0001359804-13-000067.txt : 20131115 0001359804-13-000067.hdr.sgml : 20131115 20131115202651 ACCESSION NUMBER: 0001359804-13-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZKUTAK THOMAS J CENTRAL INDEX KEY: 0001209974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 131225248 MAIL ADDRESS: STREET 1: P O BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-15 0001018724 AMAZON COM INC AMZN 0001209974 SZKUTAK THOMAS J P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President and CFO Common Stock, par value $.01 per share 2013-11-15 4 M 0 7500 0 A 54914 D Common Stock, par value $.01 per share 2013-11-15 4 M 0 611 0 A 55525 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 203 366.2998 D 55322 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 1100 367.8427 D 54222 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 300 368.8753 D 53922 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 1001 370.0328 D 52921 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 500 371.03 D 52421 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 300 372.1333 D 52121 D Common Stock, par value $.01 per share 473.999 I Held by the reporting person's Amazon.com 401(k) account Restricted Stock Unit Award 0 2013-11-15 4 M 0 7500 0 D 2011-05-15 2014-02-15 Common Stock, par value $.01 per share 7500 7500 D Restricted Stock Unit Award 0 2013-11-15 4 M 0 611 0 D 2013-05-15 2018-02-15 Common Stock, par value $.01 per share 611 41256 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $366.62 and the lowest price at which shares were sold was $366.13. Represents the weighted average sale price. The highest price at which shares were sold was $368.20 and the lowest price at which shares were sold was $367.26. Represents the weighted average sale price. The highest price at which shares were sold was $369.106 and the lowest price at which shares were sold was $368.43. Represents the weighted average sale price. The highest price at which shares were sold was $370.53 and the lowest price at which shares were sold was $369.58. Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.68. Represents the weighted average sale price. The highest price at which shares were sold was $372.36 and the lowest price at which shares were sold was $372.00. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 10,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011 and February 15, 2012 and 7,500 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 610 shares on February 15, 2014, 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 4,788 shares on May 15, 2016, 4,787 shares on each of August 15, 2016, November 15, 2016 and February 15, 2017, 3,689 shares on May 15, 2017 and 3,688 shares on each of August 15, 2017, November 15, 2017 and February 15, 2018. REMARKS: The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ THOMAS J. SZKUTAK, Senior Vice President and CFO 2013-11-15