-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O1JncBFdPUdISYaOqoam0TXNrrvmY5Lm9Y3H6/Q2ekRSNG06CNZGhWTh0sDIY1Yj ujRGnxRRxIr6NgJANE9oRA== 0000101829-04-000246.txt : 20041103 0000101829-04-000246.hdr.sgml : 20041103 20041103165326 ACCESSION NUMBER: 0000101829-04-000246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 041116899 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 dav334.xml X0202 4 2004-11-01 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2004-11-01 4 M 0 200000 19.5625 A 961485.0000 D Common Stock 2004-11-01 4 F 0 41272 94.8000 D 920213.0000 D Common Stock 2004-11-01 4 F 0 49920 94.8000 D 870293.0000 D Common Stock 2004-11-02 4 S 0 7000 94.0000 D 863293.0000 D Common Stock 2004-11-02 4 S 0 2600 94.0100 D 860693.0000 D Common Stock 2004-11-02 4 S 0 400 94.0400 D 860293.0000 D Common Stock 2004-11-02 4 S 0 200 94.0500 D 860093.0000 D Common Stock 2004-11-02 4 S 0 900 94.0600 D 859193.0000 D Common Stock 2004-11-02 4 S 0 900 94.0800 D 858293.0000 D Common Stock 2004-11-02 4 S 0 1400 94.0900 D 856893.0000 D Common Stock 2004-11-02 4 S 0 2500 94.1000 D 854393.0000 D Common Stock 2004-11-02 4 S 0 700 94.1100 D 853693.0000 D Common Stock 2004-11-02 4 S 0 600 94.1200 D 853093.0000 D Common Stock 2004-11-02 4 S 0 300 94.1300 D 852793.0000 D Common Stock 2004-11-02 4 S 0 800 94.1500 D 851993.0000 D Common Stock 2004-11-02 4 S 0 1100 94.3500 D 850893.0000 D Common Stock 2004-11-02 4 S 0 1000 94.3600 D 849893.0000 D Common Stock 2004-11-02 4 S 0 2300 94.3700 D 847593.0000 D Common Stock 2004-11-02 4 S 0 200 94.3800 D 847393.0000 D Common Stock 2004-11-02 4 S 0 2200 94.3900 D 845193.0000 D Common Stock 2004-11-02 4 S 0 10400 94.4000 D 834793.0000 D Common Stock 2004-11-02 4 S 0 16100 94.4100 D 818693.0000 D Common Stock 2004-11-02 4 S 0 6600 94.4200 D 812093.0000 D Common Stock 2004-11-02 4 S 0 900 94.4500 D 811193.0000 D Common Stock 4786.7170 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 19.5625 2004-11-01 4 M 0 200000 0 D 1996-09-04 2005-06-27 Common Stock 200000.0000 0.0000 D The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2004-11-02 -----END PRIVACY-ENHANCED MESSAGE-----