0001476651-17-000031.txt : 20171030
0001476651-17-000031.hdr.sgml : 20171030
20171030162251
ACCESSION NUMBER: 0001476651-17-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171030
DATE AS OF CHANGE: 20171030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORAN STUART I
CENTRAL INDEX KEY: 0001017974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36586
FILM NUMBER: 171162593
MAIL ADDRESS:
STREET 1: WENDY'S INTERNATIONAL, INC.
STREET 2: 4288 W. DUBLIN-GRANVILLE ROAD
CITY: DUBLIN
STATE: OH
ZIP: 43017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCB FINANCIAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001476651
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 270775699
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 WESTON ROAD
STREET 2: SUITE 300
CITY: WESTON
STATE: FL
ZIP: 33331
BUSINESS PHONE: 9549843313
MAIL ADDRESS:
STREET 1: 2500 WESTON ROAD
STREET 2: SUITE 300
CITY: WESTON
STATE: FL
ZIP: 33331
FORMER COMPANY:
FORMER CONFORMED NAME: Bond Street Holdings Inc
DATE OF NAME CHANGE: 20101007
FORMER COMPANY:
FORMER CONFORMED NAME: Bond Street Holdings LLC
DATE OF NAME CHANGE: 20091112
4
1
wf-form4_150939495786739.xml
FORM 4
X0306
4
2017-10-26
0
0001476651
FCB FINANCIAL HOLDINGS, INC.
FCB
0001017974
ORAN STUART I
C/O FCB FINANCIAL HOLDINGS, INC.
2500 WESTON ROAD, SUITE 300
WESTON
FL
33331
1
1
0
0
Secretary
Class A Common Stock, par value $.001 per share
2017-10-26
4
X
0
11142
24.24
A
18246
D
Class A Common Stock, par value $.001 per share
2017-10-26
4
X
0
10500
24.24
A
10500
I
By Olivia Z Oran 1998 Trust
Class A Common Stock, par value $.001 per share
2017-10-26
4
X
0
10500
24.24
A
10500
I
By Gregory D. Oran 1998 Trust
Class A Common Stock, par value $.001 per share
2017-10-26
4
S
0
5674
47.60
D
12572
D
Class A Common Stock, par value $.001 per share
2017-10-26
4
S
0
5348
47.60
D
5152
I
By Olivia Z Oran 1998 Trust
Class A Common Stock, par value $.001 per share
2017-10-26
4
S
0
5348
47.60
D
5152
I
By Gregory D. Oran 1998 Trust
Class A Common Stock, par value $.001 per share
2017-10-27
4
S
0
5468
47.3416
D
7104
D
Class A Common Stock, par value $.001 per share
2017-10-27
4
S
0
5152
47.4817
D
0
I
By Olivia Z Oran 1998 Trust
Class A Common Stock, par value $.001 per share
2017-10-27
4
S
0
5152
47.4794
D
0
I
By Gregory D. Oran 1998 Trust
Class A Common Stock, par value $.001 per share
315
I
By Bond Street Management, LLC
Common Stock Warrants (right to buy)
24.24
2017-10-26
4
X
0
11142
0
D
2019-11-12
Class A Common Stock
11142.0
241492
D
Common Stock Warrants (right to buy)
24.24
2017-10-26
4
X
0
10500
0
D
2019-11-12
Class A Common Stock
10500.0
21000
I
By Olivia Z Oran 1998 Trust
Common Stock Warrants (right to buy)
24.24
2017-10-26
4
X
0
10500
0
D
2019-11-12
Class A Common Stock
10500.0
21000
I
By Gregory D. Oran 1998 Trust
On October 26, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,674 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,468 shares. The Issuer also paid $4.76 to the reporting person in lieu of fractional shares.
On October 26, 2017, the Olivia Z Oran 1998 Trust ("Trust I") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust I paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust I the remaining 5,152 shares. The Issuer also paid $44.74 to Trust I in lieu of fractional shares.
On October 26, 2017, the Gregory D. Oran 1998 Trust ("Trust II") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust II paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust II the remaining 5,152 shares. The Issuer also paid $44.74 to Trust II in lieu of fractional shares.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.10 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
This includes 315 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.
These warrants were previously incorrectly reported as directly owned by the reporting person.
/s/ Douglas Bates, as Attorney-in-Fact for Stuart Oran
2017-10-30