0001018674-20-000001.txt : 20200203 0001018674-20-000001.hdr.sgml : 20200203 20200203144450 ACCESSION NUMBER: 0001018674-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARSONS CAPITAL MANAGEMENT INC/RI CENTRAL INDEX KEY: 0001018674 IRS NUMBER: 050474398 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05700 FILM NUMBER: 20568224 BUSINESS ADDRESS: STREET 1: 10 WEYBOSSSET ST STE 1000 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4015212440 MAIL ADDRESS: STREET 1: 10 WEYBOSSET STREET STREET 2: STE 1000 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001018674 XXXXXXXX 12-31-2019 12-31-2019 PARSONS CAPITAL MANAGEMENT INC/RI

10 WEYBOSSET STREET STE 1000 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-05700 N STACEY STERNBERG 401-521-2440 STACEY STERNBERG PROVIDENCE RI 02-03-2020 0 354 995514 false INFORMATION TABLE 2 ParsonsCM_Q4_2019_13F.xml PARSONS CAPITAL MANAGEMENT - DECEMBER 31, 2019 3M CO COM 88579Y101 62137 352208 SH DFND 0 0 352208 A H BELO CORP COM CL A 001282102 85 30000 SH DFND 0 0 30000 ABBOTT LABS COM 002824100 8870 102118 SH DFND 0 0 102118 ABBVIE INC COM 00287Y109 6360 71827 SH DFND 0 0 71827 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4805 22821 SH DFND 0 0 22821 ADOBE INC COM 00724F101 1226 3716 SH DFND 0 0 3716 AFLAC INC COM 001055102 2676 50586 SH DFND 0 0 50586 AGNICO EAGLE MINES LTD COM 008474108 1237 20073 SH DFND 0 0 20073 AIR PRODS & CHEMS INC COM 009158106 241 1025 SH DFND 0 0 1025 AKAMAI TECHNOLOGIES INC COM 00971T101 479 5550 SH DFND 0 0 5550 ALEXCO RESOURCE CORP COM 01535P106 104 45000 SH DFND 0 0 45000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2891 13632 SH DFND 0 0 13632 ALIGN TECHNOLOGY INC COM 016255101 1288 4617 SH DFND 0 0 4617 ALLEGION PUB LTD CO ORD SHS G0176J109 370 2973 SH DFND 0 0 2973 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 209 6900 SH DFND 0 0 6900 ALLSTATE CORP COM 020002101 696 6188 SH DFND 0 0 6188 ALPHABET INC CAP STK CL C 02079K107 3739 2796 SH DFND 0 0 2796 ALPHABET INC CAP STK CL A 02079K305 9111 6802 SH DFND 0 0 6802 AMAZON COM INC COM 023135106 23985 12980 SH DFND 0 0 12980 AMERICAN ELEC PWR CO INC COM 025537101 581 6149 SH DFND 0 0 6149 AMERICAN TOWER CORP NEW COM 03027X100 12832 55837 SH DFND 0 0 55837 AMERICAN WTR WKS CO INC NEW COM 030420103 3413 27783 SH DFND 0 0 27783 AMERISOURCEBERGEN CORP COM 03073E105 1400 16463 SH DFND 0 0 16463 AMGEN INC COM 031162100 5218 21646 SH DFND 0 0 21646 ANALOG DEVICES INC COM 032654105 391 3293 SH DFND 0 0 3293 APPLE INC COM 037833100 90686 308825 SH DFND 0 0 308825 APPLE INC COM 037833100 208 710 SH SOLE 0 0 695 ASML HOLDING N V N Y REGISTRY SHS N07059210 1154 3900 SH DFND 0 0 3900 AT&T INC COM 00206R102 4964 127033 SH DFND 0 0 127033 AUTOMATIC DATA PROCESSING IN COM 053015103 4913 28816 SH DFND 0 0 28816 AZURRX BIOPHARMA INC COM 05502L105 328 315644 SH DFND 0 0 315644 BANK AMER CORP COM 060505104 2264 64268 SH DFND 0 0 64268 BANK NEW YORK MELLON CORP COM 