0000101829-18-000044.txt : 20181212 0000101829-18-000044.hdr.sgml : 20181212 20181212163714 ACCESSION NUMBER: 0000101829-18-000044 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortberg Robert Kelly CENTRAL INDEX KEY: 0001377692 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 181231229 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2018-11-26 2018-11-28 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001377692 Ortberg Robert Kelly 10 FARM SPRINGS ROAD FARMINGTON CT 06032 0 1 0 0 CEO, Collins Aerospace Systems Restricted Stock Units RSU 2018-11-26 4 A 0 30341 0 A 2020-10-02 Common Stock 30341 30341 D Each Restricted Stock Unit that accrues during the vesting period represents a contingent right to receive one share of UTC common stock. Column 6 of Table II in the Form 4 filed on November 28, 2018, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on November 13, 2020. Instead, as correctly noted in footnote (6) associated with the November 28 filing, the RSUs vest on October 2, 2020. Ariel R. David 2018-12-12