0001018674-19-000001.txt : 20190201 0001018674-19-000001.hdr.sgml : 20190201 20190201140302 ACCESSION NUMBER: 0001018674-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 EFFECTIVENESS DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARSONS CAPITAL MANAGEMENT INC/RI CENTRAL INDEX KEY: 0001018674 IRS NUMBER: 050474398 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05700 FILM NUMBER: 19559162 BUSINESS ADDRESS: STREET 1: 10 WEYBOSSSET ST STE 1000 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4015212440 MAIL ADDRESS: STREET 1: 10 WEYBOSSET STREET STREET 2: STE 1000 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001018674 XXXXXXXX 12-31-2018 12-31-2018 PARSONS CAPITAL MANAGEMENT INC/RI

10 WEYBOSSET STREET STE 1000 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-05700 N STACEY STERNBERG 401-521-2440 STACEY STERNBERG PROVIDENCE RI 02-01-2019 0 335 813165 false INFORMATION TABLE 2 ParsonsCM_Q4_2018_13F.xml PARSONS CAPITAL MANAGEMENT - DECEMBER 31, 2018 3M CO COM 88579Y101 68722 360672 SH DFND 0 0 360672 A H BELO CORP COM CL A 001282102 101 30000 SH DFND 0 0 30000 ABBOTT LABS COM 002824100 7917 109461 SH DFND 0 0 109461 ABBVIE INC COM 00287Y109 7308 79273 SH DFND 0 0 79273 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3523 24987 SH DFND 0 0 24987 AFLAC INC COM 001055102 2491 54676 SH DFND 0 0 54676 AGNICO EAGLE MINES LTD COM 008474108 813 20114 SH DFND 0 0 20114 AKAMAI TECHNOLOGIES INC COM 00971T101 305 5000 SH DFND 0 0 5000 ALEXCO RESOURCE CORP COM 01535P106 14 15000 SH DFND 0 0 15000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1072 7823 SH DFND 0 0 7823 ALIGN TECHNOLOGY INC COM 016255101 969 4627 SH DFND 0 0 4627 ALLEGION PUB LTD CO ORD SHS G0176J109 254 3183 SH DFND 0 0 3183 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 229 8400 SH DFND 0 0 8400 ALLSTATE CORP COM 020002101 516 6241 SH DFND 0 0 6241 ALPHABET INC CAP STK CL A 02079K305 7653 7323 SH DFND 0 0 7323 ALPHABET INC CAP STK CL C 02079K107 3022 2919 SH DFND 0 0 2919 ALTRIA GROUP INC COM 02209S103 241 4876 SH DFND 0 0 4876 AMAZON COM INC COM 023135106 19458 12955 SH DFND 0 0 12955 AMERICAN ELEC PWR INC COM 025537101 463 6201 SH DFND 0 0 6201 AMERICAN TOWER CORP NEW COM 03027X100 9539 60304 SH DFND 0 0 60304 AMERICAN WTR WKS CO INC NEW COM 030420103 2868 31597 SH DFND 0 0 31597 AMERISOURCEBERGEN CORP COM 03073E105 1056 14197 SH DFND 0 0 14197 AMGEN INC COM 031162100 4447 22842 SH DFND 0 0 22842 ANADARKO PETE CORP COM 032511107 268 6124 SH DFND 0 0 6124 ANALOG DEVICES INC COM 032654105 1324 15431 SH DFND 0 0 15431 APACHE CORP COM 037411105 309 11778 SH DFND 0 0 11778 APPLE INC COM 037833100 52053 329990 SH DFND 0 0 329955 ASML HOLDING N V N Y REGISTRY SHS N07059210 607 3900 SH DFND 0 0 3900 AT&T INC COM 00206R102 3686 129159 SH DFND 0 0 129085 AUTOMATIC DATA