION FUNDING 525990 - Other Wilmington DE UNITED STATES CORPORATION Financial Vehicles 3120 6 THALEIA, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3121 7 INDIANTOWN COGENERATION, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3122 7 INDIANTOWN PROJECT INVESTMENT 551112 - Offices of Charlotte NC UNITED STATES PARTNERSHIP, L.P. Other Holding Companies 3123 8 INDIANTOWN COGENERATION, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3124 5 PEREGRINE POWER LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3125 6 CHAMBERS COGENERATION LIMITED 221112 - Fossil Fuel Charlotte NC UNITED STATES PARTNERSHIP Electric Power Generation 3126 5 PLAINS END FINANCING HOLDING COMPANY, 551112 - Offices of Charlotte NC UNITED STATES LLC Other Holding Companies 3127 6 PLAINS END FINANCING, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3128 7 PLAINS END II, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3129 7 PLAINS END, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3130 5 PLAINS END OPERATING SERVICES, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3131 5 POWER SERVICE COMPANY, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3132 5 RATHDRUM OPERATING SERVICES COMPANY, 221112 - Fossil Fuel Charlotte NC UNITED STATES INC. Electric Power Generation 3133 5 TOPAZ POWER, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3134 6 CARNEYS POINT GENERATING COMPANY 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3135 5 TOYAN ENTERPRISES, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3136 6 INDIANTOWN COGENERATION, L.P. 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3137 6 INDIANTOWN PROJECT INVESTMENT 551112 - Offices of Charlotte NC UNITED STATES PARTNERSHIP, L.P. Other Holding Companies 3138 5 U.S. OPERATING SERVICES COMPANY 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3139 5 WHITEWATER OPERATING SERVICES, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3140 5 WINDSOR FINANCING HOLDING COMPANY, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3141 6 WINDSOR FINANCING LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3142 7 EDGECOMBE GENCO, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3143 7 SPRUANCE GENCO, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3144 4 COGENTRIX DELAWARE HOLDINGS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3145 5 COGENTRIX EASTERN AMERICA, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3146 6 CEDAR POWER CORPORATION 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3147 7 CEDAR I POWER CORPORATION 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3148 8 CEDAR II POWER CORPORATION 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3149 9 CEDAR BAY GENERATING COMPANY, 22111 - Electric Wilmington DE UNITED STATES LIMITED PARTNERSHIP Power Generation 3150 6 COGENTRIX POWER HOLDINGS II LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3151 7 COGENTRIX ENERGY POWER COMPANY LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3152 8 COGENTRIX SOLAR SERVICES, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3153 9 APACHE SOLAR ENERGY, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3154 9 COGENTRIX OF ALAMOSA, LLC 221119 - Other Wilmington DE UNITED STATES Electric Power Generation 3155 9 SOLAR INVESTMENTS I, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3156 9 SOLAR INVESTMENTS VI, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3157 9 SOLAR INVESTMENTS VIII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3158 9 SOLAR INVESTMENTS X, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3159 9 SOLAR INVESTMENTS XI, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3160 9 SOLAR INVESTMENTS XIII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3161 9 SOLAR INVESTMENTS XIX, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3162 9 SOLAR INVESTMENTS XV, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3163 9 SOLAR INVESTMENTS XVI, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3164 9 SOLAR INVESTMENTS XVII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3165 9 SOLAR INVESTMENTS XVIII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3166 9 SOLAR INVESTMENTS XX, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3167 9 SOLAR LAND HOLDINGS LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3168 9 SUNRAY ENERGY, INC. 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3169 8 FALCON POWER LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3170 8 INDIAN ORCHARD GENERATING 551112 - Offices of Charlotte NC UNITED STATES COMPANY, INC. Other Holding Companies 3171 8 JMCS I HOLDINGS, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3172 9 PENTAGEN INVESTORS, L.P. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3173 8 ORCHARD GAS CORPORATION 22111 - Electric Charlotte NC UNITED STATES Power Generation 3174 8 RAPTOR HOLDINGS COMPANY 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3175 9 GRAY HAWK POWER CORPORATION 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3176 10 CEDAR BAY COGENERATION, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3177 11 CEDAR BAY GENERATING 22111 - Electric Wilmington DE UNITED STATES COMPANY, LIMITED Power Generation PARTNERSHIP 3178 6 COGENTRIX/NORTHAMPTON, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3179 5 COGENTRIX ENERGY POWER MARKETING, INC. 221122 - Electric Charlotte NC UNITED STATES power broker 3180 5 COGENTRIX FIELD SERVICES, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3181 6 CI, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3182 7 CI PROPERTIES, INC. 531390 - Other Charlotte NC UNITED STATES activities related to real estate 3183 7 COGENTRIX OF VIRGINIA, INC. 551114 - Corporate, Charlotte NC UNITED STATES Subsidiary, and Regional Managing Offices 3184 8 CAPISTRANO COGENERATION COMPANY 551114 - Corporate, New York NY UNITED STATES Subsidiary, and Regional Managing Offices 3185 9 JAMES RIVER COGENERATION COMPANY 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3186 8 JAMES RIVER COGENERATION COMPANY 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3187 7 COGENTRIX VIRGINIA LEASING 221112 - Fossil Fuel Charlotte NC UNITED STATES CORPORATION Electric Power Generation 3188 7 COGENTRIX-MEXICO, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3189 5 COGENTRIX FUELS MANAGEMENT, INC. 22111 - Electric Charlotte NC UNITED STATES Power Generation 3190 5 COGENTRIX PARTS COMPANY, INC. 22111 - Electric Charlotte NC UNITED STATES Power Generation 3191 5 COGENTRIX ZYDECO, LLC 211111 - Development Charlotte NC UNITED STATES of Coal Gasification Project 3192 5 SOUTHAVEN POWER, LLC 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 3193 4 COGENTRIX ENERGY MANAGEMENT SERVICES, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3194 4 COGENTRIX INTERNATIONAL HOLDINGS, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3195 5 BASAT ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation
3068 8 LS POWER FUNDING CORPORATION 100 N/A 3069 7 LSP-COTTAGE GROVE, LLC N/A N/A The direct holder is a Non-Managing Member. 3070 8 LSP-COTTAGE GROVE, L.P. N/A N/A The direct holder is a General Partner. 3071 6 COGENTRIX WHITEWATER, LLC N/A N/A The direct holder is a Managing Member. 3072 7 LSP-WHITEWATER I LLC N/A N/A The direct holder is a Non-Managing Member. 3073 8 LSP-WHITEWATER LIMITED PARTNERSHIP N/A N/A The direct holder is a General Partner. 3074 9 LS POWER FUNDING CORPORATION 100 N/A 3075 7 LSP-WHITEWATER LIMITED PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 3076 5 COGENTRIX OF RATHDRUM, LLC N/A N/A The direct holder is a Managing Member. 3077 6 RATHDRUM POWER, LLC N/A N/A The direct holder is a Non-Managing Member. 3078 5 COGENTRIX OF RICHMOND, INC. 100 N/A 3079 6 SPRUANCE OPERATING SERVICES, LLC N/A N/A The direct holder is a Non-Managing Member. 3080 5 COGENTRIX OF ROCKY MOUNT, INC. 100 N/A 3081 6 EDGECOMBE OPERATING SERVICES, LLC N/A N/A The direct holder is a Non-Managing Member. 3082 5 COGENTRIX/CARNEYS POINT, LLC N/A N/A The direct holder is a Non-Managing Member. 3083 6 CHAMBERS COGENERATION LIMITED N/A N/A The direct holder is a PARTNERSHIP General Partner. 3084 5 COGENTRIX/LOGAN, LLC N/A N/A The direct holder is a Non-Managing Member. 3085 6 GRANITE GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3086 7 GRANITE WATER SUPPLY COMPANY, INC. 100 N/A 3087 7 KEYSTONE URBAN RENEWAL LIMITED N/A N/A The direct holder is a PARTNERSHIP Limited Partner. 3088 6 KEYSTONE COGENERATION COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3089 7 KEYSTONE URBAN RENEWAL LIMITED N/A N/A The direct holder is a PARTNERSHIP General Partner. 3090 6 LOGAN GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3091 5 COGENTRIX/NORTHAMPTON, LLC N/A N/A The direct holder is a Non-Managing Member. 3092 6 NORTHAMPTON GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3093 7 NORTHAMPTON FUEL SUPPLY COMPANY, 100 N/A INC. 3094 7 NORTHAMPTON WATER SUPPLY, INC. 100 N/A 3095 5 COGENTRIX/PLAINS END HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3096 5 COGENTRIX/SCRUBGRASS, LLC N/A N/A The direct holder is a Managing Member. 3097 6 SCRUBGRASS GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3098 7 CLEARFIELD PROPERTIES, INC. 100 N/A 3099 7 LEECHBURG PROPERTIES, INC. 100 N/A 3100 5 COTTAGE GROVE OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3101 5 EAGLE POWER II LLC N/A N/A The direct holder is a Non-Managing Member. 3102 6 GRANITE GENERATING COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 3103 6 KEYSTONE COGENERATION COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 3104 6 LOGAN POWER LP N/A N/A The direct holder is a General Partner. 3105 7 LOGAN GENERATING COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 3106 5 FALCON POWER LLC N/A N/A The direct holder is a Non-Managing Member. 3107 6 SCRUBGRASS GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3108 6 SCRUBGRASS POWER LLC N/A N/A The direct holder is a Non-Managing Member. 3109 7 SCRUBGRASS GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3110 5 GARNET POWER, LLC N/A N/A The direct holder is a Non-Managing Member. 3111 6 CARNEYS POINT GENERATING COMPANY N/A N/A The direct holder is a General Partner. 3112 5 HICKORY POWER LLC N/A N/A The direct holder is a Non-Managing Member. 3113 5 JAEGER II LLC N/A N/A The direct holder is a Non-Managing Member. 3114 6 NORTHAMPTON GENERATING COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 3115 5 JMCS I MANAGEMENT, LLC N/A N/A The direct holder is a Managing Member. 3116 5 LOGAN POWER LP N/A N/A The direct holder is a Limited Partner. 3117 5 PALM POWER LLC N/A N/A The direct holder is a Non-Managing Member. 3118 6 INDIANTOWN COGENERATION, L.P. N/A N/A The direct holder is a General Partner. 3119 7 INDIANTOWN COGENERATION FUNDING 100 N/A CORPORATION 3120 6 THALEIA, LLC N/A N/A The direct holder is a Non-Managing Member. 3121 7 INDIANTOWN COGENERATION, L.P. N/A N/A The direct holder is a Limited Partner. 3122 7 INDIANTOWN PROJECT INVESTMENT N/A N/A The direct holder is a PARTNERSHIP, L.P. Limited Partner. 3123 8 INDIANTOWN COGENERATION, L.P. N/A N/A The direct holder is a General Partner. 3124 5 PEREGRINE POWER LLC N/A N/A The direct holder is a Non-Managing Member. 3125 6 CHAMBERS COGENERATION LIMITED N/A N/A The direct holder is a PARTNERSHIP General Partner. 3126 5 PLAINS END FINANCING HOLDING COMPANY, N/A N/A The direct holder is a LLC Non-Managing Member. 3127 6 PLAINS END FINANCING, LLC N/A N/A The direct holder is a Non-Managing Member. 3128 7 PLAINS END II, LLC N/A N/A The direct holder is a Non-Managing Member. 3129 7 PLAINS END, LLC N/A N/A The direct holder is a Non-Managing Member. 3130 5 PLAINS END OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3131 5 POWER SERVICE COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3132 5 RATHDRUM OPERATING SERVICES COMPANY, 100 N/A INC. 3133 5 TOPAZ POWER, LLC N/A N/A The direct holder is a Non-Managing Member. 3134 6 CARNEYS POINT GENERATING COMPANY N/A N/A The direct holder is a General Partner. 3135 5 TOYAN ENTERPRISES, LLC N/A N/A The direct holder is a Non-Managing Member. 3136 6 INDIANTOWN COGENERATION, L.P. N/A N/A The direct holder is a Limited Partner. 3137 6 INDIANTOWN PROJECT INVESTMENT N/A N/A The direct holder is a PARTNERSHIP, L.P. General Partner. 3138 5 U.S. OPERATING SERVICES COMPANY N/A N/A The direct holder is a Non-Managing Member. 3139 5 WHITEWATER OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3140 5 WINDSOR FINANCING HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3141 6 WINDSOR FINANCING LLC N/A N/A The direct holder is a Non-Managing Member. 3142 7 EDGECOMBE GENCO, LLC N/A N/A The direct holder is a Non-Managing Member. 3143 7 SPRUANCE GENCO, LLC N/A N/A The direct holder is a Non-Managing Member. 3144 4 COGENTRIX DELAWARE HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3145 5 COGENTRIX EASTERN AMERICA, LLC N/A N/A The direct holder is a Non-Managing Member. 3146 6 CEDAR POWER CORPORATION 100 N/A 3147 7 CEDAR I POWER CORPORATION 100 N/A 3148 8 CEDAR II POWER CORPORATION 100 N/A 3149 9 CEDAR BAY GENERATING COMPANY, N/A N/A The direct holder is a LIMITED PARTNERSHIP General Partner. 3150 6 COGENTRIX POWER HOLDINGS II LLC N/A N/A The direct holder is a Managing Member. 3151 7 COGENTRIX ENERGY POWER COMPANY LLC N/A N/A The direct holder is a Managing Member. 3152 8 COGENTRIX SOLAR SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3153 9 APACHE SOLAR ENERGY, LLC N/A N/A The direct holder is a Managing Member. 3154 9 COGENTRIX OF ALAMOSA, LLC N/A N/A The direct holder is a Managing Member. 3155 9 SOLAR INVESTMENTS I, LLC N/A N/A The direct holder is a Managing Member. 3156 9 SOLAR INVESTMENTS VI, LLC N/A N/A The direct holder is a Managing Member. 3157 9 SOLAR INVESTMENTS VIII, LLC N/A N/A The direct holder is a Managing Member. 3158 9 SOLAR INVESTMENTS X, LLC N/A N/A The direct holder is a Managing Member. 3159 9 SOLAR INVESTMENTS XI, LLC N/A N/A The direct holder is a Managing Member. 3160 9 SOLAR INVESTMENTS XIII, LLC N/A N/A The direct holder is a Managing Member. 3161 9 SOLAR INVESTMENTS XIX, LLC N/A N/A The direct holder is a Managing Member. 3162 9 SOLAR INVESTMENTS XV, LLC N/A N/A The direct holder is a Managing Member. 3163 9 SOLAR INVESTMENTS XVI, LLC N/A N/A The direct holder is a Managing Member. 3164 9 SOLAR INVESTMENTS XVII, LLC N/A N/A The direct holder is a Managing Member. 3165 9 SOLAR INVESTMENTS XVIII, LLC N/A N/A The direct holder is a Managing Member. 3166 9 SOLAR INVESTMENTS XX, LLC N/A N/A The direct holder is a Managing Member. 3167 9 SOLAR LAND HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3168 9 SUNRAY ENERGY, INC. 100 N/A 3169 8 FALCON POWER LLC N/A N/A The direct holder is a Non-Managing Member. 3170 8 INDIAN ORCHARD GENERATING 100 N/A COMPANY, INC. 3171 8 JMCS I HOLDINGS, INC. 100 N/A 3172 9 PENTAGEN INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 3173 8 ORCHARD GAS CORPORATION 100 N/A 3174 8 RAPTOR HOLDINGS COMPANY 100 N/A 3175 9 GRAY HAWK POWER CORPORATION 100 N/A 3176 10 CEDAR BAY COGENERATION, INC. 100 N/A 3177 11 CEDAR BAY GENERATING N/A N/A The direct holder is a COMPANY, LIMITED General Partner. PARTNERSHIP 3178 6 COGENTRIX/NORTHAMPTON, LLC N/A N/A The direct holder is a Non-Managing Member. 3179 5 COGENTRIX ENERGY POWER MARKETING, INC. 100 N/A 3180 5 COGENTRIX FIELD SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3181 6 CI, LLC N/A N/A The direct holder is a Managing Member. 3182 7 CI PROPERTIES, INC. 100 N/A 3183 7 COGENTRIX OF VIRGINIA, INC. 100 N/A 3184 8 CAPISTRANO COGENERATION COMPANY 100 N/A 3185 9 JAMES RIVER COGENERATION COMPANY N/A N/A The direct holder is a General Partner. 3186 8 JAMES RIVER COGENERATION COMPANY N/A N/A The direct holder is a General Partner. 3187 7 COGENTRIX VIRGINIA LEASING 100 N/A CORPORATION 3188 7 COGENTRIX-MEXICO, INC. 100 N/A 3189 5 COGENTRIX FUELS MANAGEMENT, INC. 100 N/A 3190 5 COGENTRIX PARTS COMPANY, INC. 100 N/A 3191 5 COGENTRIX ZYDECO, LLC N/A N/A The direct holder is a Managing Member. 3192 5 SOUTHAVEN POWER, LLC N/A N/A The direct holder is a Managing Member. 3193 4 COGENTRIX ENERGY MANAGEMENT SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3194 4 COGENTRIX INTERNATIONAL HOLDINGS, INC. 100 N/A 3195 5 BASAT ELEKTRIK URETIM VE TICARET L.S. 100 N/A
3196 5 COGENTRIX INTERNATIONAL HOLDINGS, BV 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 3197 6 COGENTRIX MAURITIUS COMPANY 551112 - Offices of Port Louis MAURITIUS Other Holding Companies 3198 6 YELLOW SEA COGENERATION COMPANY, LTD. 551112 - Offices of Port Louis MAURITIUS Other Holding Companies 3199 5 COGENTRIX INTERNATIONAL TURKEY I, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3200 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3201 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3202 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3203 5 COGENTRIX INTERNATIONAL TURKEY II, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3204 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3205 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3206 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3207 5 COGENTRIX INTERNATIONAL TURKEY III, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3208 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3209 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3210 5 COGENTRIX INTERNATIONAL UK LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3211 6 ETI ELEKTRIK URETIM, A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3212 7 BASAT ELEKTRIK URETIM VE TICARET 221119 - Other Istanbul TURKEY L.S. Electric Power Generation 3213 7 DERTON ELEKTRIK URETIM VE TICARET 221119 - Other Istanbul TURKEY A.S. Electric Power Generation 3214 7 DORAT ELEKTRIK URETIM VE TICARET 221119 - Other Istanbul TURKEY A.S. Electric Power Generation 3215 7 EY-TUR ENERJI ELEKTRIK URETIM VE 221119 - Other Istanbul TURKEY TICARET L.S. Electric Power Generation 3216 7 FIRAT ELEKTRIK URETIM VE TICARET 221119 - Other Istanbul TURKEY A.S. Electric Power Generation 3217 7 KARET ELEKTRIK URETIM VE TICARET 221119 - Other Istanbul TURKEY A.S. Electric Power Generation 3218 7 MASAT ENERJI ELEKTRIK URETIM VE 221111 - Istanbul TURKEY TICARET L.S. Hydroelectric Power Generation 3219 7 SONAT ELEKTRIK URETIM VE TICARET 221111 - Istanbul TURKEY A.S. Hydroelectric Power Generation 3220 7 UCGEN ENERJI ELEKTRIK URETIM L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3221 7 YADE ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3222 5 COGENTRIX MAURITIUS COMPANY 551112 - Offices of Port Louis MAURITIUS Other Holding Companies 3223 5 COGENTRIX OF BRAZIL, INC. 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3224 5 DERTON ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3225 5 DORAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3226 5 EY-TUR ENERJI ELEKTRIK URETIM VE 221119 - Other Istanbul TURKEY TICARET L.S. Electric Power Generation 3227 5 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3228 5 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3229 5 MASAT ENERJI ELEKTRIK URETIM VE TICARET 221111 - Istanbul TURKEY L.S. Hydroelectric Power Generation 3230 5 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3231 5 UCGEN ENERJI ELEKTRIK URETIM L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3232 5 YADE ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3233 4 COGENTRIX POWER HOLDINGS I LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3234 5 COGENTRIX OPERATING SERVICES HOLDINGS, 551112 - Offices of Charlotte NC UNITED STATES LLC Other Holding Companies 3235 6 CEDAR BAY OPERATING SERVICES, LLC 811310 - Commercial Charlotte NC UNITED STATES and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance 3236 6 HOPEWELL OS, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3237 6 PORTSMOUTH OPERATING SERVICES, LLC 221112 - Fossil Fuel Charlotte NC UNITED STATES Electric Power Generation 3238 6 RATHDRUM CONSTRUCTION COMPANY, INC. 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 3239 6 SUNRAY OPERATING SERVICES, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3240 5 U.S OPERATING SERVICES HOLDINGS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3241 6 USGEN HOLDINGS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3242 6 USOSC HOLDINGS, LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3243 4 COGENTRIX WIND HOLDINGS LLC 551112 - Offices of Charlotte NC UNITED STATES Other Holding Companies 3244 5 VIENTO DE PUERTO RICO, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3245 4 DEVELOPMENT LAND HOLDINGS LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3246 4 SPECTRAWATT, INC. 523120 - Securities Hillsboro OR UNITED STATES Brokerage 3247 3 COLOMBIAN NATURAL RESOURCES I, S.A.S. 551112 - Offices of Bogota Colombia Other Holding Companies 3248 3 MCEPF METRO I, INC. 551112 - Offices of Dover DE UNITED STATES Other Holding Companies 3249 4 MITSI HOLDINGS LLC 551112 - Offices of Romulus MI UNITED STATES Other Holding Companies 3250 3 MITSI HOLDINGS LLC 551112 - Offices of Romulus MI UNITED STATES Other Holding Companies 3251 3 NATURAL RESOURCES INVESTMENTS S.L. 551112 - Offices of Madrid SPAIN Other Holding Companies 3252 3 PRICELOCK, INC. 523130 - Commodity Redwood City CA UNITED STATES Contracts Dealing 3253 2 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3254 3 GS PRIVATE EQUITY PARTNERS CONNECTICUT, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3255 2 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3256 3 GS PRIVATE EQUITY PARTNERS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3257 2 GS PRIVATE EQUITY MANAGEMENT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3258 3 GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3259 4 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3260 2 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE 525990 - Other New York NY UNITED STATES FUNDS GP, L.L.C. Financial Vehicles 3261 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 3262 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3263 4 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3264 2 GS PS 90 MEMBER LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3265 2 GS RBD HOLDINGS I CORP. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3266 3 GS RBD HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3267 4 OOO GOLDMAN SACHS 523120 - Securities Moscow RUSSIA Brokerage 3268 2 GS RBD HOLDINGS II CORP. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3269 3 GS RBD HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3270 2 GS RE HOLDINGS, INC. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 3271 3 LONGMORE CAPITAL, LLC 524298 - All Other Southborough MA UNITED STATES Insurance Related Activities 3272 3 LONGMORE CREDIT SERVICES, LLC 524298 - All Other Southborough MA UNITED STATES Insurance Related Activities 3273 3 LONGMORE CREDIT, LLC 522291 - Consumer Southborough MA UNITED STATES Lending 3274 2 GS REA HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3275 3 GS REA GOLDENBRIDGE HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3276 3 RELATED INVESTCO LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3277 2 GS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) 525990 - Other Wilmington DE UNITED STATES GP, L.L.C. Financial Vehicles 3278 3 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other George Town CAYMAN ISLANDS PARTNERS (CAYMAN) LIMITED PARTNERSHIP Financial Vehicles 3279 2 GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) 531390 - Other Wilmington DE UNITED STATES GP, L.L.C. activities related to real estate 3280 3 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other George Town CAYMAN ISLANDS PARTNERS (CORPORATE) LIMITED PARTNERSHIP Financial Vehicles 3281 2 GS REAL ESTATE MEZZANINE PARTNERS (TREATY) 531390 - Other George Town CAYMAN ISLANDS GP, LTD. activities related to real estate 3282 3 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other New York NY UNITED STATES PARTNERS (TREATY) LIMITED PARTNERSHIP Financial Vehicles 3283 2 GS REAL ESTATE MEZZANINE PARTNERS (U.S.) GP, 531390 - Other Wilmington DE UNITED STATES L.L.C. activities related to real estate 3284 3 GOLDMAN SACHS REAL ESTATE MEZZANINE 525990 - Other New York NY UNITED STATES PARTNERS (U.S.) LIMITED PARTNERSHIP Financial Vehicles 3285 2 GS REALTY INCOME ADVISORS, L.L.C. 2002 525990 - Other New York NY UNITED STATES Financial Vehicles 3286 3 GS CORE PLUS REAL ESTATE INCOME FUND 2002, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3287 2 GS RISK ADVISORS, INC. 524210 - Insurance NEW YORK NY UNITED STATES Agencies and Brokerages 3288 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 524298 - All Other Hamilton BERMUDA Insurance Related Activities 3289 3 GOLDMAN SACHS RISK ADVISORS, L.P. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 3290 2 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD 523120 - Securities Mexico City MEXICO ANONIMA DE CAPITAL VARIABLE, SOCIEDAD Brokerage FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 3291 2 GS SITE 25 HOTEL HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3292 3 GS SITE 25 HOTEL, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3293 2 GS SITE 25 RETAIL HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3294 3 GS SITE 25 RETAIL, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3295 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 3296 3 AQUAMARINE (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3297 3 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3298 4 ASO DWCS CAYMAN LLC 523991 - Trust, George Town CAYMAN ISLANDS Fiduciary, and Custody Activities 3299 4 ASO I (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 3300 4 VERDE INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 3301 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, LTD. Financial Vehicles 3302 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 3303 2 GS TDN Advisors, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3304 2 GS TXU ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3305 3 GOLDMAN SACHS TXU INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3306 2 GS TXU OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3307 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3308 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3309 4 GOLDMAN SACHS TXU INVESTORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3310 2 GS UDC 114TH STREET MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3311 2 GS VINTAGE II EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3312 3 GS VINTAGE II EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3313 3 GS VINTAGE II EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3314 2 GS YES ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3315 2 GSAM - THL ACCESS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3316 3 GS THL EQUITY FUND VI - GS ACCESS ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3317 4 THL EQUITY FUND VI - GS ACCESS EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3318 4 THL EQUITY FUND VI - GS ACCESS OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3319 4 THL EQUITY FUND VI - GS ACCESS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3320 3 THL EQUITY FUND VI - GS ACCESS DLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3321 2 GSAM GEN-PAR II, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3322 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles
