0001225208-16-032334.txt : 20160503 0001225208-16-032334.hdr.sgml : 20160503 20160503160655 ACCESSION NUMBER: 0001225208-16-032334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP CENTRAL INDEX KEY: 0001062438 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431816913 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3148782210 MAIL ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLASS GARY W CENTRAL INDEX KEY: 0001018094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24571 FILM NUMBER: 161615480 MAIL ADDRESS: STREET 1: 16653 CHESTERFIELD MANOR DR CITY: CHESTERFIELD STATE: MO ZIP: 63005 4 1 doc4.xml X0306 4 2016-04-30 1 0001062438 PULASKI FINANCIAL CORP PULB 0001018094 DOUGLASS GARY W 12300 OLIVE BOULEVARD ST. LOUIS MO 63141 1 President & CEO Common Stock 2016-04-30 4 D 0 148482.0000 0 D 0.0000 D Common Stock 2016-04-30 4 D 0 1000.0000 0 D 0.0000 I By IRA Common Stock 2016-04-30 4 D 0 9664.3800 0 D 0.0000 I By KSOP Stock Option (right to buy) 6.6900 2016-04-30 4 D 0 20000.0000 D 2010-01-01 2019-01-01 Common Stock 20000.0000 0.0000 D Stock Option (right to buy) 12.8400 2016-04-30 4 D 0 100000.0000 D 2009-05-01 2018-05-01 Common Stock 100000.0000 0.0000 D Disposed of pursuant to the Agreement and Plan of Merger between Pulaski Financial Corp. ("Pulaski") and First Busey Corporation ("First Busey") dated as of December 3, 2015 pursuant to which Pulaski was merged into First Busey on April 30, 2016. Pursuant to the merger agreement, each issued and outstanding share of Pulaski common stock was converted into 0.79 shares of First Busey common stock with cash paid in lieu of fractional shares. This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c). Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable. Pursuant to the Agreement and Plan of Merger between Pulaski and First Busey dated as of December 3, 2015, each option to purchase Pulaski common stock outstanding and unexercised immediately prior to the effective time of the merger was assumed by First Busey and converted into an option to purchase shares of First Busey common stock. The number of First Busey options into which the Pulaski options were converted was determined by multiplying each Pulaski option by 0.79 (rounded down to the nearest whole share), at an exercise price per share of First Busey common stock equal to the exercise price for each share of Pulaski common stock by dividing the Pulaski exercise price by 0.79 (rounded up to the nearest whole cent). Paul J. Milano, Power of Attorney 2016-05-03