PROCESSING IN COM 053015103 3949 30117 SH DFND 0 0 30117 AZURRX BIOPHARMA INC COM 05502L105 524 432783 SH DFND 0 0 432783 BANK AMER CORP COM 060505104 1376 55856 SH DFND 0 0 55856 BANK NEW YORK MELLON CORP COM 064058100 2164 45983 SH DFND 0 0 45983 BAXTER INTL INC COM 071813109 2214 33636 SH DFND 0 0 33636 BB&T CORP COM 054937107 355 8202 SH DFND 0 0 8202 BECTON DICKINSON & CO COM 075887109 1600 7103 SH DFND 0 0 7103 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 31714 155322 SH DFND 0 0 155322 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1224 4 SH DFND 0 0 4 BEST BUY INC COM 086516101 201 3800 SH DFND 0 0 3800 BIOGEN INC COM 09062X103 536 1780 SH DFND 0 0 1780 BLACKROCK INC COM 09247X101 5774 14700 SH DFND 0 0 14700 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 858 28790 SH DFND 0 0 28790 BOEING CO COM 097023105 7794 24166 SH DFND 0 0 24166 BOOKING HLDGS INC COM 09857L108 1976 1147 SH DFND 0 0 1147 BP PLC SPONSORED ADR 055622104 1392 36710 SH DFND 0 0 36710 BRISTOL MYERS SQUIBB CO COM 110122108 2903 55848 SH DFND 0 0 55848 BROADCOM INC COM 11135F101 378 1486 SH DFND 0 0 1486 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2813 29229 SH DFND 0 0 29229 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 929 24221 SH DFND 0 0 24221 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 777 22500 SH DFND 0 0 22500 BROOKLINE BANCORP INC DEL COM 11373M107 232 16754 SH DFND 0 0 16754 CANADIAN NATL RY CO COM 136375102 2182 29438 SH DFND 0 0 29438 CAPITAL ONE FINL CORP COM 14040H105 447 5910 SH DFND 0 0 5910 CATERPILLAR INC DEL COM 149123101 4648 36579 SH DFND 0 0 36579 CDK GLOBAL INC COM 12508E101 243 5078 SH DFND 0 0 5078 CELGENE CORP COM 151020104 2371 36995 SH DFND 0 0 36995 CERNER CORP COM 156782104 437 8336 SH DFND 0 0 8336 CHARTER COMMUNICATIONS INC N CL A 16119P108 352 1236 SH DFND 0 0 1236 CHESAPEAKE ENERGY CORP COM 165167107 131 62516 SH DFND 0 0 62516 CHEVRON CORP NEW COM 166764100 10283 94526 SH DFND 0 0 94526 CHINA PHARMA HLDGS INC COM 16941T104 3 10000 SH DFND 0 0 10000 CHUBB LIMITED COM H1467J104 589 4559 SH DFND 0 0 4559 CIGNA CORP NEW COM 125523100 1419 7472 SH DFND 0 0 7472 CISCO SYS INC COM 17275R102 5014 115720 SH DFND 0 0 115720 CITIGROUP INC COM NEW 172967424 2584 49631 SH DFND 0 0 49631 CLOROX CO DEL COM 189054109 1470 9538 SH DFND 0 0 9538 CME GROUP INC COM CL A 12572Q105 2238 11899 SH DFND 0 0 11899 COCA COLA CO COM 191216100 911 19243 SH DFND 0 0 19243 COLGATE PALMOLIVE CO COM 194162103 957 16086 SH DFND 0 0 16086 COMCAST CORP NEW CL A 20030N101 10750 315718 SH DFND 0 0 315718 COMPASS MINERALS INTL INC COM 20451N101 280 6717 SH DFND 0 0 6717 CONFORMIS INC COM 20717E101 4 11000 SH DFND 0 0 11000 CONOCOPHILLIPS COM 20825C104 5879 94291 SH DFND 0 0 94254 CONSOLIDATED EDISON INC COM 209115104 331 4324 SH DFND 0 0 4278 