064058100 1209 24026 SH DFND 0 0 24026 BAXTER INTL INC COM 071813109 2579 30846 SH DFND 0 0 30846 BECTON DICKINSON & CO COM 075887109 1822 6701 SH DFND 0 0 6701 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1358 4 SH DFND 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 33842 149411 SH DFND 0 0 149411 BEST BUY INC COM 086516101 334 3800 SH DFND 0 0 3800 BIO TECHNE CORP COM 09073M104 282 1286 SH DFND 0 0 1286 BLACKROCK INC COM 09247X101 6946 13817 SH DFND 0 0 13817 BLACKSTONE GROUP INC COM CL A 09260D107 2728 48770 SH DFND 0 0 48770 BOEING CO COM 097023105 8649 26551 SH DFND 0 0 26551 BOOKING HLDGS INC COM 09857L108 2386 1162 SH DFND 0 0 1162 BP PLC SPONSORED ADR 055622104 1403 37169 SH DFND 0 0 37169 BRISTOL MYERS SQUIBB CO COM 110122108 7251 112965 SH DFND 0 0 112965 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 325 107835 SH DFND 0 0 107835 BROADCOM INC COM 11135F101 546 1728 SH DFND 0 0 1728 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3261 26396 SH DFND 0 0 26396 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1376 23809 SH DFND 0 0 23809 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1175 23500 SH DFND 0 0 23500 BROOKLINE BANCORP INC DEL COM 11373M107 238 14451 SH DFND 0 0 14451 CANADIAN NATL RY CO COM 136375102 2491 27541 SH DFND 0 0 27541 CAPITAL ONE FINL CORP COM 14040H105 594 5773 SH DFND 0 0 5773 CARLISLE COS INC COM 142339100 1219 7535 SH DFND 0 0 7535 CATERPILLAR INC DEL COM 149123101 5397 36543 SH DFND 0 0 36543 CERNER CORP COM 156782104 508 6921 SH DFND 0 0 6921 CHARTER COMMUNICATIONS INC N CL A 16119P108 609 1256 SH DFND 0 0 1256 CHESAPEAKE ENERGY CORP COM 165167107 9 10625 SH DFND 0 0 10625 CHEVRON CORP NEW COM 166764100 10083 83669 SH DFND 0 0 83669 CHINA PHARMA HLDGS INC COM 16941T104 2 10000 SH DFND 0 0 10000 CHUBB LIMITED COM H1467J104 658 4227 SH DFND 0 0 4227 CIGNA CORP NEW COM 125523100 480 2345 SH DFND 0 0 2345 CISCO SYS INC COM 17275R102 6728 140278 SH DFND 0 0 140278 CITIGROUP INC COM NEW 172967424 4464 55876 SH DFND 0 0 55876 CITIZENS FINL GROUP INC COM 174610105 264 6511 SH DFND 0 0 6511 CLOROX CO DEL COM 189054109 1414 9207 SH DFND 0 0 9207 CME GROUP INC COM 12572Q105 2158 10749 SH DFND 0 0 10749 COCA COLA CO COM 191216100 1007 18194 SH DFND 0 0 18194 COLGATE PALMOLIVE CO COM 194162103 1055 15329 SH DFND 0 0 15329 COMCAST CORP NEW CL A 20030N101 14536 323239 SH DFND 0 0 323239 CONFORMIS INC COM 20717E101 17 11000 SH DFND 0 0 11000 CONOCOPHILLIPS COM 20825C104 4203 64628 SH DFND 0 0 64628 CONSOLIDATED EDISON INC COM 209115104 327 3610 SH DFND 0 0 3610 CONSTELLATION BRANDS INC CL A 21036P108 735 3875 SH DFND 0 0 3875 CORNING INC COM 219350105 545 18725 SH DFND 0 0 18725 CORTEVA INC COM 22052L104 743 25146 SH DFND 0 0 25146 COSTCO WHSL CORP NEW COM 22160K105 1079 3670 SH DFND 0 0 3670 CROWN CASTLE INTL CORP NEW COM 22822V101 2946 20723 SH DFND 0 0 20723 CSX CORP COM 126408103 3914 54097 SH DFND 0 0 54097 CUMMINS INC COM 231021106 1763 9852 SH