0001018724-17-000117.txt : 20170817 0001018724-17-000117.hdr.sgml : 20170817 20170817162943 ACCESSION NUMBER: 0001018724-17-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 171038953 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_150300176139061.xml FORM 4 X0306 4 2017-08-15 0 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 CEO Amazon Web Services Common Stock, par value $.01 per share 2017-08-15 4 M 0 4231 0 A 81479 D Common Stock, par value $.01 per share 2017-08-15 4 M 0 494 0 A 81973 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 400 983.36 D 81573 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 200 984.18 D 81373 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 535 985.4686 D 80838 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 200 986.67 D 80638 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 448 988.3492 D 80190 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 100 988.92 D 80090 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 100 990.62 D 79990 D Common Stock, par value $.01 per share 2017-08-15 4 S 0 2 991.74 D 79988 D Common Stock, par value $.01 per share 487.56 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2017-08-15 4 M 0 4231 0 D 2013-05-15 2018-02-15 Common Stock, par value $.01 per share 4231.0 8460 D Restricted Stock Unit Award 0.0 2017-08-15 4 M 0 494 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 494.0 29130 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $983.79 and the lowest price at which shares were sold was $982.92. Represents the weighted average sale price. The highest price at which shares were sold was $984.24 and the lowest price at which shares were sold was $984.12. Represents the weighted average sale price. The highest price at which shares were sold was $985.86 and the lowest price at which shares were sold was $985.14. Represents the weighted average sale price. The highest price at which shares were sold was $986.84 and the lowest price at which shares were sold was $986.50. Represents the weighted average sale price. The highest price at which shares were sold was $988.75 and the lowest price at which shares were sold was $987.79. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Michael D. Deal as attorney-in-fact for Andrew R. Jassy, CEO Amazon Web Services 2017-08-17