3196 5 COGENTRIX INTERNATIONAL HOLDINGS, BV 100 N/A 3197 6 COGENTRIX MAURITIUS COMPANY 100 N/A 3198 6 YELLOW SEA COGENERATION COMPANY, LTD. 100 N/A 3199 5 COGENTRIX INTERNATIONAL TURKEY I, LLC N/A N/A The direct holder is a Managing Member. 3200 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3201 6 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3202 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3203 5 COGENTRIX INTERNATIONAL TURKEY II, LLC N/A N/A The direct holder is a Managing Member. 3204 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3205 6 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3206 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3207 5 COGENTRIX INTERNATIONAL TURKEY III, LLC N/A N/A The direct holder is a Managing Member. 3208 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3209 6 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3210 5 COGENTRIX INTERNATIONAL UK LIMITED 100 N/A 3211 6 ETI ELEKTRIK URETIM, A.S. 100 N/A 3212 7 BASAT ELEKTRIK URETIM VE TICARET 100 N/A L.S. 3213 7 DERTON ELEKTRIK URETIM VE TICARET 99 N/A A.S. 3214 7 DORAT ELEKTRIK URETIM VE TICARET 91 N/A A.S. 3215 7 EY-TUR ENERJI ELEKTRIK URETIM VE 100 N/A TICARET L.S. 3216 7 FIRAT ELEKTRIK URETIM VE TICARET 100 N/A A.S. 3217 7 KARET ELEKTRIK URETIM VE TICARET 100 N/A A.S. 3218 7 MASAT ENERJI ELEKTRIK URETIM VE 100 N/A TICARET L.S. 3219 7 SONAT ELEKTRIK URETIM VE TICARET 100 N/A A.S. 3220 7 UCGEN ENERJI ELEKTRIK URETIM L.S. 100 N/A 3221 7 YADE ELEKTRIK URETIM VE TICARET L.S. 99 N/A 3222 5 COGENTRIX MAURITIUS COMPANY 100 N/A 3223 5 COGENTRIX OF BRAZIL, INC. 100 N/A 3224 5 DERTON ELEKTRIK URETIM VE TICARET A.S. 99 N/A 3225 5 DORAT ELEKTRIK URETIM VE TICARET A.S. 91 N/A 3226 5 EY-TUR ENERJI ELEKTRIK URETIM VE 100 N/A TICARET L.S. 3227 5 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3228 5 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3229 5 MASAT ENERJI ELEKTRIK URETIM VE TICARET 100 N/A L.S. 3230 5 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3231 5 UCGEN ENERJI ELEKTRIK URETIM L.S. 100 N/A 3232 5 YADE ELEKTRIK URETIM VE TICARET L.S. 99 N/A 3233 4 COGENTRIX POWER HOLDINGS I LLC N/A N/A The direct holder is a Managing Member. 3234 5 COGENTRIX OPERATING SERVICES HOLDINGS, N/A N/A The direct holder is a LLC Managing Member. 3235 6 CEDAR BAY OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3236 6 HOPEWELL OS, LLC N/A N/A The direct holder is a Managing Member. 3237 6 PORTSMOUTH OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3238 6 RATHDRUM CONSTRUCTION COMPANY, INC. 100 N/A 3239 6 SUNRAY OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3240 5 U.S OPERATING SERVICES HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3241 6 USGEN HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3242 6 USOSC HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3243 4 COGENTRIX WIND HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 3244 5 VIENTO DE PUERTO RICO, LLC N/A N/A The direct holder is a Managing Member. 3245 4 DEVELOPMENT LAND HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3246 4 SPECTRAWATT, INC. 30 N/A 3247 3 COLOMBIAN NATURAL RESOURCES I, S.A.S. 100 N/A 3248 3 MCEPF METRO I, INC. 100 N/A 3249 4 MITSI HOLDINGS LLC 97 2 3250 3 MITSI HOLDINGS LLC 97 2 3251 3 NATURAL RESOURCES INVESTMENTS S.L. 100 N/A 3252 3 PRICELOCK, INC. 14 N/A 3253 2 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 3254 3 GS PRIVATE EQUITY PARTNERS CONNECTICUT, L.P. N/A N/A The direct holder is a General Partner. 3255 2 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 100 N/A 3256 3 GS PRIVATE EQUITY PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3257 2 GS PRIVATE EQUITY MANAGEMENT, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3258 3 GS PRIVATE EQUITY PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3259 4 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a Limited Partner. 3260 2 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE N/A N/A The direct holder is a FUNDS GP, L.L.C. Non-Managing Member. 3261 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 3262 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 3263 4 EDUCATION MANAGEMENT CORPORATION 42 N/A 3264 2 GS PS 90 MEMBER LLC N/A N/A The direct holder is a Managing Member. 3265 2 GS RBD HOLDINGS I CORP. 100 N/A 3266 3 GS RBD HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3267 4 OOO GOLDMAN SACHS N/A N/A The direct holder is a Non-Managing Member. 3268 2 GS RBD HOLDINGS II CORP. 100 N/A 3269 3 GS RBD HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3270 2 GS RE HOLDINGS, INC. 100 N/A 3271 3 LONGMORE CAPITAL, LLC N/A N/A The direct holder is a Non-Managing Member. 3272 3 LONGMORE CREDIT SERVICES, LLC N/A N/A The direct holder is a Non-Managing Member. 3273 3 LONGMORE CREDIT, LLC N/A N/A The direct holder is a Non-Managing Member. 3274 2 GS REA HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3275 3 GS REA GOLDENBRIDGE HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 3276 3 RELATED INVESTCO LLC 12 N/A 3277 2 GS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) N/A N/A The direct holder is a GP, L.L.C. Managing Member. 3278 3 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS (CAYMAN) LIMITED PARTNERSHIP General Partner. 3279 2 GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) N/A N/A The direct holder is a GP, L.L.C. Non-Managing Member. 3280 3 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS (CORPORATE) LIMITED PARTNERSHIP General Partner. 3281 2 GS REAL ESTATE MEZZANINE PARTNERS (TREATY) 100 N/A GP, LTD. 3282 3 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS (TREATY) LIMITED PARTNERSHIP General Partner. 3283 2 GS REAL ESTATE MEZZANINE PARTNERS (U.S.) GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 3284 3 GOLDMAN SACHS REAL ESTATE MEZZANINE N/A N/A The direct holder is a PARTNERS (U.S.) LIMITED PARTNERSHIP General Partner. 3285 2 GS REALTY INCOME ADVISORS, L.L.C. 2002 N/A N/A The direct holder is a Non-Managing Member. 3286 3 GS CORE PLUS REAL ESTATE INCOME FUND 2002, N/A N/A The direct holder is a L.P. General Partner. 3287 2 GS RISK ADVISORS, INC. 100 N/A 3288 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 100 N/A 3289 3 GOLDMAN SACHS RISK ADVISORS, L.P. N/A N/A The direct holder is a General Partner. 3290 2 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD 100 N/A ANONIMA DE CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 3291 2 GS SITE 25 HOTEL HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3292 3 GS SITE 25 HOTEL, LLC N/A N/A The direct holder is a Non-Managing Member. 3293 2 GS SITE 25 RETAIL HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3294 3 GS SITE 25 RETAIL, LLC N/A N/A The direct holder is a Non-Managing Member. 3295 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3296 3 AQUAMARINE (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 3297 3 GSSOAF HOLDING COMPANY 100 N/A 3298 4 ASO DWCS CAYMAN LLC 100 N/A 3299 4 ASO I (MAURITIUS) LIMITED 100 100 3300 4 VERDE INVESTMENTS (IRELAND) LIMITED 100 N/A 3301 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE 100 N/A FUND, LTD. 3302 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3303 2 GS TDN Advisors, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3304 2 GS TXU ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3305 3 GOLDMAN SACHS TXU INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3306 2 GS TXU OFFSHORE ADVISORS, INC. 100 N/A 3307 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3308 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3309 4 GOLDMAN SACHS TXU INVESTORS OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3310 2 GS UDC 114TH STREET MEMBER LLC N/A N/A The direct holder is a Managing Member. 3311 2 GS VINTAGE II EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3312 3 GS VINTAGE II EMPLOYEE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3313 3 GS VINTAGE II EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 3314 2 GS YES ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3315 2 GSAM - THL ACCESS, L.L.C. N/A N/A The direct holder is a Managing Member. 3316 3 GS THL EQUITY FUND VI - GS ACCESS ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3317 4 THL EQUITY FUND VI - GS ACCESS EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 3318 4 THL EQUITY FUND VI - GS ACCESS OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3319 4 THL EQUITY FUND VI - GS ACCESS, L.P. N/A N/A The direct holder is a General Partner. 3320 3 THL EQUITY FUND VI - GS ACCESS DLP, L.L.C. N/A N/A The direct holder is a Managing Member. 3321 2 GSAM GEN-PAR II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3322 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member.
3323 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3324 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3325 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 3326 5 GOLDMAN SACHS PERRY PRIVATE 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, Financial Vehicles L.P. 3327 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3328 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3329 3 GOLDMAN SACHS PETERSHILL FUND ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3330 4 GOLDMAN SACHS PETERSHILL FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 3331 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (LOPEZ-GLOBAL) HOLDINGS, LTD. Financial Vehicles 3332 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (LOPEZ-RADAR) HOLDINGS, LTD. Financial Vehicles 3333 5 GOLDMAN SACHS PETERSHILL U.S. GP 525910 - Open-End George Town CAYMAN ISLANDS (SISLER) HOLDINGS LTD. Investment Funds 3334 5 GOLDMAN SACHS PETERSHILL U.S. IM 525990 - Other George Town CAYMAN ISLANDS (LOPEZ) HOLDINGS, LTD. Financial Vehicles 3335 5 GOLDMAN SACHS PETERSHILL U.S. IM 525910 - Open-End George Town CAYMAN ISLANDS (SISLER) HOLDINGS LTD. Investment Funds 3336 4 GOLDMAN SACHS PETERSHILL PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3337 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (LOPEZ-GLOBAL) HOLDINGS, LTD. Financial Vehicles 3338 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (LOPEZ-RADAR) HOLDINGS, LTD. Financial Vehicles 3339 5 GOLDMAN SACHS PETERSHILL U.S. GP 525910 - Open-End George Town CAYMAN ISLANDS (SISLER) HOLDINGS LTD. Investment Funds 3340 5 GOLDMAN SACHS PETERSHILL U.S. IM 525990 - Other George Town CAYMAN ISLANDS (LOPEZ) HOLDINGS, LTD. Financial Vehicles 3341 5 GOLDMAN SACHS PETERSHILL U.S. IM 525910 - Open-End George Town CAYMAN ISLANDS (SISLER) HOLDINGS LTD. Investment Funds 3342 3 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3343 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS (CAYMAN), L.P. Financial Vehicles 3344 5 GOLDMAN SACHS PETERSHILL U.S. GP 525910 - Open-End George Town CAYMAN ISLANDS (SISLER) HOLDINGS LTD. Investment Funds 3345 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE, 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 3346 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other New York NY UNITED STATES (LOPEZ) HOLDINGS CORP. Financial Vehicles 3347 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525910 - Open-End New York NY UNITED STATES (SISLER) HOLDINGS CORP. Investment Funds 3348 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS (CAYMAN), L.P. Financial Vehicles 3349 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (GLOBAL) HOLDINGS, LTD. Financial Vehicles 3350 6 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (LOPEZ-GLOBAL) HOLDINGS, LTD. Financial Vehicles 3351 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (RADAR) HOLDINGS, LTD. Financial Vehicles 3352 6 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (LOPEZ-RADAR) HOLDINGS, LTD. Financial Vehicles 3353 4 GOLDMAN SACHS PETERSHILL PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3354 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other New York NY UNITED STATES (LOPEZ) HOLDINGS CORP. Financial Vehicles 3355 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525910 - Open-End New York NY UNITED STATES (SISLER) HOLDINGS CORP. Investment Funds 3356 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS (CAYMAN), L.P. Financial Vehicles 3357 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (GLOBAL) HOLDINGS, LTD. Financial Vehicles 3358 5 GOLDMAN SACHS PETERSHILL U.S. GP 525990 - Other George Town CAYMAN ISLANDS (RADAR) HOLDINGS, LTD. Financial Vehicles 3359 2 GSAM GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3360 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 525990 - Other George Town CAYMAN ISLANDS ADVISORS OFFSHORE HOLDINGS, INC. Financial Vehicles 3361 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3362 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 525990 - Other George Town CAYMAN ISLANDS ADVISORS OFFSHORE, INC. Financial Vehicles 3363 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3364 5 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3365 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3366 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3367 3 GOLDMAN SACHS CONCENTRATED MEZZANINE & 525990 - Other New York NY UNITED STATES DISTRESSED FUND II GP, LLC Financial Vehicles 3368 4 GOLDMAN SACHS CONCENTRATED MEZZANINE AND 525990 - Other New York NY UNITED STATES DISTRESSED FUND II, L.P. Financial Vehicles 3369 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3370 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other New York NY UNITED STATES ADVISORS (FL), L.L.C. Financial Vehicles 3371 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other New York NY UNITED STATES (FL), L.P. Financial Vehicles 3372 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other New York NY UNITED STATES ADVISORS II, L.L.C. Financial Vehicles 3373 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other New York NY UNITED STATES FUND II, L.P. Financial Vehicles 3374 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3375 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND II OFFSHORE, L.P. Financial Vehicles 3376 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND II OFFSHORE HOLDINGS, L.P. Financial Vehicles 3377 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3378 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND II OFFSHORE HOLDINGS, L.P. Financial Vehicles 3379 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3380 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other New York NY UNITED STATES FUND III, L.P. Financial Vehicles 3381 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3382 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND III OFFSHORE, L.P. Financial Vehicles 3383 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3384 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND III OFFSHORE HOLDINGS, L.P. Financial Vehicles 3385 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3386 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other New York NY UNITED STATES FUND IV, L.P. Financial Vehicles 3387 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other New York NY UNITED STATES EMPLOYEE FUNDS GP, L.L.C. Financial Vehicles 3388 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND IV EMPLOYEE HOLDINGS, L.P. Financial Vehicles 3389 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, LTD. Financial Vehicles 3390 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 3391 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other George Town CAYMAN ISLANDS PMD QP FUND OFFSHORE, LTD. Financial Vehicles 3392 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other New York NY UNITED STATES PMD QP FUND, L.P. Financial Vehicles 3393 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3394 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND IV OFFSHORE, L.P. Financial Vehicles 3395 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3396 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND IV OFFSHORE HOLDINGS, L.P. Financial Vehicles 3397 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3398 4 GOLDMAN SACHS EARLY SECONDARIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3399 5 GOLDMAN SACHS EARLY SECONDARIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3400 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3401 4 GOLDMAN SACHS EARLY SECONDARIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3402 3 GOLDMAN SACHS MULTI-STRATEGY FUND PALMETTO 525990 - Other New York NY UNITED STATES STATE ADVISORS, L.L.C. Financial Vehicles 3403 4 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3404 4 GOLDMAN SACHS PALMETTO STATE FUND A, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3405 5 GOLDMAN SACHS PALMETTO STATE CREDIT 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3406 4 GOLDMAN SACHS PALMETTO STATE FUND B, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3407 5 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3408 5 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3409 3 GOLDMAN SACHS PEP (NJ) ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3410 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES (NJ), L.P. Financial Vehicles 3411 3 GOLDMAN SACHS PEP (NJ) II ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3412 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES (NJ) II, L.P. Financial Vehicles 3413 3 GOLDMAN SACHS PEP 2004 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3414 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2004, L.P. Financial Vehicles 3415 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3416 3 GOLDMAN SACHS PEP 2004 DIRECT INVESTMENT 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3417 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2004 - DIRECT INVESTMENT FUND, L.P. Financial Vehicles 3418 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3419 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3420 3 GOLDMAN SACHS PEP 2004 MANAGER ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3421 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2004 - MANAGER FUND, L.P. Financial Vehicles 3422 3 GOLDMAN SACHS PEP 2004 OFFSHORE ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3423 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other George Town CAYMAN ISLANDS 2004 OFFSHORE, L.P. Financial Vehicles 3424 3 GOLDMAN SACHS PEP 2004 OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3425 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other George Town CAYMAN ISLANDS 2004 OFFSHORE HOLDINGS, L.P. Financial Vehicles 3426 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3427 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3428 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3429 5 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3430 3 GOLDMAN SACHS PEP 2005 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3431 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 3432 3 GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3433 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2005 - DIRECT INVESTMENT FUND, L.P. Financial Vehicles 3434 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3435 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3436 3 GOLDMAN SACHS PEP 2005 MANAGER ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3437 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2005 - MANAGER FUND, L.P. Financial Vehicles 3438 3 GOLDMAN SACHS PEP 2005 OFFSHORE ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3439 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other George Town CAYMAN ISLANDS 2005 OFFSHORE, L.P. Financial Vehicles 3440 3 GOLDMAN SACHS PEP 2005 OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3441 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other George Town CAYMAN ISLANDS 2005 OFFSHORE HOLDINGS, L.P. Financial Vehicles 3442 3 GOLDMAN SACHS PEP ASIA ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3443 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES ASIA FUND, L.P. Financial Vehicles 3444 3 GOLDMAN SACHS PEP ASIA OFFSHORE ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3445 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other George Town CAYMAN ISLANDS ASIA OFFSHORE FUND, L.P. Financial Vehicles 3446 3 GOLDMAN SACHS PEP IX ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3447 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3448 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3449 3 GOLDMAN SACHS PEP IX DIRECT INVESTMENT 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3450 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other New York NY UNITED STATES - DIRECT INVESTMENT FUND, L.P. Financial Vehicles
