0001476651-17-000031.txt : 20171030 0001476651-17-000031.hdr.sgml : 20171030 20171030162251 ACCESSION NUMBER: 0001476651-17-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORAN STUART I CENTRAL INDEX KEY: 0001017974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36586 FILM NUMBER: 171162593 MAIL ADDRESS: STREET 1: WENDY'S INTERNATIONAL, INC. STREET 2: 4288 W. DUBLIN-GRANVILLE ROAD CITY: DUBLIN STATE: OH ZIP: 43017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FCB FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001476651 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 270775699 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 WESTON ROAD STREET 2: SUITE 300 CITY: WESTON STATE: FL ZIP: 33331 BUSINESS PHONE: 9549843313 MAIL ADDRESS: STREET 1: 2500 WESTON ROAD STREET 2: SUITE 300 CITY: WESTON STATE: FL ZIP: 33331 FORMER COMPANY: FORMER CONFORMED NAME: Bond Street Holdings Inc DATE OF NAME CHANGE: 20101007 FORMER COMPANY: FORMER CONFORMED NAME: Bond Street Holdings LLC DATE OF NAME CHANGE: 20091112 4 1 wf-form4_150939495786739.xml FORM 4 X0306 4 2017-10-26 0 0001476651 FCB FINANCIAL HOLDINGS, INC. FCB 0001017974 ORAN STUART I C/O FCB FINANCIAL HOLDINGS, INC. 2500 WESTON ROAD, SUITE 300 WESTON FL 33331 1 1 0 0 Secretary Class A Common Stock, par value $.001 per share 2017-10-26 4 X 0 11142 24.24 A 18246 D Class A Common Stock, par value $.001 per share 2017-10-26 4 X 0 10500 24.24 A 10500 I By Olivia Z Oran 1998 Trust Class A Common Stock, par value $.001 per share 2017-10-26 4 X 0 10500 24.24 A 10500 I By Gregory D. Oran 1998 Trust Class A Common Stock, par value $.001 per share 2017-10-26 4 S 0 5674 47.60 D 12572 D Class A Common Stock, par value $.001 per share 2017-10-26 4 S 0 5348 47.60 D 5152 I By Olivia Z Oran 1998 Trust Class A Common Stock, par value $.001 per share 2017-10-26 4 S 0 5348 47.60 D 5152 I By Gregory D. Oran 1998 Trust Class A Common Stock, par value $.001 per share 2017-10-27 4 S 0 5468 47.3416 D 7104 D Class A Common Stock, par value $.001 per share 2017-10-27 4 S 0 5152 47.4817 D 0 I By Olivia Z Oran 1998 Trust Class A Common Stock, par value $.001 per share 2017-10-27 4 S 0 5152 47.4794 D 0 I By Gregory D. Oran 1998 Trust Class A Common Stock, par value $.001 per share 315 I By Bond Street Management, LLC Common Stock Warrants (right to buy) 24.24 2017-10-26 4 X 0 11142 0 D 2019-11-12 Class A Common Stock 11142.0 241492 D Common Stock Warrants (right to buy) 24.24 2017-10-26 4 X 0 10500 0 D 2019-11-12 Class A Common Stock 10500.0 21000 I By Olivia Z Oran 1998 Trust Common Stock Warrants (right to buy) 24.24 2017-10-26 4 X 0 10500 0 D 2019-11-12 Class A Common Stock 10500.0 21000 I By Gregory D. Oran 1998 Trust On October 26, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,674 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,468 shares. The Issuer also paid $4.76 to the reporting person in lieu of fractional shares. On October 26, 2017, the Olivia Z Oran 1998 Trust ("Trust I") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust I paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust I the remaining 5,152 shares. The Issuer also paid $44.74 to Trust I in lieu of fractional shares. On October 26, 2017, the Gregory D. Oran 1998 Trust ("Trust II") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust II paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust II the remaining 5,152 shares. The Issuer also paid $44.74 to Trust II in lieu of fractional shares. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.10 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4. This includes 315 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC. Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. These warrants were previously incorrectly reported as directly owned by the reporting person. /s/ Douglas Bates, as Attorney-in-Fact for Stuart Oran 2017-10-30