-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNo0HzWj4cMuzx7cGynQOBtABQH8P3U0qMFd3pvRu49sVrfbkEukm4kqcO6CiLp4 yiDA5vVR7JglsdlnqZJvsw== 0000950133-06-004180.txt : 20060925 0000950133-06-004180.hdr.sgml : 20060925 20060925171429 ACCESSION NUMBER: 0000950133-06-004180 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060919 ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060925 DATE AS OF CHANGE: 20060925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATIENT INFOSYSTEMS INC CENTRAL INDEX KEY: 0001017813 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 161476509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22319 FILM NUMBER: 061107086 BUSINESS ADDRESS: STREET 1: 46 PRINCE ST CITY: ROCHESTER STATE: NY ZIP: 14607 BUSINESS PHONE: 5852427200 MAIL ADDRESS: STREET 1: 46 PRINCE ST CITY: ROCHESTER STATE: NY ZIP: 14607 8-K 1 w25432e8vk.htm FORM 8-K e8vk
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 19, 2006
CAREGUIDE, INC.
 
(Exact name of the Registrant as specified in its charter)
         
Delaware   0-22319   16-1476509
         
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
12301 N.W. 39th Street
Coral Springs, Florida 33065
 
(Address of principal executive offices and Zip Code)
the Registrant’s telephone number, including area code: (954) 796-3714
Patient Infosystems, Inc.
 
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.03 Amendments to Articles of Incorporation of Bylaws; Change in Fiscal Year
          Effective September 19, 2006, the registrant changed its corporate name from Patient Infosystems, Inc. to CareGuide, Inc. (the “Company”). On September 25, 2006, the Company’s common stock began trading on the NASD Over-the-Counter Bulletin Board under the symbol CGDE.
          The Company effected the corporate name change by filing a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of the State of Delaware, the form of which was previously filed as Appendix A to its Information Statement on Schedule 14C filed with the Securities and Exchange Commission on August 28, 2006.
          A copy of the press release dated September 25, 2006 announcing the change of the trading symbol is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
     
Exhibit    
Number   Exhibit Description
3.1
  Certificate of Amendment to Certificate of Incorporation (incorporated by reference to Appendix A to Schedule 14C filed on August 28, 2006).
 
   
99.1
  Press Release, dated September 25, 2006, “CareGuide to Begin Trading under Symbol CGDE Immediately.”

2


 

SIGNATURES
          Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
Date: September 25, 2006   CareGuide, Inc.
 
 
  By:   /s/ Chris E. Paterson    
    Chris E. Paterson   
    President and Chief Executive Officer   
 

3


 

EXHIBIT INDEX
     
Exhibit    
Number   Exhibit Description
3.1
  Certificate of Amendment to Certificate of Incorporation (incorporated by reference to Appendix A to Schedule 14C filed on August 28, 2006).
 
   
99.1
  Press Release, dated September 25, 2006, “CareGuide to Begin Trading under Symbol CGDE Immediately.”

4

EX-99.1 2 w25432exv99w1.htm EXHIBIT 99.1 exv99w1
 

Exhibit 99.1
(CAREGUIDE LOGO)
Contact:   Chris Paterson
Chief Executive Officer
(954) 796-3651
cpaterson@careguide.com
CAREGUIDE TO BEGIN TRADING UNDER SYMBOL CGDE IMMEDIATELY
Coral Springs, Florida (September 25, 2006) — CareGuide, Inc. (OTCBB: CGDE), a national disease and healthcare management company, today announced that it will begin trading today on the Over-the-Counter Bulletin Board under ticker symbol “CGDE.” Previously, the Company had traded under the name Patient Infosystems, Inc., d/b/a CareGuide, and under the symbol PATY.
“We are pleased to announce the change of our ticker symbol to CGDE,” said Chris E. Paterson, president and chief executive officer of CareGuide. “We believe the new ticker symbol more properly reflects the recent change of the Company’s legal name to CareGuide, Inc.”
Headquartered in Coral Springs, Florida, CareGuide is a national disease and care management company serving the health and benefit plans of managed care organizations, employers, unions, third party administrators and government customers. Understanding that health status is dynamic and encompasses physical, mental and social qualities, CareGuide focuses on total population health management. The Company employs a unique scientific approach to identify members of health plans who are at risk for medical destabilization and high claims expense. Through flexible, evidence-based and member-centric interventions that are matched to the individual’s holistic health needs, hospital admissions are prevented and quality of life is enhanced. CareGuide distinguishes itself by combining high human touch with technology to assist chronically ill members in self-managing their health. Visit www.careguide.com for more information.
-END-

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