CONSTELLATION BRANDS INC CL A 21036P108 2244 13955 SH DFND 0 0 13955 CONTINENTAL RESOURCES INC COM 212015101 351 8730 SH DFND 0 0 8730 CORNING INC COM 219350105 599 19818 SH DFND 0 0 19818 COSTCO WHSL CORP NEW COM 22160K105 796 3906 SH DFND 0 0 3906 CROWN CASTLE INTL CORP NEW COM 22822V101 2188 20145 SH DFND 0 0 20145 CSX CORP COM 126408103 4247 68355 SH DFND 0 0 68355 CUMMINS INC COM 231021106 978 7316 SH DFND 0 0 7316 CVS HEALTH CORP COM 126650100 4813 73457 SH DFND 0 0 73457 D R HORTON INC COM 23331A109 226 6507 SH DFND 0 0 6507 DANAHER CORP DEL COM 235851102 5875 56969 SH DFND 0 0 56969 DEERE & CO COM 244199105 767 5139 SH DFND 0 0 5139 DIAGEO P L C SPON ADR NEW 25243Q205 856 6038 SH DFND 0 0 6038 DISNEY WALT CO COM DISNEY 254687106 6224 56758 SH DFND 0 0 56758 DOLLAR TREE INC COM 256746108 1200 13291 SH DFND 0 0 13291 DOMINION ENERGY INC COM 25746U109 535 7480 SH DFND 0 0 7480 DONALDSON INC COM 257651109 215 4950 SH DFND 0 0 4950 DOWDUPONT INC COM 26078J100 3267 61090 SH DFND 0 0 61038 DUKE ENERGY CORP NEW COM NEW 26441C204 861 9981 SH DFND 0 0 9981 DUKE REALTY CORP COM NEW 264411505 694 26813 SH DFND 0 0 26813 DUNKIN BRANDS GROUP INC COM 265504100 4332 67554 SH DFND 0 0 67554 EAST WEST BANCORP INC COM 27579R104 1697 38975 SH DFND 0 0 38975 EATON CORP PLC SHS G29183103 239 3485 SH DFND 0 0 3485 EATON VANCE TX MGD DIV EQ IN COM 27828N102 2246 220204 PRN DFND 0 0 220204 ECOLAB INC COM 278865100 353 2393 SH DFND 0 0 2393 EMERSON ELEC CO COM 291011104 2220 37156 SH DFND 0 0 37156 ENBRIDGE INC COM 29250N105 2367 76170 SH DFND 0 0 76170 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 137 10352 SH DFND 0 0 10352 ENSTAR GROUP LIMITED SHS G3075P101 737 4400 SH DFND 0 0 4400 EOG RES INC COM 26875P101 632 7244 SH DFND 0 0 7244 EVERSOURCE ENERGY COM 30040W108 343 5274 SH DFND 0 0 5274 EXPEDITORS INTL WASH INC COM 302130109 284 4175 SH DFND 0 0 4175 EXXON MOBIL CORP COM 30231G102 21269 311915 SH DFND 0 0 311915 FACEBOOK INC CL A 30303M102 582 4437 SH DFND 0 0 4437 FEDEX CORP COM 31428X106 468 2900 SH DFND 0 0 2900 FISERV INC COM 337738108 573 7796 SH DFND 0 0 7796 FLIR SYS INC COM 302445101 2375 54537 SH DFND 0 0 54537 FORD MTR CO DEL COM PAR $0.01 345370860 231 30155 SH DFND 0 0 30155 FORTINET INC COM 34959E109 1951 27705 SH DFND 0 0 27705 FORTIVE CORP COM 34959J108 2872 42448 SH DFND 0 0 42448 FORTUNE BRANDS HOME & SEC IN COM 34964C106 344 9054 SH DFND 0 0 9054 FREEPORT-MCMORAN INC CL B 35671D857 222 21545 SH DFND 0 0 21545 GENERAL ELECTRIC CO COM 369604103 474 62628 SH DFND 0 0 62628 GENERAL MLS INC COM 370334104 817 20983 SH DFND 0 0 20983 GENTEX CORP COM 371901109 663 32805 SH DFND 0 0 32805 GILEAD SCIENCES INC COM 375558103 727 11623 SH DFND 0 0 11623 GOLDMAN SACHS GROUP INC COM 38141G104 570 3413 SH DFND 0 0 3413 GRACO INC COM 384109104 1447 34572 SH DFND 0 0 34572 