0001127602-21-029502.txt : 20211117 0001127602-21-029502.hdr.sgml : 20211117 20211117184049 ACCESSION NUMBER: 0001127602-21-029502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 211421962 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-15 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 1 1 President and CEO Common Stock, par value $.01 per share 2021-11-15 4 M 0 2153 0 A 88988 D Common Stock, par value $.01 per share 2021-11-15 4 S 0 124 3533.1371 D 88864 D Common Stock, par value $.01 per share 2021-11-15 4 S 0 224 3535.0426 D 88640 D Common Stock, par value $.01 per share 2021-11-15 4 S 0 300 3536.1867 D 88340 D Common Stock, par value $.01 per share 2021-11-15 4 S 0 200 3537.06 D 88140 D Common Stock, par value $.01 per share 3275 I In trust Common Stock, par value $.01 per share 491.41 I Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2021-11-15 4 M 0 2153 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 2153 2154 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $3,533.50 and the lowest price at which shares were sold was $3,533.05. Represents the weighted average sale price. The highest price at which shares were sold was $3,535.17 and the lowest price at which shares were sold was $3,534.22. Represents the weighted average sale price. The highest price at which shares were sold was $3,536.43 and the lowest price at which shares were sold was $3,535.91. Represents the weighted average sale price. The highest price at which shares were sold was $3,537.10 and the lowest price at which shares were sold was $3,537.02. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, President and CEO 2021-11-17