0001225208-18-000664.txt : 20180104
0001225208-18-000664.hdr.sgml : 20180104
20180104163220
ACCESSION NUMBER: 0001225208-18-000664
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYES GREGORY
CENTRAL INDEX KEY: 0001225946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 18510541
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2018-01-02
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001225946
HAYES GREGORY
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
1
Chairman, President and CEO
Common Stock
101869.0000
D
Common Stock
5068.0000
I
By Savings Plan Trustee
Common Stock
874.0000
I
By Spouse
Common Stock
1273.0000
I
By Spouse's Savings Plan Account
Restricted Stock Units RSU
2018-01-02
4
A
0
19500.0000
128.1600
A
2021-01-02
Common Stock
19500.0000
19500.0000
D
Stock Appreciation Right
128.1600
2018-01-02
4
A
0
161000.0000
128.1600
A
2021-01-02
2028-01-01
Common Stock
161000.0000
161000.0000
D
Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
The reporting person was also awarded 48,500 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
/s/ Ariel R. David as Attorney-in-Fact
2018-01-04