0001127602-20-006607.txt : 20200219 0001127602-20-006607.hdr.sgml : 20200219 20200219202200 ACCESSION NUMBER: 0001127602-20-006607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200215 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackburn Jeffrey M CENTRAL INDEX KEY: 0001374831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 20632139 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-15 0001018724 AMAZON COM INC AMZN 0001374831 Blackburn Jeffrey M P.O. BOX 81226 SEATTLE WA 98108-1226 1 Senior Vice President Common Stock, par value $.01 per share 2020-02-15 4 M 0 1692 0 A 50659 D Common Stock, par value $.01 per share 2020-02-15 4 M 0 1881 0 A 52540 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 103 2125.3452 D 52437 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 50 2126.31 D 52387 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 50 2128.83 D 52337 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 166 2134.4823 D 52171 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 50 2136.00 D 52121 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 50 2137.26 D 52071 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 250 2139.27 D 51821 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 256 2140.0259 D 51565 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 550 2141.7662 D 51015 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 450 2142.64 D 50565 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 350 2143.7314 D 50215 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 400 2144.815 D 49815 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 598 2145.7055 D 49217 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 200 2146.8919 D 49017 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 50 2147.76 D 48967 D Common Stock, par value $.01 per share 18015 I In trust Common Stock, par value $.01 per share 477.883 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2020-02-15 4 M 0 1692 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 1692 19778 D Restricted Stock Unit Award 0 2020-02-15 4 M 0 1881 0 D 2018-05-15 2020-02-15 Common Stock, par value $.01 per share 1881 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $2,125.69 and the lowest price at which shares were sold was $2,125.02. Represents the weighted average sale price. The highest price at which shares were sold was $2,126.41 and the lowest price at which shares were sold was $2,126.04. Represents the weighted average sale price. The highest price at which shares were sold was $2,134.75 and the lowest price at which shares were sold was $2,134.00. Represents the weighted average sale price. The highest price at which shares were sold was $2,139.67 and the lowest price at which shares were sold was $2,138.72. Represents the weighted average sale price. The highest price at which shares were sold was $2,140.62 and the lowest price at which shares were sold was $2,139.75. Represents the weighted average sale price. The highest price at which shares were sold was $2,142.20 and the lowest price at which shares were sold was $2,141.21. Represents the weighted average sale price. The highest price at which shares were sold was $2,143.15 and the lowest price at which shares were sold was $2,142.22. Represents the weighted average sale price. The highest price at which shares were sold was $2,144.14 and the lowest price at which shares were sold was $2,143.25. Represents the weighted average sale price. The highest price at which shares were sold was $2,145.31 and the lowest price at which shares were sold was $2,144.33. Represents the weighted average sale price. The highest price at which shares were sold was $2,146.29 and the lowest price at which shares were sold was $2,145.33. Represents the weighted average sale price. The highest price at which shares were sold was $2,147.35 and the lowest price at which shares were sold was $2,146.43. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Jeffrey M. Blackburn, Senior Vice President 2020-02-19