-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSuI9fY2mFpAcXWeX5+Ao02YsPuH0AS/W/9ORQJP6ow4Th8arwzNS+LnEXnNG5js lpS9lURi2aq81y1OSlH8yQ== 0000950103-02-001035.txt : 20021025 0000950103-02-001035.hdr.sgml : 20021025 20021025160043 ACCESSION NUMBER: 0000950103-02-001035 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021025 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INGRAM MICRO INC CENTRAL INDEX KEY: 0001018003 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 621644402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12203 FILM NUMBER: 02798803 BUSINESS ADDRESS: STREET 1: 1600 E ST ANDREW PLACE CITY: SANTA ANA STATE: CA ZIP: 92799 BUSINESS PHONE: 7145661000 MAIL ADDRESS: STREET 1: 1600 E ST ANDREW PLACE CITY: SANTA ANA STATE: CA ZIP: 92799 8-K 1 oct2502_8k.txt =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 25, 2002 INGRAM MICRO INC. (Exact Name of Registrant as Specified in Its Charter) - ------------------------------------------------------------------------------- Delaware 1-12203 62-1644402 (State of Incorporation or (Commission File Number) (I.R.S. Employer organization Identification No.) - ------------------------------------------------------------------------------- 1600 E. St. Andrew Place Santa Ana, CA 92799-5125 (Address, including zip code of Registrant's principal executive offices) Registrant's telephone number, including area code: (714) 566-1000 =============================================================================== Item 7. Financial Statements and Exhibits. Exhibit No. Description 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings of Chief Executive Officer dated October 24, 2002 99.2 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings of Chief Financial Officer dated October 24, 2002 Item 9. Regulation FD Disclosure. On October 24, 2002, in compliance with the certification requirements of Order 4-460 of the Securities and Exchange Commission (the "SEC Order"), Ingram Micro Inc.'s (the "Registrant") chief executive officer and chief financial officer each signed certificates ("SEC Certifications") that are required to be filed with the SEC pursuant to the SEC Order. The originally executed and notarized SEC Certifications were sent to the SEC on the same date by overnight courier. A copy of the notarized SEC Certifications signed by the Registrant's chief executive officer and chief financial officer are attached hereto as Exhibits 99.1 and 99.2, respectively, the text of which is incorporated under Item 9 of this Form 8-K by reference herein. These certifications are not to be deemed a part of the report, nor are they to be deemed to be filed pursuant to the Exchange Act or to form a part of the Registrant's public disclosure in the United States or otherwise. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. INGRAM MICRO INC. By: /s/ James E. Anderson, Jr. -------------------------- Name: James E. Anderson, Jr. Title: Senior Vice President Secretary and General Counsel Date: October 25, 2002 3 EX-99.1 3 oct2502_ex9901.txt Exhibit 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Kent B. Foster, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Ingram Micro Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal period ended December 29, 2001 of Ingram Micro Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Ingram Micro Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Kent B. Foster Subscribed and sworn to - ------------------ before me this 24th day of Kent B. Foster October 2002. October 24, 2002 /s/ Debbie A. Polen ------------------- Notary Public My Commission Expires: 11/11/04 Notary Seal DEBBIE A. POLEN Commission # 1281316 Notary Public - California Orange County My Comm. Expires Nov 11, 2004 EX-99.2 4 oct2502_ex9902.txt Exhibit 99.2 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Thomas A. Madden, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Ingram Micro Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal period ended December 29, 2001 of Ingram Micro Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Ingram Micro Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Thomas A. Madden Subscribed and sworn to - -------------------- before me this 24th day of Thomas A. Madden October 2002. October 24, 2002 /s/ Debbie A. Polen ------------------- Notary Public My Commission Expires: 11/11/04 Notary Seal DEBBIE A. POLEN Commission # 1281316 Notary Public - California Orange County My Comm. Expires Nov 11, 2004 -----END PRIVACY-ENHANCED MESSAGE-----