-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IkHa1urfXTHMKe0/wYDcyVVZe2+CivAWUradaXNkxWAVWO2ZjocbJE/fYzs/1qPB dUm5JwbK6LbRuA0tBkyvPg== 0000101829-04-000162.txt : 20040429 0000101829-04-000162.hdr.sgml : 20040429 20040429164505 ACCESSION NUMBER: 0000101829-04-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASSIDY JOHN F JR CENTRAL INDEX KEY: 0001184183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 04765661 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 cas278.xml X0202 4 2004-01-12 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184183 CASSIDY JOHN F JR UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 SVP, Science & Technology Common Stock 2004-01-12 4 G 0 6085 0 A 13689.0000 D Common Stock 2004-04-27 4 M 0 4000 36.5625 A 17689.0000 D Common Stock 2004-04-27 4 M 0 24000 36.5625 A 41689.0000 D Common Stock 2004-04-27 4 F 0 937 89.9400 D 40752.0000 D Common Stock 2004-04-27 4 F 0 5619 89.9400 D 35133.0000 D Common Stock 2004-04-28 4 S 0 28948 89.4500 D 6185.0000 D Common Stock 2004-04-28 4 S 0 5900 89.3000 D 285.0000 D Common Stock 2004-04-28 4 S 0 285 89.3400 D 0.0000 D Common Stock 2004-01-12 4 G 0 6085 0 D 0.0000 I By Spouse Common Stock 2424.5920 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 36.5625 2004-04-27 4 M 0 4000 0 D 2001-01-02 2008-01-01 Common Stock 4000.0000 24000.0000 D Non-Qualified Stock Option (right to buy) 36.5625 2004-04-27 4 M 0 24000 0 D 2001-01-02 2008-01-01 Common Stock 24000.0000 0.0000 D Represents transfer of shares to a joint account. The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2004-04-29 -----END PRIVACY-ENHANCED MESSAGE-----