HALLIBURTON CO COM 406216101 1163 43740 SH DFND 0 0 43740 HOME DEPOT INC COM 437076102 8338 48526 SH DFND 0 0 48526 HONEYWELL INTL INC COM 438516106 8363 63295 SH DFND 0 0 63295 IDEXX LABS INC COM 45168D104 260 1400 SH DFND 0 0 1400 ILLINOIS TOOL WKS INC COM 452308109 416 3285 SH DFND 0 0 3285 INGERSOLL-RAND PLC SHS G47791101 690 7561 SH DFND 0 0 7561 INTEL CORP COM 458140100 10358 220711 SH DFND 0 0 220711 INTERNATIONAL BUSINESS MACHS COM 459200101 3301 29039 SH DFND 0 0 29039 INTUIT COM 461202103 3364 17091 SH DFND 0 0 17091 INTUITIVE SURGICAL INC COM NEW 46120E602 240 501 SH DFND 0 0 501 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 554 11070 SH DFND 0 0 11070 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2394 26193 SH DFND 0 0 26193 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 905 32095 SH DFND 0 0 32095 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 643 16821 SH DFND 0 0 16821 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 307 17362 SH DFND 0 0 17362 INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 976 22200 SH DFND 0 0 22200 INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 520 21500 SH DFND 0 0 21500 INVESCO QQQ TR UNIT SER 1 46090E103 465 3015 SH DFND 0 0 3015 IQVIA HLDGS INC COM 46266C105 2211 19030 SH DFND 0 0 19030 ISHARES INC MSCI JPN ETF NEW 46434G822 599 11825 SH DFND 0 0 11825 ISHARES INC MIN VOL EMRG MKT 464286533 419 7505 SH DFND 0 0 7505 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 308 22000 SH DFND 0 0 22000 ISHARES TR MIN VOL USA ETF 46429B697 1011 19291 SH DFND 0 0 19291 ISHARES TR TIPS BD ETF 464287176 331 3019 SH DFND 0 0 3019 ISHARES TR MSCI USA ESG SLC 464288802 358 3468 SH DFND 0 0 3468 ISHARES TR S&P US PFD STK 464288687 1116 32604 SH DFND 0 0 32604 ISHARES TR S&P 100 ETF 464287101 402 3604 SH DFND 0 0 3604 ISHARES TR NATIONAL MUN ETF 464288414 919 8427 SH DFND 0 0 8427 ISHARES TR USA MOMENTUM FCT 46432F396 537 5358 SH DFND 0 0 5358 ISHARES TR IBOXX INV CP ETF 464287242 767 6795 SH DFND 0 0 6795 ISHARES TR MRGSTR SM CP ETF 464288505 366 2475 SH DFND 0 0 2475 ISHARES TR MRGSTR MD CP ETF 464288208 944 5842 SH DFND 0 0 5842 ISHARES TR U.S. TECH ETF 464287721 1129 7058 SH DFND 0 0 7058 ISHARES TR CORE MSCI TOTAL 46432F834 506 9637 SH DFND 0 0 9637 ISHARES TR CORE S&P500 ETF 464287200 7098 28210 SH DFND 0 0 28210 ISHARES TR CORE S&P US GWT 464287671 1063 20167 SH DFND 0 0 20167 ISHARES TR CORE TOTAL USD 46434V613 887 18014 SH DFND 0 0 18014 ISHARES TR US HOME CONS ETF 464288752 755 25117 SH DFND 0 0 25117 ISHARES TR CORE S&P SCP ETF 464287804 3209 46297 SH DFND 0 0 46297 ISHARES TR CORE S&P MCP ETF 464287507 2724 16404 SH DFND 0 0 16404 ISHARES TR EXPANDED TECH 464287515 528 3040 SH DFND 0 0 3040 ISHARES TR INTRM TR CRP ETF 464288638 1419 27064 SH DFND 0 0 27064 ISHARES TR CORE MSCI