0001104659-22-105343.txt : 20221003 0001104659-22-105343.hdr.sgml : 20221003 20221003170606 ACCESSION NUMBER: 0001104659-22-105343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20221003 DATE AS OF CHANGE: 20221003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLINSKY STEVEN B CENTRAL INDEX KEY: 0001018327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01317 FILM NUMBER: 221288331 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New Mountain Guardian Investments III, L.L.C. CENTRAL INDEX KEY: 0001788186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01317 FILM NUMBER: 221288332 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: FL. 48 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: FL. 48 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian III BDC, L.L.C. CENTRAL INDEX KEY: 0001781870 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 tm2226663-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-18 0 0001781870 New Mountain Guardian III BDC, L.L.C. NONE 0001788186 New Mountain Guardian Investments III, L.L.C. C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 0 1 0 0001018327 KLINSKY STEVEN B C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 0 1 0 LLC Interests 2020-12-18 4 P 0 4500000 10 A 9281892 D LLC Interests 2021-10-11 4 P 0 7565196 10 A 16847088 D LLC Interests 2021-12-01 4 P 0 5615696 10 A 22462784 D LLC Interests 2022-03-10 4 P 0 5615696 10 A 28078480 D Represents securities held by New Mountain Guardian Investments III, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments III, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Exhibit 24. Joseph Hartswell is signing on behalf of Steven B. Klinsky pursuant to a Power of Attorney dated October 3, 2022, which is attached hereto as an exhibit. /s/ New Mountain Guardian Investments III, L.L.C. By: /s/ Joseph Hartswell Name: Joseph Hartswell Title: Authorized Signatory 2022-10-03 /s/ Joseph Hartswell as Attorney-in-Fact for Steven B. Klinsky 2022-10-03 EX-24 2 tm2226663d1_ex24.htm EXHIBIT 24

 

Exhibit 24

 

POWER OF ATTORNEY

 

Know all by these present, that the undersigned hereby constitutes and appoints Joseph W. Hartswell, with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

 

(1)prepare and execute on behalf of the undersigned, in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by any rule or regulation of the SEC;

 

(2)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or Schedule 13D or 13G, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority.

 

(3)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.

 

This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 3rd day of October, 2022.

 

  NEW MOUNTAIN GUARDIAN INVESTMENTS III, L.L.C.
   
  By: /s/ Steven B. Klinsky
  Name: Steven B. Klinsky
  Title: Managing Member
     
  STEVEN B. KLINSKY

 

  By: /s/ Steven B. Klinsky
  Name: Steven B. Klinsky