3323 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES N/A N/A The direct holder is a FUND, L.P. General Partner. 3324 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 100 N/A OFFSHORE ADVISORS, INC. 3325 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 3326 5 GOLDMAN SACHS PERRY PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, Limited Partner. L.P. 3327 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3328 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. General Partner. 3329 3 GOLDMAN SACHS PETERSHILL FUND ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3330 4 GOLDMAN SACHS PETERSHILL FUND, L.P. N/A N/A The direct holder is a General Partner. 3331 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (LOPEZ-GLOBAL) HOLDINGS, LTD. 3332 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (LOPEZ-RADAR) HOLDINGS, LTD. 3333 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (SISLER) HOLDINGS LTD. 3334 5 GOLDMAN SACHS PETERSHILL U.S. IM 100 N/A (LOPEZ) HOLDINGS, LTD. 3335 5 GOLDMAN SACHS PETERSHILL U.S. IM 100 N/A (SISLER) HOLDINGS LTD. 3336 4 GOLDMAN SACHS PETERSHILL PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 3337 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (LOPEZ-GLOBAL) HOLDINGS, LTD. 3338 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (LOPEZ-RADAR) HOLDINGS, LTD. 3339 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (SISLER) HOLDINGS LTD. 3340 5 GOLDMAN SACHS PETERSHILL U.S. IM 100 N/A (LOPEZ) HOLDINGS, LTD. 3341 5 GOLDMAN SACHS PETERSHILL U.S. IM 100 N/A (SISLER) HOLDINGS LTD. 3342 3 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 100 N/A ADVISORS, INC. 3343 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS (CAYMAN), L.P. General Partner. 3344 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (SISLER) HOLDINGS LTD. 3345 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3346 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 100 N/A (LOPEZ) HOLDINGS CORP. 3347 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 100 N/A (SISLER) HOLDINGS CORP. 3348 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS (CAYMAN), L.P. Limited Partner. 3349 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (GLOBAL) HOLDINGS, LTD. 3350 6 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (LOPEZ-GLOBAL) HOLDINGS, LTD. 3351 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (RADAR) HOLDINGS, LTD. 3352 6 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (LOPEZ-RADAR) HOLDINGS, LTD. 3353 4 GOLDMAN SACHS PETERSHILL PMD QP FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3354 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 100 N/A (LOPEZ) HOLDINGS CORP. 3355 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 100 N/A (SISLER) HOLDINGS CORP. 3356 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS (CAYMAN), L.P. Limited Partner. 3357 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (GLOBAL) HOLDINGS, LTD. 3358 5 GOLDMAN SACHS PETERSHILL U.S. GP 100 N/A (RADAR) HOLDINGS, LTD. 3359 2 GSAM GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3360 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 100 N/A ADVISORS OFFSHORE HOLDINGS, INC. 3361 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3362 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT 100 N/A ADVISORS OFFSHORE, INC. 3363 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3364 5 GOLDMAN SACHS COLUMBUS CO-INVESTMENT N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 3365 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3366 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT N/A N/A The direct holder is a FUND, L.P. General Partner. 3367 3 GOLDMAN SACHS CONCENTRATED MEZZANINE & N/A N/A The direct holder is a DISTRESSED FUND II GP, LLC Managing Member. 3368 4 GOLDMAN SACHS CONCENTRATED MEZZANINE AND N/A N/A The direct holder is a DISTRESSED FUND II, L.P. General Partner. 3369 5 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 3370 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a ADVISORS (FL), L.L.C. Managing Member. 3371 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a (FL), L.P. General Partner. 3372 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a ADVISORS II, L.L.C. Managing Member. 3373 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND II, L.P. General Partner. 3374 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 100 N/A OFFSHORE ADVISORS, INC. 3375 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND II OFFSHORE, L.P. General Partner. 3376 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND II OFFSHORE HOLDINGS, L.P. Limited Partner. 3377 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3378 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND II OFFSHORE HOLDINGS, L.P. General Partner. 3379 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3380 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND III, L.P. General Partner. 3381 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 100 N/A OFFSHORE ADVISORS, INC. 3382 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND III OFFSHORE, L.P. General Partner. 3383 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3384 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND III OFFSHORE HOLDINGS, L.P. General Partner. 3385 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3386 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND IV, L.P. General Partner. 3387 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV N/A N/A The direct holder is a EMPLOYEE FUNDS GP, L.L.C. Managing Member. 3388 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND IV EMPLOYEE HOLDINGS, L.P. General Partner. 3389 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 100 N/A EMPLOYEE FUND OFFSHORE, LTD. 3390 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 3391 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 100 N/A PMD QP FUND OFFSHORE, LTD. 3392 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV N/A N/A The direct holder is a PMD QP FUND, L.P. General Partner. 3393 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 100 N/A OFFSHORE ADVISORS, INC. 3394 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND IV OFFSHORE, L.P. General Partner. 3395 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3396 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES N/A N/A The direct holder is a FUND IV OFFSHORE HOLDINGS, L.P. General Partner. 3397 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE 100 N/A ADVISORS, INC. 3398 4 GOLDMAN SACHS EARLY SECONDARIES FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3399 5 GOLDMAN SACHS EARLY SECONDARIES FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3400 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE 100 N/A HOLDINGS ADVISORS, INC. 3401 4 GOLDMAN SACHS EARLY SECONDARIES FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3402 3 GOLDMAN SACHS MULTI-STRATEGY FUND PALMETTO N/A N/A The direct holder is a STATE ADVISORS, L.L.C. Managing Member. 3403 4 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, N/A N/A The direct holder is a L.P. General Partner. 3404 4 GOLDMAN SACHS PALMETTO STATE FUND A, L.P. N/A N/A The direct holder is a General Partner. 3405 5 GOLDMAN SACHS PALMETTO STATE CREDIT N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3406 4 GOLDMAN SACHS PALMETTO STATE FUND B, L.P. N/A N/A The direct holder is a General Partner. 3407 5 GOLDMAN SACHS YES INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 3408 5 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3409 3 GOLDMAN SACHS PEP (NJ) ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3410 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a (NJ), L.P. General Partner. 3411 3 GOLDMAN SACHS PEP (NJ) II ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3412 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a (NJ) II, L.P. General Partner. 3413 3 GOLDMAN SACHS PEP 2004 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3414 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004, L.P. General Partner. 3415 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3416 3 GOLDMAN SACHS PEP 2004 DIRECT INVESTMENT N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3417 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004 - DIRECT INVESTMENT FUND, L.P. General Partner. 3418 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3419 5 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 3420 3 GOLDMAN SACHS PEP 2004 MANAGER ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3421 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004 - MANAGER FUND, L.P. General Partner. 3422 3 GOLDMAN SACHS PEP 2004 OFFSHORE ADVISORS, 100 N/A INC. 3423 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004 OFFSHORE, L.P. General Partner. 3424 3 GOLDMAN SACHS PEP 2004 OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3425 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004 OFFSHORE HOLDINGS, L.P. General Partner. 3426 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3427 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 100 N/A OFFSHORE ADVISORS, INC. 3428 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3429 5 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3430 3 GOLDMAN SACHS PEP 2005 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3431 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2005, L.P. General Partner. 3432 3 GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3433 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2005 - DIRECT INVESTMENT FUND, L.P. General Partner. 3434 5 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 3435 5 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3436 3 GOLDMAN SACHS PEP 2005 MANAGER ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3437 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2005 - MANAGER FUND, L.P. General Partner. 3438 3 GOLDMAN SACHS PEP 2005 OFFSHORE ADVISORS, 100 N/A INC. 3439 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2005 OFFSHORE, L.P. General Partner. 3440 3 GOLDMAN SACHS PEP 2005 OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3441 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2005 OFFSHORE HOLDINGS, L.P. General Partner. 3442 3 GOLDMAN SACHS PEP ASIA ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3443 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a ASIA FUND, L.P. General Partner. 3444 3 GOLDMAN SACHS PEP ASIA OFFSHORE ADVISORS, 100 N/A INC. 3445 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a ASIA OFFSHORE FUND, L.P. General Partner. 3446 3 GOLDMAN SACHS PEP IX ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3447 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX, N/A N/A The direct holder is a L.P. General Partner. 3448 5 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3449 3 GOLDMAN SACHS PEP IX DIRECT INVESTMENT N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3450 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a - DIRECT INVESTMENT FUND, L.P. General Partner.
3451 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3452 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3453 3 GOLDMAN SACHS PEP IX MANAGER ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3454 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other New York NY UNITED STATES - MANAGER FUND, L.P. Financial Vehicles 3455 3 GOLDMAN SACHS PEP IX OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3456 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3457 3 GOLDMAN SACHS PEP IX OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3458 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3459 5 GS PEP IX Offshore YES Holdings Corp. 525990 - Other New York NY UNITED STATES Financial Vehicles 3460 6 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3461 5 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3462 3 GOLDMAN SACHS PEP NEW PARTNERS MANAGER 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3463 4 GOLDMAN SACHS PEP NEW PARTNERS-MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3464 3 GOLDMAN SACHS PEP X ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3465 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3466 3 GOLDMAN SACHS PEP X DIRECT INVESTMENT 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3467 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - 525990 - Other New York NY UNITED STATES DIRECT INVESTMENT FUND, L.P. Financial Vehicles 3468 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3469 3 GOLDMAN SACHS PEP X MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3470 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - 525990 - Other New York NY UNITED STATES MANAGER FUND, L.P. Financial Vehicles 3471 3 GOLDMAN SACHS PEP X OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3472 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3473 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3474 3 GOLDMAN SACHS PEP X OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3475 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3476 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES ENERGY ADVISORS, L.L.C. Financial Vehicles 3477 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES ENERGY FUND, L.P. Financial Vehicles 3478 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525910 - Open-End New York NY UNITED STATES ENERGY II ADVISORS, L.L.C. Investment Funds 3479 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525910 - Open-End New York NY UNITED STATES ENERGY FUND II, L.P. Investment Funds 3480 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 551112 - Offices of George Town CAYMAN ISLANDS ENERGY II OFFSHORE ADVISORS, INC. Other Holding Companies 3481 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525910 - Open-End George Town CAYMAN ISLANDS ENERGY FUND II OFFSHORE, L.P. Investment Funds 3482 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 551112 - Offices of George Town CAYMAN ISLANDS ENERGY II OFFSHORE HOLDINGS ADVISORS, INC. Other Holding Companies 3483 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525910 - Open-End George Town CAYMAN ISLANDS ENERGY FUND II OFFSHORE HOLDINGS, L.P. Investment Funds 3484 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE OFFSHORE ADVISORS, INC. Financial Vehicles 3485 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3486 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE FUND OFFSHORE, L.P. Financial Vehicles 3487 5 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS CONCENTRATED HEALTHCARE FUND OFFSHORE Financial Vehicles HOLDINGS, L.P. 3488 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3489 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES ADVISORS, L.L.C. Financial Vehicles 3490 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND, L.P. Financial Vehicles 3491 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND II ADVISORS, L.L.C. Financial Vehicles 3492 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND II, L.P. Financial Vehicles 3493 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE ADVISORS, INC. Financial Vehicles 3494 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE, L.P. Financial Vehicles 3495 5 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS CONCENTRATED OPPORTUNITIES FUND Financial Vehicles OFFSHORE HOLDINGS, L.P. 3496 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE HOLDINGS ADVISORS, Financial Vehicles INC. 3497 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, Financial Vehicles L.P. 3498 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND (AP) OFFSHORE ADVISORS, INC. Financial Vehicles 3499 4 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS MULTI-STRATEGY FUND (AP) OFFSHORE, L.P. Financial Vehicles 3500 5 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS MULTI-STRATEGY FUND (AP) OFFSHORE Financial Vehicles HOLDINGS, L.P. 3501 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND (AP) OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3502 4 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS MULTI-STRATEGY FUND (AP) OFFSHORE Financial Vehicles HOLDINGS, L.P. 3503 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE ADVISORS, INC. Financial Vehicles 3504 4 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS MULTI-STRATEGY FUND OFFSHORE, L.P. Financial Vehicles 3505 5 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS MULTI-STRATEGY FUND OFFSHORE HOLDINGS, Financial Vehicles L.P. 3506 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3507 4 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS MULTI-STRATEGY FUND OFFSHORE HOLDINGS, Financial Vehicles L.P. 3508 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 525990 - Other New York NY UNITED STATES EMPLOYEE FUNDS GP, L.L.C. Financial Vehicles 3509 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other George Town CAYMAN ISLANDS 2004 EMPLOYEE FUND OFFSHORE, L.P. Financial Vehicles 3510 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 525990 - Other New York NY UNITED STATES 2004 EMPLOYEE FUND, L.P. Financial Vehicles 3511 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3512 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, LTD. Financial Vehicles 3513 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED 525990 - Other New York NY UNITED STATES II OFFSHORE ADVISORS, LLC Financial Vehicles 3514 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED 525990 - Other Edinburgh UNITED KINGDOM II OFFSHORE, L.P. Financial Vehicles (OTHER) 3515 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED 525990 - Other New York NY UNITED STATES II OFFSHORE HOLDINGS ADVISORS, LLC Financial Vehicles 3516 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED 525990 - Other Edinburgh UNITED KINGDOM II OFFSHORE HOLDINGS, L.P. Financial Vehicles (OTHER) 3517 3 GOLDMAN SACHS VINTAGE FUND IV ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3518 4 GOLDMAN SACHS VINTAGE FUND IV, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3519 5 GSVF-IV ONSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3520 3 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 3521 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 3522 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3523 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 3524 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3525 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3526 4 GOLDMAN SACHS VINTAGE FUND V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3527 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3528 4 GOLDMAN SACHS VINTAGE FUND V EUROPE 525990 - Other Edinburgh UNITED KINGDOM HOLDINGS, L.P. Financial Vehicles (OTHER) 3529 4 GOLDMAN SACHS VINTAGE FUND V EUROPE, L.P. 525990 - Other Edinburgh UNITED KINGDOM Financial Vehicles (OTHER) 3530 5 GOLDMAN SACHS VINTAGE FUND V EUROPE 525990 - Other Edinburgh UNITED KINGDOM HOLDINGS, L.P. Financial Vehicles (OTHER) 3531 4 GOLDMAN SACHS VINTAGE FUND V, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3532 3 GOLDMAN SACHS VINTAGE FUND V HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3533 4 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3534 3 GOLDMAN SACHS VINTAGE FUND V INITIAL 525990 - Other Frankfurt am GERMANY PARTNER GMBH Financial Vehicles Main 3535 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3536 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3537 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3538 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3539 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3540 3 GOLDMAN SACHS VINTAGE III ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3541 4 GOLDMAN SACHS VINTAGE FUND III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3542 5 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3543 3 GOLDMAN SACHS VINTAGE III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3544 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3545 5 GOLDMAN SACHS VINTAGE FUND III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3546 3 GOLDMAN SACHS VINTAGE III OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3547 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3548 3 GS ACCESS - LIBERTY HARBOR/PERRY ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3549 4 GS ACCESS-LIBERTY HARBOR/PERRY, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3550 3 GS CONCENTRATED ENERGY OFFSHORE ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3551 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS ENERGY FUND OFFSHORE, L.P. Financial Vehicles 3552 5 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS CONCENTRATED ENERGY FUND OFFSHORE Financial Vehicles HOLDINGS, L.P. 3553 3 GS CONCENTRATED ENERGY OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3554 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS ENERGY FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3555 3 GS DISTRESSED OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3556 4 GS DISTRESSED OPPORTUNITIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3557 3 GS DISTRESSED OPPORTUNITIES OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3558 4 GS DISTRESSED OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3559 5 GS DISTRESSED OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3560 3 GS Distressed Opportunities Offshore 525990 - Other George Town CAYMAN ISLANDS Holdings Advisors, Inc. Financial Vehicles 3561 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3562 3 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II 525990 - Other New York NY UNITED STATES ACCESS FUND ADVISORS, L.L.C. Financial Vehicles 3563 4 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II 525990 - Other New York NY UNITED STATES ACCESS FUND, L.P. Financial Vehicles 3564 3 GS MERCHANT BANKING ACCESS 2006 ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3565 4 GOLDMAN SACHS MERCHANT BANKING ACCESS 525990 - Other New York NY UNITED STATES FUND 2006, L.P. Financial Vehicles 3566 5 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2007 Financial Vehicles 3567 6 W2007 FINANCE SUB, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3568 7 BLACKSTONE HLT PRINCIPAL 531390 - Other New York NY UNITED STATES TRANSACTION PARTNERS, L.P. activities related to real estate 3569 7 W2007 230 PARK, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3570 7 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3571 7 W2007 MVP HOTELS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3572 7 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3573 8 AMERICAN CASINO & ENTERTAINMENT 525990 - Other Wilmington DE UNITED STATES PROPERTIES LLC Financial Vehicles 3574 7 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3575 8 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3576 9 ATLANTIC 2 - BERENICE FONDO 525990 - Other Milan ITALY (OTHER) COMUNE DI INVESTIMENTO Financial Vehicles IMMOBILIARE DI TIPO CHIUSO 3577 7 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3578 7 WHITEHALL EUROPEAN RE 8 S. A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles
3451 5 LVB ACQUISITION HOLDING, LLC N/A N/A The direct holder is a Non-Managing Member. 3452 5 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3453 3 GOLDMAN SACHS PEP IX MANAGER ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3454 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a - MANAGER FUND, L.P. General Partner. 3455 3 GOLDMAN SACHS PEP IX OFFSHORE ADVISORS, INC. 100 N/A 3456 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3457 3 GOLDMAN SACHS PEP IX OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3458 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3459 5 GS PEP IX Offshore YES Holdings Corp. 100 N/A 3460 6 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3461 5 GS PEP SAFWAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3462 3 GOLDMAN SACHS PEP NEW PARTNERS MANAGER N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3463 4 GOLDMAN SACHS PEP NEW PARTNERS-MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3464 3 GOLDMAN SACHS PEP X ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3465 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, N/A N/A The direct holder is a L.P. General Partner. 3466 3 GOLDMAN SACHS PEP X DIRECT INVESTMENT N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3467 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - N/A N/A The direct holder is a DIRECT INVESTMENT FUND, L.P. General Partner. 3468 5 YES NETWORK HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3469 3 GOLDMAN SACHS PEP X MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3470 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - N/A N/A The direct holder is a MANAGER FUND, L.P. General Partner. 3471 3 GOLDMAN SACHS PEP X OFFSHORE ADVISORS, INC. 100 N/A 3472 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3473 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3474 3 GOLDMAN SACHS PEP X OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3475 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3476 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY ADVISORS, L.L.C. Managing Member. 3477 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND, L.P. General Partner. 3478 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY II ADVISORS, L.L.C. Managing Member. 3479 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND II, L.P. General Partner. 3480 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A ENERGY II OFFSHORE ADVISORS, INC. 3481 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND II OFFSHORE, L.P. General Partner. 3482 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A ENERGY II OFFSHORE HOLDINGS ADVISORS, INC. 3483 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND II OFFSHORE HOLDINGS, L.P. General Partner. 3484 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A HEALTHCARE OFFSHORE ADVISORS, INC. 3485 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. General Partner. 3486 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a HEALTHCARE FUND OFFSHORE, L.P. General Partner. 3487 5 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a CONCENTRATED HEALTHCARE FUND OFFSHORE Limited Partner. HOLDINGS, L.P. 3488 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A HEALTHCARE OFFSHORE HOLDINGS ADVISORS, INC. 3489 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES ADVISORS, L.L.C. Managing Member. 3490 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND, L.P. General Partner. 3491 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND II ADVISORS, L.L.C. Managing Member. 3492 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND II, L.P. General Partner. 3493 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A OPPORTUNITIES OFFSHORE ADVISORS, INC. 3494 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE, L.P. General Partner. 3495 5 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a CONCENTRATED OPPORTUNITIES FUND Limited Partner. OFFSHORE HOLDINGS, L.P. 3496 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A OPPORTUNITIES OFFSHORE HOLDINGS ADVISORS, INC. 3497 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, General Partner. L.P. 3498 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 100 N/A FUND (AP) OFFSHORE ADVISORS, INC. 3499 4 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a MULTI-STRATEGY FUND (AP) OFFSHORE, L.P. General Partner. 3500 5 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a MULTI-STRATEGY FUND (AP) OFFSHORE Limited Partner. HOLDINGS, L.P. 3501 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 100 N/A FUND (AP) OFFSHORE HOLDINGS ADVISORS, INC. 3502 4 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a MULTI-STRATEGY FUND (AP) OFFSHORE General Partner. HOLDINGS, L.P. 3503 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 100 N/A FUND OFFSHORE ADVISORS, INC. 3504 4 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a MULTI-STRATEGY FUND OFFSHORE, L.P. General Partner. 3505 5 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a MULTI-STRATEGY FUND OFFSHORE HOLDINGS, Limited Partner. L.P. 3506 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 100 N/A FUND OFFSHORE HOLDINGS ADVISORS, INC. 3507 4 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a MULTI-STRATEGY FUND OFFSHORE HOLDINGS, General Partner. L.P. 3508 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 N/A N/A The direct holder is a EMPLOYEE FUNDS GP, L.L.C. Managing Member. 3509 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004 EMPLOYEE FUND OFFSHORE, L.P. General Partner. 3510 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS N/A N/A The direct holder is a 2004 EMPLOYEE FUND, L.P. General Partner. 