EAFE 46432F842 675 12270 SH DFND 0 0 12270 ISHARES TR CORE HIGH DV ETF 46429B663 467 5530 SH DFND 0 0 5530 ISHARES TR FLTG RATE NT ETF 46429B655 1436 28520 SH DFND 0 0 28345 ISHARES TR JPMORGAN USD EMG 464288281 338 3251 SH DFND 0 0 3251 ISHARES TR MSCI EAFE ETF 464287465 596 10147 SH DFND 0 0 10147 ISHARES TR MSCI EMG MKT ETF 464287234 2289 58606 SH DFND 0 0 58606 ISHARES TR SELECT DIVID ETF 464287168 292 3267 SH DFND 0 0 3267 ISHARES TR CORE DIV GRWTH 46434V621 1308 39418 SH DFND 0 0 39418 ISHARES TR MSCI ACWI EX US 464288240 1335 31825 SH DFND 0 0 31825 JD COM INC SPON ADR CL A 47215P106 473 22613 SH DFND 0 0 22613 JEFFERIES FINL GROUP INC COM 47233W109 799 46000 SH DFND 0 0 46000 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 2471 81164 SH DFND 0 0 81164 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 1964 61289 SH DFND 0 0 61089 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 713 27955 SH DFND 0 0 27955 JOHNSON & JOHNSON COM 478160104 16799 130175 SH DFND 0 0 130175 JOUNCE THERAPEUTICS INC COM 481116101 36 10816 SH DFND 0 0 10816 JPMORGAN CHASE & CO COM 46625H100 14363 147135 SH DFND 0 0 147090 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1023 45840 SH DFND 0 0 45840 KIMBERLY CLARK CORP COM 494368103 513 4503 SH DFND 0 0 4480 KRAFT HEINZ CO COM 500754106 433 10053 SH DFND 0 0 10053 LIFE STORAGE INC COM 53223X107 209 2250 SH DFND 0 0 2250 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 538 3965 SH DFND 0 0 3965 LILLY ELI & CO COM 532457108 3882 33550 SH DFND 0 0 33550 LINDE PLC COM G5494J103 687 4403 SH DFND 0 0 4403 LIQTECH INTL INC COM 53632A102 107 78000 SH DFND 0 0 78000 LOCKHEED MARTIN CORP COM 539830109 1569 5991 SH DFND 0 0 5991 LOWES COS INC COM 548661107 2668 28892 SH DFND 0 0 28892 MARATHON PETE CORP COM 56585A102 1333 22594 SH DFND 0 0 22594 MARKEL CORP COM 570535104 219 211 SH DFND 0 0 211 MASTERCARD INCORPORATED CL A 57636Q104 4580 24280 SH DFND 0 0 24280 MCCORMICK & CO INC COM NON VTG 579780206 2670 19173 SH DFND 0 0 19173 MCDONALDS CORP COM 580135101 3647 20541 SH DFND 0 0 20541 MEDTRONIC PLC SHS G5960L103 2927 32177 SH DFND 0 0 32177 MERCK & CO INC COM 58933Y105 7617 99682 SH DFND 0 0 99634 METLIFE INC COM 59156R108 625 15221 SH DFND 0 0 15221 METTLER TOLEDO INTERNATIONAL COM 592688105 3111 5500 SH DFND 0 0 5500 MICROSOFT CORP COM 594918104 16297 160447 SH DFND 0 0 160447 MONDELEZ INTL INC CL A 609207105 2966 74093 SH DFND 0 0 74093 MTS SYS CORP COM 553777103 205 5100 SH DFND 0 0 5100 NETFLIX INC COM 64110L106 1064 3975 SH DFND 0 0 3975 NEXTERA ENERGY INC COM 65339F101 5819 33480 SH DFND 0 0 33480 NIKE INC CL B 654106103 4609 62163 SH DFND 0 0 62163 NORFOLK SOUTHERN CORP COM 655844108 351 2350 SH DFND 0 0 2350 NORTHROP GRUMMAN CORP COM 666807102 204 833 SH DFND 0 0 833 NOVARTIS A G SPONSORED ADR 66987V109 2391 