-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPUVzpkq2h7byGtvEUgPuXaP8cTJPZI5pFraj+JYbOPNDrlWDIGi6DckG5KgEUpL 6Xm+f41C/ga9d6CMhgGt6A== 0000891020-99-000258.txt : 19990217 0000891020-99-000258.hdr.sgml : 19990217 ACCESSION NUMBER: 0000891020-99-000258 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: BEZOS JACKLYN GISE GROUP MEMBERS: JACKLYN GISE BEZOS GROUP MEMBERS: MIGUEL A. BEZOS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53341 FILM NUMBER: 99541280 BUSINESS ADDRESS: STREET 1: 1516 SECOND AVE 4TH FLOOR STREET 2: PO BOX 80387 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066222335 MAIL ADDRESS: STREET 1: PO BOX 80387 STREET 2: 1516 SECOND AVE 4TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BEZOS JACKLYN GISE CENTRAL INDEX KEY: 0001055481 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 PARK AVE STE 224 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 BUSINESS PHONE: 9736319688 MAIL ADDRESS: STREET 1: 200 PARK AVE STREET 2: STE 224 CITY: FLORHAM PARK STATE: NJ ZIP: 07932 SC 13G/A 1 AMENDMENT NO.1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) AMENDMENT NO. 1 AMAZON.COM, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 023135106 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) Page 1 of 10 Pages 2 - ------------------- SCHEDULE 13G ------------------ CUSIP NO. 023135106 AMENDMENT NO. 1 PAGE 2 OF 10 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Jacklyn Gise Bezos - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] Not applicable (b) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 2,991,688(1) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 2,991,688(1) - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,991,688(1) - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Number of shares is not adjusted to reflect the 3:1 split of Amazon.com, Inc. Common Stock effected on January 4, 1999. Page 2 of 10 Pages 3 - ------------------- SCHEDULE 13G ------------------ CUSIP NO. 023135106 AMENDMENT NO. 1 PAGE 2 OF 10 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Miguel A. Bezos - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] Not applicable (b) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 2,991,688(1) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 2,991,688(1) - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,991,688(1) - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Number of shares is not adjusted to reflect the 3:1 split of Amazon.com, Inc. Common Stock effected on January 4, 1999. Page 3 of 10 Pages 4 ITEM 1(a). NAME OF ISSUER. This Schedule 13G relates to Amazon.com, Inc., a Delaware corporation (the "Company"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Company's principal executive offices are located at 1516 Second Avenue, Seattle, WA 98101. ITEM 2(a). NAME OF PERSON FILING. This Schedule 13G relates to each of the following persons: - Jacklyn Gise Bezos - Miguel A. Bezos ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. The business address of the reporting persons is 200 Park Avenue, Florham Park, New Jersey 07932. ITEM 2(c). CITIZENSHIP. Jacklyn Gise Bezos and Miguel A. Bezos are U.S. citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES. This Schedule 13G relates to the Company's common stock, par value $.01 per share (the "Common Stock"). ITEM 2(e). CUSIP NUMBER. The CUSIP Number for the Company's Common Stock is 023135106. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; Page 4 of 10 Pages 5 (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A saving association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c) check this box. [ ] ITEM 4. OWNERSHIP. I. The following describes the ownership of Common Stock by Jacklyn Gise Bezos as of December 31, 1998: (a) Amount beneficially owned: 2,991,688(1) (b) Percent of class: 5.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,991,688(2) - ------------ (1) Number of shares is not adjusted to reflect the 3:1 split of Amazon.com, Inc. Common Stock effected on January 4, 1999. Represents 1,536,432 shares held by the Jacklyn Gise Bezos 1996 Revocable Trust of which Jacklyn Gise Bezos is Trustee, 487,500 shares held by the Bezos Family Trust of 1997 of which Jacklyn Gise Bezos is Trustee, 112,500 shares held by the Bezos Generation-Skipping Trust of 1997 of which Jacklyn Gise Bezos is Trustee and 855,256 shares held by the Miguel A. Bezos 1996 Revocable Trust of which Miguel A. Bezos is Trustee. Miguel A. Bezos is the spouse of Jacklyn Gise Bezos. Page 5 of 10 Pages 6 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,991,688(2) II. The following describes the ownership of Common Stock by Miguel A. Bezos as of December 31, 1998: (a) Amount beneficially owned: 2,991,688(1) (b) Percent of class: 5.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,991,688(2) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,991,688(2) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following box: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. - --------------- (2) Number of shares is not adjusted to reflect the 3:1 split of Amazon.com, Inc. Common Stock effected on January 4, 1999. Power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the reported shares is deemed to be shared among Jacklyn Gise Bezos and Miguel A. Bezos. Jacklyn Gise Bezos denies beneficial ownership of the shares held by the Miguel A. Bezos 1996 Revocable Trust except to the extent of her pecuniary interest. Miguel A. Bezos denies beneficial ownership of the shares held by the Jacklyn Gise Bezos 1996 Revocable Trust, the Bezos Family Trust of 1997 and the Bezos Generation-Skipping Trust of 1997 except to the extent of his pecuniary interest. Page 6 of 10 Pages 7 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 7 of 10 Pages 8 SIGNATURE After reasonable inquiry and to best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 3, 1999. /s/ Jacklyn Gise Bezos ----------------------------------------- Jacklyn Gise Bezos Page 8 of 10 Pages 9 After reasonable inquiry and to best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 1, 1999 /s/ Miguel A. Bezos ----------------------------------------- Miguel A. Bezos Page 9 of 10 Pages 10 EXHIBIT TO SCHEDULE 13G AGREEMENT OF JACKLYN GISE BEZOS AND MIGUEL A. BEZOS The undersigned hereby agree that the Information Statement on Schedule 13G to which this agreement is an exhibit is filed on behalf of each of the undersigned. Dated: February 3, 1999 /s/ Jacklyn Gise Bezos ----------------------------------------- Jacklyn Gise Bezos Dated: February 1, 1999 /s/ Miguel A. Bezos ----------------------------------------- Miguel A. Bezos Page 10 of 10 Pages -----END PRIVACY-ENHANCED MESSAGE-----