0000899243-19-027600.txt : 20191119 0000899243-19-027600.hdr.sgml : 20191119 20191119175518 ACCESSION NUMBER: 0000899243-19-027600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKE JEFFREY A CENTRAL INDEX KEY: 0001184758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 191232528 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-15 0 0001018724 AMAZON COM INC AMZN 0001184758 WILKE JEFFREY A P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 CEO Worldwide Consumer Common Stock, par value $.01 per share 10000 D Common Stock, par value $.01 per share 2019-11-15 4 M 0 2709 0.00 A 13803 I In trust Common Stock, par value $.01 per share 2019-11-15 4 M 0 864 0.00 A 14667 I In trust Common Stock, par value $.01 per share 2019-11-15 4 M 0 4500 0.00 A 19167 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 300 1751.4833 D 18867 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 500 1750.2963 D 18367 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 600 1748.9479 D 17767 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 421 1747.5143 D 17346 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 579 1747.0309 D 16767 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 100 1746.0129 D 16667 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 200 1740.00 D 16467 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 575 1737.7721 D 15892 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 100 1735.5041 D 15792 I In trust Common Stock, par value $.01 per share 2019-11-15 4 S 0 100 1733.00 D 15692 I In trust Common Stock, par value $.01 per share 30808 I In trust Common Stock, par value $.01 per share 535.798 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.00 2019-11-15 4 M 0 2709 0.00 D 2018-05-15 2020-02-15 Common Stock, par value $.01 per share 2709 2709 D Restricted Stock Unit Award 0.00 2019-11-15 4 M 0 864 0.00 D 2018-05-15 2022-02-15 Common Stock, par value $.01 per share 864 20642 D Restricted Stock Unit Award 0.00 2019-11-15 4 M 0 4500 0.00 D 2019-05-15 2023-02-15 Common Stock, par value $.01 per share 4500 16500 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $1,752.01 and the lowest price at which shares were sold was $1,751.21. Represents the weighted average sale price. The highest price at which shares were sold was $1,750.67 and the lowest price at which shares were sold was $1,750.00. Represents the weighted average sale price. The highest price at which shares were sold was $1,749.50 and the lowest price at which shares were sold was $1,748.64. Represents the weighted average sale price. The highest price at which shares were sold was $1,748.23 and the lowest price at which shares were sold was $1,747.26. Represents the weighted average sale price. The highest price at which shares were sold was $1,747.20 and the lowest price at which shares were sold was $1,746.78. Represents the weighted average sale price. The highest price at which shares were sold was $1,746.05 and the lowest price at which shares were sold was $1,746.00. Represents the weighted average sale price. The highest price at which shares were sold was $1,738.14 and the lowest price at which shares were sold was $1,737.38. Represents the weighted average sale price. The highest price at which shares were sold was $1,735.52 and the lowest price at which shares were sold was $1,735.50. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ by Mark F. Hoffman as attorney-in-fact for Jeffrey A. Wilke, CEO Worldwide Consumer 2019-11-19