27864 SH DFND 0 0 27864 NUCOR CORP COM 670346105 814 15719 SH DFND 0 0 15719 NUTRIEN LTD COM 67077M108 200 4264 SH DFND 0 0 4264 NVIDIA CORP COM 67066G104 208 1560 SH DFND 0 0 1560 NXP SEMICONDUCTORS N V COM N6596X109 1077 14697 SH DFND 0 0 14697 OMNICOM GROUP INC COM 681919106 1907 26037 SH DFND 0 0 26037 ONEOK INC NEW COM 682680103 203 3755 SH DFND 0 0 3755 ORACLE CORP COM 68389X105 5196 115073 SH DFND 0 0 115073 PARK CITY GROUP INC COM NEW 700215304 940 157442 SH DFND 0 0 157442 PAYCHEX INC COM 704326107 2265 34759 SH DFND 0 0 34759 PAYPAL HLDGS INC COM 70450Y103 2725 32400 SH DFND 0 0 32400 PEPSICO INC COM 713448108 5728 51848 SH DFND 0 0 51848 PERKINELMER INC COM 714046109 236 3000 SH DFND 0 0 3000 PFIZER INC COM 717081103 10000 229105 SH DFND 0 0 229105 PHILIP MORRIS INTL INC COM 718172109 413 6186 SH DFND 0 0 6186 PHILLIPS 66 COM 718546104 3134 36381 SH DFND 0 0 36381 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 8285 82066 SH DFND 0 0 82066 PNC FINL SVCS GROUP INC COM 693475105 519 4441 SH DFND 0 0 4441 PROCTER AND GAMBLE CO COM 742718109 10684 116234 SH DFND 0 0 116234 PROGRESSIVE CORP OHIO COM 743315103 2438 40408 SH DFND 0 0 40408 QUEST DIAGNOSTICS INC COM 74834L100 1054 12652 SH DFND 0 0 12652 RAYTHEON CO COM NEW 755111507 659 4300 SH DFND 0 0 4300 RED HAT INC COM 756577102 274 1559 SH DFND 0 0 1559 RESIDEO TECHNOLOGIES INC COM 76118Y104 203 9868 SH DFND 0 0 9868 ROPER TECHNOLOGIES INC COM 776696106 4031 15125 SH DFND 0 0 15125 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1638 28215 SH DFND 0 0 28215 S&P GLOBAL INC COM 78409V104 793 4664 SH DFND 0 0 4664 SALESFORCE COM INC COM 79466L302 4496 32824 SH DFND 0 0 32824 SCHLUMBERGER LTD COM 806857108 2003 55511 SH DFND 0 0 55511 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 322 5391 SH DFND 0 0 5391 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 255 5103 SH DFND 0 0 5103 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 880 18365 SH DFND 0 0 18365 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 323 5330 SH DFND 0 0 5330 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 862 33377 SH DFND 0 0 33377 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 398 4022 SH DFND 0 0 4022 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 411 4748 SH DFND 0 0 4748 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 249 4900 SH DFND 0 0 4900 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2113 34095 SH DFND 0 0 34095 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 382 5932 SH DFND 0 0 5932 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 241 10130 SH DFND 0 0 10130 SELECT SECTOR SPDR TR ENERGY 81369Y506 1567 27327 SH DFND 0 0 27327 SHERWIN WILLIAMS CO COM 824348106 303 770 SH DFND 0 0 770 SIGNATURE BK NEW YORK N Y COM 82669G104 212 2065 SH DFND 0 0 2065 