DFND 0 0 9852 CVS HEALTH CORP COM 126650100 2246 30232 SH DFND 0 0 30232 D R HORTON INC COM 23331A109 219 4158 SH DFND 0 0 4158 DANAHER CORPORATION COM 235851102 8558 55761 SH DFND 0 0 55761 DEERE & CO COM 244199105 804 4639 SH DFND 0 0 4639 DIAGEO P L C SPON ADR NEW 25243Q205 1015 6027 SH DFND 0 0 6027 DISNEY WALT CO COM DISNEY 254687106 11719 81029 SH DFND 0 0 81029 DOLLAR TREE INC COM 256746108 221 2349 SH DFND 0 0 2349 DOMINION ENERGY INC COM 25746U109 616 7440 SH DFND 0 0 7440 DONALDSON INC COM 257651109 285 4950 SH DFND 0 0 4950 DOW INC COM 260557103 442 8068 SH DFND 0 0 8068 DUKE ENERGY CORP NEW COM NEW 26441C204 899 9858 SH DFND 0 0 9858 DUKE REALTY CORP COM NEW 264411505 821 23666 SH DFND 0 0 23666 DUNKIN BRANDS GROUP INC COM 265504100 3159 41825 SH DFND 0 0 41825 DUPONT DE NEMOURS INC COM 26614N102 492 7658 SH DFND 0 0 7658 EAST WEST BANCORP INC COM 27579R104 2056 42225 SH DFND 0 0 42225 EATON CORP PLC SHS G29183103 335 3541 SH DFND 0 0 3541 EATON VANCE TX MGD DIV EQ IN COM 27828N102 2701 215723 SH DFND 0 0 215723 EBAY INC COM 278642103 631 17479 SH DFND 0 0 17479 ECOLAB INC COM 278865100 462 2393 SH DFND 0 0 2393 EDWARDS LIFESCIENCES CORP COM 28176E108 350 1501 SH DFND 0 0 1501 ELANCO ANIMAL HEALTH INC COM 28414H103 450 15297 SH DFND 0 0 15297 EMERSON ELEC CO COM 291011104 2736 35875 SH DFND 0 0 35875 ENBRIDGE INC COM 29250N105 2877 72348 SH DFND 0 0 72348 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 154 12024 SH DFND 0 0 12024 ENSTAR GROUP LIMITED SHS G3075P101 910 4400 SH DFND 0 0 4400 EOG RES INC COM 26875P101 263 3142 SH DFND 0 0 3142 EVERSOURCE ENERGY COM 30040W108 430 5049 SH DFND 0 0 5049 EXPEDITORS INTL WASH INC COM 302130109 326 4175 SH DFND 0 0 4175 EXXON MOBIL CORP COM 30231G102 19996 286559 SH DFND 0 0 286559 FACEBOOK INC CL A 30303M102 789 3842 SH DFND 0 0 3842 FACTSET RESH SYS INC COM 303075105 201 750 SH DFND 0 0 750 FEDEX CORP COM 31428X106 328 2169 SH DFND 0 0 2169 FIDELITY COVINGTON TR MSCI ENERGY IDX 316092402 1582 98800 SH DFND 0 0 98800 FIDELITY COVINGTON TR QLTY FCTOR ETF 316092790 241 6389 SH DFND 0 0 6389 FISERV INC COM 337738108 739 6395 SH DFND 0 0 6395 FLIR SYS INC COM 302445101 2834 54430 SH DFND 0 0 54430 FORD MTR CO DEL COM 345370860 388 41749 SH DFND 0 0 41749 FORTINET INC COM 34959E109 2673 25040 SH DFND 0 0 25040 FORTIVE CORP COM 34959J108 3231 42301 SH DFND 0 0 42301 FORTUNE BRANDS HOME & SEC IN COM 34964C106 570 8719 SH DFND 0 0 8719 FREEPORT-MCMORAN INC CL B 35671D857 149 11387 SH DFND 0 0 11387 GENERAL ELECTRIC CO COM 369604103 605 54228 SH DFND 0 0 54228 GENERAL MLS INC COM 370334104 1110 20723 SH DFND 0 0 20723 GENTEX CORP COM 371901109 949 32755 SH DFND 0 0 32755 GILEAD SCIENCES INC COM 375558103 519 7988 SH DFND 0 0 7988 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 218 4647 SH DFND 0 0 4647 GLOBE LIFE INC COM 37959E102 2631 24997 SH DFND 0 0 24997 GOLDMAN SACHS GROUP INC COM 38141G104 835 3633 SH DFND 0 0 3633 GRACO INC COM 384109104 