3511 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3512 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX 100 N/A EMPLOYEE FUND OFFSHORE, LTD. 3513 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED N/A N/A The direct holder is a II OFFSHORE ADVISORS, LLC Managing Member. 3514 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED N/A N/A The direct holder is a II OFFSHORE, L.P. General Partner. 3515 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED N/A N/A The direct holder is a II OFFSHORE HOLDINGS ADVISORS, LLC Managing Member. 3516 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED N/A N/A The direct holder is a II OFFSHORE HOLDINGS, L.P. General Partner. 3517 3 GOLDMAN SACHS VINTAGE FUND IV ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3518 4 GOLDMAN SACHS VINTAGE FUND IV, L.P. N/A N/A The direct holder is a General Partner. 3519 5 GSVF-IV ONSHORE RAVEN MANAGER STAKE LLC N/A N/A The direct holder is a Managing Member. 3520 3 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND N/A N/A The direct holder is a GP, L.L.C. Managing Member. 3521 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE 100 N/A FUND OFFSHORE, LTD. 3522 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 3523 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND 100 N/A OFFSHORE, LTD. 3524 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP N/A N/A The direct holder is a FUND, L.P. General Partner. 3525 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS GMBH 100 N/A 3526 4 GOLDMAN SACHS VINTAGE FUND V GMBH & CO. KG N/A N/A The direct holder is a General Partner. 3527 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3528 4 GOLDMAN SACHS VINTAGE FUND V EUROPE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3529 4 GOLDMAN SACHS VINTAGE FUND V EUROPE, L.P. N/A N/A The direct holder is a General Partner. 3530 5 GOLDMAN SACHS VINTAGE FUND V EUROPE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3531 4 GOLDMAN SACHS VINTAGE FUND V, L.P. N/A N/A The direct holder is a General Partner. 3532 3 GOLDMAN SACHS VINTAGE FUND V HOLDINGS 100 N/A ADVISORS, INC. 3533 4 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 3534 3 GOLDMAN SACHS VINTAGE FUND V INITIAL 100 N/A PARTNER GMBH 3535 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE 100 N/A ADVISORS, INC. 3536 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3537 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE 100 N/A HOLDINGS ADVISORS, INC. 3538 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3539 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 3540 3 GOLDMAN SACHS VINTAGE III ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3541 4 GOLDMAN SACHS VINTAGE FUND III, L.P. N/A N/A The direct holder is a General Partner. 3542 5 VF III HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3543 3 GOLDMAN SACHS VINTAGE III OFFSHORE 100 N/A ADVISORS, INC. 3544 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3545 5 GOLDMAN SACHS VINTAGE FUND III OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3546 3 GOLDMAN SACHS VINTAGE III OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3547 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3548 3 GS ACCESS - LIBERTY HARBOR/PERRY ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3549 4 GS ACCESS-LIBERTY HARBOR/PERRY, L.P. N/A N/A The direct holder is a General Partner. 3550 3 GS CONCENTRATED ENERGY OFFSHORE ADVISORS, 100 N/A INC. 3551 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND OFFSHORE, L.P. General Partner. 3552 5 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a CONCENTRATED ENERGY FUND OFFSHORE Limited Partner. HOLDINGS, L.P. 3553 3 GS CONCENTRATED ENERGY OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3554 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND OFFSHORE HOLDINGS, L.P. General Partner. 3555 3 GS DISTRESSED OPPORTUNITIES ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3556 4 GS DISTRESSED OPPORTUNITIES FUND, L.P. N/A N/A The direct holder is a General Partner. 3557 3 GS DISTRESSED OPPORTUNITIES OFFSHORE 100 N/A ADVISORS, INC. 3558 4 GS DISTRESSED OPPORTUNITIES FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3559 5 GS DISTRESSED OPPORTUNITIES FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3560 3 GS Distressed Opportunities Offshore 100 N/A Holdings Advisors, Inc. 3561 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3562 3 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II N/A N/A The direct holder is a ACCESS FUND ADVISORS, L.L.C. Managing Member. 3563 4 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II N/A N/A The direct holder is a ACCESS FUND, L.P. General Partner. 3564 3 GS MERCHANT BANKING ACCESS 2006 ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3565 4 GOLDMAN SACHS MERCHANT BANKING ACCESS N/A N/A The direct holder is a FUND 2006, L.P. General Partner. 3566 5 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2007 Limited Partner. 3567 6 W2007 FINANCE SUB, LLC N/A N/A The direct holder is a Managing Member. 3568 7 BLACKSTONE HLT PRINCIPAL N/A 32 TRANSACTION PARTNERS, L.P. 3569 7 W2007 230 PARK, LLC N/A N/A The direct holder is a Managing Member. 3570 7 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3571 7 W2007 MVP HOTELS, LLC 94 N/A 3572 7 W2007/ACEP HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3573 8 AMERICAN CASINO & ENTERTAINMENT N/A 100 PROPERTIES LLC 3574 7 WHITEHALL EUROPEAN RE 6 S.A R.L. 70 N/A This holding represents ownership in Class F shares. 3575 8 ZWINGER OPCO 6 B.V. 100 N/A 3576 9 ATLANTIC 2 - BERENICE FONDO 94 N/A COMUNE DI INVESTIMENTO IMMOBILIARE DI TIPO CHIUSO 3577 7 WHITEHALL EUROPEAN RE 7 S.A R.L. 84 N/A This holding represents ownership in Class A shares. 3578 7 WHITEHALL EUROPEAN RE 8 S. A R.L. 84 N/A This holding represents ownership in Class A shares.
3579 6 WHITEHALL EUROPEAN RE 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3580 7 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3581 6 WHITEHALL EUROPEAN RE 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3582 7 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3583 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3584 4 GS Mount Kellett Capital Partners Access 525990 - Other New York NY UNITED STATES Fund, L.P. Financial Vehicles 3585 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3586 4 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3587 4 GS Mount Kellett Capital Partners Access 525990 - Other George Town CAYMAN ISLANDS Corporate Feeder Fund, Ltd. Financial Vehicles 3588 4 GS Mount Kellett Capital Partners Access 525990 - Other George Town CAYMAN ISLANDS Fund Offshore, L.P. Financial Vehicles 3589 3 GS PE CSEC CORPORATE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3590 4 GS PE CSEC CORPORATE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3591 5 GS ESF QEP OFFSHORE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3592 3 GS PE CSEC OFFSHORE ADVISORS, INC. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 3593 4 GS PE CSEC OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3594 5 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3595 3 GS PE CSEC OFFSHORE HOLDINGS ADVISORS, INC. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 3596 4 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3597 3 GS PEP 1999 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3598 4 GS PRIVATE EQUITY PARTNERS 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3599 3 GS PEP 1999 DIRECT INVESTMENT ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3600 4 GS PRIVATE EQUITY PARTNERS 1999 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3601 3 GS PEP 1999 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3602 4 GS PRIVATE EQUITY PARTNERS 1999 - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3603 3 GS PEP 1999 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3604 4 GS PRIVATE EQUITY PARTNERS 1999 OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3605 3 GS PEP 2000 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3606 4 GS PRIVATE EQUITY PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3607 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3608 3 GS PEP 2000 DIRECT INVESTMENT ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3609 4 GS PRIVATE EQUITY PARTNERS 2000 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3610 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3611 3 GS PEP 2000 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3612 4 GS PRIVATE EQUITY PARTNERS 2000 - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3613 5 GS Private Equity Partners 2000 - 525990 - Other George Town CAYMAN ISLANDS Manager BC Holdings Limited Financial Vehicles 3614 3 GS PEP 2000 OFFSHORE ADVISORS, INC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3615 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3616 3 GS PEP 2000 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3617 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3618 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3619 5 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3620 3 GS PEP 2002 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3621 4 GS PRIVATE EQUITY PARTNERS 2002, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3622 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3623 3 GS PEP 2002 DIRECT INVESTMENT ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3624 4 GS PRIVATE EQUITY PARTNERS 2002 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3625 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3626 3 GS PEP 2002 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3627 4 GS PRIVATE EQUITY PARTNERS 2002 - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3628 3 GS PEP 2002 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3629 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3630 3 GS PEP 2002 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3631 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3632 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3633 3 GS PEP II ADVISORS (SC), L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3634 4 GS PRIVATE EQUITY PARTNERS II (SOUTHERN 525990 - Other New York NY UNITED STATES COMPANY) - MANAGER FUND, L.P. Financial Vehicles 3635 3 GS PEP II ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3636 4 GS PRIVATE EQUITY PARTNERS II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3637 5 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3638 3 GS PEP II DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3639 4 GS PRIVATE EQUITY PARTNERS II-DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3640 3 GS PEP II MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3641 4 GS PRIVATE EQUITY PARTNERS II - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3642 3 GS PEP II OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3643 4 GS PRIVATE EQUITY PARTNERS II OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3644 5 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3645 3 GS PEP III ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3646 4 GS PRIVATE EQUITY PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3647 5 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3648 3 GS PEP III OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3649 4 GS PRIVATE EQUITY PARTNERS III OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3650 3 GS PEP OFFSHORE ADVISORS (NBK), INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3651 4 NBK/GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3652 3 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3653 3 GS PEP TECH 2000 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3654 4 GS PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3655 3 GS PEP TECH 2000 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3656 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3657 3 GS PEP TECH 2000 OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3658 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3659 3 GS PRIVATE EQUITY ALLOCATION ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3660 4 GOLDMAN SACHS PRIVATE EQUITY ALLOCATION 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3661 3 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3662 3 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3663 3 GS PRIVATE EQUITY MANAGEMENT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3664 3 GS RA PROGRAM I ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3665 4 GS RA PROGRAM I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3666 3 GS REAL ESTATE OPPORTUNITIES 2006 ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3667 4 GOLDMAN SACHS REAL ESTATE OPPORTUNITIES 525990 - Other New York NY UNITED STATES FUND 2006, L.P. Financial Vehicles 3668 5 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3669 5 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2007 Financial Vehicles 3670 3 GS SPECIAL OPPORTUNITIES 2006 ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3671 4 GOLDMAN SACHS SPECIAL OPPORTUNITIES FUND 525990 - Other New York NY UNITED STATES 2006, L.P. Financial Vehicles 3672 5 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2007 Financial Vehicles 3673 3 GS Special Opportunities 2008 Advisors, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3674 4 Goldman Sachs Special Opportunities Fund 525990 - Other New York NY UNITED STATES 2008, L.P. Financial Vehicles 3675 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3676 4 GS U.S. MIDDLE MARKET BUYOUT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3677 5 GS U.S. MIDDLE MARKET BUYOUT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3678 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3679 4 GS U.S. MIDDLE MARKET BUYOUT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3680 3 GS VINTAGE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3681 4 GS VINTAGE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3682 3 GS VINTAGE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3683 4 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3684 3 GS VINTAGE II ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3685 4 GS VINTAGE FUND II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3686 3 GS VINTAGE II OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3687 4 GS VINTAGE FUND II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3688 5 GS VINTAGE FUND II OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3689 3 GS VINTAGE II OFFSHORE HOLDINGS ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3690 4 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3691 3 GS VINTAGE OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3692 4 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3693 3 GS VINTAGE/REAL ESTATE MEZZANINE ACCESS 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3694 4 GOLDMAN SACHS VINTAGE/REAL ESTATE 525990 - Other New York NY UNITED STATES MEZZANINE ACCESS FUND, L.P. Financial Vehicles 3695 3 GS WLR OPPORTUNITIES ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3696 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3697 3 GS WLR OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3698 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3699 3 Goldman Sachs Early Secondaries Advisors, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3700 4 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3701 3 Goldman Sachs PEG Advisors, Inc. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3702 3 Goldman Sachs PEP 2004 US-Focused (KP) 525990 - Other George Town CAYMAN ISLANDS Offshore Holdings Advisors, Inc. Financial Vehicles 3703 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3704 3 Goldman Sachs Private Equity Opportunities 525990 - Other George Town CAYMAN ISLANDS Advisors, Inc. Financial Vehicles 3705 4 GOLDMAN SACHS PRIVATE EQUITY 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES, L.P. Financial Vehicles 3706 5 Exeter Finance Holdings, L.P. 525990 - Other Atlanta GA UNITED STATES
3579 6 WHITEHALL EUROPEAN RE 4 S.A R.L. 100 N/A 3580 7 ZWINGER OPCO 6 B.V. 100 N/A 3581 6 WHITEHALL EUROPEAN RE 5 S.A R.L. 99 N/A 3582 7 ZWINGER OPCO 6 B.V. 100 N/A 3583 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3584 4 GS Mount Kellett Capital Partners Access N/A N/A The direct holder is a Fund, L.P. General Partner. 3585 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS 100 N/A OFFSHORE ADVISORS, INC. 3586 4 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. General Partner. 3587 4 GS Mount Kellett Capital Partners Access 100 N/A Corporate Feeder Fund, Ltd. 3588 4 GS Mount Kellett Capital Partners Access N/A N/A The direct holder is a Fund Offshore, L.P. General Partner. 3589 3 GS PE CSEC CORPORATE HOLDINGS ADVISORS, INC. 100 N/A 3590 4 GS PE CSEC CORPORATE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3591 5 GS ESF QEP OFFSHORE HOLDINGS CORP. 100 N/A 3592 3 GS PE CSEC OFFSHORE ADVISORS, INC. 100 N/A 3593 4 GS PE CSEC OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3594 5 GS PE CSEC OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3595 3 GS PE CSEC OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3596 4 GS PE CSEC OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3597 3 GS PEP 1999 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3598 4 GS PRIVATE EQUITY PARTNERS 1999, L.P. N/A N/A The direct holder is a General Partner. 3599 3 GS PEP 1999 DIRECT INVESTMENT ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3600 4 GS PRIVATE EQUITY PARTNERS 1999 - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3601 3 GS PEP 1999 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3602 4 GS PRIVATE EQUITY PARTNERS 1999 - MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3603 3 GS PEP 1999 OFFSHORE ADVISORS, INC. 100 N/A 3604 4 GS PRIVATE EQUITY PARTNERS 1999 OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3605 3 GS PEP 2000 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3606 4 GS PRIVATE EQUITY PARTNERS 2000, L.P. N/A N/A The direct holder is a General Partner. 3607 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3608 3 GS PEP 2000 DIRECT INVESTMENT ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3609 4 GS PRIVATE EQUITY PARTNERS 2000 - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3610 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3611 3 GS PEP 2000 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3612 4 GS PRIVATE EQUITY PARTNERS 2000 - MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3613 5 GS Private Equity Partners 2000 - 100 N/A Manager BC Holdings Limited 3614 3 GS PEP 2000 OFFSHORE ADVISORS, INC 100 N/A 3615 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3616 3 GS PEP 2000 OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3617 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3618 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3619 5 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3620 3 GS PEP 2002 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3621 4 GS PRIVATE EQUITY PARTNERS 2002, L.P. N/A N/A The direct holder is a General Partner. 3622 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3623 3 GS PEP 2002 DIRECT INVESTMENT ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3624 4 GS PRIVATE EQUITY PARTNERS 2002 - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3625 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3626 3 GS PEP 2002 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3627 4 GS PRIVATE EQUITY PARTNERS 2002 - MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3628 3 GS PEP 2002 OFFSHORE ADVISORS, INC. 100 N/A 3629 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3630 3 GS PEP 2002 OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3631 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3632 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3633 3 GS PEP II ADVISORS (SC), L.L.C. N/A N/A The direct holder is a Managing Member. 3634 4 GS PRIVATE EQUITY PARTNERS II (SOUTHERN N/A N/A The direct holder is a COMPANY) - MANAGER FUND, L.P. General Partner. 3635 3 GS PEP II ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3636 4 GS PRIVATE EQUITY PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 3637 5 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 3638 3 GS PEP II DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3639 4 GS PRIVATE EQUITY PARTNERS II-DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3640 3 GS PEP II MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3641 4 GS PRIVATE EQUITY PARTNERS II - MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3642 3 GS PEP II OFFSHORE ADVISORS, INC. 100 N/A 3643 4 GS PRIVATE EQUITY PARTNERS II OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3644 5 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3645 3 GS PEP III ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3646 4 GS PRIVATE EQUITY PARTNERS III, L.P. N/A N/A The direct holder is a General Partner. 3647 5 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 3648 3 GS PEP III OFFSHORE ADVISORS, INC. 100 N/A 3649 4 GS PRIVATE EQUITY PARTNERS III OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3650 3 GS PEP OFFSHORE ADVISORS (NBK), INC. 100 N/A 3651 4 NBK/GS PRIVATE EQUITY PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3652 3 GS PEP SAFWAY HOLDINGS, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3653 3 GS PEP TECH 2000 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3654 4 GS PEP TECHNOLOGY FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 3655 3 GS PEP TECH 2000 OFFSHORE ADVISORS, INC. 100 N/A 3656 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3657 3 GS PEP TECH 2000 OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3658 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3659 3 GS PRIVATE EQUITY ALLOCATION ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3660 4 GOLDMAN SACHS PRIVATE EQUITY ALLOCATION N/A N/A The direct holder is a FUND, L.P. General Partner. 3661 3 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, N/A N/A The direct holder is a L.L.C. Managing Member. 3662 3 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 100 N/A 3663 3 GS PRIVATE EQUITY MANAGEMENT, L.L.C. N/A N/A The direct holder is a Managing Member. 3664 3 GS RA PROGRAM I ADVISORS, INC. 100 N/A 3665 4 GS RA PROGRAM I, L.P. N/A N/A The direct holder is a General Partner. 3666 3 GS REAL ESTATE OPPORTUNITIES 2006 ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3667 4 GOLDMAN SACHS REAL ESTATE OPPORTUNITIES N/A N/A The direct holder is a FUND 2006, L.P. General Partner. 3668 5 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 3669 5 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2007 Limited Partner. 3670 3 GS SPECIAL OPPORTUNITIES 2006 ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3671 4 GOLDMAN SACHS SPECIAL OPPORTUNITIES FUND N/A N/A The direct holder is a 2006, L.P. General Partner. 3672 5 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2007 Limited Partner. 3673 3 GS Special Opportunities 2008 Advisors, N/A N/A The direct holder is a L.L.C. Managing Member. 3674 4 Goldman Sachs Special Opportunities Fund N/A N/A The direct holder is a 2008, L.P. General Partner. 3675 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE 100 N/A ADVISORS, INC. 3676 4 GS U.S. MIDDLE MARKET BUYOUT FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3677 5 GS U.S. MIDDLE MARKET BUYOUT FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3678 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE 100 N/A HOLDINGS ADVISORS, INC. 3679 4 GS U.S. MIDDLE MARKET BUYOUT FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3680 3 GS VINTAGE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3681 4 GS VINTAGE FUND, L.P. N/A N/A The direct holder is a General Partner. 3682 3 GS VINTAGE FUND OFFSHORE, LTD. 100 N/A 3683 4 GS VINTAGE FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3684 3 GS VINTAGE II ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3685 4 GS VINTAGE FUND II, L.P. N/A N/A The direct holder is a General Partner. 3686 3 GS VINTAGE II OFFSHORE ADVISORS, INC. 100 N/A 3687 4 GS VINTAGE FUND II OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3688 5 GS VINTAGE FUND II OFFSHORE HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 3689 3 GS VINTAGE II OFFSHORE HOLDINGS ADVISORS, 100 N/A INC. 3690 4 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3691 3 GS VINTAGE OFFSHORE ADVISORS, INC. 100 N/A 3692 4 GS VINTAGE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3693 3 GS VINTAGE/REAL ESTATE MEZZANINE ACCESS N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3694 4 GOLDMAN SACHS VINTAGE/REAL ESTATE N/A N/A The direct holder is a MEZZANINE ACCESS FUND, L.P. General Partner. 3695 3 GS WLR OPPORTUNITIES ADVISORS OFFSHORE, INC. 100 N/A 3696 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3697 3 GS WLR OPPORTUNITIES ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3698 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND, L.P. N/A N/A The direct holder is a General Partner. 3699 3 Goldman Sachs Early Secondaries Advisors, N/A N/A The direct holder is a L.L.C. Managing Member. 3700 4 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. N/A N/A The direct holder is a General Partner. 3701 3 Goldman Sachs PEG Advisors, Inc. 100 N/A 3702 3 Goldman Sachs PEP 2004 US-Focused (KP) 100 N/A Offshore Holdings Advisors, Inc. 3703 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3704 3 Goldman Sachs Private Equity Opportunities 100 N/A Advisors, Inc. 3705 4 GOLDMAN SACHS PRIVATE EQUITY N/A N/A The direct holder is a OPPORTUNITIES, L.P. General Partner. 3706 5 Exeter Finance Holdings, L.P. N/A N/A The direct holder is a Limited Partner.
