0001359804-11-000055.txt : 20110815 0001359804-11-000055.hdr.sgml : 20110815 20110815205522 ACCESSION NUMBER: 0001359804-11-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kessel Steven CENTRAL INDEX KEY: 0001374832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 111038555 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-15 0001018724 AMAZON COM INC AMZN 0001374832 Kessel Steven P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2011-08-15 4 M 0 5000 0 A 5000 D Common Stock, par value $.01 per share 2011-08-15 4 M 0 2000 0 A 7000 D Common Stock, par value $.01 per share 2011-08-15 4 S 0 3500 202.06 D 3500 D Common Stock, par value $.01 per share 396.944 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2011-08-15 4 M 0 5000 0 D 2011-05-15 2014-02-15 Common Stock, par value $.01 per share 5000 40000 D Restricted Stock Unit Award 0 2011-08-15 4 M 0 2000 0 D 2011-05-15 2016-02-15 Common Stock, par value $.01 per share 2000 36000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011 and February 15, 2012 and 3,750 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011, February 15, 2012, May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013, February 15, 2014, May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016. /s/ Steven Kessel, Senior Vice President 2011-08-15