-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DTOGLL3X1hr7lsk6tem4MEyWdh1oTYmFlkTP6AFk9+LvfLG44f5QxFiVPOp3N5NG Ycww1UfYZ5Bj69Yh3re/Qg== 0001359804-06-000040.txt : 20061117 0001359804-06-000040.hdr.sgml : 20061117 20061117205852 ACCESSION NUMBER: 0001359804-06-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 12TH AVENUE S SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98144 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 1200 12TH AVENUE S SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 061228228 BUSINESS ADDRESS: BUSINESS PHONE: 206-266-2958 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-15 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2006-11-15 4 M 0 6695 0 A 6695 D Common Stock, par value $.01 per share 2006-11-15 4 M 0 1250 0 A 7945 D Common Stock, par value $.01 per share 2006-11-15 4 S 0 6695 41.50 D 1250 D Common Stock, par value $.01 per share 2006-11-15 4 S 0 1250 41.50 D 0 D Common Stock, par value $.01 per share 262.698 I Held by the reporting person's Amazon.com 401(k) plan account. Restricted Stock Unit Award 0 2006-11-15 4 M 0 6695 0 D 2006-11-15 2010-02-15 Common Stock, par value $.01 per share 6695 100400 D Restricted Stock Award 0 2006-11-15 4 M 0 1250 0 D 2005-04-14 2010-02-15 Common Stock, par value $.01 per share 1250 16250 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Converts into Common Stock on a one-for-one basis. Subject to the reporting person's continued employment with the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 6.25% on November 15, 2006, 6.77% on May 15, 2007 and an additional 6.77% for each 3-month period thereafter through February 15, 2008, 8.33% on May 15, 2008 and an additional 8.33% for each 3-month period thereafter through February 15, 2010. 30% of this award was vested at the time the reporting person filed their Form 3, and subject to the reporting person's continued employment with the issuer, will vest and convert into shares of common stock of the issuer at the rate of 5.00% on November 15, 2006 and an additional 5.00% for each 3-month period thereafter through February 15, 2010. /s/ by Michael Deal as attorney-in-fact for ANDREW R. JASSY, Senior Vice President 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----