3707 6 Exeter Finance Corp. 522220 - Sales Irving TX UNITED STATES Financing 3708 7 EXETER FUNDING LLC 525990 - Other Irving TX UNITED STATES Financial Vehicles 3709 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3710 6 PRIVATE EQUITY SECONDARY 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES, L.P. Financial Vehicles 3711 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3712 5 TECHPROCESS SOLUTIONS LIMITED 522320 - Financial Mumbai INDIA (OTHER) Transactions Processing, Reserve, and Clearinghouse Activities 3713 5 TP HOLD CO (MAURITIUS) LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 3714 3 Goldman Sachs Vintage Fund IV Offshore 525990 - Other George Town CAYMAN ISLANDS Advisors, Inc. Financial Vehicles 3715 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3716 3 Goldman Sachs Vintage Fund IV Offshore 525990 - Other George Town CAYMAN ISLANDS Holdings Advisors, Inc. Financial Vehicles 3717 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3718 5 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3719 3 MULTI-STRATEGY HOLDINGS OFFSHORE ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3720 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3721 3 RICHMOND ACQUISITION GP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3722 4 Richmond Acquisition, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3723 3 VF III HOLDINGS OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3724 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3725 2 GSCP EXPRO ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3726 3 GSCP EXPRO INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3727 2 GSCP KMI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3728 3 GSCP KMI INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3729 4 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3730 2 GSCP KMI OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3731 3 GSCP KMI INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3732 4 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3733 2 GSCP LATIN AMERICA LLC 522294 - Secondary New York NY UNITED STATES Market Financing 3734 2 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 522298 - All Other Mexico City MEXICO Nondepository Credit Intermediation 3735 2 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3736 2 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3737 2 GSCP VI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3738 3 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3739 2 GSCS HOLDINGS I, LLC 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 3740 3 GSCS HOLDINGS II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 3741 2 GSEM (DEL) INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3742 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3743 3 GSEM (DEL) HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3744 3 GSEM (DEL) LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3745 4 GS EQUITY MARKETS, L.P. 525990 - Other Hamilton BERMUDA Financial Vehicles 3746 2 GSEM ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3747 2 GSFS INVESTMENTS I CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3748 3 CASPIAN FINANCING LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3749 4 ENTERTAINMENT ACQUISITION FINANCING LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3750 3 ENERGY CENTER HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3751 3 GS LEASING (KCSR 2005-1) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3752 3 GS LS LEASING LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3753 3 GS SOLAR POWER I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3754 3 GS WIND HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3755 3 GS WIND POWER II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3756 3 GSFS INVESTMENTS III, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3757 3 GSFS INVESTMENTS IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3758 3 GSFS IV LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3759 3 HILCO TRADING, LLC 525990 - Other Northbrook IL UNITED STATES Financial Vehicles 3760 3 RAFT RIVER I HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3761 3 VOLITO AVIATION SERVICES AB 541990 - All Other Malmo SWEDEN Professional, Scientific, and Technical Services 3762 2 GSGROUP NMTC INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3763 2 GSIP HOLDCO A LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3764 3 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND, L.P. Investment Funds 3765 3 GSIP HOLDCO B LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3766 4 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND, L.P. Investment Funds 3767 2 GSJC 30 HUDSON URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 3768 2 GSJC 50 HUDSON URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 3769 2 GSJC LAND LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 3770 3 PH PIER MANAGEMENT LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3771 2 GSJC MASTER LESSEE L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 3772 2 GSPS STRATEGIES CORP. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3773 3 GSPS (DEL) L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3774 3 GSPS INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3775 4 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Commercial Dublin IRELAND Banking 3776 4 VESTRA WEALTH LLP 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3777 5 VESTRA CAPITAL LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3778 5 VESTRA NOMINEES LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3779 5 VESTRA SOLUTIONS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3780 5 VESTRA WEALTH (JERSEY) LIMITED 525990 - Other St. Helier JERSEY Financial Vehicles 3781 5 VESTRA WEALTH LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3782 2 GSSM HOLDING (U.K.) 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3783 2 GSSO (ASIA) OFFSHORE, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3784 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 3785 2 GSSO (ASIA), LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3786 3 GS SPECIAL OPPORTUNITIES (ASIA) FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3787 4 AQUAMARINE (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3788 4 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3789 2 GSTM LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 3790 3 SLK LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3791 4 GOLDMAN SACHS EXECUTION & CLEARING, L.P. 523120 - Securities New York NY UNITED STATES Brokerage 3792 5 SPEAR, LEEDS & KELLOGG SPECIALISTS LLC 523120 - Securities New York NY UNITED STATES Brokerage 3793 2 GSTP LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3794 2 GSUIG REAL ESTATE MEMBER LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3795 3 GSLM FUND MEMBER LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3796 3 WEST 116TH ST. LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3797 2 GSUIG, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3798 3 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3799 3 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3800 2 Goldman Sachs Developing Markets Real Estate 525990 - Other London UNITED KINGDOM Cooperatief U.A. Financial Vehicles (OTHER) 3801 2 Goldman Sachs Mount Kellett Capital Partners 525990 - Other New York NY UNITED STATES Employee Funds GP, L.L.C. Financial Vehicles 3802 3 GOLDMAN SACHS MOUNT KELLETT CAPITAL 525990 - Other New York NY UNITED STATES PARTNERS PMD QP FUND, L.P. Financial Vehicles 3803 3 Goldman Sachs Mount Kellett Capital 525990 - Other George Town CAYMAN ISLANDS Partners Offshore PMD QP Fund, Ltd. Financial Vehicles 3804 2 Goldman Sachs Private Equity Group Master 525990 - Other New York NY UNITED STATES Fund VI, LLC Financial Vehicles 3805 2 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3806 2 HULL TRADING ASIA LIMITED 551112 - Offices of Central HONG KONG Other Holding Companies 3807 3 GOLDMAN SACHS LLC 525990 - Other Ebene MAURITIUS Financial Vehicles 3808 4 GOLDMAN SACHS VENTURE LLC 551112 - Offices of Ebene MAURITIUS Other Holding Companies 3809 5 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3810 5 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3811 2 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 3812 2 J. ARON HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3813 3 GOLDMAN SACHS TRADING AND CLEARING SERVICES 523110 - Investment Amsterdam NETHERLANDS (NETHERLANDS) B.V. Banking and Securities Dealing 3814 3 J. ARON & COMPANY 523130 - Commodity New York NY UNITED STATES Contracts Dealing 3815 4 GAS ROYALTY HOLDING, LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3816 4 GOLDMAN SACHS (DELAWARE) HOLDING 551112 - Offices of New York NY UNITED STATES CORPORATION Other Holding Companies 3817 4 GOLDMAN SACHS TRADING AND CLEARING 523110 - Investment Amsterdam NETHERLANDS SERVICES (NETHERLANDS) B.V. Banking and Securities Dealing 3818 4 INDEPENDENCE POWER MARKETING, LLC 523140 - Commodity New York NY UNITED STATES Contracts Brokerage 3819 4 PROP-GS FUNDO DE INVESTIMENTO 525990 - Other Rio de Janeiro BRAZIL MULTIMERCADO CREDITO Financial Vehicles PRIVADO-INVESTIMENTO NO EXTERIOR 3820 5 HORIZON FUND 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 3821 2 JLM PACIFIC EPOCH LLC 54161 - Management New York NY UNITED STATES Consulting Services 3822 3 Beijing JL McGregor Consulting Company 54161 - Management Beijing CHINA, PEOPLES Limited Consulting Services REPUBLIC OF 3823 3 JL MCGREGOR ADVISORS LLC 54161 - Management New York NY UNITED STATES Consulting Services 3824 2 KALORAMA GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3825 3 KALORAMA, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3826 4 GS GLOBAL INFRASTRUCTURE PARTNERS I 525990 - Other Amsterdam NETHERLANDS COOPERATIEVE U.A. Financial Vehicles 3827 4 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3828 2 LHI Goldman Sachs Real Estate Parallel Fund 525990 - Other London UNITED KINGDOM GmbH & Co. KG Financial Vehicles (OTHER) 3829 2 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR 525990 - Other George Town CAYMAN ISLANDS I, L.P. Financial Vehicles 3830 2 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 3831 2 LUSIGHT LIMITED 561499 - All Other London UNITED KINGDOM Business Support (OTHER) Services 3832 3 Lusight Canada Inc. 561499 - All Other Toronto ON CANADA Business Support Services 3833 2 MACARTHUR PHASE A LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3834 2 MAIN STREET MORTGAGE COMPANY, LIMITED 522292 - Real Estate New York NY UNITED STATES PARTNERSHIP Credit
3707 6 Exeter Finance Corp. 42 N/A 3708 7 EXETER FUNDING LLC N/A N/A The direct holder is a Non-Managing Member. 3709 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES 100 N/A ADVISORS, INC. 3710 6 PRIVATE EQUITY SECONDARY N/A N/A The direct holder is a OPPORTUNITIES, L.P. General Partner. 3711 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES, N/A N/A The direct holder is a L.P. Limited Partner. 3712 5 TECHPROCESS SOLUTIONS LIMITED 35 N/A 3713 5 TP HOLD CO (MAURITIUS) LTD. 35 N/A 3714 3 Goldman Sachs Vintage Fund IV Offshore 100 N/A Advisors, Inc. 3715 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3716 3 Goldman Sachs Vintage Fund IV Offshore 100 N/A Holdings Advisors, Inc. 3717 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3718 5 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC N/A N/A The direct holder is a Non-Managing Member. 3719 3 MULTI-STRATEGY HOLDINGS OFFSHORE ADVISORS, 100 N/A INC. 3720 4 MULTI-STRATEGY HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3721 3 RICHMOND ACQUISITION GP, LLC N/A N/A The direct holder is a Managing Member. 3722 4 Richmond Acquisition, L.P. N/A N/A The direct holder is a General Partner. 3723 3 VF III HOLDINGS OFFSHORE ADVISORS, INC. 100 N/A 3724 4 VF III HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3725 2 GSCP EXPRO ADVISORS OFFSHORE, INC. 100 N/A 3726 3 GSCP EXPRO INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3727 2 GSCP KMI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3728 3 GSCP KMI INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3729 4 Kinder Morgan Holdco LLC 25 N/A 3730 2 GSCP KMI OFFSHORE ADVISORS, INC. 100 N/A 3731 3 GSCP KMI INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3732 4 Kinder Morgan Holdco LLC 25 N/A 3733 2 GSCP LATIN AMERICA LLC N/A N/A The direct holder is a Non-Managing Member. 3734 2 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 100 100 3735 2 GSCP V AIV, L.P. N/A N/A The direct holder is a Limited Partner. 3736 2 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a Limited Partner. 3737 2 GSCP VI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3738 3 GS CAPITAL PARTNERS VI FUND, L.P. N/A N/A The direct holder is a General Partner. 3739 2 GSCS HOLDINGS I, LLC N/A N/A The direct holder is a Managing Member. 3740 3 GSCS HOLDINGS II, LLC N/A N/A The direct holder is a Managing Member. 3741 2 GSEM (DEL) INC. 100 N/A 3742 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3743 3 GSEM (DEL) HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3744 3 GSEM (DEL) LLC N/A N/A The direct holder is a Non-Managing Member. 3745 4 GS EQUITY MARKETS, L.P. N/A N/A The direct holder is a Limited Partner. 3746 2 GSEM ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3747 2 GSFS INVESTMENTS I CORP. 100 N/A 3748 3 CASPIAN FINANCING LLC N/A N/A The direct holder is a Non-Managing Member. 3749 4 ENTERTAINMENT ACQUISITION FINANCING LLC N/A N/A The direct holder is a Non-Managing Member. 3750 3 ENERGY CENTER HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3751 3 GS LEASING (KCSR 2005-1) LLC N/A N/A The direct holder is a Non-Managing Member. 3752 3 GS LS LEASING LLC N/A N/A The direct holder is a Managing Member. 3753 3 GS SOLAR POWER I, LLC N/A N/A The direct holder is a Managing Member. 3754 3 GS WIND HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 3755 3 GS WIND POWER II, LLC N/A N/A The direct holder is a Managing Member. 3756 3 GSFS INVESTMENTS III, LLC N/A N/A The direct holder is a Non-Managing Member. 3757 3 GSFS INVESTMENTS IV, LLC N/A N/A The direct holder is a Non-Managing Member. 3758 3 GSFS IV LLC N/A N/A The direct holder is a Non-Managing Member. 3759 3 HILCO TRADING, LLC N/A N/A The direct holder is a Non-Managing Member. 3760 3 RAFT RIVER I HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3761 3 VOLITO AVIATION SERVICES AB 20 N/A 3762 2 GSGROUP NMTC INVESTOR LLC N/A N/A The direct holder is a Managing Member. 3763 2 GSIP HOLDCO A LLC N/A N/A The direct holder is a Managing Member. 3764 3 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 3765 3 GSIP HOLDCO B LLC N/A N/A The direct holder is a Managing Member. 3766 4 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 3767 2 GSJC 30 HUDSON URBAN RENEWAL L.L.C. N/A N/A The direct holder is a Managing Member. 3768 2 GSJC 50 HUDSON URBAN RENEWAL L.L.C. N/A N/A The direct holder is a Managing Member. 3769 2 GSJC LAND LLC N/A N/A The direct holder is a Managing Member. 3770 3 PH PIER MANAGEMENT LLC N/A N/A The direct holder is a Managing Member. 3771 2 GSJC MASTER LESSEE L.L.C. N/A N/A The direct holder is a Managing Member. 3772 2 GSPS STRATEGIES CORP. 100 N/A 3773 3 GSPS (DEL) L.P. N/A N/A The direct holder is a Limited Partner. 3774 3 GSPS INVESTMENTS LIMITED 100 N/A 3775 4 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 3776 4 VESTRA WEALTH LLP N/A N/A The direct holder is a Limited Partner. 3777 5 VESTRA CAPITAL LIMITED 100 N/A 3778 5 VESTRA NOMINEES LIMITED 100 N/A 3779 5 VESTRA SOLUTIONS LIMITED 100 N/A 3780 5 VESTRA WEALTH (JERSEY) LIMITED 100 N/A 3781 5 VESTRA WEALTH LIMITED 100 N/A 3782 2 GSSM HOLDING (U.K.) 99 N/A 3783 2 GSSO (ASIA) OFFSHORE, LLC N/A N/A The direct holder is a Non-Managing Member. 3784 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE N/A N/A The direct holder is a FUND, L.P. General Partner. 3785 2 GSSO (ASIA), LLC N/A N/A The direct holder is a Non-Managing Member. 3786 3 GS SPECIAL OPPORTUNITIES (ASIA) FUND, L.P. N/A N/A The direct holder is a General Partner. 3787 4 AQUAMARINE (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 3788 4 GSSOAF HOLDING COMPANY 100 N/A 3789 2 GSTM LLC N/A N/A The direct holder is a Managing Member. 3790 3 SLK LLC N/A N/A The direct holder is a Managing Member. 3791 4 GOLDMAN SACHS EXECUTION & CLEARING, L.P. N/A N/A The direct holder is a General Partner. 3792 5 SPEAR, LEEDS & KELLOGG SPECIALISTS LLC N/A N/A The direct holder is a Managing Member. 3793 2 GSTP LLC N/A N/A The direct holder is a Non-Managing Member. 3794 2 GSUIG REAL ESTATE MEMBER LLC N/A N/A The direct holder is a Managing Member. 3795 3 GSLM FUND MEMBER LLC N/A N/A The direct holder is a Managing Member. 3796 3 WEST 116TH ST. LIHTC LLC N/A N/A The direct holder is a Managing Member. 3797 2 GSUIG, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3798 3 BUCK HOLDINGS L.P. 100 12 3799 3 BUCK HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3800 2 Goldman Sachs Developing Markets Real Estate N/A N/A The direct holder is a Cooperatief U.A. Non-Managing Member. 3801 2 Goldman Sachs Mount Kellett Capital Partners N/A N/A The direct holder is a Employee Funds GP, L.L.C. Non-Managing Member. 3802 3 GOLDMAN SACHS MOUNT KELLETT CAPITAL N/A N/A The direct holder is a PARTNERS PMD QP FUND, L.P. General Partner. 3803 3 Goldman Sachs Mount Kellett Capital 100 N/A Partners Offshore PMD QP Fund, Ltd. 3804 2 Goldman Sachs Private Equity Group Master N/A N/A The direct holder is a Fund VI, LLC Non-Managing Member. 3805 2 Goldman Sachs TDN Investors Offshore, L.P. N/A N/A The direct holder is a Limited Partner. 3806 2 HULL TRADING ASIA LIMITED 100 N/A 3807 3 GOLDMAN SACHS LLC 100 N/A 3808 4 GOLDMAN SACHS VENTURE LLC 100 N/A 3809 5 GOLDMAN SACHS 2, L.P. N/A N/A The direct holder is a Limited Partner. 3810 5 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a Limited Partner. 3811 2 Hyatt Hotels Corporation 7 N/A 3812 2 J. ARON HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3813 3 GOLDMAN SACHS TRADING AND CLEARING SERVICES 100 N/A (NETHERLANDS) B.V. 3814 3 J. ARON & COMPANY N/A N/A The direct holder is a General Partner. 3815 4 GAS ROYALTY HOLDING, LLC N/A N/A The direct holder is a Managing Member. 3816 4 GOLDMAN SACHS (DELAWARE) HOLDING 100 N/A CORPORATION 3817 4 GOLDMAN SACHS TRADING AND CLEARING 100 N/A SERVICES (NETHERLANDS) B.V. 3818 4 INDEPENDENCE POWER MARKETING, LLC N/A N/A The direct holder is a Non-Managing Member. 3819 4 PROP-GS FUNDO DE INVESTIMENTO 100 N/A MULTIMERCADO CREDITO PRIVADO-INVESTIMENTO NO EXTERIOR 3820 5 HORIZON FUND 100 N/A 3821 2 JLM PACIFIC EPOCH LLC N/A N/A The direct holder is a Non-Managing Member. 3822 3 Beijing JL McGregor Consulting Company N/A N/A The direct holder is a Limited Managing Member. 3823 3 JL MCGREGOR ADVISORS LLC N/A N/A The direct holder is a Managing Member. 3824 2 KALORAMA GP, L.L.C. N/A N/A The direct holder is a Managing Member. 3825 3 KALORAMA, L.P. N/A N/A The direct holder is a General Partner. 3826 4 GS GLOBAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a COOPERATIEVE U.A. Non-Managing Member. 3827 4 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 3828 2 LHI Goldman Sachs Real Estate Parallel Fund N/A N/A The direct holder is a GmbH & Co. KG Limited Partner. 3829 2 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR N/A N/A The direct holder is a I, L.P. Limited Partner. 3830 2 LS UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 3831 2 LUSIGHT LIMITED 46 N/A 3832 3 Lusight Canada Inc. 100 N/A 3833 2 MACARTHUR PHASE A LIHTC LLC N/A N/A The direct holder is a Managing Member. 3834 2 MAIN STREET MORTGAGE COMPANY, LIMITED N/A N/A The direct holder is a PARTNERSHIP Limited Partner.
