0001104659-23-094570.txt : 20230823 0001104659-23-094570.hdr.sgml : 20230823 20230823171723 ACCESSION NUMBER: 0001104659-23-094570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 231198355 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 tm2324303-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-21 0 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 1 1 0 0 President and CEO 0 Common Stock, par value $.01 per share 2023-08-21 4 M 0 25000 0 A 2022681 D Common Stock, par value $.01 per share 2023-08-21 4 M 0 20120 0 A 2042801 D Common Stock, par value $.01 per share 2023-08-21 4 M 0 10000 0 A 2052801 D Common Stock, par value $.01 per share 2023-08-21 4 S 0 11793 133.4724 D 2041008 D Common Stock, par value $.01 per share 2023-08-21 4 S 0 8605 134.3413 D 2032403 D Common Stock, par value $.01 per share 2023-08-21 4 S 0 1535 134.9717 D 2030868 D Common Stock, par value $.01 per share 65500 I In trust Common Stock, par value $.01 per share 9875.109 I Amazon.com 401(k) plan account Restricted Stock Unit Award 0 2023-08-21 4 M 0 25000 0 D 2021-05-21 2024-02-21 Common Stock, par value $.01 per share 25000 50000 D Restricted Stock Unit Award 0 2023-08-21 4 M 0 20120 0 D 2023-05-21 2024-02-21 Common Stock, par value $.01 per share 20120 40240 D Restricted Stock Unit Award 0 2023-08-21 4 M 0 10000 0 D 2023-05-21 2031-02-21 Common Stock, par value $.01 per share 10000 1200000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/08/2022. Represents the weighted average sale price. The highest price at which shares were sold was $133.84 and the lowest price at which shares were sold was $132.86. Represents the weighted average sale price. The highest price at which shares were sold was $134.83 and the lowest price at which shares were sold was $133.86. Represents the weighted average sale price. The highest price at which shares were sold was $135.07 and the lowest price at which shares were sold was $134.86. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 25,000 shares on each of May 21, 2021, August 21, 2021, November 21, 2021, February 21, 2022, May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 20,100 shares on May 21, 2023; and 20,120 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. This award vests based upon the following vesting schedule: 10,000 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 20,000 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 25,000 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026; and 50,000 shares on each of May 21, 2026, August 21, 2026, November 21, 2026, February 21, 2027, May 21, 2027, August 21, 2027, November 21, 2027, February 21, 2028, May 21, 2028, August 21, 2028, November 21, 2028, February 21, 2029, May 21, 2029, August 21, 2029, November 21, 2029, February 21, 2030, May 21, 2030, August 21, 2030, November 21, 2030, and February 21, 2031. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, President and CEO 2023-08-23