0001127602-20-006605.txt : 20200219 0001127602-20-006605.hdr.sgml : 20200219 20200219201136 ACCESSION NUMBER: 0001127602-20-006605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200215 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 20632126 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-15 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 1 CEO Amazon Web Services Common Stock, par value $.01 per share 2020-02-15 4 M 0 1139 0 A 96294 D Common Stock, par value $.01 per share 2020-02-15 4 M 0 2434 0 A 98728 D Common Stock, par value $.01 per share 2020-02-15 4 M 0 4500 0 A 103228 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 417 2142.6047 D 102811 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 1203 2143.6611 D 101608 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 1114 2144.9082 D 100494 D Common Stock, par value $.01 per share 2020-02-18 4 S 0 444 2145.5983 D 100050 D Common Stock, par value $.01 per share 490.358 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2020-02-15 4 M 0 1139 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 1139 19778 D Restricted Stock Unit Award 0 2020-02-15 4 M 0 2434 0 D 2018-05-15 2020-02-15 Common Stock, par value $.01 per share 2434 0 D Restricted Stock Unit Award 0 2020-02-15 4 M 0 4500 0 D 2019-05-15 2023-02-15 Common Stock, par value $.01 per share 4500 12000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $2,143.00 and the lowest price at which shares were sold was $2,142.15. Represents the weighted average sale price. The highest price at which shares were sold was $2,143.96 and the lowest price at which shares were sold was $2,143.15. Represents the weighted average sale price. The highest price at which shares were sold was $2,145.26 and the lowest price at which shares were sold was $2,144.26. Represents the weighted average sale price. The highest price at which shares were sold was $2,145.87 and the lowest price at which shares were sold was $2,145.29. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, CEO Amazon Web Services 2020-02-19