3835 2 MERBAU ADVISORS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3836 3 MERBAU INVESTORS OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3837 3 MERBAU INVESTORS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3838 2 MLK DRIVE URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 3839 2 MLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3840 2 MLQ STRATOSPHERE, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3841 3 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3842 2 MLQ, L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 3843 2 MONEYGRAM INTERNATIONAL, INC. 522320 - Financial Minneapolis MN UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 3844 2 MSMC, INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3845 3 MAIN STREET MORTGAGE COMPANY, LIMITED 522292 - Real Estate New York NY UNITED STATES PARTNERSHIP Credit 3846 2 MTGLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3847 2 NEXUS LLC 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 3848 3 TRADEWEB MARKETS LLC 522320 - Financial New York NY UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 3849 4 HYDROGEN HOLDINGS CORPORATION 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3850 5 HILLIARD FARBER & CO., INC. 523120 - Securities Jersey City NJ UNITED STATES Brokerage 3851 4 TRADEWEB GLOBAL HOLDING LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3852 5 TRADEWEB GLOBAL LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3853 6 TRADEWEB LLC 523120 - Securities New York NY UNITED STATES Brokerage 3854 6 TWEL HOLDING LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3855 7 TRADEWEB EUROPE LIMITED 523110 - Investment London UNITED KINGDOM Banking and (OTHER) Securities Dealing 3856 4 TRADEWEB MARKETS INTERNATIONAL LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3857 2 NORMANDY FUNDING CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3858 2 Netologic, Inc. (Investars) 525990 - Other New York NY UNITED STATES Financial Vehicles 3859 2 OOO GOLDMAN SACHS BANK 522110 - Commercial Moscow RUSSIA Banking 3860 2 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV 525990 - Other Luxembourg LUXEMBOURG ADVISORS, LTD. Financial Vehicles 3861 3 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST 525990 - Other Luxembourg LUXEMBOURG AIV, L.P. Financial Vehicles 3862 2 PEARL STREET INSURANCE COMPANY, INC. 524126 - Direct Burlington VT UNITED STATES Property and Casualty Insurance Carriers 3863 2 POSITION BILLBOARD LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3864 2 PROVIDENCE PLACE LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3865 2 QUANTITATIVE SERVICES GROUP LLC 561499 - All Other Naperville IL UNITED STATES Business Support Services 3866 2 QW Holdings, LLC 523910 - New York NY UNITED STATES Miscellaneous Intermediation 3867 2 REGULATORY DATACORP, INC. 561499 - All Other New York NY UNITED STATES Business Support Services 3868 2 REP ELD GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3869 2 REP SVY REALTY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3870 2 RHYS TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 3871 2 ROTHESAY LIFE, L.L.C. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3872 2 ROTHESAY PENSIONS MANAGEMENT LIMITED 524298 - All Other London UNITED KINGDOM Insurance Related (OTHER) Activities 3873 2 RPWIRE LLC 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3874 2 SBI JAPANNEXT CO., LTD. 523120 - Securities Tokyo JAPAN Brokerage 3875 2 SCLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 3876 2 SITE 26 HOLDINGS INC. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 3877 3 GOLDMAN SACHS HEADQUARTERS LLC 531390 - Other New York NY UNITED STATES activities related to real estate 3878 2 SOPAC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3879 2 SOUTHERN PACIFIC FUNDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 3880 2 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 3881 2 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 3882 2 SPECIAL SITUATIONS INVESTING GROUP, INC. 522294 - Secondary NEW YORK NY UNITED STATES Market Financing 3883 3 FLATIRON HOLDINGS LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 3884 4 FLATIRON RE LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 3885 3 Madison/Special Situations Value Fund II LLC 525990 - Other Incline VillageNV UNITED STATES Financial Vehicles 3886 2 STONE STREET 1994 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3887 3 BRIDGE STREET REAL ESTATE FUND 1994, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3888 3 STONE STREET REAL ESTATE FUND 1994, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3889 2 STONE STREET 1995 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3890 2 STONE STREET 1995, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3891 2 STONE STREET 1996 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3892 3 BRIDGE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3893 3 STONE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3894 2 STONE STREET 1996, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3895 3 BRIDGE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3896 3 STONE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3897 2 STONE STREET 1997 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3898 3 BRIDGE STREET REAL ESTATE FUND 1997, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3899 3 STONE STREET REAL ESTATE FUND 1997, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3900 2 STONE STREET 1997, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3901 2 STONE STREET 1998 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3902 3 BRIDGE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3903 3 STONE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3904 2 STONE STREET 1998, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3905 2 STONE STREET 1999 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3906 3 BRIDGE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3907 3 STONE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3908 2 STONE STREET 1999, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3909 3 BRIDGE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3910 3 STONE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3911 3 STONE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3912 2 STONE STREET 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3913 3 BRIDGE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3914 2 STONE STREET ASIA, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3915 3 BRIDGE STREET ASIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3916 3 STONE STREET ASIA FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3917 4 AQUAMARINE (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3918 4 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3919 2 STONE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3920 2 STONE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3921 2 STONE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3922 2 STONE STREET PEP TECHNOLOGY 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3923 2 STONE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3924 2 STONE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3925 2 STONE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3926 2 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3927 2 STONE STREET REALTY 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3928 3 BRIDGE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3929 3 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3930 2 STRATEGIC MORTGAGE HOLDINGS, INC. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3931 3 STRATEGIC MORTGAGE HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3932 2 STRATEGIC MORTGAGE HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3933 2 THE EUROPEAN POWER SOURCE COMPANY B.V. 551112 - Offices of Amsterdam NETHERLANDS Other Holding Companies 3934 3 THE EUROPEAN POWER SOURCE COMPANY (U.K.) 551112 - Offices of London UNITED KINGDOM LIMITED Other Holding (OTHER) Companies 3935 2 THE GOLDMAN SACHS FOUNDATION 813219 - Other New York NY UNITED STATES Grantmaking and Giving Services 3936 2 THE GOLDMAN SACHS TRUST COMPANY, NATIONAL 523991 - Trust, Wilmington DE UNITED STATES ASSOCIATION Fiduciary, and Custody Activities 3937 3 GOLDMAN SACHS COLLECTIVE TRUST CONCENTRATED 525910 - Open-End Wilmington DE UNITED STATES GROWTH FUND Investment Funds 3938 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING 525910 - Open-End Wilmington DE UNITED STATES MARKET DEBT IMPLEMENTATION VEHICLE Investment Funds 3939 3 GOLDMAN SACHS COLLECTIVE TRUST ENHANCED 525910 - Open-End Wilmington DE UNITED STATES LARGE CAP FUND Investment Funds 3940 3 GOLDMAN SACHS COLLECTIVE TRUST HIGH YIELD 525910 - Open-End Wilmington DE UNITED STATES IMPLEMENTATION VEHICLE Investment Funds 3941 3 GOLDMAN SACHS COLLECTIVE TRUST LONG 525910 - Open-End Wilmington DE UNITED STATES DURATION FIXED INCOME FUND Investment Funds 3942 3 GOLDMAN SACHS COLLECTIVE TRUST LONG 525910 - Open-End Wilmington DE UNITED STATES DURATION PLUS FIXED INCOME FUND Investment Funds 3943 3 GOLDMAN SACHS COLLECTIVE TRUST MID CAP 525910 - Open-End Wilmington DE UNITED STATES GROWTH FUND Investment Funds 3944 3 GOLDMAN SACHS COLLECTIVE TRUST STRATEGIC 525910 - Open-End Wilmington DE UNITED STATES VALUE FUND Investment Funds 3945 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED 525910 - Open-End Wilmington DE UNITED STATES INTERNATIONAL EQUITY FUND Investment Funds 3946 3 GOLDMAN SACHS COLLECTIVE TRUST-CORE PLUS 525910 - Open-End Wilmington DE UNITED STATES FIXED INCOME FUND Investment Funds 3947 3 THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE 525920 - Trusts, Wilmington DE UNITED STATES Estates, and Agency Accounts 3948 4 GOLDMAN SACHS EMERGING MARKETS 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND ASSET TRUST Financial Vehicles 3949 4 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES 525990 - Other New York NY UNITED STATES FUND ASSET TRUST Financial Vehicles 3950 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End New York NY UNITED STATES STRATEGIES ASSET TRUST Investment Funds 3951 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL 525910 - Open-End Wilmington DE UNITED STATES STRATEGIES II ASSET TRUST Investment Funds 3952 2 THE GOLDMAN, SACHS & CO. L.L.C. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3953 3 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 3954 3 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 3955 3 GOLDMAN, SACHS & CO. 523110 - Investment New York NY UNITED STATES Banking and Securities Dealing 3956 3 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3957 2 THE HULL GROUP, L.L.C. 551112 - Offices of Chicago IL UNITED STATES Other Holding Companies 3958 2 THE J. ARON CORPORATION 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 3959 3 J. ARON & COMPANY 523130 - Commodity New York NY UNITED STATES Contracts Dealing 3960 3 J. ARON HOLDINGS, L.P. 551112 - Offices of New York NY UNITED STATES Other Holding Companies 3961 2 THEMARKETS.COM LLC 561499 - All Other New York NY UNITED STATES Business Support Services 3962 2 TRIM TABS INVESTMENT RESEARCH, INC. 525990 - Other Sant Rosa CA UNITED STATES Financial Vehicles
3835 2 MERBAU ADVISORS, LTD. 100 N/A 3836 3 MERBAU INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3837 3 MERBAU INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3838 2 MLK DRIVE URBAN RENEWAL L.L.C. N/A N/A The direct holder is a Managing Member. 3839 2 MLQ INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 3840 2 MLQ STRATOSPHERE, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3841 3 W2007/ACEP HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3842 2 MLQ, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3843 2 MONEYGRAM INTERNATIONAL, INC. 100 N/A 3844 2 MSMC, INC. 100 N/A 3845 3 MAIN STREET MORTGAGE COMPANY, LIMITED N/A N/A The direct holder is a PARTNERSHIP General Partner. 3846 2 MTGLQ INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 3847 2 NEXUS LLC N/A N/A The direct holder is a Managing Member. 3848 3 TRADEWEB MARKETS LLC N/A N/A The direct holder is a Non-Managing Member. 3849 4 HYDROGEN HOLDINGS CORPORATION 100 N/A 3850 5 HILLIARD FARBER & CO., INC. 100 N/A 3851 4 TRADEWEB GLOBAL HOLDING LLC N/A N/A The direct holder is a Managing Member. 3852 5 TRADEWEB GLOBAL LLC N/A N/A The direct holder is a Managing Member. 3853 6 TRADEWEB LLC N/A N/A The direct holder is a Managing Member. 3854 6 TWEL HOLDING LLC N/A N/A The direct holder is a Managing Member. 3855 7 TRADEWEB EUROPE LIMITED 100 N/A 3856 4 TRADEWEB MARKETS INTERNATIONAL LLC N/A N/A The direct holder is a Managing Member. 3857 2 NORMANDY FUNDING CORP. 100 N/A 3858 2 Netologic, Inc. (Investars) 26 N/A 3859 2 OOO GOLDMAN SACHS BANK N/A N/A The direct holder is a Managing Member. 3860 2 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV 100 N/A ADVISORS, LTD. 3861 3 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST N/A N/A The direct holder is a AIV, L.P. General Partner. 3862 2 PEARL STREET INSURANCE COMPANY, INC. 100 N/A 3863 2 POSITION BILLBOARD LLC N/A N/A The direct holder is a Managing Member. 3864 2 PROVIDENCE PLACE LIHTC LLC N/A N/A The direct holder is a Managing Member. 3865 2 QUANTITATIVE SERVICES GROUP LLC N/A N/A The direct holder is a Managing Member. 3866 2 QW Holdings, LLC N/A N/A The direct holder is a Managing Member. 3867 2 REGULATORY DATACORP, INC. 59 N/A 3868 2 REP ELD GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3869 2 REP SVY REALTY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3870 2 RHYS TRUST N/A N/A The direct holder is a Trustee. 3871 2 ROTHESAY LIFE, L.L.C. 100 N/A 3872 2 ROTHESAY PENSIONS MANAGEMENT LIMITED 100 N/A 3873 2 RPWIRE LLC N/A N/A The direct holder is a Managing Member. 3874 2 SBI JAPANNEXT CO., LTD. 35 N/A 3875 2 SCLQ, S. DE R.L. DE C.V. 100 N/A 3876 2 SITE 26 HOLDINGS INC. 100 N/A 3877 3 GOLDMAN SACHS HEADQUARTERS LLC N/A N/A The direct holder is a Non-Managing Member. 3878 2 SOPAC LLC N/A N/A The direct holder is a Non-Managing Member. 3879 2 SOUTHERN PACIFIC FUNDING CORPORATION 100 N/A 3880 2 SPA UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 3881 2 SPA UNIT TRUST 2009-II N/A N/A The direct holder is a Trustee. 3882 2 SPECIAL SITUATIONS INVESTING GROUP, INC. 100 N/A 3883 3 FLATIRON HOLDINGS LTD. 36 N/A 3884 4 FLATIRON RE LTD. 100 N/A 3885 3 Madison/Special Situations Value Fund II LLC N/A N/A The direct holder is a Non-Managing Member. 3886 2 STONE STREET 1994 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3887 3 BRIDGE STREET REAL ESTATE FUND 1994, L.P. N/A N/A The direct holder is a General Partner. 3888 3 STONE STREET REAL ESTATE FUND 1994, L.P. N/A N/A The direct holder is a General Partner. 3889 2 STONE STREET 1995 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3890 2 STONE STREET 1995, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3891 2 STONE STREET 1996 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3892 3 BRIDGE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 3893 3 STONE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 3894 2 STONE STREET 1996, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3895 3 BRIDGE STREET FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 3896 3 STONE STREET FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 3897 2 STONE STREET 1997 REALTY, L.L.C. N/A N/A The direct holder is a Managing Member. 3898 3 BRIDGE STREET REAL ESTATE FUND 1997, L.P. N/A N/A The direct holder is a General Partner. 3899 3 STONE STREET REAL ESTATE FUND 1997, L.P. N/A N/A The direct holder is a General Partner. 3900 2 STONE STREET 1997, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3901 2 STONE STREET 1998 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3902 3 BRIDGE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a General Partner. 3903 3 STONE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a General Partner. 3904 2 STONE STREET 1998, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3905 2 STONE STREET 1999 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3906 3 BRIDGE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 3907 3 STONE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 3908 2 STONE STREET 1999, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3909 3 BRIDGE STREET FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 3910 3 STONE STREET FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 3911 3 STONE STREET FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 3912 2 STONE STREET 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3913 3 BRIDGE STREET FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 3914 2 STONE STREET ASIA, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3915 3 BRIDGE STREET ASIA FUND, L.P. N/A N/A The direct holder is a General Partner. 3916 3 STONE STREET ASIA FUND, L.P. N/A N/A The direct holder is a General Partner. 3917 4 AQUAMARINE (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3918 4 GSSOAF HOLDING COMPANY 100 N/A 3919 2 STONE STREET FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 3920 2 STONE STREET FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 3921 2 STONE STREET FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 3922 2 STONE STREET PEP TECHNOLOGY 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3923 2 STONE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 3924 2 STONE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a Limited Partner. 3925 2 STONE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 3926 2 STONE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 3927 2 STONE STREET REALTY 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3928 3 BRIDGE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 3929 3 STONE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 3930 2 STRATEGIC MORTGAGE HOLDINGS, INC. 100 N/A 3931 3 STRATEGIC MORTGAGE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3932 2 STRATEGIC MORTGAGE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3933 2 THE EUROPEAN POWER SOURCE COMPANY B.V. 100 N/A 3934 3 THE EUROPEAN POWER SOURCE COMPANY (U.K.) 100 N/A LIMITED 3935 2 THE GOLDMAN SACHS FOUNDATION 100 N/A 3936 2 THE GOLDMAN SACHS TRUST COMPANY, NATIONAL 100 N/A ASSOCIATION 3937 3 GOLDMAN SACHS COLLECTIVE TRUST CONCENTRATED N/A N/A The direct holder is a GROWTH FUND Trustee. 3938 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING N/A N/A The direct holder is a MARKET DEBT IMPLEMENTATION VEHICLE Trustee. 3939 3 GOLDMAN SACHS COLLECTIVE TRUST ENHANCED N/A N/A The direct holder is a LARGE CAP FUND Trustee. 3940 3 GOLDMAN SACHS COLLECTIVE TRUST HIGH YIELD N/A N/A The direct holder is a IMPLEMENTATION VEHICLE Trustee. 3941 3 GOLDMAN SACHS COLLECTIVE TRUST LONG N/A N/A The direct holder is a DURATION FIXED INCOME FUND Trustee. 3942 3 GOLDMAN SACHS COLLECTIVE TRUST LONG N/A N/A The direct holder is a DURATION PLUS FIXED INCOME FUND Trustee. 3943 3 GOLDMAN SACHS COLLECTIVE TRUST MID CAP N/A N/A The direct holder is a GROWTH FUND Trustee. 3944 3 GOLDMAN SACHS COLLECTIVE TRUST STRATEGIC N/A N/A The direct holder is a VALUE FUND Trustee. 3945 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED N/A N/A The direct holder is a INTERNATIONAL EQUITY FUND Trustee. 3946 3 GOLDMAN SACHS COLLECTIVE TRUST-CORE PLUS N/A N/A The direct holder is a FIXED INCOME FUND Trustee. 3947 3 THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE 100 N/A 3948 4 GOLDMAN SACHS EMERGING MARKETS N/A N/A The direct holder is a OPPORTUNITIES FUND ASSET TRUST Trustee. 3949 4 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES N/A N/A The direct holder is a FUND ASSET TRUST Trustee. 3950 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL N/A N/A The direct holder is a STRATEGIES ASSET TRUST Trustee. 3951 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL N/A N/A The direct holder is a STRATEGIES II ASSET TRUST Trustee. 3952 2 THE GOLDMAN, SACHS & CO. L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3953 3 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 100 N/A 3954 3 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3955 3 GOLDMAN, SACHS & CO. N/A N/A The direct holder is a General Partner. 3956 3 GS FINANCIAL SERVICES L.P. (DEL) N/A N/A The direct holder is a Limited Partner. 3957 2 THE HULL GROUP, L.L.C. N/A N/A The direct holder is a Managing Member. 3958 2 THE J. ARON CORPORATION 100 N/A 3959 3 J. ARON & COMPANY N/A N/A The direct holder is a General Partner. 3960 3 J. ARON HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3961 2 THEMARKETS.COM LLC N/A N/A The direct holder is a Non-Managing Member. 3962 2 TRIM TABS INVESTMENT RESEARCH, INC. 100 N/A
3963 2 US REAL ESTATE ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3964 3 US REAL ESTATE OPPORTUNITIES I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3965 2 US REAL ESTATE OPPORTUNITIES I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3966 2 VANTAGE MARKETPLACE HOLDINGS, LLC 551112 - Offices of NEW YORK NY UNITED STATES Other Holding Companies 3967 3 VANTAGE MARKETPLACE LLC 541611 - NEW YORK NY UNITED STATES Administrative Management and General Management Consulting Services 3968 2 VGS AIRCRAFT HOLDING LIMITED (IRELAND) 525990 - Other Dublin IRELAND Financial Vehicles 3969 3 Johannesburg Limited 525990 - Other Dublin IRELAND Financial Vehicles 3970 3 OLBIA LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 3971 2 WARBURTON RIVERVIEW LIHTC LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3972 2 WEST STREET FUND I, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3973 2 WH ADVISORS, L.L.C. 2001 525990 - Other New York NY UNITED STATES Financial Vehicles 3974 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 3975 4 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 3976 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 3977 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3978 5 W2001 ARES REALTY II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3979 5 W2001 ARES REALTY, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3980 6 ARES FINANCE S.r.l. 525990 - Other Milan ITALY (OTHER) Financial Vehicles 3981 5 W2001/ARES B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3982 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3983 5 QMH LIMITED 525990 - Other Essex UNITED KINGDOM Financial Vehicles (OTHER) 3984 4 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3985 5 GSW IMMOBILIEN AG 531390 - Other Berlin GERMANY activities related to real estate 3986 4 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3987 5 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3988 2 WH ADVISORS, L.L.C. 2005 525990 - Other New York NY UNITED STATES Financial Vehicles 3989 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 3990 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3991 4 AWH GLOBAL GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3992 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3993 4 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3994 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 3995 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 3996 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3997 5 KERZNER INTERNATIONAL HOLDINGS LIMITED 525990 - Other Nassau BAHAMAS, THE Financial Vehicles 3998 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, 551112 - Offices of Wilmington DE UNITED STATES L.L.C. Other Holding Companies 3999 5 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 4000 4 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 4001 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4002 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4003 4 WHITEHALL SPECIAL GEN-PAR 2005, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4004 5 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4005 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 4006 2 WH ADVISORS, L.L.C. 2007 525990 - Other New York NY UNITED STATES Financial Vehicles 4007 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 4008 2 WH ADVISORS, L.L.C. IX 525990 - Other New York NY UNITED STATES Financial Vehicles 4009 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP IX Financial Vehicles 4010 2 WH ADVISORS, L.L.C. V 525990 - Other New York NY UNITED STATES Financial Vehicles 4011 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP V Financial Vehicles 4012 2 WH ADVISORS, L.L.C. VI 525990 - Other New York NY UNITED STATES Financial Vehicles 4013 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP VI Financial Vehicles 4014 2 WH ADVISORS, L.L.C. VII 525990 - Other New York NY UNITED STATES Financial Vehicles 4015 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP VII Financial Vehicles 4016 2 WH ADVISORS, L.L.C. VIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4017 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP VIII Financial Vehicles 4018 2 WH ADVISORS, L.L.C. X 525990 - Other New York NY UNITED STATES Financial Vehicles 4019 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP X Financial Vehicles 4020 2 WH ADVISORS, L.L.C. XI 525990 - Other New York NY UNITED STATES Financial Vehicles 4021 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XI Financial Vehicles 4022 2 WH ADVISORS, L.L.C. XII 525990 - Other New York NY UNITED STATES Financial Vehicles 4023 2 WH ADVISORS, L.L.C. XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4024 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XII Financial Vehicles 4025 4 A/C GP (NON-POOLING), L.L.C. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 4026 4 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4027 3 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XIII Financial Vehicles 4028 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4029 2 WH INTERNATIONAL (LUX INVESTOR) ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. 