0001127602-19-033267.txt : 20191119 0001127602-19-033267.hdr.sgml : 20191119 20191119173413 ACCESSION NUMBER: 0001127602-19-033267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blackburn Jeffrey M CENTRAL INDEX KEY: 0001374831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 191232454 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-15 0001018724 AMAZON COM INC AMZN 0001374831 Blackburn Jeffrey M P.O. BOX 81226 SEATTLE WA 98108-1226 1 Senior Vice President Common Stock, par value $.01 per share 2019-11-15 4 M 0 1692 0 A 50659 D Common Stock, par value $.01 per share 2019-11-15 4 M 0 1881 0 A 52540 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 100 1745.64 D 52440 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 554 1747.0944 D 51886 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 719 1748.6682 D 51167 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 500 1749.474 D 50667 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 100 1751.26 D 50567 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 300 1752.9567 D 50267 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 400 1753.8925 D 49867 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 100 1756.87 D 49767 D Common Stock, par value $.01 per share 2019-11-15 4 S 0 800 1759.97 D 48967 D Common Stock, par value $.01 per share 18015 I In trust Common Stock, par value $.01 per share 477.649 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2019-11-15 4 M 0 1692 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 1692 21470 D Restricted Stock Unit Award 0 2019-11-15 4 M 0 1881 0 D 2018-05-15 2020-02-15 Common Stock, par value $.01 per share 1881 1881 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $1,747.62 and the lowest price at which shares were sold was $1,746.71. Represents the weighted average sale price. The highest price at which shares were sold was $1,749.05 and the lowest price at which shares were sold was $1,748.07. Represents the weighted average sale price. The highest price at which shares were sold was $1,749.83 and the lowest price at which shares were sold was $1,749.13. Represents the weighted average sale price. The highest price at which shares were sold was $1,753.33 and the lowest price at which shares were sold was $1,752.58. Represents the weighted average sale price. The highest price at which shares were sold was $1,754.24 and the lowest price at which shares were sold was $1,753.69. Represents the weighted average sale price. The highest price at which shares were sold was $1,760.05 and the lowest price at which shares were sold was $1,759.43. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Jeffrey M. Blackburn, Senior Vice President 2019-11-19