SOUTHERN CO COM 842587107 1262 28733 SH DFND 0 0 28733 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 321 1377 SH DFND 0 0 1377 SPDR GOLD TRUST GOLD SHS 78463V107 1435 11832 SH DFND 0 0 11832 SPDR S&P 500 ETF TR TR UNIT 78462F103 1500 6000 SH DFND 0 0 6000 SPDR S&P 500 ETF TR TR UNIT 78462F103 925 3700 SH DFND 0 0 3700 SPDR S&P 500 ETF TR TR UNIT 78462F103 750 3000 SH DFND 0 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 565 2259 SH DFND 0 0 2259 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 722 2387 SH DFND 0 0 2387 SPDR SER TR BLOMBERG BRC INV 78468R200 1289 42437 SH DFND 0 0 42437 SPDR SERIES TRUST NYSE TECH ETF 78464A102 1930 32427 SH DFND 0 0 32427 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1508 50042 SH DFND 0 0 50042 SPRING BK PHARMACEUTICALS IN COM 849431101 2882 277363 SH DFND 0 0 277363 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 315 7052 SH DFND 0 0 7052 STANLEY BLACK & DECKER INC COM 854502101 279 2328 SH DFND 0 0 2328 STRYKER CORP COM 863667101 1041 6642 SH DFND 0 0 6642 SUMMIT WIRELESS TECHNLGIES I COM 86633R104 34 10000 SH DFND 0 0 10000 SUN LIFE FINL INC COM 866796105 230 6931 SH DFND 0 0 6931 SUNTRUST BKS INC COM 867914103 1611 31935 SH DFND 0 0 31935 SYSCO CORP COM 871829107 1823 29101 SH DFND 0 0 29101 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 378 3668 SH DFND 0 0 3668 TARGET CORP COM 87612E106 366 5538 SH DFND 0 0 5538 TEAM INC COM 878155100 292 19942 SH DFND 0 0 19942 TECOGEN INC NEW COM NEW 87876P201 127 34967 SH DFND 0 0 34967 TESLA INC COM 88160R101 463 1392 SH DFND 0 0 1392 TETRAPHASE PHARMACEUTICALS I COM 88165N105 12 11000 SH DFND 0 0 11000 TEXAS INSTRS INC COM 882508104 1324 14013 SH DFND 0 0 14013 THERMO FISHER SCIENTIFIC INC COM 883556102 7822 34952 SH DFND 0 0 34952 TJX COS INC NEW COM 872540109 1528 34152 SH DFND 0 0 34152 TORCHMARK CORP COM 891027104 1948 26138 SH DFND 0 0 26138 TORONTO DOMINION BK ONT COM NEW 891160509 1911 38437 SH DFND 0 0 38437 TOTAL S A SPONSORED ADR 89151E109 337 6457 SH DFND 0 0 6457 TRANSCANADA CORP COM 89353D107 218 6117 SH DFND 0 0 6117 TRAVELERS COMPANIES INC COM 89417E109 459 3834 SH DFND 0 0 3834 ULTA BEAUTY INC COM 90384S303 720 2941 SH DFND 0 0 2941 UNILEVER PLC SPON ADR NEW 904767704 1906 36474 SH DFND 0 0 36474 UNION PAC CORP COM 907818108 1175 8503 SH DFND 0 0 8503 UNITED PARCEL SERVICE INC CL B 911312106 1041 10671 SH DFND 0 0 10671 UNITED TECHNOLOGIES CORP COM 913017109 4588 43091 SH DFND 0 0 43091 UNITEDHEALTH GROUP INC COM 91324P102 337 1354 SH DFND 0 0 1354 UNIVERSAL DISPLAY CORP COM 91347P105 1121 11983 SH DFND 0 0 11983 US BANCORP DEL COM NEW 902973304 3132 68541 SH DFND 0 0 68541 V F CORP COM 918204108 1004 14080 SH DFND 0 0 14080 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1123 13818 SH DFND 0 0 13818 VANGUARD GROUP DIV APP ETF 