X0202 4 2006-11-17 0000049071 HUMANA INC HUM 0001018657 MCCALLISTER MICHAEL B HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 1 1 0 0 President & CEO Humana Common 2006-11-17 4 S 0 164000 0 D 193303 D Humana Common 2006-11-17 4 F 0 55296 54.835 D 138007 D Humana Common 2006-11-17 4 M 0 10799 9.26 A 148806 D Humana Common 2006-11-17 4 M 0 15390 12.995 A 164196 D Humana Common 2006-11-17 4 M 0 374479 6.9063 A 538675 D Humana Common 2006-11-17 4 M 0 5194 19.25 A 543869 D Humana Common 2006-11-17 4 M 0 2948 15.5938 A 546817 D Humana Common 2006-11-17 4 F 0 138487 54.085 D 408330 D Humana Common 13419 I See Footnote Humana Common 14336 I See Footnote Humana Common 3296 I See Footnote Humana Common 38063 I See Footnote Options 15.5938 2006-11-17 4 M 0 2948 15.5938 D 2008-01-15 Humana Common 2948 21852 D Options 19.25 2006-11-17 4 M 0 5194 19.25 D 2009-01-15 Humana Common 5194 24806 D Options 7.4688 2009-11-18 Humana Common 100000 100000 D Options 6.9063 2006-11-17 4 M 0 374479 6.9063 D 2010-02-11 Humana Common 374479 125521 D Options 32.70 2012-02-24 Humana Common 250000 250000 D Options 12.995 2006-11-17 4 M 0 15390 12.995 D 2012-03-13 Humana Common 15390 34610 D Options 9.26 2006-11-17 4 M 0 10799 9.26 D 2013-03-13 Humana Common 10799 189201 D Options 21.275 2014-02-24 Humana Common 200000 200000 D Options 53.96 2013-02-23 Humana Common 150000 150000 D Phantom Stock Units Humana Common 1143 1143 I See Footnote Reporting person sold shares between $53.46 and $54.55. Shares held in a trust for the benefit of reporting person's spouse. Shares held in a trust for the benefit of reporting person. Shares held in a trust for the benefit of reporting person's minor children. Shares held for the benefit of reporting person as of October 31, 2006 under the Humana Retirement & Savings Plan, including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c). Right to buy pursuant to Company's 1996 Stock Incentive Plan for Employees. Incentive and Non-qualified stock options granted to reporting person on 9/17/98 vesting in three increments each from 9/17/99 to 1/15/01. Incentive and Non-qualified stock options granted to reporting person on 1/15/99 vesting in three increments from 1/15/00 to 1/15/02. Non-qualified stock options granted to reporting person on 11/18/99 vesting in three increments from 11/18/00 to 11/18/02. Incentive and Non-qualified stock options granted to reporting person on 2/11/00, NQ options vesting in three increments from 2/11/01 to 2/11/03, and ISO's vesting on 2/11/03. Incentive and Non-qualified stock options granted to reporting person on 3/13/02, NQ options vesting in three increments from 3/13/03 to 3/13/05, ISO's vesting in two increments on 3/13/04 and 3/13/05. Incentive and Non-qualified stock options granted to reporting person on 3/13/03, NQ options vesting in three increments from 3/13/04 to 3/13/06, and ISO's vesting on 3/13/06. Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-qualified stock options granted to reporting person on 2/24/04, NQ options vesting in three increments from 2/24/05 to 2/24/07, and ISO's vesting on 2/24/07. Incentive and Non-Qualified stock options granted to reporting person on 2/24/05, NQ options vesting in three increments from 2/24/06 to 2/24/08, and ISO's vesting on 2/24/08. Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09. Phantom Stock Units held for the benefit of reporting person as of October 31, 2006, based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan exempt under Rule 16b-3(c and d). Michael B. McCallister 2006-11-20