1798 34572 SH DFND 0 0 34572 HALLIBURTON CO COM 406216101 598 24440 SH DFND 0 0 24440 HANCOCK JOHN PFD INCOME FD I COM 41013X106 215 9648 SH DFND 0 0 9648 HASBRO INC COM 418056107 209 1975 SH DFND 0 0 1975 HOME DEPOT INC COM 437076102 10454 47869 SH DFND 0 0 47869 HONEYWELL INTL INC COM 438516106 10858 61344 SH DFND 0 0 61344 IDEXX LABS INC COM 45168D104 261 1000 SH DFND 0 0 1000 ILLINOIS TOOL WKS INC COM 452308109 1238 6894 SH DFND 0 0 6894 INGERSOLL-RAND PLC SHS G47791101 964 7255 SH DFND 0 0 7255 INTEL CORP COM 458140100 12685 211945 SH DFND 0 0 211945 INTERNATIONAL BUSINESS MACHS COM 459200101 4277 31907 SH DFND 0 0 31907 INTUIT COM 461202103 3377 12893 SH DFND 0 0 12893 INTUITIVE SURGICAL INC COM NEW 46120E602 323 546 SH DFND 0 0 546 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 366 7267 SH DFND 0 0 7267 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1160 30028 SH DFND 0 0 30028 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3169 27388 SH DFND 0 0 27388 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 848 19269 SH DFND 0 0 19269 INVESCO EXCHNG TRADED FD TR KBW BK ETF 46138E628 1287 22100 SH DFND 0 0 22100 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 357 18537 SH DFND 0 0 18537 INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 347 17500 SH DFND 0 0 17500 INVESCO QQQ TR UNIT SER 1 46090E103 1111 5225 SH DFND 0 0 5225 IQVIA HLDGS INC COM 46266C105 2956 19131 SH DFND 0 0 19131 ISHARES INC MIN VOL EMRG MKT 464286533 592 10092 SH DFND 0 0 10092 ISHARES INC MSCI JPN ETF NEW 46434G822 304 5125 SH DFND 0 0 5125 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 357 22000 SH DFND 0 0 22000 ISHARES TR S&P 100 ETF 464287101 519 3604 SH DFND 0 0 3604 ISHARES TR SELECT DIVID ETF 464287168 335 3167 SH DFND 0 0 3167 ISHARES TR TIPS BD ETF 464287176 360 3091 SH DFND 0 0 3091 ISHARES TR CORE S&P500 ETF 464287200 8786 27180 SH DFND 0 0 27180 ISHARES TR MSCI EMG MKT ETF 464287234 2423 54006 SH DFND 0 0 54006 ISHARES TR IBOXX INV CP ETF 464287242 874 6828 SH DFND 0 0 6828 ISHARES TR MSCI EAFE ETF 464287465 683 9840 SH DFND 0 0 9840 ISHARES TR RUS MD CP GR ETF 464287481 223 1462 SH DFND 0 0 1462 ISHARES TR CORE S&P MCP ETF 464287507 3321 16137 SH DFND 0 0 16137 ISHARES TR EXPANDED TECH 464287515 1383 5935 SH DFND 0 0 5935 ISHARES TR CORE S&P US GWT 464287671 1517 22434 SH DFND 0 0 22434 ISHARES TR U.S. TECH ETF 464287721 1566 6733 SH DFND 0 0 6733 ISHARES TR CORE S&P SCP ETF 464287804 3564 42501 SH DFND 0 0 42501 ISHARES TR MRGSTR MD CP ETF 464288208 1141 5447 SH DFND 0 0 5447 ISHARES TR MSCI ACWI EX US 464288240 1722 35050 SH DFND 0 0 35050 ISHARES TR JPMORGAN USD EMG 464288281 421 3678 SH DFND 0 0 3678 ISHARES TR NATIONAL MUN ETF 464288414 934 8202 SH DFND 0 0 8202 ISHARES TR MRGSTR SM CP ETF 464288505 430 2275 SH DFND 0 0 2275 ISHARES TR MSCI KLD400 SOC 464288570 289 2402 SH DFND 0 0 2402 ISHARES TR INTRM TR CRP ETF 464288638 1547 26680 SH DFND 0 0 26680 ISHARES TR SH TR