0001209191-22-002207.txt : 20220106 0001209191-22-002207.hdr.sgml : 20220106 20220106165533 ACCESSION NUMBER: 0001209191-22-002207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220104 FILED AS OF DATE: 20220106 DATE AS OF CHANGE: 20220106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Kevin B CENTRAL INDEX KEY: 0001549592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12001 FILM NUMBER: 22515429 MAIL ADDRESS: STREET 1: C/O STONERIGDGE INC. STREET 2: 9400 E. MARKET ST CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-04 0 0001018963 ALLEGHENY TECHNOLOGIES INC ATI 0001549592 Kramer Kevin B 1000 SIX PPG PLACE PITTSBURGH PA 15222 0 1 0 0 Sr. VP, CCMO Common Stock, par value $0.10 per share 2022-01-04 4 F 0 6659 16.74 D 156043.323 D Common Stock, par value $0.10 per share 2022-01-04 4 A 0 24380 0.00 A 180423.323 D Performance Stock Unit 2022-01-04 4 A 0 51282 0.00 A 2025-12-31 2025-12-31 Common Stock 51282 51282 D Shares withheld for payment of taxes on restricted stock units awarded on January 4, 2021. One-third of such restricted stock units vested by their terms on January 4, 2022. Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange ("NYSE") on January 4, 2022. This amount includes 1,933.9109 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,620 units, which represent interests in the Company's stock fund. Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Awarded under ATI's 2020 Incentive Plan. Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. /s/ Elliot S. Davis, Attorney-in-Fact for Kevin B. Kramer 2022-01-06