0001018724-16-000347.txt : 20161117 0001018724-16-000347.hdr.sgml : 20161117 20161117162340 ACCESSION NUMBER: 0001018724-16-000347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jassy Andrew R CENTRAL INDEX KEY: 0001374545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 162005189 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 wf-form4_147941780001065.xml FORM 4 X0306 4 2016-11-15 0 0001018724 AMAZON COM INC AMZN 0001374545 Jassy Andrew R P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 CEO Amazon Web Services Common Stock, par value $.01 per share 2016-11-15 4 M 0 5489 0 A 73630 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 200 727.82 D 73430 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 100 728.63 D 73330 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 105 729.839 D 73225 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 200 732.91 D 73025 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 100 734.57 D 72925 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 524 737.1912 D 72401 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 376 738.301 D 72025 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 300 739.6367 D 71725 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 400 740.6552 D 71325 D Common Stock, par value $.01 per share 486.068 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2016-11-15 4 M 0 5489 0 D 2013-05-15 2018-02-15 Common Stock, par value $.01 per share 5489.0 22411 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $728.10 and the lowest price at which shares were sold was $727.54. Represents the weighted average sale price. The highest price at which shares were sold was $729.84 and the lowest price at which shares were sold was $729.82. Represents the weighted average sale price. The highest price at which shares were sold was $732.95 and the lowest price at which shares were sold was $732.87. Represents the weighted average sale price. The highest price at which shares were sold was $737.43 and the lowest price at which shares were sold was $736.88. Represents the weighted average sale price. The highest price at which shares were sold was $738.63 and the lowest price at which shares were sold was $738.00. Represents the weighted average sale price. The highest price at which shares were sold was $739.72 and the lowest price at which shares were sold was $739.59. Represents the weighted average sale price. The highest price at which shares were sold was $740.80 and the lowest price at which shares were sold was $740.60. Converts into common stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ Andrew R. Jassy, CEO Amazon Web Services 2016-11-16