CRPORT ETF 464288646 366 6818 SH DFND 0 0 6818 ISHARES TR PFD AND INCM SEC 464288687 1214 32304 SH DFND 0 0 32304 ISHARES TR US HOME CONS ETF 464288752 1116 25117 SH DFND 0 0 25117 ISHARES TR MSCI USA ESG SLC 464288802 473 3527 SH DFND 0 0 3527 ISHARES TR FLTG RATE NT ETF 46429B655 1364 26785 SH DFND 0 0 26610 ISHARES TR CORE HIGH DV ETF 46429B663 645 6573 SH DFND 0 0 6573 ISHARES TR MSCI MIN VOL ETF 46429B697 1302 19847 SH DFND 0 0 19847 ISHARES TR USA QUALITY FCTR 46432F339 265 2620 SH DFND 0 0 2620 ISHARES TR USA MOMENTUM FCT 46432F396 678 5399 SH DFND 0 0 5399 ISHARES TR CORE MSCI TOTAL 46432F834 637 10297 SH DFND 0 0 10297 ISHARES TR CORE MSCI EAFE 46432F842 680 10426 SH DFND 0 0 10426 ISHARES TR CORE TOTAL USD 46434V613 929 17823 SH DFND 0 0 17823 ISHARES TR CORE DIV GRWTH 46434V621 2080 49452 SH DFND 0 0 49452 JD COM INC SPON ADR CL A 47215P106 797 22613 SH DFND 0 0 22613 JEFFERIES FINL GROUP INC COM 47233W109 1058 49486 SH DFND 0 0 49486 JOHN HANCOCK ETF TRUST MLTFCTR LRG CAP 47804J107 2631 63837 SH DFND 0 0 63429 JOHN HANCOCK ETF TRUST MULTIFACTOR MI 47804J206 3290 84022 SH DFND 0 0 84022 JOHN HANCOCK ETF TRUST MULTI INTL ETF 47804J859 899 30385 SH DFND 0 0 30385 JOHNSON & JOHNSON COM 478160104 18259 125172 SH DFND 0 0 125172 JOUNCE THERAPEUTICS INC COM 481116101 94 10816 SH DFND 0 0 10816 JPMORGAN CHASE & CO COM 46625H100 20105 144222 SH DFND 0 0 144222 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 822 37700 SH DFND 0 0 37700 KIMBERLY CLARK CORP COM 494368103 605 4400 SH DFND 0 0 4400 KRAFT HEINZ CO COM 500754106 206 6424 SH DFND 0 0 6424 LIFE STORAGE INC COM 53223X107 222 2050 SH DFND 0 0 2050 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 402 3850 SH DFND 0 0 3850 LILLY ELI & CO COM 532457108 3933 29922 SH DFND 0 0 29922 LINDE PLC SHS G5494J103 872 4095 SH DFND 0 0 4095 LIQTECH INTL INC COM 53632A201 70 12000 SH DFND 0 0 12000 LOCKHEED MARTIN CORP COM 539830109 2263 5812 SH DFND 0 0 5812 LOWES COS INC COM 548661107 3062 25566 SH DFND 0 0 25566 MARATHON PETE CORP COM 56585A102 960 15930 SH DFND 0 0 15930 MARKEL CORP COM 570535104 240 210 SH DFND 0 0 210 MARRIOTT INTL INC NEW CL A 571903202 227 1498 SH DFND 0 0 1498 MASTERCARD INC CL A 57636Q104 6165 20646 SH DFND 0 0 20646 MCCORMICK & CO INC COM NON VTG 579780206 3828 22551 SH DFND 0 0 22551 MCDONALDS CORP COM 580135101 3964 20060 SH DFND 0 0 20060 MEDTRONIC PLC SHS G5960L103 3498 30832 SH DFND 0 0 30832 MERCK & CO INC COM 58933Y105 9233 101512 SH DFND 0 0 101512 METLIFE INC COM 59156R108 756 14829 SH DFND 0 0 14829 METTLER TOLEDO INTERNATIONAL COM 592688105 4445 5603 SH DFND 0 0 5603 MICROSOFT CORP COM 594918104 23712 150359 SH DFND 0 0 150359 MONDELEZ INTL INC CL A 609207105 3917 71106 SH DFND 0 0 71106 MRI INTERVENTIONS INC COM NEW 55347P209 128 26623 SH DFND 0 0 26623 MTS SYS CORP COM 553777103 245 5100 SH DFND 0 0 5100 NETFLIX INC COM 64110L106 1174 3627 SH DFND 0 0 3627 NEXTERA ENERGY INC COM 65339F101 8804 36358 SH DFND 0 