-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DewaCie+sZg+G/zrC8d0mr/hU78v1nBNP160GxigH/rnvYJRTlMuNWBH/dGISc2K U65VShfKu8vTERA6A9qpwA== 0000950147-98-000181.txt : 19980312 0000950147-98-000181.hdr.sgml : 19980312 ACCESSION NUMBER: 0000950147-98-000181 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980311 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MUTUAL FUNDS CENTRAL INDEX KEY: 0001018593 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: SEC FILE NUMBER: 333-08045 FILM NUMBER: 98563158 BUSINESS ADDRESS: STREET 1: 1800 AVENUE OF THE STARS, 2ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS, 2ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 24F-2NT 1 FORM 24F-2NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 Read instructions at end of Form before preparing Form - -------------------------------------------------------------------------------- 1. Name and address of issuer: Kayne Anderson Mutual Funds 1800 Avenue of the Stars, Second Floor Los Angeles, CA 90067 - -------------------------------------------------------------------------------- 2. The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [X] - -------------------------------------------------------------------------------- 3. Investment Company Act File Number: 811-7705 Securities Act File Number: 333-38405 - -------------------------------------------------------------------------------- 4(a). Last day of fiscal year for which this Form is filed: December 31, 1997 - -------------------------------------------------------------------------------- 4(b). [_] Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A.2) Note: If the Form is being filed late, interest must be paid on the registration fee due. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 4(c). [_] Check box if this is the last time the issuer will be filing this Form. - -------------------------------------------------------------------------------- 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $28,280,359 ----------- (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $13,087,846 ----------- (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $0 ----------- (iv) Total available redemption credits [add Items 5(ii) and 5(iii)]: $13,087,846 ----------- (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $15,192,513 --------------------------------------------------------------------------------------------------------- (vi) Redemption Credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $0 ------------ -------------------------------------------------------------------------------------- (vii) Multiplier for determining registration fee (See Instruction C.9): 0.00029500 ----------- (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter "0" if no fee is due): $4,481.79 ===========
- -------------------------------------------------------------------------------- 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: __________. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____________. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): - -------------------------------------------------------------------------------- 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line7]: $4,481.79 - -------------------------------------------------------------------------------- 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: Date: March 10, 1998 CIK Number: 0001018593 -------------- ---------- Method of Delivery: [x] Wire Transfer [_] Mail or other means - -------------------------------------------------------------------------------- SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* /s/Eric M. Banhazl ---------------------------------------------- Eric M. Banhazl, Assistant Treasurer ---------------------------------------------- Date: March 10, 1998 -------------- *Please print the name and title of the signing officer below the signature -----END PRIVACY-ENHANCED MESSAGE-----