0001209191-21-014719.txt : 20210226 0001209191-21-014719.hdr.sgml : 20210226 20210226161430 ACCESSION NUMBER: 0001209191-21-014719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Kevin B CENTRAL INDEX KEY: 0001549592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12001 FILM NUMBER: 21688947 MAIL ADDRESS: STREET 1: C/O STONERIGDGE INC. STREET 2: 9400 E. MARKET ST CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-24 0 0001018963 ALLEGHENY TECHNOLOGIES INC ATI 0001549592 Kramer Kevin B 1000 SIX PPG PLACE PITTSBURGH PA 15222 0 1 0 0 Sr. VP, CCMO Common Stock, par value $0.10 per share 2021-02-24 4 F 0 2365 21.28 D 165784.3608 D Common Stock, par value $0.10 per share 2021-02-25 4 A 0 16596 0.00 A 182380.3608 D Common Stock, par value $0.10 per share 2021-02-25 4 F 0 7548 21.26 D 174832.3608 D Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2021. Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2021. This amount includes 1,80188.9847 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,512 units, which represent interests in the Company's stock fund. Settlement of performance-vested restricted stock units that were granted in 2018, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2018 through December 31, 2020 (the "2018-2020 PSUs"). The shares underlying the 2018-2020 PSUs became payable as of February 25, 2021 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors. Shares withheld for payment of taxes in connection with the February 25, 2021 settlement of the 2018-2020 PSUs. Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2021. /s/ Elliot S. Davis, Attorney-in-Fact for Kevin B. Kramer 2021-02-26