0 36358 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 950 18035 SH DFND 0 0 18035 NIKE INC CL B 654106103 6252 61714 SH DFND 0 0 61714 NORFOLK SOUTHERN CORP COM 655844108 433 2228 SH DFND 0 0 2228 NORTHROP GRUMMAN CORP COM 666807102 293 852 SH DFND 0 0 852 NOVARTIS A G SPONSORED ADR 66987V109 2689 28395 SH DFND 0 0 28395 NUCOR CORP COM 670346105 765 13589 SH DFND 0 0 13589 NVIDIA CORP COM 67066G104 1187 5043 SH DFND 0 0 5043 NXP SEMICONDUCTORS N V COM N6596X109 394 3095 SH DFND 0 0 3095 OMNICOM GROUP INC COM 681919106 2125 26225 SH DFND 0 0 26225 ONEOK INC NEW COM 682680103 280 3700 SH DFND 0 0 3700 ORACLE CORP COM 68389X105 5730 108149 SH DFND 0 0 108149 PARK CITY GROUP INC COM NEW 700215304 535 105762 SH DFND 0 0 105762 PAYCHEX INC COM 704326107 2696 31699 SH DFND 0 0 31699 PAYPAL HLDGS INC COM 70450Y103 3879 35859 SH DFND 0 0 35859 PEPSICO INC COM 713448108 6785 49647 SH DFND 0 0 49647 PERKINELMER INC COM 714046109 291 3000 SH DFND 0 0 3000 PFIZER INC COM 717081103 6308 161004 SH DFND 0 0 161004 PHILIP MORRIS INTL INC COM 718172109 424 4988 SH DFND 0 0 4988 PHILLIPS 66 COM 718546104 3768 33822 SH DFND 0 0 33822 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 8475 83427 SH DFND 0 0 83427 PNC FINL SVCS GROUP INC COM 693475105 742 4650 SH DFND 0 0 4650 PROCTER & GAMBLE CO COM 742718109 14305 114528 SH DFND 0 0 114528 PROCTER & GAMBLE CO COM 742718109 222 1780 SH SOLE 0 0 1760 PROGRESSIVE CORP OHIO COM 743315103 2607 36009 SH DFND 0 0 36009 QUALCOMM INC COM 747525103 254 2884 SH DFND 0 0 2884 QUEST DIAGNOSTICS INC COM 74834L100 1213 11362 SH DFND 0 0 11362 RAYTHEON CO COM NEW 755111507 913 4156 SH DFND 0 0 4156 RELMADA THERAPEUTICS INC COM 75955J402 14310 366933 SH DFND 0 0 366933 ROCKWELL AUTOMATION INC COM 773903109 208 1025 SH DFND 0 0 1025 ROPER TECHNOLOGIES INC COM 776696106 5655 15963 SH DFND 0 0 15963 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 581 9691 SH DFND 0 0 9691 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1295 21949 SH DFND 0 0 21949 S&P GLOBAL INC COM 78409V104 1247 4566 SH DFND 0 0 4566 SALESFORCE COM INC COM 79466L302 6132 37700 SH DFND 0 0 37700 SANOFI SPONSORED ADR 80105N105 1673 33334 SH DFND 0 0 33334 SCHLUMBERGER LTD COM 806857108 1498 37261 SH DFND 0 0 37261 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 325 4230 SH DFND 0 0 4230 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1091 18144 SH DFND 0 0 18144 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 434 5742 SH DFND 0 0 5742 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 996 33381 SH DFND 0 0 33381 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 436 4283 SH DFND 0 0 4283 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 273 4330 SH DFND 0 0 4330 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 417 3323 SH DFND 0 0 3323 SELECT SECTOR SPDR TR ENERGY 81369Y506 332 5533 SH DFND 0 0 5533 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 272 8840 SH DFND 0 