0001127602-19-027009.txt : 20190819 0001127602-19-027009.hdr.sgml : 20190819 20190819181412 ACCESSION NUMBER: 0001127602-19-027009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190815 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Shelley CENTRAL INDEX KEY: 0001397333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 191037524 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-08-15 0001018724 AMAZON COM INC AMZN 0001397333 Reynolds Shelley P.O. BOX 81226 SEATTLE WA 98108-1226 1 Vice President Common Stock, par value $.01 per share 2019-08-15 4 M 0 318 0 A 6307 D Common Stock, par value $.01 per share 2019-08-15 4 M 0 61 0 A 6368 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 30 1768.9567 D 6338 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 50 1770.58 D 6288 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 30 1771.4767 D 6258 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 20 1772.23 D 6238 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 40 1773.5925 D 6198 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 20 1774.72 D 6178 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 40 1776.26 D 6138 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 40 1777.5275 D 6098 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 49 1778.6186 D 6049 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 20 1780.875 D 6029 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 10 1782.00 D 6019 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 20 1783.52 D 5999 D Common Stock, par value $.01 per share 2019-08-15 4 S 0 10 1785.25 D 5989 D Common Stock, par value $.01 per share 132.784 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2019-08-15 4 M 0 318 0 D 2015-05-15 2020-02-15 Common Stock, par value $.01 per share 318 636 D Restricted Stock Unit Award 0 2019-08-15 4 M 0 61 0 D 2018-05-15 2022-02-15 Common Stock, par value $.01 per share 61 2181 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $1,769.12 and the lowest price at which shares were sold was $1,768.85. Represents the weighted average sale price. The highest price at which shares were sold was $1,770.90 and the lowest price at which shares were sold was $1,769.97. Represents the weighted average sale price. The highest price at which shares were sold was $1,771.88 and the lowest price at which shares were sold was $1,771.00. Represents the weighted average sale price. The highest price at which shares were sold was $1,772.45 and the lowest price at which shares were sold was $1,772.01. Represents the weighted average sale price. The highest price at which shares were sold was $1,773.96 and the lowest price at which shares were sold was $1,773.17. Represents the weighted average sale price. The highest price at which shares were sold was $1,774.87 and the lowest price at which shares were sold was $1,774.57. Represents the weighted average sale price. The highest price at which shares were sold was $1,776.67 and the lowest price at which shares were sold was $1,775.86. Represents the weighted average sale price. The highest price at which shares were sold was $1,777.99 and the lowest price at which shares were sold was $1,777.07. Represents the weighted average sale price. The highest price at which shares were sold was $1,779.01 and the lowest price at which shares were sold was $1,778.07. Represents the weighted average sale price. The highest price at which shares were sold was $1,781.00 and the lowest price at which shares were sold was $1,780.75. Represents the weighted average sale price. The highest price at which shares were sold was $1,784.00 and the lowest price at which shares were sold was $1,783.04. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 16 shares on each of May 15, 2018 and August 15, 2018; 17 shares on each of November 15, 2018 and February 15, 2019; 61 shares on each of May 15, 2019, August 15, 2019, and November 15, 2019; 62 shares on February 15, 2020; 292 shares on each of May 15, 2020 and August 15, 2020; 293 shares on each of November 15, 2020 and February 15, 2021; and 222 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Shelley Reynolds, Vice President 2019-08-19