0001225208-16-023813.txt : 20160106 0001225208-16-023813.hdr.sgml : 20160106 20160106170637 ACCESSION NUMBER: 0001225208-16-023813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Fredric G CENTRAL INDEX KEY: 0001347950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161327595 MAIL ADDRESS: STREET 1: CBS CORPORATION STREET 2: 51 WEST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml X0306 4 2016-01-04 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001347950 Reynolds Fredric G 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Common Stock 1225.0000 D Phantom Stock Unit 2016-01-04 4 A 0 878.9369 95.5700 A Common Stock 878.9369 878.9369 D Restricted Stock Units 2016-01-04 4 A 0 1046.3535 95.5700 A Common Stock 1046.3535 1046.3535 D Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. /s/ Charles F. Hildebrand as Attorney-in-Fact 2016-01-06