0 8840 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 447 5482 SH DFND 0 0 5482 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3075 33545 SH DFND 0 0 33545 SHERWIN WILLIAMS CO COM 824348106 449 770 SH DFND 0 0 770 SIGNATURE BK NEW YORK N Y COM 82669G104 223 1635 SH DFND 0 0 1635 SOUTHERN CO COM 842587107 1784 28013 SH DFND 0 0 28013 SOUTHERN COPPER CORP COM 84265V105 578 13600 SH DFND 0 0 13600 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 357 1252 SH DFND 0 0 1252 SPDR GOLD TRUST GOLD SHS 78463V107 2375 16617 SH DFND 0 0 16617 SPDR S&P 500 ETF TR TR UNIT 78462F103 922 2864 SH DFND 0 0 2864 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 861 2293 SH DFND 0 0 2293 SPDR SERIES TRUST NYSE TECH ETF 78464A102 2560 31377 SH DFND 0 0 31377 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1479 47967 SH DFND 0 0 47967 SPDR SERIES TRUST S&P REGL BKG 78464A698 227 3890 SH DFND 0 0 3890 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 1287 41885 SH DFND 0 0 41885 SPRING BK PHARMACEUTICALS IN COM 849431101 147 92738 SH DFND 0 0 92738 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 351 7526 SH DFND 0 0 7526 STANLEY BLACK & DECKER INC COM 854502101 383 2313 SH DFND 0 0 2313 STARBUCKS CORP COM 855244109 2095 23823 SH DFND 0 0 23823 STATE STR CORP COM 857477103 245 3099 SH DFND 0 0 3099 STRYKER CORP COM 863667101 1438 6849 SH DFND 0 0 6849 SUMMIT WIRELESS TECHNLGIES I COM 86633R104 6 10000 SH DFND 0 0 10000 SUN LIFE FINL INC COM 866796105 308 6767 SH DFND 0 0 6767 SYSCO CORP COM 871829107 2780 32500 SH DFND 0 0 32500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 465 3795 SH DFND 0 0 3795 TARGET CORP COM 87612E106 704 5488 SH DFND 0 0 5488 TC ENERGY CORP COM 87807B107 280 5246 SH DFND 0 0 5246 TEAM INC COM 878155100 265 16614 SH DFND 0 0 16614 TECOGEN INC NEW COM NEW 87876P201 52 24369 SH DFND 0 0 24369 TESLA INC COM 88160R101 684 1634 SH DFND 0 0 1634 TEXAS INSTRS INC COM 882508104 1773 13820 SH DFND 0 0 13820 THERMO FISHER SCIENTIFIC INC COM 883556102 11656 35878 SH DFND 0 0 35878 TJX COS INC NEW COM 872540109 2196 35957 SH DFND 0 0 35957 TORONTO DOMINION BK ONT COM NEW 891160509 2045 36432 SH DFND 0 0 36432 TOTAL S A SPONSORED ADS 89151E109 240 4337 SH DFND 0 0 4337 TRAVELERS COMPANIES INC COM 89417E109 504 3677 SH DFND 0 0 3677 TRUIST FINL CORP COM 89832Q109 2255 40036 SH DFND 0 0 40036 ULTA BEAUTY INC COM 90384S303 686 2711 SH DFND 0 0 2711 UNILEVER PLC SPON ADR NEW 904767704 2107 36856 SH DFND 0 0 36856 UNION PACIFIC CORP COM 907818108 1725 9543 SH DFND 0 0 9543 UNITED PARCEL SERVICE INC CL B 911312106 821 7014 SH DFND 0 0 7014 UNITED TECHNOLOGIES CORP COM 913017109 6384 42628 SH DFND 0 0 42628 UNITEDHEALTH GROUP INC COM 91324P102 413 1406 SH DFND 0 0 1406 UNIVERSAL DISPLAY CORP COM 91347P105 2506 12163 SH DFND 0 0 12163 UNIVERSAL HLTH SVCS INC CL B 913903100 996 6940 SH DFND 0 0 6940 US BANCORP DEL COM NEW 902973304 3876 65381 SH DFND 0 0 65381 V F CORP COM 918204108 