2008 Financial Vehicles 4030 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES (LUX INVESTOR) LIMITED PARTNERSHIP 2008 Financial Vehicles 4031 4 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4032 4 W2008 JUPITER INVESTMENT CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4033 4 W2008 OUKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4034 4 W2008 RAINBOW 1 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4035 4 W2008 RAINBOW 2 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4036 4 W2008 RAINBOW 3 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4037 4 Whitehall European RE 9A S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4038 2 WH INTERNATIONAL ADVISORS, L.L.C. 2001 525990 - Other New York NY UNITED STATES Financial Vehicles 4039 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2001 Financial Vehicles 4040 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 4041 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4042 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4043 2 WH INTERNATIONAL ADVISORS, L.L.C. 2005 525990 - Other New York NY UNITED STATES Financial Vehicles 4044 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2005 Financial Vehicles 4045 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4046 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4047 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4048 4 WHITEHALL EUROPEAN RE 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4049 4 WHITEHALL EUROPEAN RE 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4050 2 WH INTERNATIONAL ADVISORS, L.L.C. 2008 525990 - Other New York NY UNITED STATES Financial Vehicles 4051 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2008 Financial Vehicles 4052 2 WH PARALLEL ADVISORS, L.L.C. 2001 525990 - Other New York NY UNITED STATES Financial Vehicles 4053 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2001 Financial Vehicles 4054 4 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 4055 4 HIHARAKO (CAYMAN) L.L.C. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4056 5 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 4057 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4058 4 W2001 GEN PAR EUR 3 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4059 5 W2001 PARC C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4060 6 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4061 5 W2001 WEBSTER CV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4062 6 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4063 4 W2001 PARC C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4064 4 W2001 TWO C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4065 5 QMH LIMITED 525990 - Other Essex UNITED KINGDOM Financial Vehicles (OTHER) 4066 4 W2001 WEBSTER CV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4067 4 W2001/SIXTY-ONE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4068 5 W2001 TWO C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4069 2 WH PARALLEL ADVISORS, L.L.C. 2007 525990 - Other New York NY UNITED STATES Financial Vehicles 4070 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2007 Financial Vehicles 4071 4 BLACKSTONE HLT PRINCIPAL TRANSACTION 531390 - Other New York NY UNITED STATES PARTNERS, L.P. activities related to real estate 4072 4 HIHARAKO 2007 (CAYMAN) LTD. 531390 - Other George Town CAYMAN ISLANDS activities related to real estate 4073 4 W2007 230 PARK, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4074 4 W2007 MVP HOTELS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4075 4 W2007 PARALLEL AMELIA SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4076 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4077 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4078 4 W2007 PARALLEL BEAR S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4079 5 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4080 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4081 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4082 4 W2007 PARALLEL LANCASTER S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4083 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4084 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4085 4 W2007 PARALLEL LINDENCORSO S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4086 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4087 4 W2007 Parallel Selfridges S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4088 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4089 4 W2007 Parallel Vernal S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4090 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles
3963 2 US REAL ESTATE ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3964 3 US REAL ESTATE OPPORTUNITIES I, L.P. N/A N/A The direct holder is a General Partner. 3965 2 US REAL ESTATE OPPORTUNITIES I, L.P. N/A N/A The direct holder is a Limited Partner. 3966 2 VANTAGE MARKETPLACE HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3967 3 VANTAGE MARKETPLACE LLC N/A N/A The direct holder is a Non-Managing Member. 3968 2 VGS AIRCRAFT HOLDING LIMITED (IRELAND) 50 N/A 3969 3 Johannesburg Limited 100 N/A 3970 3 OLBIA LIMITED 100 N/A 3971 2 WARBURTON RIVERVIEW LIHTC LLC N/A N/A The direct holder is a Managing Member. 3972 2 WEST STREET FUND I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3973 2 WH ADVISORS, L.L.C. 2001 N/A N/A The direct holder is a Non-Managing Member. 3974 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 General Partner. 3975 4 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a Limited Partner. 3976 4 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Preferred shares. 3977 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3978 5 W2001 ARES REALTY II, L.L.C. N/A N/A The direct holder is a Managing Member. 3979 5 W2001 ARES REALTY, L.L.C. N/A N/A The direct holder is a Managing Member. 3980 6 ARES FINANCE S.r.l. 100 N/A 3981 5 W2001/ARES B.V. 100 N/A 3982 4 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 3983 5 QMH LIMITED 90 N/A 3984 4 W2001 CAPITOL B.V. 100 N/A 3985 5 GSW IMMOBILIEN AG 50 N/A 3986 4 W2001 LOFT B.V. 99 N/A 3987 5 W2001 CAPITOL B.V. 100 N/A 3988 2 WH ADVISORS, L.L.C. 2005 N/A N/A The direct holder is a Non-Managing Member. 3989 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 General Partner. 3990 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, N/A N/A The direct holder is a L.P. Limited Partner. 3991 4 AWH GLOBAL GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3992 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, N/A N/A The direct holder is a L.P. General Partner. 3993 4 CARIBBEAN FUND GEN-PAR 2005, LLC N/A N/A The direct holder is a Non-Managing Member. 3994 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND N/A N/A The direct holder is a 2005, L.P. General Partner. 3995 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 3996 4 W2005 KZL 100 N/A 3997 5 KERZNER INTERNATIONAL HOLDINGS LIMITED 21 N/A 3998 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, N/A N/A The direct holder is a L.L.C. Managing Member. 3999 5 W2005/FARGO HOTEL HOLDINGS II, L.P. N/A N/A The direct holder is a General Partner. 4000 4 W2005/FARGO HOTEL HOLDINGS II, L.P. N/A N/A The direct holder is a Limited Partner. 4001 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 100 N/A 4002 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 100 N/A 4003 4 WHITEHALL SPECIAL GEN-PAR 2005, LLC N/A N/A The direct holder is a Managing Member. 4004 5 CARIBBEAN FUND GEN-PAR 2005, LLC N/A N/A The direct holder is a Non-Managing Member. 4005 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4006 2 WH ADVISORS, L.L.C. 2007 N/A N/A The direct holder is a Non-Managing Member. 4007 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 General Partner. 4008 2 WH ADVISORS, L.L.C. IX N/A N/A The direct holder is a Managing Member. 4009 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP IX General Partner. 4010 2 WH ADVISORS, L.L.C. V N/A N/A The direct holder is a Non-Managing Member. 4011 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP V General Partner. 4012 2 WH ADVISORS, L.L.C. VI N/A N/A The direct holder is a Non-Managing Member. 4013 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP VI General Partner. 4014 2 WH ADVISORS, L.L.C. VII N/A N/A The direct holder is a Non-Managing Member. 4015 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP VII General Partner. 4016 2 WH ADVISORS, L.L.C. VIII N/A N/A The direct holder is a Non-Managing Member. 4017 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP VIII General Partner. 4018 2 WH ADVISORS, L.L.C. X N/A N/A The direct holder is a Managing Member. 4019 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP X General Partner. 4020 2 WH ADVISORS, L.L.C. XI N/A N/A The direct holder is a Non-Managing Member. 4021 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XI General Partner. 4022 2 WH ADVISORS, L.L.C. XII N/A N/A The direct holder is a Non-Managing Member. 4023 2 WH ADVISORS, L.L.C. XIII N/A N/A The direct holder is a Non-Managing Member. 4024 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XII General Partner. 4025 4 A/C GP (NON-POOLING), L.L.C. N/A N/A The direct holder is a Managing Member. 4026 4 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a Limited Partner. 4027 3 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XIII General Partner. 4028 4 WH13/TWENTY-FOUR B.V. 100 N/A 4029 2 WH INTERNATIONAL (LUX INVESTOR) ADVISORS, N/A N/A The direct holder is a L.L.C. 2008 Non-Managing Member. 4030 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a (LUX INVESTOR) LIMITED PARTNERSHIP 2008 General Partner. 4031 4 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4032 4 W2008 JUPITER INVESTMENT CAYMAN LTD. 100 N/A 4033 4 W2008 OUKA (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4034 4 W2008 RAINBOW 1 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4035 4 W2008 RAINBOW 2 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4036 4 W2008 RAINBOW 3 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4037 4 Whitehall European RE 9A S.a r.l. 100 N/A 4038 2 WH INTERNATIONAL ADVISORS, L.L.C. 2001 N/A N/A The direct holder is a Non-Managing Member. 4039 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2001 General Partner. 4040 4 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Ordinary shares. 4041 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Managing Member. 4042 4 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4043 2 WH INTERNATIONAL ADVISORS, L.L.C. 2005 N/A N/A The direct holder is a Non-Managing Member. 4044 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2005 General Partner. 4045 4 W2005 KZL 100 N/A 4046 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 100 N/A 4047 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 100 N/A 4048 4 WHITEHALL EUROPEAN RE 4 S.A R.L. 100 N/A 4049 4 WHITEHALL EUROPEAN RE 5 S.A R.L. 99 N/A 4050 2 WH INTERNATIONAL ADVISORS, L.L.C. 2008 N/A N/A The direct holder is a Non-Managing Member. 4051 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2008 General Partner. 4052 2 WH PARALLEL ADVISORS, L.L.C. 2001 N/A N/A The direct holder is a Non-Managing Member. 4053 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2001 General Partner. 4054 4 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a Limited Partner. 4055 4 HIHARAKO (CAYMAN) L.L.C. 100 N/A 4056 5 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Preferred shares. 4057 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Managing Member. 4058 4 W2001 GEN PAR EUR 3 B.V. 100 N/A 4059 5 W2001 PARC C.V. N/A N/A The direct holder is a General Partner. 4060 6 W2001 LOFT B.V. 99 N/A 4061 5 W2001 WEBSTER CV N/A N/A The direct holder is a General Partner. 4062 6 W2001 CAPITOL B.V. 100 N/A 4063 4 W2001 PARC C.V. N/A N/A The direct holder is a Limited Partner. 4064 4 W2001 TWO C.V. N/A N/A The direct holder is a Limited Partner. 4065 5 QMH LIMITED 90 N/A 4066 4 W2001 WEBSTER CV N/A N/A The direct holder is a Limited Partner. 4067 4 W2001/SIXTY-ONE B.V. 100 N/A 4068 5 W2001 TWO C.V. N/A N/A The direct holder is a General Partner. 4069 2 WH PARALLEL ADVISORS, L.L.C. 2007 N/A N/A The direct holder is a Non-Managing Member. 4070 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2007 General Partner. 4071 4 BLACKSTONE HLT PRINCIPAL TRANSACTION N/A 32 PARTNERS, L.P. 4072 4 HIHARAKO 2007 (CAYMAN) LTD. 100 N/A 4073 4 W2007 230 PARK, LLC N/A N/A The direct holder is a Managing Member. 4074 4 W2007 MVP HOTELS, LLC 94 N/A 4075 4 W2007 PARALLEL AMELIA SARL 100 N/A This holding represents ownership in Class A shares. 4076 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 84 N/A This holding represents ownership in Class A shares. 4077 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 84 N/A 4078 4 W2007 PARALLEL BEAR S.A.R.L. 100 N/A 4079 5 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4080 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 18 N/A This holding represents ownership in Class B shares. 4081 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 18 N/A This holding represents ownership in Class B shares. 4082 4 W2007 PARALLEL LANCASTER S.A R.L. 100 N/A 4083 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 22 N/A This holding represents ownership in Class C shares. 4084 5 WHITEHALL EUROPEAN RE 8 S. A R.L. 22 N/A This holding represents ownership in Class C shares. 4085 4 W2007 PARALLEL LINDENCORSO S.A.R.L. 100 N/A 4086 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 70 N/A This holding represents ownership in Class F shares. 4087 4 W2007 Parallel Selfridges S.a r.l. 100 N/A 4088 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 70 N/A This holding represents ownership in Class B shares. 4089 4 W2007 Parallel Vernal S.a r.l. 100 N/A 4090 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 70 N/A This holding represents ownership in Class E shares.
4091 4 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4092 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4093 2 WH PARALLEL ADVISORS, L.L.C. XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4094 3 WHITEHALL PARALLEL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XIII Financial Vehicles 4095 4 MDL SEVEN HOLDINGS (CAYMAN) INC. 551112 - Offices of George Town CAYMAN ISLANDS Other Holding Companies 4096 4 WH MEZZCO GP, L.L.C. II 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4097 5 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 4098 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4099 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4100 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 4101 2 WHITEHALL PARALLEL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XIII Financial Vehicles 4102 2 WHITEHALL STREET EMPLOYEE FUNDS 2001 GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 4103 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4104 4 ARCHON CAPITAL HOLDING, L.P. II 522292 - Real Estate Irving TX UNITED STATES Credit 4105 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 4106 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4107 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4108 4 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4109 4 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4110 4 WHITEHALL PARALLEL GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2001 Financial Vehicles 4111 4 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2001 Financial Vehicles 4112 4 WHITEHALL STREET INTERNATIONAL REAL 525990 - Other New York NY UNITED STATES ESTATE LIMITED PARTNERSHIP 2001 Financial Vehicles 4113 3 WHITEHALL STREET GLOBAL REPIA FUND 2001, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4114 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 525990 - Other New York NY UNITED STATES 2001, L.P. Financial Vehicles 4115 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2001 (CORPORATE), L.P. Financial Vehicles 4116 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2001, L.P. Financial Vehicles 4117 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other New York NY UNITED STATES FUND 2001 (DELAWARE), L.P. Financial Vehicles 4118 6 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA (OTHER) Financial Vehicles Territory of Labuan 4119 6 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4120 6 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4121 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other New York NY UNITED STATES FUND 2001 (DELAWARE), L.P. Financial Vehicles 4122 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2001, L.P. Financial Vehicles 4123 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2001 (CORPORATE), L.P. Financial Vehicles 4124 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2001, L.P. Financial Vehicles 4125 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2001, L.P. Financial Vehicles 4126 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2001, L.P. Financial Vehicles 4127 2 WHITEHALL STREET EMPLOYEE FUNDS 2005 GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 4128 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4129 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4130 4 AWH EMPLOYEE GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4131 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4132 4 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4133 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 4134 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4135 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, 551112 - Offices of Wilmington DE UNITED STATES L.L.C. Other Holding Companies 4136 4 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices of Wilmington DE UNITED STATES Other Holding Companies 4137 4 Whitehall European RE 3 S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4138 3 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4139 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 4140 4 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2005 Financial Vehicles 4141 3 WHITEHALL STREET GLOBAL REPIA FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4142 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 525990 - Other New York NY UNITED STATES 2005, L.P. Financial Vehicles 4143 4 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2005 Financial Vehicles 4144 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other New York NY UNITED STATES FUND 2005 (DELAWARE), L.P. Financial Vehicles 4145 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4146 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4147 4 Whitehall European RE 3 S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4148 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2005 CORP. Financial Vehicles 4149 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2005, L.P. Financial Vehicles 4150 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other New York NY UNITED STATES FUND 2005 (DELAWARE), L.P. Financial Vehicles 4151 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2005, L.P. Financial Vehicles 4152 3 WHITEHALL STREET INTERNATIONAL PCP FUND 525990 - Other George Town CAYMAN ISLANDS 2005 CORP. Financial Vehicles 4153 4 WHITEHALL STREET INTERNATIONAL PCP FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4154 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2005, L.P. Financial Vehicles 4155 5 WHITEHALL STREET INTERNATIONAL REAL 525990 - Other New York NY UNITED STATES ESTATE LIMITED PARTNERSHIP 2005 Financial Vehicles 4156 3 WHITEHALL STREET INTERNATIONAL PCP FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4157 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2005 CORP., L.P. Financial Vehicles 4158 4 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other Luxembourg LUXEMBOURG 2005, S.a.r.l. Financial Vehicles 4159 5 WHITEHALL STREET INTERNATIONAL REPIA 525990 - Other George Town CAYMAN ISLANDS FUND 2005, L.P. Financial Vehicles 4160 6 WHITEHALL STREET INTERNATIONAL 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND 2005, L.P. Financial Vehicles 4161 6 WHITEHALL STREET INTERNATIONAL REAL 525990 - Other New York NY UNITED STATES ESTATE LIMITED PARTNERSHIP 2005 Financial Vehicles 4162 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4163 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other Luxembourg LUXEMBOURG 2005, S.a.r.l. Financial Vehicles 4164 2 WHITEHALL STREET EMPLOYEE FUNDS 2007 GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 4165 3 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES EMPLOYEE FUND 2007, L.P. Financial Vehicles 4166 4 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES EMPLOYEE MASTER FUND 2007, L.P. Financial Vehicles 4167 5 W2007 FINANCE SUB, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4168 3 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES EMPLOYEE MASTER FUND 2007, L.P. Financial Vehicles 4169 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC 525990 - Other New York NY UNITED STATES FUND 2007, L.P. Financial Vehicles 4170 4 WHITEHALL STREET GLOBAL REAL ESTATE PMD 525990 - Other New York NY UNITED STATES QP FUND 2007, L.P. Financial Vehicles 4171 5 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES EMPLOYEE MASTER FUND 2007, L.P. Financial Vehicles 4172 5 WHITEHALL STREET GLOBAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2007 Financial Vehicles 4173 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP 525990 - Other New York NY UNITED STATES FUND 2007, L.P. Financial Vehicles 4174 2 WHITEHALL STREET EMPLOYEE FUNDS 2008 GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 4175 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS MASTER FUND 2008, L.P. Financial Vehicles 4176 4 W2008 INTERNATIONAL FINANCE SUB LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4177 3 WHITEHALL STREET INTERNATIONAL OVERRIDE 525990 - Other George Town CAYMAN ISLANDS FUND 2008, L.P. Financial Vehicles 4178 3 WHITEHALL STREET INTERNATIONAL PMD ESC FUND 525990 - Other George Town CAYMAN ISLANDS 2008, L.P. Financial Vehicles 4179 3 WHITEHALL STREET INTERNATIONAL PMD ESC FUND 525990 - Other George Town CAYMAN ISLANDS 2008, LTD. Financial Vehicles 4180 3 WHITEHALL STREET INTERNATIONAL PMD ESC 525990 - Other George Town CAYMAN ISLANDS JAPAN FUND 2008, L.P. Financial Vehicles 4181 3 WHITEHALL STREET INTERNATIONAL PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS 2008, L.P. Financial Vehicles 4182 3 WHITEHALL STREET INTERNATIONAL REPIA JAPAN 525990 - Other George Town CAYMAN ISLANDS FUND 2008, L.P. Financial Vehicles 4183 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4184 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4185 2 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4186 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE 525990 - Other New York NY UNITED STATES FUND 2007, L.P. Financial Vehicles 4187 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE 525990 - Other New York NY UNITED STATES MASTER FUND 2007, L.P. Financial Vehicles 4188 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4189 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 4190 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 4191 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC 525990 - Other New York NY UNITED STATES FUND 2007, L.P. Financial Vehicles 4192 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP 525990 - Other New York NY UNITED STATES FUND 2007, L.P. Financial Vehicles 4193 2 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4194 2 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4195 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS 2001, L.P. Financial Vehicles 4196 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS 2005 CORP. Financial Vehicles 4197 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4198 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS 2008, LTD. Financial Vehicles 4199 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 531390 - Other George Town CAYMAN ISLANDS OVERRIDE SUB 2008, LTD. activities related to real estate 4200 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2008 Financial Vehicles 4201 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS MASTER FUND 2008, L.P. Financial Vehicles 4202 2 WHITEHALL STREET INTERNATIONAL OVERRIDE 525990 - Other Luxembourg LUXEMBOURG OFFSHORE FUND 2008 SCA Financial Vehicles 4203 2 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4204 2 WHITEHALL STREET INTERNATIONAL PMD ESC FUND 525990 - Other George Town CAYMAN ISLANDS 2008, L.P. Financial Vehicles 4205 2 WHITEHALL STREET INTERNATIONAL PMD ESC JAPAN 525990 - Other George Town CAYMAN ISLANDS FUND 2008, L.P. Financial Vehicles 4206 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS 2008, L.P. Financial Vehicles 4207 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS 2008, LTD. Financial Vehicles 4208 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES (LUX INVESTOR) LIMITED PARTNERSHIP 2008 Financial Vehicles 4209 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other George Town CAYMAN ISLANDS CORPORATION 2001 Financial Vehicles 4210 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other George Town CAYMAN ISLANDS CORPORATION 2005 Financial Vehicles 4211 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other George Town CAYMAN ISLANDS CORPORATION 2008 Financial Vehicles 4212 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2001 Financial Vehicles 4213 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2005 Financial Vehicles 4214 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2008 Financial Vehicles 4215 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other Luxembourg LUXEMBOURG S.A.R.L. 2008 Financial Vehicles 4216 3 WHITEHALL STREET INTERNATIONAL OVERRIDE 525990 - Other Luxembourg LUXEMBOURG OFFSHORE FUND 2008 SCA Financial Vehicles 4217 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other Luxembourg LUXEMBOURG SCA 2008 Financial Vehicles 4218 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other Luxembourg LUXEMBOURG SCA 2008 Financial Vehicles
