-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IgyhuUHVPNmxawl4IeqZYw7rS9AO7DRoGYAAURUwAJLAHp/YDD6op6VG4gKiu14G LFcdTUfC41FpmSxnnzt7DA== 0001018099-03-000104.txt : 20031117 0001018099-03-000104.hdr.sgml : 20031117 20031117164529 ACCESSION NUMBER: 0001018099-03-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031115 FILED AS OF DATE: 20031117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOWDLE TIMOTHY E CENTRAL INDEX KEY: 0001137291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12091 FILM NUMBER: 031008402 BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM CHEMICALS INC STREET 2: 20 WIGHT STREET, SUITE 100 CITY: HUNT VALLEY STATE: MD ZIP: 21030 MAIL ADDRESS: STREET 1: C/O MILLENNIUM CHEMICALS INC STREET 2: 20 WIGHT STREET, SUITE 100 CITY: HUNT VALLEY STATE: MD ZIP: 21030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MILLENNIUM CHEMICALS INC CENTRAL INDEX KEY: 0001018099 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 223436215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WIGHT AVENUE STREET 2: SUITE 100 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 410-229-4400 MAIL ADDRESS: STREET 1: 20 WIGHT AVENUE STREET 2: SUITE 100 CITY: HUNT VALLEY STATE: MD ZIP: 21030 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-15 0 0001018099 MILLENNIUM CHEMICALS INC MCH 0001137291 DOWDLE TIMOTHY E C/O MILLENNIUM CHEMICALS INC 20 WIGHT STREET, SUITE 100 HUNT VALLEY MD 21030 0 1 0 0 Sr. VP Common Stock $0.01 par value/share 2003-11-15 4 A 0 54 10.05 A 3600 I SSIP Represents the value of the Reporting Person's Stock Fund Account in the Company's Supplemental Savings and Investment Plan as of November 15, 2003, expressed as share equivalents. As of such date, approximately 98% of such fund was invested in Company Common Stock, and the remainder was invested in cash. Please note that share equivalent accounting affects the total in column 5. Please refer to attached Exhibit 99 for "Amount of Securities Owned Following Required Transaction(s)" in Table I and also for totals of Derivative Securities previously reported in Table II. Timothy E. Dowdle 2003-11-15 EX-99 3 timdowdle.txt EXHIBIT 99 Timothy E. Dowdle EXHIBIT 99 Table I -- Non-Derivative Securities The Reporting Person also indirectly holds 9,699 shares in the Company's 401(k) plan, and 25,864 shares in the Company's Salary and Bonus Deferral Plan. The Reporting Person also directly holds 7,331 shares and 918 shares of unvested Restricted Stock, which may vest over the next three years. Table II -- Derivative Securities (previously reported) The Reporting Person was granted an option on December 6, 1996 under the Issuer's Long Term Stock Incentive Plan to purchase 5,000 shares of the Issuer's Common Stock at $19.00 per share. The Reporting Person was granted an option on May 18, 2001 under the Issuer's Omnibus Incentive Compensation Plan to purchase 25,000 shares of the Issuer's Common Stock at $16.87 per share. The Reporting Person was granted an option on January 24, 2002 under the Issuer's Omnibus Incentive Compensation Plan to purchase 36,000 shares of the Issuer's Common Stock at $12.24 per share. The Reporting Person was granted an option on March 31, 2003 under the Issuer's Omnibus Incentive Compensation Plan to purchase 20,000 shares of the Issuer's Common Stock at $11.68 per share. -----END PRIVACY-ENHANCED MESSAGE-----