921908844 662 6754 SH DFND 0 0 6712 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1036 9019 SH DFND 0 0 9019 VANGUARD INDEX FDS GROWTH ETF 922908736 406 3025 SH DFND 0 0 3025 VANGUARD INDEX FDS TOTAL STK MKT 922908769 610 4776 SH DFND 0 0 4776 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7975 34702 SH DFND 0 0 34520 VANGUARD INDEX FDS MID CAP ETF 922908629 3165 22903 SH DFND 0 0 22903 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 491 6585 SH DFND 0 0 6585 VANGUARD INDEX FDS SM CP VAL ETF 922908611 685 6008 SH DFND 0 0 6008 VANGUARD INDEX FDS SMALL CP ETF 922908751 910 6891 SH DFND 0 0 6891 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3818 100197 SH DFND 0 0 100197 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3362 73763 SH DFND 0 0 73763 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5299 67993 SH DFND 0 0 67918 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4120 49723 SH DFND 0 0 49550 VANGUARD STAR FD VG TL INTL STK F 921909768 216 4576 SH DFND 0 0 4576 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 5199 140134 SH DFND 0 0 139939 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1066 13664 SH DFND 0 0 13514 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 704 4385 SH DFND 0 0 4385 VANGUARD WORLD FDS INF TECH ETF 92204A702 841 5043 SH DFND 0 0 5043 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 253 1680 SH DFND 0 0 1680 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1179 10639 SH DFND 0 0 10639 VECTREN CORP COM 92240G101 233 3243 SH DFND 0 0 3243 VERASTEM INC COM 92337C104 49 14465 SH DFND 0 0 14465 VERIZON COMMUNICATIONS INC COM 92343V104 7066 125689 SH DFND 0 0 125637 VISA INC COM CL A 92826C839 4186 31730 SH DFND 0 0 31730 W P CAREY INC COM 92936U109 843 12900 SH DFND 0 0 12900 WALGREENS BOOTS ALLIANCE INC COM 931427108 692 10124 SH DFND 0 0 10124 WALMART INC COM 931142103 1280 13746 SH DFND 0 0 13746 WATERS CORP COM 941848103 1925 10205 SH DFND 0 0 10205 WEATHERFORD INTL PLC ORD SHS G48833100 8 15000 SH DFND 0 0 15000 WEC ENERGY GROUP INC COM 92939U106 2279 32906 SH DFND 0 0 32906 WELLS FARGO CO NEW COM 949746101 1340 29086 SH DFND 0 0 29086 WELLTOWER INC COM 95040Q104 2075 29888 SH DFND 0 0 29888 WESTERN ALLIANCE BANCORP COM 957638109 1175 29755 SH DFND 0 0 29755 WESTROCK CO COM 96145D105 266 7043 SH DFND 0 0 7043 WEYERHAEUSER CO COM 962166104 921 42136 SH DFND 0 0 42136 WHEATON PRECIOUS METALS CORP COM 962879102 707 36221 SH DFND 0 0 36221 WHITE MTNS INS GROUP LTD COM G9618E107 991 1155 SH DFND 0 0 1155 WISDOMTREE TR US EARNINGS 500 97717W588 208 7382 SH DFND 0 0 7382 XCEL ENERGY INC COM 98389B100 935 18967 SH DFND 0 0 18967 XILINX INC COM 983919101 1663 19525 SH DFND 0 0 19525 XYLEM INC COM 98419M100 1368 20500 SH DFND 0 0 20500 YUM BRANDS INC COM 988498101 540 5876 SH DFND 0 0 5876