0001453104-17-000008.txt : 20171003 0001453104-17-000008.hdr.sgml : 20171003 20171003140938 ACCESSION NUMBER: 0001453104-17-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 171117194 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-10-01 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001033309 WILLIS CHARLES F IV 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 1 1 1 0 CEO Common Stock 2017-10-01 2017-10-01 4 F 0 6837 24.59 D 668937 D Common Stock 2017-10-02 2017-10-02 4 S 0 800 24.605 D 668137 D Common Stock 2134148 I CFW Partners Common Stock 1176 I Spouse Common Stock 6338 I Son Return to Issuer of previously restricted shares to satisfy withholding tax liability. Shares sold pursuant to a 10b5-1 transaction This transaction was executed in multiple trades at prices ranging from $24.56 to $24.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected Charlotte Montresor Willis Charles F. Willis V UTMA Trust Charles F. Willis, IV 2017-10-03