0001225208-20-000632.txt : 20200107
0001225208-20-000632.hdr.sgml : 20200107
20200107162731
ACCESSION NUMBER: 0001225208-20-000632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200103
FILED AS OF DATE: 20200107
DATE AS OF CHANGE: 20200107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYES GREGORY
CENTRAL INDEX KEY: 0001225946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 20513596
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2020-01-03
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001225946
HAYES GREGORY
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
1
Chairman, President and CEO
Common Stock
2020-01-03
4
M
0
21932.0000
0
A
219963.0000
D
Common Stock
2020-01-03
4
F
0
8688.0000
153.3500
D
211275.0000
D
Common Stock
164.0000
I
By Children's Trust Accounts
Common Stock
5279.0000
I
By Savings Plan Trustee
Common Stock
874.0000
I
By Spouse
Common Stock
1325.0000
I
By Spouse's Savings Plan Account
Restricted Stock Units RSU
2020-01-03
4
M
0
21932.0000
0.0000
D
2020-01-03
Common Stock
21932.0000
0.0000
D
Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
On January 3, 2017, the reporting person was granted 20,500 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 21,932 RSUs, which included accumulated dividend equivalents, vested.
/s/ Ariel R. David as Attorney-in-Fact
2020-01-07