0001359804-13-000067.txt : 20131115
0001359804-13-000067.hdr.sgml : 20131115
20131115202651
ACCESSION NUMBER: 0001359804-13-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131115
FILED AS OF DATE: 20131115
DATE AS OF CHANGE: 20131115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMAZON COM INC
CENTRAL INDEX KEY: 0001018724
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 911646860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 TERRY AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 2062661000
MAIL ADDRESS:
STREET 1: 410 TERRY AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SZKUTAK THOMAS J
CENTRAL INDEX KEY: 0001209974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22513
FILM NUMBER: 131225248
MAIL ADDRESS:
STREET 1: P O BOX 81226
CITY: SEATTLE
STATE: WA
ZIP: 98108-1226
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-15
0001018724
AMAZON COM INC
AMZN
0001209974
SZKUTAK THOMAS J
P.O. BOX 81226
SEATTLE
WA
98108-1226
0
1
0
0
Senior Vice President and CFO
Common Stock, par value $.01 per share
2013-11-15
4
M
0
7500
0
A
54914
D
Common Stock, par value $.01 per share
2013-11-15
4
M
0
611
0
A
55525
D
Common Stock, par value $.01 per share
2013-11-15
4
S
0
203
366.2998
D
55322
D
Common Stock, par value $.01 per share
2013-11-15
4
S
0
1100
367.8427
D
54222
D
Common Stock, par value $.01 per share
2013-11-15
4
S
0
300
368.8753
D
53922
D
Common Stock, par value $.01 per share
2013-11-15
4
S
0
1001
370.0328
D
52921
D
Common Stock, par value $.01 per share
2013-11-15
4
S
0
500
371.03
D
52421
D
Common Stock, par value $.01 per share
2013-11-15
4
S
0
300
372.1333
D
52121
D
Common Stock, par value $.01 per share
473.999
I
Held by the reporting person's Amazon.com 401(k) account
Restricted Stock Unit Award
0
2013-11-15
4
M
0
7500
0
D
2011-05-15
2014-02-15
Common Stock, par value $.01 per share
7500
7500
D
Restricted Stock Unit Award
0
2013-11-15
4
M
0
611
0
D
2013-05-15
2018-02-15
Common Stock, par value $.01 per share
611
41256
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Represents the weighted average sale price. The highest price at which shares were sold was $366.62 and the lowest price at which shares were sold was $366.13.
Represents the weighted average sale price. The highest price at which shares were sold was $368.20 and the lowest price at which shares were sold was $367.26.
Represents the weighted average sale price. The highest price at which shares were sold was $369.106 and the lowest price at which shares were sold was $368.43.
Represents the weighted average sale price. The highest price at which shares were sold was $370.53 and the lowest price at which shares were sold was $369.58.
Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.68.
Represents the weighted average sale price. The highest price at which shares were sold was $372.36 and the lowest price at which shares were sold was $372.00.
Converts into Common Stock on a one-for-one basis.
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 10,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011 and February 15, 2012 and 7,500 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014.
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 610 shares on February 15, 2014, 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 4,788 shares on May 15, 2016, 4,787 shares on each of August 15, 2016, November 15, 2016 and February 15, 2017, 3,689 shares on May 15, 2017 and 3,688 shares on each of August 15, 2017, November 15, 2017 and February 15, 2018.
REMARKS:
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
/s/ THOMAS J. SZKUTAK, Senior Vice President and CFO
2013-11-15