1407 14115 SH DFND 0 0 14115 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 205 7000 SH DFND 0 0 7000 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1118 12820 SH DFND 0 0 12820 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 221 2635 SH DFND 0 0 2535 VANGUARD GROUP DIV APP ETF 921908844 903 7240 SH DFND 0 0 7151 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 10351 34994 SH DFND 0 0 34842 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 685 7384 SH DFND 0 0 7384 VANGUARD INDEX FDS SM CP VAL ETF 922908611 894 6522 SH DFND 0 0 6522 VANGUARD INDEX FDS MID CAP ETF 922908629 4100 23012 SH DFND 0 0 22952 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1275 8624 SH DFND 0 0 8624 VANGUARD INDEX FDS GROWTH ETF 922908736 628 3445 SH DFND 0 0 3445 VANGUARD INDEX FDS VALUE ETF 922908744 275 2293 SH DFND 0 0 2293 VANGUARD INDEX FDS SMALL CP ETF 922908751 1083 6540 SH DFND 0 0 6540 VANGUARD INDEX FDS TOTAL STK MKT 922908769 790 4826 SH DFND 0 0 4826 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3872 72035 SH DFND 0 0 72035 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4706 105829 SH DFND 0 0 105707 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5311 65549 SH DFND 0 0 65474 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 256 3160 SH SOLE 0 0 2905 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4278 46846 SH DFND 0 0 46673 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 246 2697 SH SOLE 0 0 2597 VANGUARD STAR FD VG TL INTL STK F 921909768 225 4041 SH DFND 0 0 4041 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6148 139541 SH DFND 0 0 139289 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1364 14558 SH DFND 0 0 14558 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 917 4781 SH DFND 0 0 4781 VANGUARD WORLD FDS INF TECH ETF 92204A702 1094 4467 SH DFND 0 0 4467 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1952 14550 SH DFND 0 0 14550 VERASTEM INC COM 92337C104 17 12783 SH DFND 0 0 12783 VERIZON COMMUNICATIONS INC COM 92343V104 7672 124953 SH DFND 0 0 124953 VISA INC COM CL A 92826C839 6489 34532 SH DFND 0 0 34532 W P CAREY INC COM 92936U109 1020 12747 SH DFND 0 0 12747 WALMART INC COM 931142103 2554 21495 SH DFND 0 0 21495 WATERS CORP COM 941848103 2374 10162 SH DFND 0 0 10162 WEC ENERGY GROUP INC COM 92939U106 2715 29441 SH DFND 0 0 29441 WELLS FARGO CO NEW COM 949746101 1212 22519 SH DFND 0 0 22519 WELLTOWER INC COM 95040Q104 2412 29488 SH DFND 0 0 29488 WESTERN ALLIANCE BANCORP COM 957638109 1910 33514 SH DFND 0 0 33514 WHITE MTNS INS GROUP LTD COM G9618E107 1177 1055 SH DFND 0 0 1055 WISDOMTREE TR US LARGECAP FUND 97717W588 332 9040 SH DFND 0 0 8730 XCEL ENERGY INC COM 98389B100 401 6316 SH DFND 0 0 6316 XILINX INC COM 983919101 1692 17310 SH DFND 0 0 17310 XYLEM INC COM 98419M100 1644 20863 SH DFND 0 0 20863 YUM BRANDS INC COM 988498101 577 5726 SH DFND 0 0 5726 YUM CHINA HLDGS INC COM 98850P109 244 5077 SH DFND 0 0 5077