4091 4 W2007/ACEP HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 4092 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 4093 2 WH PARALLEL ADVISORS, L.L.C. XIII N/A N/A The direct holder is a Non-Managing Member. 4094 3 WHITEHALL PARALLEL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XIII General Partner. 4095 4 MDL SEVEN HOLDINGS (CAYMAN) INC. 100 N/A 4096 4 WH MEZZCO GP, L.L.C. II N/A N/A The direct holder is a Managing Member. 4097 5 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a General Partner. 4098 4 WH13/TWENTY-FOUR B.V. 100 N/A 4099 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 Limited Partner. 4100 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 Limited Partner. 4101 2 WHITEHALL PARALLEL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XIII Limited Partner. 4102 2 WHITEHALL STREET EMPLOYEE FUNDS 2001 GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 4103 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, N/A N/A The direct holder is a L.P. General Partner. 4104 4 ARCHON CAPITAL HOLDING, L.P. II N/A N/A The direct holder is a Limited Partner. 4105 4 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Ordinary shares. 4106 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4107 4 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4108 4 W2001 CAPITOL B.V. 100 N/A 4109 4 W2001 LOFT B.V. 99 N/A 4110 4 WHITEHALL PARALLEL GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2001 Limited Partner. 4111 4 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2001 Limited Partner. 4112 4 WHITEHALL STREET INTERNATIONAL REAL N/A N/A The direct holder is a ESTATE LIMITED PARTNERSHIP 2001 Limited Partner. 4113 3 WHITEHALL STREET GLOBAL REPIA FUND 2001, N/A N/A The direct holder is a L.P. General Partner. 4114 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND N/A N/A The direct holder is a 2001, L.P. Limited Partner. 4115 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001 (CORPORATE), L.P. General Partner. 4116 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001, L.P. Limited Partner. 4117 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001 (DELAWARE), L.P. Limited Partner. 4118 6 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Preferred shares. 4119 6 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4120 6 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4121 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001 (DELAWARE), L.P. General Partner. 4122 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001, L.P. General Partner. 4123 3 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2001 (CORPORATE), L.P. General Partner. 4124 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001, L.P. Limited Partner. 4125 3 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2001, L.P. General Partner. 4126 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2001, L.P. Limited Partner. 4127 2 WHITEHALL STREET EMPLOYEE FUNDS 2005 GP, N/A N/A The direct holder is a L.L.C. Managing Member. 4128 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, N/A N/A The direct holder is a L.P. General Partner. 4129 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, N/A N/A The direct holder is a L.P. Limited Partner. 4130 4 AWH EMPLOYEE GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 4131 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, N/A N/A The direct holder is a L.P. General Partner. 4132 4 CARIBBEAN FUND GEN-PAR 2005, LLC N/A N/A The direct holder is a Non-Managing Member. 4133 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4134 4 W2005 KZL 100 N/A 4135 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, N/A N/A The direct holder is a L.L.C. Managing Member. 4136 4 W2005/FARGO HOTEL HOLDINGS II, L.P. N/A N/A The direct holder is a Limited Partner. 4137 4 Whitehall European RE 3 S.a r.l. 100 N/A 4138 3 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4139 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4140 4 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2005 Limited Partner. 4141 3 WHITEHALL STREET GLOBAL REPIA FUND 2005, N/A N/A The direct holder is a L.P. General Partner. 4142 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4143 4 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2005 Limited Partner. 4144 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2005 (DELAWARE), L.P. General Partner. 4145 4 W2005 KZL 100 N/A 4146 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 4147 4 Whitehall European RE 3 S.a r.l. 100 N/A 4148 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE 2 N/A FUND 2005 CORP. 4149 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2005, L.P. Limited Partner. 4150 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2005 (DELAWARE), L.P. Limited Partner. 4151 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2005, L.P. General Partner. 4152 3 WHITEHALL STREET INTERNATIONAL PCP FUND 1 N/A 2005 CORP. 4153 4 WHITEHALL STREET INTERNATIONAL PCP FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4154 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2005, L.P. Limited Partner. 4155 5 WHITEHALL STREET INTERNATIONAL REAL N/A N/A The direct holder is a ESTATE LIMITED PARTNERSHIP 2005 Limited Partner. 4156 3 WHITEHALL STREET INTERNATIONAL PCP FUND N/A N/A The direct holder is a 2005, L.P. General Partner. 4157 3 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2005 CORP., L.P. General Partner. 4158 4 WHITEHALL STREET INTERNATIONAL REPIA FUND 63 N/A 2005, S.a.r.l. 4159 5 WHITEHALL STREET INTERNATIONAL REPIA N/A N/A The direct holder is a FUND 2005, L.P. Limited Partner. 4160 6 WHITEHALL STREET INTERNATIONAL N/A N/A The direct holder is a EMPLOYEE FUND 2005, L.P. Limited Partner. 4161 6 WHITEHALL STREET INTERNATIONAL REAL N/A N/A The direct holder is a ESTATE LIMITED PARTNERSHIP 2005 Limited Partner. 4162 3 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2005, L.P. General Partner. 4163 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 63 N/A 2005, S.a.r.l. 4164 2 WHITEHALL STREET EMPLOYEE FUNDS 2007 GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 4165 3 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a EMPLOYEE FUND 2007, L.P. General Partner. 4166 4 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a EMPLOYEE MASTER FUND 2007, L.P. Limited Partner. 4167 5 W2007 FINANCE SUB, LLC N/A N/A The direct holder is a Non-Managing Member. 4168 3 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a EMPLOYEE MASTER FUND 2007, L.P. General Partner. 4169 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC N/A N/A The direct holder is a FUND 2007, L.P. General Partner. 4170 4 WHITEHALL STREET GLOBAL REAL ESTATE PMD N/A N/A The direct holder is a QP FUND 2007, L.P. Limited Partner. 4171 5 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a EMPLOYEE MASTER FUND 2007, L.P. Limited Partner. 4172 5 WHITEHALL STREET GLOBAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2007 Limited Partner. 4173 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP N/A N/A The direct holder is a FUND 2007, L.P. General Partner. 4174 2 WHITEHALL STREET EMPLOYEE FUNDS 2008 GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 4175 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a MASTER FUND 2008, L.P. General Partner. 4176 4 W2008 INTERNATIONAL FINANCE SUB LTD. 100 N/A 4177 3 WHITEHALL STREET INTERNATIONAL OVERRIDE N/A N/A The direct holder is a FUND 2008, L.P. General Partner. 4178 3 WHITEHALL STREET INTERNATIONAL PMD ESC FUND N/A N/A The direct holder is a 2008, L.P. General Partner. 4179 3 WHITEHALL STREET INTERNATIONAL PMD ESC FUND 100 N/A 2008, LTD. 4180 3 WHITEHALL STREET INTERNATIONAL PMD ESC N/A N/A The direct holder is a JAPAN FUND 2008, L.P. General Partner. 4181 3 WHITEHALL STREET INTERNATIONAL PMD QP FUND N/A N/A The direct holder is a 2008, L.P. General Partner. 4182 3 WHITEHALL STREET INTERNATIONAL REPIA JAPAN N/A N/A The direct holder is a FUND 2008, L.P. General Partner. 4183 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, N/A N/A The direct holder is a L.P. Limited Partner. 4184 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, N/A N/A The direct holder is a L.P. Limited Partner. 4185 2 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4186 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE N/A N/A The direct holder is a FUND 2007, L.P. Limited Partner. 4187 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE N/A N/A The direct holder is a MASTER FUND 2007, L.P. Limited Partner. 4188 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 Limited Partner. 4189 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 Limited Partner. 4190 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 Limited Partner. 4191 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC N/A N/A The direct holder is a FUND 2007, L.P. Limited Partner. 4192 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP N/A N/A The direct holder is a FUND 2007, L.P. Limited Partner. 4193 2 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. N/A N/A The direct holder is a Limited Partner. 4194 2 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4195 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND N/A N/A The direct holder is a 2001, L.P. Limited Partner. 4196 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2 N/A 2005 CORP. 4197 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4198 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 100 100 2008, LTD. 4199 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 100 N/A OVERRIDE SUB 2008, LTD. 4200 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2008 Limited Partner. 4201 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a MASTER FUND 2008, L.P. Limited Partner. 4202 2 WHITEHALL STREET INTERNATIONAL OVERRIDE 100 N/A This holding represents OFFSHORE FUND 2008 SCA ownership in A-2 shares. 4203 2 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, N/A N/A The direct holder is a L.P. Limited Partner. 4204 2 WHITEHALL STREET INTERNATIONAL PMD ESC FUND N/A N/A The direct holder is a 2008, L.P. Limited Partner. 4205 2 WHITEHALL STREET INTERNATIONAL PMD ESC JAPAN N/A N/A The direct holder is a FUND 2008, L.P. Limited Partner. 4206 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND N/A N/A The direct holder is a 2008, L.P. Limited Partner. 4207 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 100 100 2008, LTD. 4208 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a (LUX INVESTOR) LIMITED PARTNERSHIP 2008 Limited Partner. 4209 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 100 N/A CORPORATION 2001 4210 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 100 N/A CORPORATION 2005 4211 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 100 N/A CORPORATION 2008 4212 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2001 Limited Partner. 4213 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2005 Limited Partner. 4214 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2008 Limited Partner. 4215 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 100 N/A S.A.R.L. 2008 4216 3 WHITEHALL STREET INTERNATIONAL OVERRIDE 100 N/A This holding represents OFFSHORE FUND 2008 SCA ownership in Management shares. 4217 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE 100 N/A This holding represents SCA 2008 ownership in Management shares. 4218 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE 100 N/A This holding represents SCA 2008 ownership in A-10 shares.
4219 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2001 (CORPORATE), L.P. Financial Vehicles 4220 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2001, L.P. Financial Vehicles 4221 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4222 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2008, LTD. Financial Vehicles 4223 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other Luxembourg LUXEMBOURG 2008, S.A.R.L. Financial Vehicles 4224 2 WHITEHALL STREET INTERNATIONAL REPIA JAPAN 525990 - Other George Town CAYMAN ISLANDS FUND 2008, L.P. Financial Vehicles 4225 2 WHITEHALL STREET INTERNATIONAL REPIA PMD QP 525990 - Other George Town CAYMAN ISLANDS FUND 2008, LTD. Financial Vehicles 4226 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP IX Financial Vehicles 4227 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP V Financial Vehicles 4228 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP VI Financial Vehicles 4229 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP VII Financial Vehicles 4230 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP VIII Financial Vehicles 4231 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP X Financial Vehicles 4232 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XI Financial Vehicles 4233 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XII Financial Vehicles 4234 2 WHITEHALL STREET REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP XIII Financial Vehicles
4219 2 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2001 (CORPORATE), L.P. Limited Partner. 4220 2 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2001, L.P. Limited Partner. 4221 2 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4222 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 100 100 2008, LTD. 4223 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 100 N/A 2008, S.A.R.L. 4224 2 WHITEHALL STREET INTERNATIONAL REPIA JAPAN N/A N/A The direct holder is a FUND 2008, L.P. Limited Partner. 4225 2 WHITEHALL STREET INTERNATIONAL REPIA PMD QP 100 100 FUND 2008, LTD. 4226 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP IX Limited Partner. 4227 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP V Limited Partner. 4228 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP VI Limited Partner. 4229 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP VII Limited Partner. 4230 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP VIII Limited Partner. 4231 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP X Limited Partner. 4232 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XI Limited Partner. 4233 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XII Limited Partner. 4234 2 WHITEHALL STREET REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP XIII Limited Partner.
These entities are directly or indirectly controlled by or under common control with the Company. ITEM 27. NUMBER OF CONTRACT OWNERS As of February 28, 2011, there were 2,104 Contract holders of qualified Contracts and 4,523 Contract holders of non-qualified Contracts. ITEM 28. INDEMNIFICATION Article VI of the Company's Bylaws states: The Corporation shall indemnify to the full extent permitted by applicable law any person made or threatened to be made a party to any action, suit or proceeding, whether civil, criminal, administrative or investigative, by reason of the fact that such person or such person's testator or intestate is or was a director, officer or employee of the Corporation or serves or served at the request of the Corporation any other enterprise as a director, officer or employee. Expenses, including attorneys' fees, incurred by any such person in defending any such action, suit or proceeding shall be paid or reimbursed by the Corporation promptly upon receipt by it of an undertaking of such person to repay such expenses if such person if finally adjudicated not to have acted in good faith in the reasonable belief that his or her action was in the best interest of the Corporation or other enterprise. The Corporation shall accept such undertaking without reference to the financial ability of such person to make repayment. Notwithstanding the foregoing, no indemnification shall be provided for any person with respect to any matter as to which such person shall have been finally adjudicated not to have acted in good faith in the reasonable belief that the action was in best interests of the Corporation or other enterprise. No matter disposed of by settlement, compromise, the entry of a consent decree or the entry of any plea in a criminal proceeding, shall of itself be deemed an adjudication of not having acted in good faith in the reasonable belief that the action was in the best interest of the Corporation. The rights provided to any person by this by-law shall be enforceable against the Corporation by such person who shall be presumed to have relied upon it in serving or continuing to serve as director, officer or employee as provided above. No amendment of this by-law shall impair the rights of any person arising at any time with respect to events occurring prior to such amendment. ITEM 29. PRINCIPAL UNDERWRITERS (a) Epoch Securities, Inc. also acts as a principal underwriter for the following: * VEL Account, VEL II Account, VEL Account III, Separate Account SPL-D, Separate Account IMO, Select Account III, Inheiritage Account, Separate Accounts VA-A, VA-B, VA-C, VA-G, VA-H, VA-K, VA-P, Commonwealth Select Separate Account II, Group VEL Account, Separate Account KG, Separate Account KGC, Fulcrum Separate Account, Fulcrum Variable Life Separate Account, Separate Account FUVUL, Separate Account IMO, Commonwealth Select Separate Account, and Commonwealth Annuity Separate Account A of Commonwealth Annuity and Life Insurance Company * Inheiritage Account, VEL II Account, Separate Account I, Separate Account VA-K, Separate Account VA-P, Allmerica Select Separate Account II, Group VEL Account, Separate Account KG, Separate Account KGC, Fulcrum Separate Account, and Allmerica Select Separate Account of First Allmerica Financial Life Insurance Company. (b) The principal business address of most the following Directors and Officers is: 200 West Street New York, NY 10282-2198 The principal business address of the other following Directors and Officers* is: 132 Turnpike Road, Suite 210 Southborough, MA 01772.
NAME POSITION OR OFFICE WITH UNDERWRITER ---- --------------------------------------------------------------------------- Steven M. Bunson Assistant Treasurer Nabanita Chaterjee Assistant Secretary Richard Cohn Assistant General Counsel and Secretary John S. Daly Director Manda J. D'Agata Assistant Treasurer Julie Hausen Assistant Secretary Kathleen Jack Chief Compliance Officer, Securities Underwriting Activities Kenneth L. Josselyn Assistant Secretary Robert A. Mass Compliance Officer Albert P. Meo Finance Operations Principal Stephen R. Pierce Director and Vice President Elizabeth E. Robinson Treasurer Matthew E. Tropp Assistant Secretary Nicholas H. von Moltke* Director, President and Chief Executive Officer Joel Volcy* Chief Operating Officer Margot Kibbe Wallin* Chief Compliance Officer, Variable Products Distribution
(c) As indicated in Part B (Statement of Additional Information), the following commissions and other compensation were received by Epoch Securities, Inc., directly or indirectly, from the Registrant during the Registrant's last fiscal year.
(2) NET UNDERWRITING (3) COMPENSATION (1) NAME OF PRINCIPAL DISCOUNTS AND ON (4) BROKERAGE (5) OTHER UNDERWRITER COMMISSIONS REDEMPTION COMMISSIONS COMPENSATION --------------------- -------------------- ------------------ -------------- ------------- Epoch Securities, Inc. None None N/A N/A
As indicated in Part B (Statement of Additional Information) in response to Item 20(c), there were no commissions retained by Epoch Securities, Inc., the principal underwriter of the Contracts, for sales of variable contracts funded by the Registrant in 2010. No other commission or other compensation was received by Epoch Securities, Inc., directly or indirectly, from the Registrant during the Registrant's last fiscal year. ITEM 30. LOCATION OF ACCOUNTS AND RECORDS Each account, book or other document required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 to 31a-3 thereunder are maintained for the Company by Security Benefit Life Insurance Company at One Security Benefit Place, Topeka, Kansas. ITEM 31. MANAGEMENT SERVICES The Company provides daily unit value calculations and related services for the Company's separate accounts. ITEM 32. UNDERTAKINGS (a) The Registrant hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary to ensure that the audited financial statements in the registration statement are never more than 16 months old for so long as payments under the variable annuity contracts may be accepted. (b) The Registrant hereby undertakes to include in the prospectus toll-free number that the contract owner can call for a Statement of Additional Information. (c) The Registrant hereby undertakes to deliver a Statement of Additional Information and any financial statements promptly upon written or oral request, according to the requirements of Form N-4. (d) Insofar as indemnification for liability arising under the 1933 Act may be permitted to Directors, Officers and Controlling Persons of Registrant under any registration statement, underwriting agreement or otherwise, Registrant has been advised that, in the opinion of the SEC, such indemnification is against public policy as expressed in the 1933 Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a Director, Officer or Controlling Person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such Director, Officer or Controlling Person in connection with the securities being registered, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue. (e) The Company hereby represents that the aggregate fees and charges under the Contracts are reasonable in relation to the services rendered, expenses expected to be incurred, and risks assumed by the Company. ITEM 33. REPRESENTATIONS CONCERNING WITHDRAWAL RESTRICTIONS ON SECTION 403(b) PLANS AND UNDER THE TEXAS OPTIONAL RETIREMENT PROGRAM Registrant, a separate account of Commonwealth Annuity and Life Insurance Company ("Company"), states that it is (a) relying on Rule 6c-7 under the 1940 Act with respect to withdrawal restrictions under the Texas Optional Retirement Program ("Program") and (b) relying on the "no-action" letter (Ref. No. IP-6-88) issued on November 28, 1988 to the American Council of Life Insurance, in applying the withdrawal restrictions of Internal Revenue Code Section 403(b)(11). Registrant has taken the following steps in reliance on the letter: 1. Appropriate disclosures regarding the redemption restrictions imposed by the Program and by Section 403(b)(11) have been included in the prospectus of each registration statement used in connection with the offer of the Company's variable contracts. 2. Appropriate disclosures regarding the redemption restrictions imposed by the Program and by Section 403(b)(11) have been included in sales literature used in connection with the offer of the Company's variable contracts. 3. Sales Representatives who solicit participants to purchase the variable contracts have been instructed to specifically bring the redemption restrictions imposed by the Program and by Section 403(b)(11) to the attention of potential participants. 4. A signed statement acknowledging the participant's understanding of (i) the restrictions on redemption imposed by the Program and by Section 403(b)(11) and (ii) the investment alternatives available under the employer's arrangement will be obtained from each participant who purchases a variable annuity contract prior to or at the time of purchase. Registrant hereby represents that it will not act to deny or limit a transfer request except to the extent that a Service-Ruling or written opinion of counsel, specifically addressing the fact pattern involved and taking into account the terms of the applicable employer plan, determines that denial or limitation is necessary for the variable annuity contracts to meet the requirements of the Program or of Section 403(b). Any transfer request not so denied or limited will be effected as expeditiously as possible. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940 the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Southborough, and Commonwealth of Massachusetts, on the 18th day of April, 2010. SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY By: /s/ Scott D. Silverman ---------------------------------------------- Scott D. Silverman, Senior Vice President, General Counsel, and Secretary Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE ---------- ----- ---- /s/ John J. Fowler Senior Vice President and Chief Financial April 18, 2011 --------------------------------- Officer John J. Fowler Allan S. Levine* Chairman of the Board --------------------------------- Manda J. D'Agata* Director, Vice President and Treasurer --------------------------------- Donald R. Mullen* Director --------------------------------- Kathleen M. Redgate* Director --------------------------------- Michael S. Rotter* Director and Vice Chairman --------------------------------- Nicholas H. von Moltke* Director, President, and Chief Executive --------------------------------- Officer Jane S. Grosso* Vice President and Controller --------------------------------- (Chief Accounting Officer)
*Scott D. Silverman, by signing his name hereto, does hereby sign this document on behalf of each of the above-named Directors and Officers of the Registrant pursuant to the Powers of Attorney dated April 1, 2011 duly executed by such persons. /s/ Scott D. Silverman ------------------------------------ Scott D. Silverman, Attorney-in-Fact (333-09965) Scudder Elite EXHIBIT TABLE Exhibit 8(g) Directors' Powers of Attorney Exhibit 10 Consent of Independent Registered Public Accounting Firm Exhibit 13(c) Sixth Amendment dated April 15, 2011 to Fund Participation Agreement dated June 1999 with Dreyfus is filed herewith