0001018724-18-000189.txt : 20181119 0001018724-18-000189.hdr.sgml : 20181119 20181119171456 ACCESSION NUMBER: 0001018724-18-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zapolsky David CENTRAL INDEX KEY: 0001557979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 181193365 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_154266567738007.xml FORM 4 X0306 4 2018-11-15 0 0001018724 AMAZON COM INC AMZN 0001557979 Zapolsky David P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2018-11-15 4 M 0 1368 0 A 3263 D Common Stock, par value $.01 per share 2018-11-15 4 M 0 662 0 A 3925 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 100 1548.74 D 3825 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 104 1550.1877 D 3721 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 210 1554.489 D 3511 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 100 1555.37 D 3411 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 100 1558.53 D 3311 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 200 1562.30 D 3111 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 169 1563.432 D 2942 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 200 1568.94 D 2742 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 46 1570.95 D 2696 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 200 1572.71 D 2496 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 100 1575.91 D 2396 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 200 1577.45 D 2196 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 100 1579.30 D 2096 D Common Stock, par value $.01 per share 2018-11-15 4 S 0 100 1587.72 D 1996 D Restricted Stock Unit Award 0.0 2018-11-15 4 M 0 1368 0 D 2015-05-15 2020-02-15 Common Stock, par value $.01 per share 1368.0 5572 D Restricted Stock Unit Award 0.0 2018-11-15 4 M 0 662 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 662.0 13263 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $1,551.13 and the lowest price at which shares were sold was $1,550.15. Represents the weighted average sale price. The highest price at which shares were sold was $1,554.87 and the lowest price at which shares were sold was $1,554.12. Represents the weighted average sale price. The highest price at which shares were sold was $1,562.61 and the lowest price at which shares were sold was $1,561.99. Represents the weighted average sale price. The highest price at which shares were sold was $1,563.73 and the lowest price at which shares were sold was $1,563.00. Represents the weighted average sale price. The highest price at which shares were sold was $1,568.98 and the lowest price at which shares were sold was $1,568.90. Represents the weighted average sale price. The highest price at which shares were sold was $1,573.16 and the lowest price at which shares were sold was $1,572.26. Represents the weighted average sale price. The highest price at which shares were sold was $1,577.89 and the lowest price at which shares were sold was $1,577.01. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for David Zapolsky, Senior Vice President, General Counsel & Secretary 2018-11-19