0001225208-18-002913.txt : 20180214
0001225208-18-002913.hdr.sgml : 20180214
20180214170237
ACCESSION NUMBER: 0001225208-18-002913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180212
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYES GREGORY
CENTRAL INDEX KEY: 0001225946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 18613297
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2018-02-12
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001225946
HAYES GREGORY
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
1
Chairman, President and CEO
Common Stock
2018-02-12
4
A
0
11060.0000
127.3800
A
112929.0000
D
Common Stock
2018-02-12
4
F
0
3963.0000
127.3800
D
108966.0000
D
Common Stock
5068.0000
I
By Savings Plan Trustee
Common Stock
874.0000
I
By Spouse
Common Stock
1273.0000
I
By Spouse's Savings Plan Account
The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level.
/s/ Ariel R. David as Attorney-in-Fact
2018-02-14